0001140361-18-027140.txt : 20180604
0001140361-18-027140.hdr.sgml : 20180604
20180604165658
ACCESSION NUMBER: 0001140361-18-027140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180604
DATE AS OF CHANGE: 20180604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONLIN PAUL
CENTRAL INDEX KEY: 0001418488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33796
FILM NUMBER: 18878854
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
STREET 2: SUITE 2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP
CENTRAL INDEX KEY: 0001409493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260630461
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-626-2300
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2018-05-31
0
0001409493
CHIMERA INVESTMENT CORP
CIM
0001418488
DONLIN PAUL
C/O: CHIMERA INVESTMENT CORPORATION
520 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2018-05-31
4
A
0
4221
18.02
A
173975
D
Common Stock
2018-06-01
4
A
0
11205
0
A
185180
D
Common Stock
135000
I
By - Donlin Financial LLC
Common Stock
4000
I
By - Donlin 2008 Family Trust
The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of January 31, 2026 or separation of service.
Represents the average daily VWAP for the Company's common stock for the 20 consecutive trading days ending on the trading day immediately prior to the grant date, May 31, 2018.
Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
Each RSU has the economic equivalent of one share of Chimera common stock.
Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children.
/s/ Paul Donlin
2018-06-04