13F-HR 1 gam1203.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Guinness Asset Management Limited Address: 14 Queen Anne s Gate London, England SW1H 9AA Form 13F File Number: 028-12636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Giles Robinette Title: Compliance Officer Phone: +44(0)20 7222 1665 Signature, Place, and Date of Signing: /s/ Giles Robinette London, England April 21, 2012 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: 219945 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- ------------- -------- -------- ---------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE issuer class CUSIP value shares shput/cdiscotherSOLE SHARENONE - ---------------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COM 002824100 718 11710SH SOLE 11710 AFFILIATED MANAGERS GROUP COM 008252108 21 190SH SOLE 190 AFLAC INC COM 001055102 633 13770SH SOLE 13770 ALLIANCEBERNSTEIN HOLDING LP SBI 01881G106 13 840SH SOLE 840 APACHE CORP COM 037411105 11541 114900SH SOLE 114900 APPLIED MATLS INC COM 038222105 9 750SH SOLE 750 ARTIO GLOBAL INVS INC COM CL A 04315B107 6 1300SH SOLE 1300 BEST BUY INC COM 086516101 7 310SH SOLE 310 BLACKROCK INC COM 09247X101 20 100SH SOLE 100 BLACKSTONE GROUP L P COM UNITS 09253U108 21 1340SH SOLE 1340 CANADIAN NAT RES LTD COM 136385101 10842 327100SH SOLE 327100 CARRIZO OIL & GAS INC COM 144577103 5610 198500SH SOLE 198500 COMPANHIA ENERGETICA SPONSORED ADR 204409601 95 3983SH SOLE 3983 CHESAPEAKE ENERGY CORP COM 165167107 10030 432900SH SOLE 432900 CHEVRON CORP COM 166764100 10971 102300SH SOLE 102300 COCA COLA CO COM 191216100 705 9520SH SOLE 9520 CONOCOPHILLIPS COM 20825C104 11431 150390SH SOLE 150390 DEVON ENERGY CORP COM 25179M103 11215 157690SH SOLE 157690 ELSTER GROUP SE SPONSORED ADR 290348101 92 5850SH SOLE 5850 FEDERATED INVS INC COM CL B 314211103 16 730SH SOLE 730 FORTRESS INVESTMENT GROUP COM CL A 34958B106 12 3320SH SOLE 3320 FRANKLIN RES COM 354613101 22 180SH SOLE 180 GENERAL DYNAMICS CORP COM 369550108 692 9430SH SOLE 9430 HALLIBURTON CO COM 406216101 11161 336270SH SOLE 336270 HELIX ENERGY SOLUTIONS COM 42330P107 9253 519830SH SOLE 519830 HESS CORP COM 42809H107 11288 191490SH SOLE 191490 ILLINOIS TOOL WKS COM 452308109 671 11740SH SOLE 11740 ITRON INC COM 465741106 104 2280SH SOLE 2280 JA SOLAR HOLDINGS CO LTD ADR 466090107 2283 1396600SH SOLE 1396600 JANUS CAP GROUP INC COM 47102X105 23 2580SH SOLE 2580 JOHNSON & JOHNSON COM 478160104 667 10110SH SOLE 10110 KRAFT FOODS INC CL A 50075N104 651 17130SH SOLE 17130 L-3 COMMUNICATIONS HLDGS INC COM 502424104 672 9490SH SOLE 9490 LDK SOLAR CO LTD ADR 50183L107 58 14520SH SOLE 14520 MARATHON OIL CORP COM 565849106 10928 344720SH SOLE 344720 MARATHON PETE CORP COM 56585A102 5674 130860SH SOLE 130860 MATTEL INC COM 577081102 678 20130SH SOLE 20130 MICROSOFT CORP COM 594918104 683 21180SH SOLE 21180 NASDAQ OMX GROUP INC COM 631103108 21 800SH SOLE 800 NETEASE COM INC ADR 64110W102 15 260SH SOLE 260 NEWFIELD EXPL CO COM 651290108 11347 327200SH SOLE 327200 NEXEN INC COM 65334H102 11333 618060SH SOLE 618060 NOBLE ENERGY INC COM 655044105 11258 115135SH SOLE 115135 OCH ZIFF CAP MGMT GROUP COM CL A 67551U105 11 1220SH SOLE 1220 ORMAT TECHNOLOGIES INC COM 686688102 82 4090SH SOLE 4090 PATTERSON UTI ENERGY INC COM 703481101 7439 430240SH SOLE 430240 PENN VIRGINIA CORP COM 707882106 2542 558599SH SOLE 558599 PEPSICO INC COM 713448108 700 10550SH SOLE 10550 PFIZER INC COM 717081103 700 30920SH SOLE 30920 POSCO ADR 693483109 11 130SH SOLE 130 POWER ONE INC COM 73930R102 78 17140SH SOLE 17140 PROCTER & GAMBLE CO COM 742718109 673 10020SH SOLE 10020 RAYMOND JAMES FINANCIAL INC COM 754730109 21 580SH SOLE 580 RENESOLA LTD ADS 75971T103 111 47920SH SOLE 47920 REYNOLDS AMERICAN INC COM 761713106 677 16340SH SOLE 16340 SOHU COM INC COM 83408W103 20 350SH SOLE 350 STATE STR CORP COM 857477103 19 410SH SOLE 410 STONE ENERGY COM 861642106 5429 189900SH SOLE 189900 STR HLDGS INC COM 78478V100 48 9970SH SOLE 9970 SUNCOR ENERGY INC COM 867224107 10709 327775SH SOLE 327775 SUNTECH PWR HLDGS CO LTD ADR 86800C104 99 32490SH SOLE 32490 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 24 1595SH SOLE 1595 TRIANGLE PETROLEUM CORP COM 89600B201 1290 187000SH SOLE 187000 TRINA SOLAR LIMITED ADR 89628E104 2587 361630SH SOLE 361630 UNIT CORP COM 909218109 10955 256194SH SOLE 256194 V F CORP COM 918204108 657 4500SH SOLE 4500 VALERO ENERGY CORP COM 91913Y100 10828 420195SH SOLE 420195 WADDELL & REED FINL INC COM CL A 930059100 27 840SH SOLE 840 WAL MART STORES INC COM 931142103 654 10680SH SOLE 10680 YINGLI GREEN ENERGY ADR 98584B103 64 17700SH SOLE 17700
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