0001157523-20-000025.txt : 20200106
0001157523-20-000025.hdr.sgml : 20200106
20200106170705
ACCESSION NUMBER: 0001157523-20-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kardis Phillip John II
CENTRAL INDEX KEY: 0001652530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33796
FILM NUMBER: 20510746
MAIL ADDRESS:
STREET 1: C/O CHIMERA INVESTMENT CORPORATION
STREET 2: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP
CENTRAL INDEX KEY: 0001409493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260630461
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-626-2300
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4.xml
CHIMERA INVESTMENT CORPORATION - FORM 4 - PHILLIP J KARDIS II
X0306
4
2020-01-02
0001409493
CHIMERA INVESTMENT CORP
CIM
0001652530
Kardis Phillip John II
C/O CHIMERA INVESTMENT CORPORATION
520 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
true
Chief Legal Officer
Common Stock
2020-01-02
4
A
0
23812
0
A
211500
D
Common Stock
2020-01-02
4
F
0
4732
20.59
D
206768
D
Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").
Each RSU has the economic equivalent of one share of Chimera common stock.
Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.
/s/ Phillip J. Kardis II
2020-01-06