0001127602-23-007633.txt : 20230228 0001127602-23-007633.hdr.sgml : 20230228 20230228190819 ACCESSION NUMBER: 0001127602-23-007633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kay Valerie CENTRAL INDEX KEY: 0001740868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 23688672 MAIL ADDRESS: STREET 1: C/O LENDINGCLUB CORPORATION STREET 2: 71 STEVENSON ST, SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-25 1 0001409970 LendingClub Corp LC 0001740868 Kay Valerie C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 Bank-Chief Capital Officer Common Stock 2023-02-25 4 M 0 4493 0 A 176990 D Common Stock 2023-02-25 4 M 0 6298 0 A 183288 D Common Stock 2023-02-25 4 M 0 18030 0 A 201318 D Common Stock 2023-02-25 4 M 0 5487 0 A 206805 D Common Stock 2023-02-25 4 M 0 4279 0 A 211084 D Common Stock 2023-02-25 4 F 0 21953 9.61 D 189131 D Restricted Stock Unit (RSU) 0 2023-02-25 4 M 0 4493 0 D Common Stock 4493 0 D Restricted Stock Unit (RSU) 0 2023-02-25 4 M 0 6298 0 D Common Stock 6298 25192 D Restricted Stock Unit (RSU) 0 2023-02-25 4 M 0 18030 0 D Common Stock 18030 0 D Restricted Stock Unit (RSU) 0 2023-02-25 4 M 0 5487 0 D Common Stock 5487 21949 D Restricted Stock Unit (RSU) 0 2023-02-25 4 M 0 4279 0 D Common Stock 4279 34234 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Effective February 25, 2023, the Reporting Person ceased being an Officer of the Issuer. /s/ Bhavit Sheth, attorney-in-fact 2023-02-28