0001104659-19-066353.txt : 20191121 0001104659-19-066353.hdr.sgml : 20191121 20191121214526 ACCESSION NUMBER: 0001104659-19-066353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191119 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GORDON G CENTRAL INDEX KEY: 0001409889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 191238597 MAIL ADDRESS: STREET 1: FOUR FOREST PARK STREET 2: SECOND FLOOR CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 tm1923666d1_4.xml OWNERSHIP DOCUMENT X0306 4 2019-11-19 0 0001606163 Limbach Holdings, Inc. LMB 0001409889 PRATT GORDON G C/O 1347 CAPITAL CORP. 150 PIERCE ROAD, 6TH FLOOR ITASCA IL 60143 1 0 0 0 Common Stock 2019-11-19 4 J 0 193280 0 A 198280 I See Footnote Common Stock 2019-11-19 4 J 0 98757 0 A 98757 I See Footnote Common Stock 13198 D $15 Exercise Price Sponsor Warrant 15 2019-11-19 4 J 0 100000 0 A 2016-08-19 2023-07-20 Common Stock 100000 100000 I See Footnote Distribution from 1347 Investors LLC, of which the reporting person is a non-managing member. Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Includes 10,000 shares of the Issuer's common stock beneficially owned directly by reporting person, which were initially reported on a Form 4 filed by the reporting person for a transaction occurring on February 6, 2015. Each $15 Exercise Price Sponsor Warrant is exercisable to purchase one share of common stock at an exercise price of $15.00 per share, subject to adjustment as described under the heading "Description of Securities--$15 Exercise Price Sponsor Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-195695). /s/ Gordon G. Pratt 2019-11-21