0001127602-18-010204.txt : 20180305 0001127602-18-010204.hdr.sgml : 20180305 20180305175337 ACCESSION NUMBER: 0001127602-18-010204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris John C. CENTRAL INDEX KEY: 0001431297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 18667762 MAIL ADDRESS: STREET 1: C/O VISA INC. STREET 2: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 BUSINESS PHONE: 415-632-5666 MAIL ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-01 0001409970 LendingClub Corp LC 0001431297 Morris John C. C/O LENDINGCLUB CORPORATION 71 STEVENSON STREET, SUITE 300 SAN FRANCISCO CA 94105 1 Common Stock 2018-03-01 4 P 0 10000 3.7082 A 44217 D Common Stock 35336 D This transaction was executed in multiple trades during the day at prices ranging from $3.705 to $3.71. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected Represents the annual equity award of restricted stock units to each non-employee director pursuant to the approved non-employee director compensation plan. The award is made under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest as to 25% of the total shares quarterly, over a one-year period, beginning on June 6, 2017, subject to continued service through each vesting date. /s/ Russell Elmer, attorney-in-fact 2018-03-05