0001127602-20-030134.txt : 20201130 0001127602-20-030134.hdr.sgml : 20201130 20201130184558 ACCESSION NUMBER: 0001127602-20-030134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201125 FILED AS OF DATE: 20201130 DATE AS OF CHANGE: 20201130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanborn Scott CENTRAL INDEX KEY: 0001397362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 201359369 MAIL ADDRESS: STREET 1: C/O REDENVELOPE, INC. STREET 2: 149 NEW MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-11-25 0001409970 LendingClub Corp LC 0001397362 Sanborn Scott C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 CEO Common Stock 2020-11-25 4 M 0 6881 0 A 734977 D Common Stock 2020-11-25 4 F 0 3623 8.08 D 731354 D Common Stock 2020-11-25 4 M 0 9328 0 A 740682 D Common Stock 2020-11-25 4 F 0 4912 7.51 D 735770 D Common Stock 2020-11-25 4 M 0 13382 0 A 749152 D Common Stock 2020-11-25 4 F 0 7046 7.51 D 742106 D Common Stock 2020-11-25 4 M 0 9984 0 A 752090 D Common Stock 2020-11-25 4 F 0 5257 7.51 D 746833 D Common Stock 2020-11-25 4 M 0 10190 0 A 757023 D Common Stock 2020-11-25 4 F 0 5366 7.51 D 751657 D Common Stock 2020-11-25 4 M 0 13496 0 A 765153 D Common Stock 2020-11-25 4 F 0 7106 7.51 D 758047 D Restricted Stock Unit (RSU) 0 2020-11-25 4 M 0 6881 0 D Common Stock 6881 6881 D Restricted Stock Unit (RSU) 0 2020-11-25 4 M 0 9328 0 D Common Stock 9328 46643 D Restricted Stock Unit (RSU) 0 2020-11-25 4 M 0 13382 0 D Common Stock 13382 0 D Restricted Stock Unit (RSU) 0 2020-11-25 4 M 0 9984 0 D Common Stock 9984 89857 D Restricted Stock Unit (RSU) 0 2020-11-25 4 M 0 10190 0 D Common Stock 10190 40760 D Restricted Stock Unit (RSU) 0 2020-11-25 4 M 0 13496 0 D Common Stock 13496 175444 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 25% of the total shares on May 25, 2019, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2020-11-30