0001157523-23-000012.txt : 20230104 0001157523-23-000012.hdr.sgml : 20230104 20230104163141 ACCESSION NUMBER: 0001157523-23-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kardis Phillip John II CENTRAL INDEX KEY: 0001652530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 23506992 MAIL ADDRESS: STREET 1: C/O CHIMERA INVESTMENT CORPORATION STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml CHIMERA INVESTMENT CORPORATION FORM 4 - PHILLIP J. KARDIS II X0306 4 2023-01-01 0001409493 CHIMERA INVESTMENT CORP CIM 0001652530 Kardis Phillip John II C/O: CHIMERA INVESTMENT CORPORATION 630 FIFTH AVENUE, SUITE 2400 NEW YORK NY 10111 true true Chief Executive Officer Common Stock 2023-01-01 4 A 0 20169 0 A 310135 D Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs. Dividend equivalent rights ("DERs') issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. /s/ Phillip J. Kardis II 2023-01-04