0001140361-17-009739.txt : 20170228
0001140361-17-009739.hdr.sgml : 20170228
20170228171627
ACCESSION NUMBER: 0001140361-17-009739
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP
CENTRAL INDEX KEY: 0001409493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260630461
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-626-2300
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLLIGAN ROBERT S
CENTRAL INDEX KEY: 0001577428
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33796
FILM NUMBER: 17649212
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS, STE 2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2017-02-16
2017-02-21
0
0001409493
CHIMERA INVESTMENT CORP
CIM
0001577428
COLLIGAN ROBERT S
C/O: CHIMERA INVESTMENT CORPORATION
520 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Common Stock
2017-02-16
4
A
0
11017
0
A
96792
D
Common Stock
2017-02-16
4
F
0
9111
18.17
D
87681
D
Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
The reporting person elected to defer 50% of the share settlement of this award until the earlier of separation of service on January 31, 2022.
Each RSU has the economicequivalent of one share of Chimera common stock.
Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made in February 2015 and February 2016.
This amendment is being filed to correct the number of shares forfeited that were reported in the reporting person's original Form 4 filed on February 21, 2017, due to a transposition error.
/s/ Robert Colligan
2017-02-28