0001157523-21-000214.txt : 20210218 0001157523-21-000214.hdr.sgml : 20210218 20210218163057 ACCESSION NUMBER: 0001157523-21-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRIA MOHIT CENTRAL INDEX KEY: 0001594020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 21649966 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS, STE 2902 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml FORM 4 - MARRIA X0306 4 2021-02-16 0001409493 CHIMERA INVESTMENT CORP CIM 0001594020 MARRIA MOHIT C/O: CHIMERA INVESTMENT CORPORATION 520 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 true true CEO & Chief Investment Officer Common Stock 2021-02-16 4 A 0 30182 0 A 1020044 D Common Stock 2021-02-16 4 F 0 8327 10.51 D 1011717 D Common Stock 43236 I By 401(k) Plan Common Stock 3547 I By Ish Marria Common Stock 3547 I By Sana Marria 8.00% Series A Cumulative Redeemable Preferred Stock 3000 I By Spouse Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2021. Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service. Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Mohit Marria 2021-02-18