0001127602-23-028370.txt : 20231128 0001127602-23-028370.hdr.sgml : 20231128 20231128184006 ACCESSION NUMBER: 0001127602-23-028370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231125 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Momen Ronnie CENTRAL INDEX KEY: 0001747276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 231447978 MAIL ADDRESS: STREET 1: C/O LENDINGCLUB CORPORATION CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-25 0001409970 LendingClub Corp LC 0001747276 Momen Ronnie C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 Bank-Chief of Consumer Banking 0 Common Stock 2023-11-25 4 M 0 6718 0 A 237719 D Common Stock 2023-11-25 4 M 0 9755 0 A 247474 D Common Stock 2023-11-25 4 M 0 10270 0 A 257744 D Common Stock 2023-11-25 4 M 0 13948 0 A 271692 D Common Stock 2023-11-25 4 F 0 21427 5.61 D 250265 D Restricted Stock Unit (RSU) 0 2023-11-25 4 M 0 6718 0 D Common Stock 6718 6718 D Restricted Stock Unit (RSU) 0 2023-11-25 4 M 0 9755 0 D Common Stock 9755 9755 D Restricted Stock Unit (RSU) 0 2023-11-25 4 M 0 10270 0 D Common Stock 10270 51350 D Restricted Stock Unit (RSU) 0 2023-11-25 4 M 0 13948 0 D Common Stock 13948 125532 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2023-11-28