0001144204-18-038397.txt : 20180713
0001144204-18-038397.hdr.sgml : 20180713
20180713205958
ACCESSION NUMBER: 0001144204-18-038397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180221
FILED AS OF DATE: 20180713
DATE AS OF CHANGE: 20180713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWETS LARRY G JR
CENTRAL INDEX KEY: 0001409891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 18953435
MAIL ADDRESS:
STREET 1: KINGSWAY FINANCIAL SERVICES INC.
STREET 2: 150 PIERCE ROAD, SUITE 600
CITY: ITASCA
STATE: IL
ZIP: 60143
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 1347 Investors LLC
CENTRAL INDEX KEY: 0001612411
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 18953436
BUSINESS ADDRESS:
STREET 1: 150 PIERCE ROAD
STREET 2: 6TH FLOOR
CITY: ITASCA
STATE: IL
ZIP: 60143
BUSINESS PHONE: 847-700-8064
MAIL ADDRESS:
STREET 1: 150 PIERCE ROAD
STREET 2: 6TH FLOOR
CITY: ITASCA
STATE: IL
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 31 35TH STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 31 35TH STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
tv498579_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-21
0
0001606163
Limbach Holdings, Inc.
LMB
0001612411
1347 Investors LLC
150 PIERCE ROAD
6TH FLOOR
ITASCA
IL
60143
1
0
1
1
See Remarks
0001409891
SWETS LARRY G JR
150 PIERCE ROAD
6TH FLOOR
ITASCA
IL
60143
1
0
1
0
Public Warrants (right to buy)
11.50
2018-02-21
4
J
0
26667
0
D
2016-08-19
2021-07-20
Common Stock
13334
122500
D
Public Warrants (right to buy)
11.50
2018-06-05
4
J
0
122500
0
D
2016-08-19
2021-07-20
Common Stock
61250
0
D
Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC ("1347 Investors") to transfer to the lenders thereunder a number of Public Warrants that 1347 Investors purchased in the open market contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4).
The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
1347 Investors may be deemed a director by deputization as a result of Larry G. Swets, Jr., a manager of 1347 Investors, serving on the board of directors of the Issuer.
/s/ Elliott M. Smith, Attorney-in-Fact for 1347 Investors LLC
2018-07-13
/s/ Elliott M. Smith, Attorney-in-Fact for Larry G. Swets, Jr.
2018-07-13