0001140361-16-053933.txt : 20160218 0001140361-16-053933.hdr.sgml : 20160218 20160218165021 ACCESSION NUMBER: 0001140361-16-053933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yarlagadda Choudhary CENTRAL INDEX KEY: 0001650531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 161438629 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc1.xml FORM 4 X0306 4 2016-02-16 0 0001409493 CHIMERA INVESTMENT CORP CIM 0001650531 Yarlagadda Choudhary C/O: CHIMERA INVESTMENT CORPORATION 520 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 0 1 0 0 Chief Operating Officer Common Stock 2016-02-16 4 A 0 40066 0 A 81550 D Common Stock 2016-02-16 4 A 0 11932 0 A 93482 D Common Stock 219457 I By Spouse Common Stock 12669 I By Spouse as UTMA custodian for son Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service. Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Shares are held by the reporting person's spouse as custodian for the reporting person's son under the Uniform Transfer to Minors Act. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/Choudhary Yarlagadda 2016-02-17