0001157523-21-000012.txt : 20210105
0001157523-21-000012.hdr.sgml : 20210105
20210105163219
ACCESSION NUMBER: 0001157523-21-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210102
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yarlagadda Choudhary
CENTRAL INDEX KEY: 0001650531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33796
FILM NUMBER: 21506122
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP
CENTRAL INDEX KEY: 0001409493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260630461
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-626-2300
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4.xml
CHIMERA INVESTMENT CORPORATION FORM 4
X0306
4
2021-01-02
0001409493
CHIMERA INVESTMENT CORP
CIM
0001650531
Yarlagadda Choudhary
C/O: CHIMERA INVESTMENT CORPORATION
520 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
true
true
Pres. and Chief Oper. Officer
Common Stock
2021-01-02
4
A
0
56336
0
A
682635
D
Common Stock
2021-01-02
4
A
0
500000
0
A
1182635
D
Common Stock
366287
I
By Spouse
Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").
Each RSU has the economic equivalent of one share of Chimera common stock.
Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
Represents shares of Chimera common stock underlying RSUs. The RSUs are scheduled to vest one-fifth per year on January 15 of each year starting from January 15, 2021 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Choudhary Yarlagadda
2021-01-05