0001628280-20-013918.txt : 20200925
0001628280-20-013918.hdr.sgml : 20200925
20200925164308
ACCESSION NUMBER: 0001628280-20-013918
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200925
FILED AS OF DATE: 20200925
DATE AS OF CHANGE: 20200925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 1347 Investors LLC
CENTRAL INDEX KEY: 0001612411
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201200651
BUSINESS ADDRESS:
STREET 1: 150 PIERCE ROAD
STREET 2: 6TH FLOOR
CITY: ITASCA
STATE: IL
ZIP: 60143
BUSINESS PHONE: 847-700-8064
MAIL ADDRESS:
STREET 1: 150 PIERCE ROAD
STREET 2: 6TH FLOOR
CITY: ITASCA
STATE: IL
ZIP: 60143
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWETS LARRY G JR
CENTRAL INDEX KEY: 0001409891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201200652
MAIL ADDRESS:
STREET 1: KINGSWAY FINANCIAL SERVICES INC.
STREET 2: 105 S. MAPLE ST.
CITY: ITASCA
STATE: IL
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
wf-form4_160106657040576.xml
FORM 4
X0306
4
2020-09-25
0
0001606163
Limbach Holdings, Inc.
LMB
0001612411
1347 Investors LLC
105 S. MAPLE
ITASCA
IL
60143
1
0
0
1
See Remarks
0001409891
SWETS LARRY G JR
105 S. MAPLE
ITASCA
IL
60143
1
0
1
0
Common Stock, $0.0001 par value
2020-09-25
4
S
0
54655
7.8674
D
0
D
The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors with share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Mr. Swets may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
Mr. Swets serves on the Board of Directors of the Issuer. Mr. Swets holds 16,399 shares of common stock of the Issuer, and Mr. Swets holds 6,401 restricted stock units granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.
1347 INVESTORS LLC /s/ Larry G. Swets, Jr., Manager
2020-09-25
/s/ Larry G. Swets, Jr.
2020-09-25