0001140361-16-069053.txt : 20160608
0001140361-16-069053.hdr.sgml : 20160608
20160608124517
ACCESSION NUMBER: 0001140361-16-069053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160607
FILED AS OF DATE: 20160608
DATE AS OF CHANGE: 20160608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potts Michael J
CENTRAL INDEX KEY: 0001418594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 161703114
MAIL ADDRESS:
STREET 1: ORION ENERGY SYSTEMS, INC.
STREET 2: 1204 PILGRIM ROAD
CITY: PLYMOUTH
STATE: WI
ZIP: 53073
4
1
doc1.xml
FORM 4
X0306
4
2016-06-07
0
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001418594
Potts Michael J
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
1
1
0
0
President and COO
Common Stock
2016-06-07
4
A
0
132770
0
A
740627
D
Stock Options (right to buy)
2.2
2016-12-20
Common Stock
45000
45000
D
Stock Options (right to buy)
5.35
2018-08-08
Common Stock
21452
21452
D
Stock Options (right to buy)
3.78
2019-05-19
Common Stock
11759
11759
D
Stock Options (right to buy)
3.46
2020-05-18
Common Stock
11620
11620
D
Stock Options (right to buy)
2
2022-06-18
Common Stock
50000
50000
D
Restricted stock granted to the reporting person under the 2004 Stock and Incentive Awards Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 6, 2017, 2018 and 2019, respectively.
Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, became exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, became exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, became exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.
/s/ Steven R. Barth, Attorney-in-Fact for Michael J. Potts
2016-06-08