0001209191-15-065021.txt : 20150810 0001209191-15-065021.hdr.sgml : 20150810 20150810215534 ACCESSION NUMBER: 0001209191-15-065021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150806 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 BUSINESS PHONE: 415-632-5666 MAIL ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowe Jeffrey CENTRAL INDEX KEY: 0001535261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 151042363 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-06 0 0001409970 LendingClub Corp LC 0001535261 Crowe Jeffrey 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 1 0 1 0 Common Stock 11717 D Common Stock 2015-08-06 4 J 0 9992061 0.00 D 40829959 I By Limited Partnership Common Stock 2015-08-10 4 J 0 7939 14.40 D 40822020 I By Limited Partnership Represents a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to vest 100% on June 10, 2016. Shares were disposed via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners X, LP ("NVP X") to its limited and general partners. The securities shown on Line 2 of Table 1 represent securities held of record by NVP X. Jeffrey Crowe, as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP X, may be deemed to share voting and dispositive power over the shares held by NVP X. Mr. Crowe disclaims beneficial ownership of shares held by NVP X, except to the extent of any pecuniary interest therein. The securities shown on Line 2 of Table 1 represent securities that were sold in a Rule 144 sale. The securities shown on Line 3 of Table 1 respesent shares owned by Genesis VC Partners X, LLC ("Genesis X"). Jeffrey Crowe, as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of Genesis X, may be deemed to share voting and dispositive power over the shares held by Genesis X, expect to the extent of any pecuniary interest therein. By: /s/ Kurt Betcher, as Attorney in-fact 2015-08-10