8-K 1 a50056256.htm SOUND FINANCIAL, INC. 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) November 3, 2011

SOUND FINANCIAL, INC.

(Exact name of Registrant as specified in its Charter)

United States

 

000-52889

 

26-0776123

(State or other jurisdiction

of incorporation)

(Commission File No.)

(IRS Employer
Identification No.)



2005 5th Avenue, Second Floor, Seattle, Washington

 

98121

(Address of principal executive offices)

(Zip Code)

Registrant's telephone number, including area code: (206) 448-0884

 
 

Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 2.02  Results of Operations and Financial Condition

 On November 3, 2011, Sound Financial, Inc. issued a press release announcing financial results for the quarter and nine months ending September 30, 2011. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

Item 9.01  Financial Statements and Exhibits

(c)         The following exhibit is filed as part of this report.

Exhibit 99.1    Press Release from Sound Financial Inc. dated November 3, 2011.



SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

SOUND FINANCIAL, INC.

 
Date:

November 3, 2011

By:

/s/

Laura Lee Stewart

 

Laura Lee Stewart

 

President and Chief Executive Officer




EXHIBIT INDEX


Exhibit Number

 

Description

 
99.1

Press Release, dated November 3, 2011