0001157523-23-000014.txt : 20230104 0001157523-23-000014.hdr.sgml : 20230104 20230104163443 ACCESSION NUMBER: 0001157523-23-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thakkar Sudhanshu CENTRAL INDEX KEY: 0001958051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 23507076 MAIL ADDRESS: STREET 1: 630 FIFTH AVENUE, SUITE 2400 CITY: NEW YORK STATE: NY ZIP: 10111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml CHIMERA INVESTMENT FORM 4 - SUDHANSHU THAKKAR X0306 4 2023-01-01 0001409493 CHIMERA INVESTMENT CORP CIM 0001958051 Thakkar Sudhanshu C/O: CHIMERA INVESTMENT CORPORATION 630 FIFTH AVENUE, SUITE 2400 NEW YORK NY 10111 true Co-Chief Investment Officer Common Stock 2023-01-01 4 A 0 24204 0 A 30405 D Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. /s/ Sudhanshu Thakkar 2023-01-04