0001140361-17-009739.txt : 20170228 0001140361-17-009739.hdr.sgml : 20170228 20170228171627 ACCESSION NUMBER: 0001140361-17-009739 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLIGAN ROBERT S CENTRAL INDEX KEY: 0001577428 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 17649212 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS, STE 2902 CITY: NEW YORK STATE: NY ZIP: 10036 4/A 1 doc1.xml FORM 4/A X0306 4/A 2017-02-16 2017-02-21 0 0001409493 CHIMERA INVESTMENT CORP CIM 0001577428 COLLIGAN ROBERT S C/O: CHIMERA INVESTMENT CORPORATION 520 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Common Stock 2017-02-16 4 A 0 11017 0 A 96792 D Common Stock 2017-02-16 4 F 0 9111 18.17 D 87681 D Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer 50% of the share settlement of this award until the earlier of separation of service on January 31, 2022. Each RSU has the economicequivalent of one share of Chimera common stock. Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock. Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made in February 2015 and February 2016. This amendment is being filed to correct the number of shares forfeited that were reported in the reporting person's original Form 4 filed on February 21, 2017, due to a transposition error. /s/ Robert Colligan 2017-02-28