0001567619-19-005018.txt : 20190220
0001567619-19-005018.hdr.sgml : 20190220
20190220174141
ACCESSION NUMBER: 0001567619-19-005018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190216
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARRIA MOHIT
CENTRAL INDEX KEY: 0001594020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33796
FILM NUMBER: 19619660
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS, STE 2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP
CENTRAL INDEX KEY: 0001409493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260630461
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-626-2300
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2019-02-16
0
0001409493
CHIMERA INVESTMENT CORP
CIM
0001594020
MARRIA MOHIT
C/O: CHIMERA INVESTMENT CORPORATION
520 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Investment Officer
Common Stock
2019-02-16
4
A
0
33671
0
A
220334
D
Common Stock
2019-02-16
4
A
0
63570
0
A
283904
D
Common Stock
2019-02-16
4
F
0
4088
18.52
D
279816
D
Common Stock
29236
I
By 401(k) Plan
8.00% Series A Cumulative Redeemable Preferred Stock
3000
I
By Spouse
Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").
Each RSU has the economic equivalent of one share of Chimera common stock.
Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019.
Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.
The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Mohit Marria
2019-02-20