0001567619-21-011804.txt : 20210607 0001567619-21-011804.hdr.sgml : 20210607 20210607194426 ACCESSION NUMBER: 0001567619-21-011804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210604 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williamson Mark C CENTRAL INDEX KEY: 0001463800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 211000914 MAIL ADDRESS: STREET 1: 123 EAST MAIN STREET, SUITE 202 CITY: MADISON STATE: WI ZIP: 53703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 doc1.xml FORM 4 X0306 4 2021-06-04 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001463800 Williamson Mark C 123 E. MAIN ST., SUITE 202 MADISON WI 53703 1 0 0 0 Common Stock 2021-06-04 4 A 0 5016 0 A 134741 D Stock Options (right to buy) 2.03 2013-06-12 2022-06-12 Common Stock 26646 26646 D Stock Options (right to buy) 2.41 2013-12-31 2023-05-28 Common Stock 36568 36568 D Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. /s/ Steven R. Barth, Attorney-in-Fact for Mark C. Williamson 2021-06-07