0000899243-17-010756.txt : 20170421
0000899243-17-010756.hdr.sgml : 20170421
20170421184129
ACCESSION NUMBER: 0000899243-17-010756
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170330
FILED AS OF DATE: 20170421
DATE AS OF CHANGE: 20170421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart Sand, Inc.
CENTRAL INDEX KEY: 0001529628
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 452809926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 24 WATERWAY AVENUE, SUITE 350
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 231-2660
MAIL ADDRESS:
STREET 1: 24 WATERWAY AVENUE, SUITE 350
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eghbali Behdad
CENTRAL INDEX KEY: 0001409564
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 17776964
MAIL ADDRESS:
STREET 1: C/O CLEARLAKE CAPITAL GROUP
STREET 2: 650 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCG Operations, LLC
CENTRAL INDEX KEY: 0001409590
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 17776965
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-9000
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.
CENTRAL INDEX KEY: 0001539291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 17776966
BUSINESS ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-400-8800
MAIL ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clearlake Capital Partners II GP, L.P.
CENTRAL INDEX KEY: 0001540841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 17776967
BUSINESS ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD
STREET 2: SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-400-8800
MAIL ADDRESS:
STREET 1: 233 WILSHIRE BOULEVARD
STREET 2: SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clearlake Capital Partners, LLC
CENTRAL INDEX KEY: 0001409591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 17776968
BUSINESS ADDRESS:
STREET 1: 233 WILSHIRE BLVD., SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 212-610-9000
MAIL ADDRESS:
STREET 1: 233 WILSHIRE BLVD., SUITE 800
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-03-30
2017-04-03
0
0001529628
Smart Sand, Inc.
SND
0001409591
Clearlake Capital Partners, LLC
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001540841
Clearlake Capital Partners II GP, L.P.
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001539291
CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001409590
CCG Operations, LLC
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
0001409564
Eghbali Behdad
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
Common Stock, par value $0.001 per share
2017-03-30
4
A
0
9994
0.00
A
10821091
I
See footnote
The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").
Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A.
The shares are owned of record, as follows: (i) 10,811,097 shares by CCPII, (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII and (iii) 4,997 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.
Mr. Feliciano and Mr. Leonard, as representatives of the reporting persons, are directors of Smart Sand, Inc. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation on the Board of Directors of Smart Sand, Inc.
Clearlake Capital Partners, LLC, by /s/ Jose E. Feliciano, its co-president
2017-04-21
Clearlake Capital Partners II GP, L.P., by Clearlake Capital Partners, LLC, its general partner, by /s/ Jose E. Feliciano, its co-president
2017-04-21
Clearlake Capital Partners II (Master), L.P., by Clearlake Capital Partners II GP, L.P., its general partner, by Clearlake Capital Partners, LLC, its general partner, by /s/ Jose E. Feliciano, its co-president
2017-04-21
CCG Operations, LLC, by /s/ Jose E. Feliciano, its manager
2017-04-21
/s/ Behdad Eghbali
2017-04-21