0001140361-18-028107.txt : 20180611 0001140361-18-028107.hdr.sgml : 20180611 20180611174427 ACCESSION NUMBER: 0001140361-18-028107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180607 FILED AS OF DATE: 20180611 DATE AS OF CHANGE: 20180611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meade Marc CENTRAL INDEX KEY: 0001595067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 18892981 MAIL ADDRESS: STREET 1: ORION ENERGY SYSTEMS, INC. STREET 2: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 doc1.xml FORM 4 X0306 4 2018-06-07 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001595067 Meade Marc 2210 WOODLAND DRIVE MANITOWOC WI 54220 0 1 0 0 Executive Vice President Common Stock 2018-06-07 4 A 0 84600 0 A 386015 D Stock Options (right to buy) 4.70 2011-02-01 2020-02-01 Common Stock 5000 5000 D Stock Options (right to buy) 3.46 2011-05-18 2020-05-18 Common Stock 20000 20000 D Stock Options (right to buy) 3.45 2011-11-01 2020-11-01 Common Stock 25000 25000 D Stock Options (right to buy) 2.05 2014-02-01 2023-02-01 Common Stock 20000 20000 D Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vested and became exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vested and became exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively. /s/ Steven R. Barth, Attorney-in-Fact for Marc Meade 2018-06-11