0001127602-24-016833.txt : 20240529
0001127602-24-016833.hdr.sgml : 20240529
20240529182446
ACCESSION NUMBER: 0001127602-24-016833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240525
FILED AS OF DATE: 20240529
DATE AS OF CHANGE: 20240529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaBenne Andrew
CENTRAL INDEX KEY: 0001847231
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 241000103
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 5500 WINDWARD PKWY., SUITE 450
CITY: ALPHARETTE
STATE: GA
ZIP: 30005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-930-7440
MAIL ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-05-25
0001409970
LendingClub Corp
LC
0001847231
LaBenne Andrew
C/O LENDINGCLUB CORPORATION
595 MARKET ST. #200
SAN FRANCISCO
CA
94105
1
Chief Financial Officer
0
Common Stock
2024-05-25
4
M
0
20005
0
A
111422
D
Common Stock
2024-05-25
4
M
0
10849
0
A
122271
D
Common Stock
2024-05-25
4
M
0
12274
0
A
134545
D
Common Stock
2024-05-25
4
F
0
22223
9.02
D
112322
D
Common Stock
12000
I
UTMAs for Children
Restricted Stock Unit (RSU)
0
2024-05-25
4
M
0
20005
0
D
Common Stock
20005
100023
D
Restricted Stock Unit (RSU)
0
2024-05-25
4
M
0
10849
0
D
Common Stock
10849
75939
D
Restricted Stock Unit (RSU)
0
2024-05-25
4
M
0
12274
0
D
Common Stock
12274
135015
D
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
Aggregates 4,000 shares of Issuer's Common Stock held in each of three UTMA accounts for children of the Reporting Person.
The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Not applicable.
The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
/s/ Bhavit Sheth, attorney-in-fact
2024-05-29