0001127602-16-057376.txt : 20160705
0001127602-16-057376.hdr.sgml : 20160705
20160705192458
ACCESSION NUMBER: 0001127602-16-057376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160705
DATE AS OF CHANGE: 20160705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON ST.
STREET 2: 3RD FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
BUSINESS PHONE: 415-632-5666
MAIL ADDRESS:
STREET 1: 71 STEVENSON ST.
STREET 2: 3RD FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gulati Sameer
CENTRAL INDEX KEY: 0001675009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 161752177
MAIL ADDRESS:
STREET 1: 71 STEVENSON ST, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-06-30
0001409970
LendingClub Corp
LC
0001675009
Gulati Sameer
71 STEVENSON STREET, SUITE 300
SAN FRANCISCO
CA
94105
1
Chief Operations Officer
Common Stock
2016-06-30
4
J
0
551
4.2932
D
976112
D
On June 27, 2016, the shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. However, the broker inadvertently sold an extra 551 shares. The sale of the 551 shares was reversed by the broker on June 30, 2016 by effecting an off-setting trade at the same price as the original transaction.
/s/ Sameer Gulati
2016-07-05