0001127602-19-027472.txt : 20190827 0001127602-19-027472.hdr.sgml : 20190827 20190827180554 ACCESSION NUMBER: 0001127602-19-027472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190825 FILED AS OF DATE: 20190827 DATE AS OF CHANGE: 20190827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLOCCA STEVEN CENTRAL INDEX KEY: 0001707149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 191058747 MAIL ADDRESS: STREET 1: C/O LENDINGCLUB CORPORATION STREET 2: 71 STEVENSON ST, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-08-25 0001409970 LendingClub Corp LC 0001707149 ALLOCCA STEVEN C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 President Common Stock 2019-08-25 4 M 0 13417 0 A 106268 D Common Stock 2019-08-25 4 F 0 7065 13.06 D 99203 D Common Stock 2019-08-25 4 M 0 9329 0 A 108532 D Common Stock 2019-08-25 4 F 0 4912 13.06 D 103620 D Common Stock 2019-08-25 4 M 0 7488 0 A 111108 D Common Stock 2019-08-25 4 F 0 3943 13.06 D 107165 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 13417 0 D Common Stock 13417 93919 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 9329 0 D Common Stock 9329 93284 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 7488 0 D Common Stock 7488 104833 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Steven Allocca 2019-08-27