0001165527-14-000511.txt : 20140815
0001165527-14-000511.hdr.sgml : 20140815
20140815100053
ACCESSION NUMBER: 0001165527-14-000511
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140815
ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baron Energy Inc.
CENTRAL INDEX KEY: 0001410012
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 260582528
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-146627
FILM NUMBER: 141045346
BUSINESS ADDRESS:
STREET 1: 300 S. C.M. ALLEN PARKWAY
STREET 2: SUITE 400
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
BUSINESS PHONE: 512-392-5775
MAIL ADDRESS:
STREET 1: 300 S. C.M. ALLEN PARKWAY
STREET 2: SUITE 400
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
FORMER COMPANY:
FORMER CONFORMED NAME: Nevwest Explorations Corp.
DATE OF NAME CHANGE: 20070816
8-K
1
g7558.txt
CURRENT REPORT DATED 8-15-14
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): August 15, 2014
Commission File Number 333-146627
BARON ENERGY, INC.
(Exact name of registrant as specified in its charter)
NEVADA 26-0582528
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
300 S.C.M. Allen Parkway
Suite 400
San Marcos, TX 78666
(Address of principal executive offices) (Zip Code)
(512) 392-5775
Registrant's telephone number, including area code
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act: None
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligations of the registrant under any of the
following provisions.
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
ITEM 5.02. DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS;
APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF
CERTAIN OFFICERS.
Effective August 15, 2014, the Board of Directors appointed Mr. Jay D.
Squiers, CFA, JD of Dallas, Texas, as a director of the Company. The Board has
determined that Mr. Squiers is an "INDEPENDENT DIRECTOR" as defined by NASDAQ
Listing Rule 5605(a)(2).
Mr. Squiers is employed as a Managing Director at Petro Capital Energy
Funds, Dallas, Texas with an extensive background in debt and equity investments
and corporate governance. Mr. Squiers is a Chartered Financial Analyst (CFA) and
holds an AB magna cum laude in Economics from Princeton University and a JD with
Honors from The University of Texas at Austin School of Law.
There is no additional change in the management, the board of directors or
officers of the Company.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
BARON ENERGY, INC.
Date: August 15, 2014 By: /s/ Ronnie L. Steinocher
-----------------------------------------
Name: Ronnie L. Steinocher
Title: President and Chief Executive Officer
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