0001144204-18-032497.txt : 20180601 0001144204-18-032497.hdr.sgml : 20180601 20180601185308 ACCESSION NUMBER: 0001144204-18-032497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180101 FILED AS OF DATE: 20180601 DATE AS OF CHANGE: 20180601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWETS LARRY G JR CENTRAL INDEX KEY: 0001409891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 18876513 MAIL ADDRESS: STREET 1: KINGSWAY FINANCIAL SERVICES INC. STREET 2: 150 PIERCE ROAD, SUITE 600 CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31 35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 31 35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 tv495732_form4.xml FORM 4 X0306 4 2018-01-01 0 0001606163 Limbach Holdings, Inc. LMB 0001409891 SWETS LARRY G JR 150 PIERCE ROAD, 6TH FLOOR ITASCA IL 60143 1 0 1 0 Common Stock 2018-01-01 4 M 0 1066 A 11066 D Common Stock 2343515 I See Footnote Restricted Stock Units 2018-01-01 4 M 0 1066 0.00 D Common Stock 1066 2134 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. The Reporting Person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons is the beneficial owners of the securities for purposes of Section 16 or for any other purpose. This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. /s/ Elliott M. Smith, Attorney-in-Fact for Larry G. Swets, Jr. 2018-06-01