0001165527-14-000491.txt : 20140812
0001165527-14-000491.hdr.sgml : 20140812
20140811151241
ACCESSION NUMBER: 0001165527-14-000491
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140807
ITEM INFORMATION: Unregistered Sales of Equity Securities
FILED AS OF DATE: 20140811
DATE AS OF CHANGE: 20140811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baron Energy Inc.
CENTRAL INDEX KEY: 0001410012
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 260582528
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-146627
FILM NUMBER: 141030299
BUSINESS ADDRESS:
STREET 1: 300 S. C.M. ALLEN PARKWAY
STREET 2: SUITE 400
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
BUSINESS PHONE: 512-392-5775
MAIL ADDRESS:
STREET 1: 300 S. C.M. ALLEN PARKWAY
STREET 2: SUITE 400
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
FORMER COMPANY:
FORMER CONFORMED NAME: Nevwest Explorations Corp.
DATE OF NAME CHANGE: 20070816
8-K
1
g7545.txt
CURRENT REPORT DATED 8-7-14
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): August 7, 2014
Commission File Number 333-146627
BARON ENERGY, INC.
(Exact name of registrant as specified in its charter)
NEVADA 26-0582528
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
300 S.C.M. Allen Parkway
Suite 400
San Marcos, TX 78666
(Address of principal executive offices) (Zip Code)
(512) 392-5775
Registrant's telephone number, including area code
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act: None
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligations of the registrant under any of the
following provisions.
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
ITEM 3.02 UNREGISTERED SALES OF EQUITY SECURITIES
On August 8, 2014, the Company sold 250,000 shares of its Series A
Convertible Preferred Stock to Petro Capital Energy Credit, LLC for a
consideration of $250,000, or $1.00 per share.
On August 7, 2014, the Company issued 2,602,354 shares of its Series A
Convertible Preferred Stock to 6 parties in exchange for extinguishment of
existing promissory note debt obligations and accrued interest thereon in the
aggregate amount of $2,602,354 ($1.00 per share).
The recipients of our securities are "accredited investors" and acquired
the securities for investment purposes only without a view to distribution.
Furthermore, the investors had access to information concerning us and our
business prospects; there was no general solicitation or advertising for such
acquisition of our securities; and the securities are restricted pursuant to
Rule 144.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
BARON ENERGY, INC.
Date: August 11, 2014 By: /s/ Ronnie L. Steinocher
-----------------------------------------
Name: Ronnie L. Steinocher
Title: President and Chief Executive Officer
2