0001567619-22-020698.txt : 20221121 0001567619-22-020698.hdr.sgml : 20221121 20221121164653 ACCESSION NUMBER: 0001567619-22-020698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20221121 DATE AS OF CHANGE: 20221121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENKINS MICHAEL H CENTRAL INDEX KEY: 0001891883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 221406335 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 doc1.xml FORM 4 X0306 4 2022-11-17 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001891883 JENKINS MICHAEL H 2210 WOODLAND DRIVE MANITOWOC WI 54220 0 1 0 0 Chief Executive Officer Common Stock 2022-11-17 4 P 0 4108 1.7502 A 222620 D Common Stock 2022-11-18 4 P 0 1800 1.7416 A 224420 D The price in Column 4 is a weighted average price. The prices actually received ranged from $1.7499 to $1.7600. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $1.7200 to $1.7588. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. /s/ Steven R. Barth, Attorney-in-Fact for Michael H. Jenkins 2022-11-21