0001144204-18-032497.txt : 20180601
0001144204-18-032497.hdr.sgml : 20180601
20180601185308
ACCESSION NUMBER: 0001144204-18-032497
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180101
FILED AS OF DATE: 20180601
DATE AS OF CHANGE: 20180601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWETS LARRY G JR
CENTRAL INDEX KEY: 0001409891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 18876513
MAIL ADDRESS:
STREET 1: KINGSWAY FINANCIAL SERVICES INC.
STREET 2: 150 PIERCE ROAD, SUITE 600
CITY: ITASCA
STATE: IL
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 31 35TH STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 31 35TH STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
tv495732_form4.xml
FORM 4
X0306
4
2018-01-01
0
0001606163
Limbach Holdings, Inc.
LMB
0001409891
SWETS LARRY G JR
150 PIERCE ROAD, 6TH FLOOR
ITASCA
IL
60143
1
0
1
0
Common Stock
2018-01-01
4
M
0
1066
A
11066
D
Common Stock
2343515
I
See Footnote
Restricted Stock Units
2018-01-01
4
M
0
1066
0.00
D
Common Stock
1066
2134
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. The Reporting Person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons is the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.
/s/ Elliott M. Smith, Attorney-in-Fact for Larry G. Swets, Jr.
2018-06-01