-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DOtbKsJsNS0neyR/KGWeqFmI2xIWBu1lToz7zb6V3R37P5MXs+Y3O9I0wnaV7HJU sX6BiVgXIJuuyZHwLlWItA== 0001225208-08-018341.txt : 20081121 0001225208-08-018341.hdr.sgml : 20081121 20081121151519 ACCESSION NUMBER: 0001225208-08-018341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081120 FILED AS OF DATE: 20081121 DATE AS OF CHANGE: 20081121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birkerts Erik G CENTRAL INDEX KEY: 0001418578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 081207261 BUSINESS ADDRESS: BUSINESS PHONE: (920) 892-9340 MAIL ADDRESS: STREET 1: ORION ENERGY SYSTEMS, INC. STREET 2: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 4 1 doc4.xml X0303 4 2008-11-20 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001418578 Birkerts Erik G 1204 PILGRIM ROAD PLYMOUTH WI 53073 1 Chief Operating Officer Common Stock 2008-11-20 4 S 0 600 3.01 D 1400 D Common Stock 1000 I By Spouse Stock Options (right to buy) 2.2 2017-03-05 Common Stock 75000 75000 D Stock Options (right to buy) 5.35 2018-08-08 Common Stock 16502 16502 D Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted March 5, 2007, vests and becomes exercisable in 20% increments on March 5, 2008, 2009, 2010, 2011 and 2012, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively. Peter C. Underwood, Attorney-in-Fact 2008-11-21 -----END PRIVACY-ENHANCED MESSAGE-----