0001209191-15-065021.txt : 20150810
0001209191-15-065021.hdr.sgml : 20150810
20150810215534
ACCESSION NUMBER: 0001209191-15-065021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150806
FILED AS OF DATE: 20150810
DATE AS OF CHANGE: 20150810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON ST.
STREET 2: 3RD FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
BUSINESS PHONE: 415-632-5666
MAIL ADDRESS:
STREET 1: 71 STEVENSON ST.
STREET 2: 3RD FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crowe Jeffrey
CENTRAL INDEX KEY: 0001535261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 151042363
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-06
0
0001409970
LendingClub Corp
LC
0001535261
Crowe Jeffrey
525 UNIVERSITY AVENUE
SUITE 800
PALO ALTO
CA
94301
1
0
1
0
Common Stock
11717
D
Common Stock
2015-08-06
4
J
0
9992061
0.00
D
40829959
I
By Limited Partnership
Common Stock
2015-08-10
4
J
0
7939
14.40
D
40822020
I
By Limited Partnership
Represents a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to vest 100% on June 10, 2016.
Shares were disposed via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners X, LP ("NVP X") to its limited and general partners.
The securities shown on Line 2 of Table 1 represent securities held of record by NVP X. Jeffrey Crowe, as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP X, may be deemed to share voting and dispositive power over the shares held by NVP X. Mr. Crowe disclaims beneficial ownership of shares held by NVP X, except to the extent of any pecuniary interest therein.
The securities shown on Line 2 of Table 1 represent securities that were sold in a Rule 144 sale.
The securities shown on Line 3 of Table 1 respesent shares owned by Genesis VC Partners X, LLC ("Genesis X"). Jeffrey Crowe, as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of Genesis X, may be deemed to share voting and dispositive power over the shares held by Genesis X, expect to the extent of any pecuniary interest therein.
By: /s/ Kurt Betcher, as Attorney in-fact
2015-08-10