0001157523-24-000076.txt : 20240118 0001157523-24-000076.hdr.sgml : 20240118 20240118163052 ACCESSION NUMBER: 0001157523-24-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240117 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kardis Phillip John II CENTRAL INDEX KEY: 0001652530 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 24542213 MAIL ADDRESS: STREET 1: C/O CHIMERA INVESTMENT CORPORATION STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml CHIMERA INVESTMENT CORPORATION (FORM 4 - KARDIS) X0508 4 2024-01-17 0001409493 CHIMERA INVESTMENT CORP CIM 0001652530 Kardis Phillip John II C/O: CHIMERA INVESTMENT CORPORATION 630 FIFTH AVENUE, SUITE 2400 NEW YORK NY 10111 true true Chief Executive Officer false Common Stock 2024-01-17 4 A 0 273449 0 A 869818 D Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs"). Each RSU is the economic equivalent of one share of Chimera common stock. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. /s/ Phillip J. Kardis II 2024-01-17