0000899243-17-010756.txt : 20170421 0000899243-17-010756.hdr.sgml : 20170421 20170421184129 ACCESSION NUMBER: 0000899243-17-010756 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170330 FILED AS OF DATE: 20170421 DATE AS OF CHANGE: 20170421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 WATERWAY AVENUE, SUITE 350 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 24 WATERWAY AVENUE, SUITE 350 CITY: THE WOODLANDS STATE: TX ZIP: 77380 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eghbali Behdad CENTRAL INDEX KEY: 0001409564 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 17776964 MAIL ADDRESS: STREET 1: C/O CLEARLAKE CAPITAL GROUP STREET 2: 650 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCG Operations, LLC CENTRAL INDEX KEY: 0001409590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 17776965 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-9000 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. CENTRAL INDEX KEY: 0001539291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 17776966 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-400-8800 MAIL ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clearlake Capital Partners II GP, L.P. CENTRAL INDEX KEY: 0001540841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 17776967 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD STREET 2: SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-400-8800 MAIL ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD STREET 2: SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clearlake Capital Partners, LLC CENTRAL INDEX KEY: 0001409591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 17776968 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BLVD., SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 212-610-9000 MAIL ADDRESS: STREET 1: 233 WILSHIRE BLVD., SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-03-30 2017-04-03 0 0001529628 Smart Sand, Inc. SND 0001409591 Clearlake Capital Partners, LLC C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001540841 Clearlake Capital Partners II GP, L.P. C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001539291 CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001409590 CCG Operations, LLC C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001409564 Eghbali Behdad C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 Common Stock, par value $0.001 per share 2017-03-30 4 A 0 9994 0.00 A 10821091 I See footnote The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. The shares are owned of record, as follows: (i) 10,811,097 shares by CCPII, (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII and (iii) 4,997 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Mr. Feliciano and Mr. Leonard, as representatives of the reporting persons, are directors of Smart Sand, Inc. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation on the Board of Directors of Smart Sand, Inc. Clearlake Capital Partners, LLC, by /s/ Jose E. Feliciano, its co-president 2017-04-21 Clearlake Capital Partners II GP, L.P., by Clearlake Capital Partners, LLC, its general partner, by /s/ Jose E. Feliciano, its co-president 2017-04-21 Clearlake Capital Partners II (Master), L.P., by Clearlake Capital Partners II GP, L.P., its general partner, by Clearlake Capital Partners, LLC, its general partner, by /s/ Jose E. Feliciano, its co-president 2017-04-21 CCG Operations, LLC, by /s/ Jose E. Feliciano, its manager 2017-04-21 /s/ Behdad Eghbali 2017-04-21