-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HoG+QoAnj6vynI9S1dFlLsn5swCtV1RhbLKehFzVQDllLKY/nKNkTWCyTd9YNDmu 0rn8L3/EdroJRfZOFsxYFA== 0001225208-08-017745.txt : 20081112 0001225208-08-017745.hdr.sgml : 20081111 20081112102108 ACCESSION NUMBER: 0001225208-08-017745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081107 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quadracci Thomas A CENTRAL INDEX KEY: 0001418635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 081178789 BUSINESS ADDRESS: BUSINESS PHONE: (262) 369-5523 MAIL ADDRESS: STREET 1: N64 W31071 BEAVER LAKE ROAD CITY: HARTLAND STATE: WI ZIP: 53029 4 1 doc4.xml X0303 4 2008-11-07 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001418635 Quadracci Thomas A N64 W31071 BEAVER LAKE RD. HARTLAND WI 53029 1 Common Stock 2008-11-07 4 A 0 3333 0 A 60875 D Common Stock 3600 I By Spouse Stock Options (right to buy) 4.49 2008-07-27 2017-07-27 Common Stock 10000 10000 D Stock Options (right to buy) 11.61 2009-05-19 2018-05-19 Common Stock 14851 14851 D Shares granted in lieu of cash for quarterly retainer fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan. Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted July 27, 2007, becomes fully exercisable on July 27, 2008. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively. Peter C. Underwood, Attorney-in-Fact 2008-11-11 -----END PRIVACY-ENHANCED MESSAGE-----