0001409661-17-000008.txt : 20171013 0001409661-17-000008.hdr.sgml : 20171013 20171013061620 ACCESSION NUMBER: 0001409661-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171013 DATE AS OF CHANGE: 20171013 EFFECTIVENESS DATE: 20171013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 171135597 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409661 XXXXXXXX 09-30-2017 09-30-2017 Guinness Asset Management Ltd
14 Queen Anne's Gate London X0 SW1H 9AA
13F HOLDINGS REPORT 028-12636 N
Giles Robinette CFO 0 207 222-1665 /s/Giles Robinette London X0 10-13-2017 0 101 477324 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y10915630175890SHSOLE 17589000AFFILIATED MANAGERS GROUPCOM0082521083361765SHSOLE 176500AFLAC INCCOM00105510214369176540SHSOLE 17654000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10630712640SHSOLE 1264000ALPHABET INCCAP STK CL A02079K30537463847SHSOLE 384700AMERIPRISE FINL INCCOM03076C1063042050SHSOLE 205000ANTHEM INCCOM036752103840SHSOLE 4000APACHE CORPCOM03741110510374226507SHSOLE 22650700APPLE INCCOM037833100850SHSOLE 5000APPLIED MATLS INCCOM038222105418380300SHSOLE 8030000ASSOCIATED CAP GROUP INCCL A0455281061073000SHSOLE 300000BIOGEN INCCOM09062X103620SHSOLE 2000BLACKROCK INCCOM09247X101340760SHSOLE 76000BLACKSTONE GROUP L PCOM UNIT LTD09253U1083129340SHSOLE 934000BOEING COCOM097023105452517800SHSOLE 1780000CA INCCOM12673P10512272367638SHSOLE 36763800CANADIAN NAT RES LTDCOM13638510112241366331SHSOLE 36633100CANADIAN SOLAR INCCOM13663510937922500SHSOLE 2250000CARDINAL HEALTH INCCOM14149Y10810150SHSOLE 15000CARLISLE COS INCCOM1423391001098SHSOLE 9800CHEVRON CORP NEWCOM1667641001170399600SHSOLE 9960000CIGNA CORPORATIONCOM125509109843SHSOLE 4300CISCO SYS INCCOM17275R10216426488431SHSOLE 48843100CITRIX SYS INCCOM1773761009120SHSOLE 12000CME GROUP INCCOM CL A12572Q10513725101160SHSOLE 10116000COCA COLA COCOM19121610011930265060SHSOLE 26506000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102377151974SHSOLE 5197400COMCAST CORP NEWCL A20030N101343089150SHSOLE 8915000CONOCOPHILLIPSCOM20825C10411692233600SHSOLE 23360000CVS HEALTH CORPCOM126650100673SHSOLE 7300DANAHER CORP DELCOM235851102390745550SHSOLE 4555000DELUXE CORPCOM248019101570SHSOLE 7000DEVON ENERGY CORP NEWCOM25179M10310638289776SHSOLE 28977600ENBRIDGE INCCOM29250N10511042263900SHSOLE 26390000ENVISION HEALTHCARE CORPCOM29414D100479SHSOLE 7900EURONET WORLDWIDE INCCOM298736109769SHSOLE 6900F M C CORPCOM NEW302491303890SHSOLE 9000F5 NETWORKS INCCOM315616102975SHSOLE 7500FACEBOOK INCCL A30303M102380522270SHSOLE 2227000FIRST SOLAR INCCOM3364331073307200SHSOLE 720000FORTRESS INVESTMENT GROUP LLCL A34958B10620726020SHSOLE 2602000FRANKLIN RES INCCOM3546131013227240SHSOLE 724000GALLAGHER ARTHUR J & COCOM36357610912580204392SHSOLE 20439200GAMCO INVESTORS INCCL A COM361438104893000SHSOLE 300000GENERAL DYNAMICS CORPCOM3695501081209458830SHSOLE 5883000HAIN CELESTIAL GROUP INCCOM40521710011277SHSOLE 27700HALLIBURTON COCOM40621610111134241886SHSOLE 24188600HELIX ENERGY SOLUTIONS GRP ICOM42330P1075834789495SHSOLE 78949500HESS CORPCOM42809H10711230239502SHSOLE 23950200HONEYWELL INTL INCCOM438516106750SHSOLE 5000ILLINOIS TOOL WKS INCCOM4523081091280086510SHSOLE 8651000IMPERIAL OIL LTDCOM NEW45303840812206382966SHSOLE 38296600INFOSYS LTDSPONSORED ADR4567881087480SHSOLE 48000INNOSPEC INCCOM45768S105573SHSOLE 7300INTEL CORPCOM4581401003856101250SHSOLE 10125000INTERCONTINENTAL EXCHANGE INCOM45866F104401958500SHSOLE 5850000JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902063064402148SHSOLE 40214800JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10034913990SHSOLE 1399000JOHNSON & JOHNSONCOM4781601041182990981SHSOLE 9098100JONES LANG LASALLE INCCOM48020Q107757SHSOLE 5700KKR & CO L P DELCOM UNITS48248M10229714600SHSOLE 1460000LKQ CORPCOM50188920813343SHSOLE 34300MEDNAX INCCOM58502B106378SHSOLE 7800MERCK & CO INCCOM58933Y10511730183190SHSOLE 18319000MICROSOFT CORPCOM59491810412695170430SHSOLE 17043000MONDELEZ INTL INCCL A6092071055132SHSOLE 13200NASDAQ INCCOM6311031083144050SHSOLE 405000NETEASE INCSPONSORED ADR64110W10238145SHSOLE 14500NEW ORIENTAL ED & TECH GRP ISPON ADR647581107405245910SHSOLE 4591000NEWFIELD EXPL COCOM6512901089669325875SHSOLE 32587500NIKE INCCL B654106103369971333SHSOLE 7133300NOBLE ENERGY INCCOM6550441059640339925SHSOLE 33992500NVIDIA CORPCOM67066G104408522850SHSOLE 2285000OASIS PETE INC NEWCOM6742151085472600000SHSOLE 60000000OCCIDENTAL PETE CORP DELCOM67459910511927185750SHSOLE 18575000OCH ZIFF CAP MGMT GROUPCL A67551U1057523200SHSOLE 2320000ORMAT TECHNOLOGIES INCCOM6866881023686020SHSOLE 602000PAYPAL HLDGS INCCOM70450Y103444969490SHSOLE 6949000PRICE T ROWE GROUP INCCOM74144T1083333675SHSOLE 367500PROCTER AND GAMBLE COCOM74271810912148133520SHSOLE 13352000PVH CORPCOM693656100863SHSOLE 6300QEP RES INCCOM74733V1004699548290SHSOLE 54829000QUALCOMM INCCOM747525103193437290SHSOLE 3729000RAYMOND JAMES FINANCIAL INCCOM7547301093153730SHSOLE 373000ROPER TECHNOLOGIES INCCOM776696106402616540SHSOLE 1654000SCHLUMBERGER LTDCOM80685710814163203020SHSOLE 20302000SMUCKER J M COCOM NEW832696405985SHSOLE 8500STANLEY BLACK & DECKER INCCOM8545021011594SHSOLE 9400STATE STR CORPCOM8574771033163310SHSOLE 331000SUNCOR ENERGY INC NEWCOM86722410713335381362SHSOLE 38136200SUNPOWER CORPCOM8676524061581216977SHSOLE 21697700THERMO FISHER SCIENTIFIC INCCOM883556102841SHSOLE 4100TPI COMPOSITES INCCOM87266J10438217100SHSOLE 1710000UNIT CORPCOM9092181095337259323SHSOLE 25932300UNITED TECHNOLOGIES CORPCOM9130171091124496860SHSOLE 9686000V F CORPCOM91820410813850217871SHSOLE 21787100VALERO ENERGY CORP NEWCOM91913Y10011943155247SHSOLE 15524700VARIAN MED SYS INCCOM92220P105657SHSOLE 5700VERIFONE SYS INCCOM92342Y1093613178150SHSOLE 17815000WAL-MART STORES INCCOM93114210312347158010SHSOLE 15801000WISDOMTREE INVTS INCCOM97717P1043609354530SHSOLE 35453000