0001140361-11-029948.txt : 20110525 0001140361-11-029948.hdr.sgml : 20110525 20110525183415 ACCESSION NUMBER: 0001140361-11-029948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rich Elizabeth G CENTRAL INDEX KEY: 0001495923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 11872202 MAIL ADDRESS: STREET 1: C/O ELIZABETH GAMSKY RICH & ASSOCIATES STREET 2: 637 WALTON DRIVE, SUITE 1 CITY: PLYMOUTH STATE: WI ZIP: 53073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 4 1 doc1.xml FORM 4 X0303 4 2011-05-23 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001495923 Rich Elizabeth G ELIZABETH GAMSKY RICH & ASSOCIATES SC 637 WALTON DRIVE, SUITE 1 PLYMOUTH WI 53073 1 0 0 0 Common Stock 3591 D Stock Options (right to buy) 4.19 2011-05-23 4 A 0 22045 0 A 2012-05-23 2021-05-23 Common Stock 22045 22045 D Stock Options (right to buy) 2.86 2011-08-10 2020-08-10 Common Stock 19912 19912 D Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vests and becomes exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively. /s/ Steven R. Barth, Attorney-in-Fact 2011-05-25