0001157523-20-000858.txt : 20200603 0001157523-20-000858.hdr.sgml : 20200603 20200603162204 ACCESSION NUMBER: 0001157523-20-000858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONLIN PAUL CENTRAL INDEX KEY: 0001418488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 20940277 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS STREET 2: SUITE 2902 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml CHIMERA INVESTMENT CORP. FORM 4 - DONLIN X0306 4 2020-06-01 0001409493 CHIMERA INVESTMENT CORP CIM 0001418488 DONLIN PAUL C/O: CHIMERA INVESTMENT CORPORATION 520 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 true Common Stock 2020-06-01 4 A 0 28078 0 A 249596 D Common Stock 320609 I By - Donlin Financial LLC Common Stock 4000 I By - Donlin 2008 Family Trust Series A Preferred Stock 3888 D Series B Preferred Stock 7699 D Series C Preferred Stock 7366 D Series D Preferred Stock 3750 D Series A Preferred Stock 447 I By - Donlin Financial LLC Series B Preferred Stock 20481 I By - Donlin Financial LLC Series C Preferred Stock 9323 I By - Donlin Financial LLC Series D Preferred Stock 8100 I By - Donlin Financial LLC Series C Preferred Stock 3000 I By - Pamela Donlin IRA Account Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 1, 2021, or (2) the date of the next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2036 or (2) separation from service. Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children. /s/ Paul Donlin 2020-06-03