0001567619-21-021205.txt : 20211129
0001567619-21-021205.hdr.sgml : 20211129
20211129103949
ACCESSION NUMBER: 0001567619-21-021205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211124
FILED AS OF DATE: 20211129
DATE AS OF CHANGE: 20211129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altschaefl Michael W
CENTRAL INDEX KEY: 0001476048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 211453576
MAIL ADDRESS:
STREET 1: ALBANY-CHICAGO COMPANY LLC
STREET 2: 8200 100TH STREET
CITY: PLEASANT PRAIRIE
STATE: WI
ZIP: 53158
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
4
1
doc1.xml
FORM 4
X0306
4
2021-11-24
0
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001476048
Altschaefl Michael W
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
1
1
0
0
CEO and Board Chair
Common Stock
2021-11-24
4
P
0
10000
3.6293
A
830093
D
Common Stock
2021-11-26
4
P
0
5000
3.5622
A
835093
D
Stock Options (right to buy)
2.03
2013-06-12
2022-06-12
Common Stock
26646
26646
D
Stock Options (right to buy)
2.41
2013-12-31
2023-05-28
Common Stock
36568
36568
D
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.60 to $3.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.56 to $3.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
/s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl
2021-11-29