0001127602-23-028368.txt : 20231128
0001127602-23-028368.hdr.sgml : 20231128
20231128183756
ACCESSION NUMBER: 0001127602-23-028368
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231125
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaBenne Andrew
CENTRAL INDEX KEY: 0001847231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 231447974
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 5500 WINDWARD PKWY., SUITE 450
CITY: ALPHARETTE
STATE: GA
ZIP: 30005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-632-5600
MAIL ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-25
0001409970
LendingClub Corp
LC
0001847231
LaBenne Andrew
C/O LENDINGCLUB CORPORATION
595 MARKET ST. #200
SAN FRANCISCO
CA
94105
1
Chief Financial Officer
0
Common Stock
2023-11-25
4
M
0
20005
0
A
94223
D
Common Stock
2023-11-25
4
M
0
10849
0
A
105072
D
Common Stock
2023-11-25
4
F
0
15890
5.61
D
89182
D
Restricted Stock Unit (RSU)
0
2023-11-25
4
M
0
20005
0
D
Common Stock
20005
140032
D
Restricted Stock Unit (RSU)
0
2023-11-25
4
M
0
10849
0
D
Common Stock
10849
97636
D
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Not applicable.
The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
/s/ Bhavit Sheth, attorney-in-fact
2023-11-28