0001628280-20-013918.txt : 20200925 0001628280-20-013918.hdr.sgml : 20200925 20200925164308 ACCESSION NUMBER: 0001628280-20-013918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200925 FILED AS OF DATE: 20200925 DATE AS OF CHANGE: 20200925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1347 Investors LLC CENTRAL INDEX KEY: 0001612411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 201200651 BUSINESS ADDRESS: STREET 1: 150 PIERCE ROAD STREET 2: 6TH FLOOR CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 847-700-8064 MAIL ADDRESS: STREET 1: 150 PIERCE ROAD STREET 2: 6TH FLOOR CITY: ITASCA STATE: IL ZIP: 60143 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWETS LARRY G JR CENTRAL INDEX KEY: 0001409891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 201200652 MAIL ADDRESS: STREET 1: KINGSWAY FINANCIAL SERVICES INC. STREET 2: 105 S. MAPLE ST. CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 wf-form4_160106657040576.xml FORM 4 X0306 4 2020-09-25 0 0001606163 Limbach Holdings, Inc. LMB 0001612411 1347 Investors LLC 105 S. MAPLE ITASCA IL 60143 1 0 0 1 See Remarks 0001409891 SWETS LARRY G JR 105 S. MAPLE ITASCA IL 60143 1 0 1 0 Common Stock, $0.0001 par value 2020-09-25 4 S 0 54655 7.8674 D 0 D The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors with share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Mr. Swets may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Mr. Swets serves on the Board of Directors of the Issuer. Mr. Swets holds 16,399 shares of common stock of the Issuer, and Mr. Swets holds 6,401 restricted stock units granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. 1347 INVESTORS LLC /s/ Larry G. Swets, Jr., Manager 2020-09-25 /s/ Larry G. Swets, Jr. 2020-09-25