0001529628-18-000072.txt : 20180613
0001529628-18-000072.hdr.sgml : 20180613
20180613171425
ACCESSION NUMBER: 0001529628-18-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180611
FILED AS OF DATE: 20180613
DATE AS OF CHANGE: 20180613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clearlake Capital Partners, LLC
CENTRAL INDEX KEY: 0001409591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 18897409
BUSINESS ADDRESS:
STREET 1: 233 WILSHIRE BLVD., SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 212-610-9000
MAIL ADDRESS:
STREET 1: 233 WILSHIRE BLVD., SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clearlake Capital Partners II GP, L.P.
CENTRAL INDEX KEY: 0001540841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 18897410
BUSINESS ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD
STREET 2: SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-400-8800
MAIL ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD
STREET 2: SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.
CENTRAL INDEX KEY: 0001539291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 18897411
BUSINESS ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-400-8800
MAIL ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCG Operations, LLC
CENTRAL INDEX KEY: 0001409590
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 18897412
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-9000
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eghbali Behdad
CENTRAL INDEX KEY: 0001409564
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 18897413
MAIL ADDRESS:
STREET 1: C/O CLEARLAKE CAPITAL GROUP
STREET 2: 650 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart Sand, Inc.
CENTRAL INDEX KEY: 0001529628
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 452809926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 24 WATERWAY AVENUE, SUITE 350
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 231-2660
MAIL ADDRESS:
STREET 1: 24 WATERWAY AVENUE, SUITE 350
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
4
1
wf-form4_152892444651625.xml
FORM 4
X0306
4
2018-06-11
0
0001529628
Smart Sand, Inc.
SND
0001409591
Clearlake Capital Partners, LLC
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001540841
Clearlake Capital Partners II GP, L.P.
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001539291
CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001409590
CCG Operations, LLC
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001409564
Eghbali Behdad
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
Common Stock, par value $0.001 per share
2018-06-11
4
A
0
27924
0
A
10849015
I
See footnotes
The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").
Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.
The shares are owned of record as follows: (i) 10,821,091 shares by CCPII and (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM") and CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.
Mr. Feliciano and Mr. Leonard, as representatives of the reporting persons, are directors of Smart Sand, Inc. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation on the Board of Directors of Smart Sand, Inc.
Clearlake Capital Partners, LLC, by /s/ Jose E. Feliciano, its co-president
2018-06-13