0001127602-16-037040.txt : 20160115 0001127602-16-037040.hdr.sgml : 20160115 20160115170621 ACCESSION NUMBER: 0001127602-16-037040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160113 FILED AS OF DATE: 20160115 DATE AS OF CHANGE: 20160115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 BUSINESS PHONE: 415-632-5666 MAIL ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacIlwaine John CENTRAL INDEX KEY: 0001625128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 161346142 MAIL ADDRESS: STREET 1: 71 STEVENSON STREET, #300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-13 0001409970 LendingClub Corp LC 0001625128 MacIlwaine John C/O LENDINGCLUB CORPORATION 71 STEVENSON STREET, SUITE 300 SAN FRANCISCO CA 94105 1 Chief Technology Officer Common Stock 2016-01-13 4 M 0 12500 .695 A 26606 D Common Stock 2016-01-13 4 S 0 12500 9.5828 D 14106 D Common Stock 2016-01-14 4 M 0 12500 .695 A 26606 D Common Stock 2016-01-14 4 S 0 12500 8.6412 D 14106 D Stock Option (right to buy) .695 2016-01-13 4 M 0 12500 0 D 2022-10-16 Common Stock 12500 852240 D Stock Option (right to buy) .695 2016-01-14 4 M 0 12500 0 D 2022-10-16 Common Stock 12500 839740 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2015. This transaction was executed in multiple trades during the day at prices ranging from $9.48 to $9.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades during the day at prices ranging from $8.33 to $8.85. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. In connection with a domestic relations settlement and the acceleration of certain of the option shares, which modified the option's original vesting schedule, the option vested as to the total shares granted (the "total shares") as follows: (i) 5.68% on July 19, 2013, (ii) 22.73% on July 31,2013, (iii) 4.23% on October 31, 2013, (iv) 7.10% on each of January 31, 2014 and January 31, 2015, (v) 4.01% on April 30, 2014, (vi) 6.25% on each of July 31, 2014, April 30, 2015 and July 31, 2015, (vii) 5.4% on October 31, 2014; and will vest as to the total shares as follows: (i) 5.40% on October 31, 2015, (ii) 7.10% on January 31, 2016, (iii) 6.25% on each of April 30, 2016 and July 31, 2016; subject to continued service through each vesting date. /s/ John MacIlwaine 2016-01-15