0001628280-23-000307.txt : 20230104 0001628280-23-000307.hdr.sgml : 20230104 20230104181503 ACCESSION NUMBER: 0001628280-23-000307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GORDON G CENTRAL INDEX KEY: 0001409889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 23508730 MAIL ADDRESS: STREET 1: 1101 BRICKELL AVENUE STREET 2: SOUTH TOWER, 8TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 wf-form4_167287408156910.xml FORM 4 X0306 4 2023-01-01 0 0001606163 Limbach Holdings, Inc. LMB 0001409889 PRATT GORDON G C/O 1347 CAPITAL CORP. 150 PIERCE ROAD, 6TH FLOOR ITASCA IL 60143 1 0 0 0 Common Stock 2023-01-01 4 M 0 1067 0 A 23866 D Common Stock 2023-01-01 4 M 0 1067 0 A 24933 D Common Stock 2023-01-01 4 M 0 8876 0 A 33809 D Common Stock 98757 I See Footnote Common Stock 198280 I See Footnote Restricted Stock Units 2023-01-01 4 M 0 1067 0 D Common Stock 1067.0 11010 D Restricted Stock Units 2023-01-01 4 M 0 1067 0 D Common Stock 1067.0 9943 D Restricted Stock Units 2023-01-01 4 M 0 8876 0 D Common Stock 8876.0 1067 D Restricted Stock Units 2023-01-04 4 A 0 6906 0 A Common Stock 6906.0 7973 D Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. This award of RSUs was granted on 01/04/2023. The RSUs are scheduled to cliff vest on January 1, 2024. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt 2023-01-04