0001144204-18-038397.txt : 20180713 0001144204-18-038397.hdr.sgml : 20180713 20180713205958 ACCESSION NUMBER: 0001144204-18-038397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWETS LARRY G JR CENTRAL INDEX KEY: 0001409891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 18953435 MAIL ADDRESS: STREET 1: KINGSWAY FINANCIAL SERVICES INC. STREET 2: 150 PIERCE ROAD, SUITE 600 CITY: ITASCA STATE: IL ZIP: 60143 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1347 Investors LLC CENTRAL INDEX KEY: 0001612411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 18953436 BUSINESS ADDRESS: STREET 1: 150 PIERCE ROAD STREET 2: 6TH FLOOR CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 847-700-8064 MAIL ADDRESS: STREET 1: 150 PIERCE ROAD STREET 2: 6TH FLOOR CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31 35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 31 35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 tv498579_4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-21 0 0001606163 Limbach Holdings, Inc. LMB 0001612411 1347 Investors LLC 150 PIERCE ROAD 6TH FLOOR ITASCA IL 60143 1 0 1 1 See Remarks 0001409891 SWETS LARRY G JR 150 PIERCE ROAD 6TH FLOOR ITASCA IL 60143 1 0 1 0 Public Warrants (right to buy) 11.50 2018-02-21 4 J 0 26667 0 D 2016-08-19 2021-07-20 Common Stock 13334 122500 D Public Warrants (right to buy) 11.50 2018-06-05 4 J 0 122500 0 D 2016-08-19 2021-07-20 Common Stock 61250 0 D Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695). Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC ("1347 Investors") to transfer to the lenders thereunder a number of Public Warrants that 1347 Investors purchased in the open market contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4). The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. 1347 Investors may be deemed a director by deputization as a result of Larry G. Swets, Jr., a manager of 1347 Investors, serving on the board of directors of the Issuer. /s/ Elliott M. Smith, Attorney-in-Fact for 1347 Investors LLC 2018-07-13 /s/ Elliott M. Smith, Attorney-in-Fact for Larry G. Swets, Jr. 2018-07-13