EDGAR Filing Documents for 0000950134-07-018504

Form S-1 - General form for registration of securities under the Securities Act of 1933:

SEC Accession No. 0000950134-07-018504

Filing Date

2007-08-20

Accepted

2007-08-20 06:07:13

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	FORM S-1	c17612sv1.htm	S-1	1496912
2	FORM OF SERIES C SENIOR CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT	c17612exv2w1.htm	EX-2.1	128209
3	NOTE PURCHASE AGREEMENT	c17612exv2w2.htm	EX-2.2	178503
4	AMENDED AND RESTATED ARTICLES OF INCORPORATION	c17612exv3w1.htm	EX-3.1	108915
5	AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION	c17612exv3w2.htm	EX-3.2	3612
6	FORM OF AMENDED AND RESTATED ARTICLES OF INCORPORATION	c17612exv3w3.htm	EX-3.3	15034
7	AMENDED AND RESTATED BYLAWS	c17612exv3w4.htm	EX-3.4	130608
8	FORM OF AMENDED AND RESTATED BYLAWS	c17612exv3w5.htm	EX-3.5	121337
9	AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT	c17612exv4w1.htm	EX-4.1	146037
10	AMENDED AND RESTATED FIRST OFFER AND CO-SALE AGREEMENT	c17612exv4w2.htm	EX-4.2	115641
11	FORM OF WARRANT TO PURCHASE COMMON STOCK	c17612exv4w3.htm	EX-4.3	27449
12	FORM OF WARRANT TO PURCHASE COMMON STOCK	c17612exv4w4.htm	EX-4.4	26769
13	CREDIT AND SECURITY AGREEMENT	c17612exv4w5.htm	EX-4.5	366985
14	CONVERTIBLE SUBORDINATED PROMISSORY NOTE IN FAVOR OF GE CAPITAL EQUITY INVESTMEN	c17612exv4w6.htm	EX-4.6	76329
15	CONVERTIBLE SUBORDINATED PROMISSORY NOTE IN FAVOR OF CLEAN TECHNOLOGY FUND II, L	c17612exv4w7.htm	EX-4.7	77689
16	CONVERTIBLE SUBORDINATED PROMISSORY NOTE IN FAVOR OF CAPVEST VENTURE FUND, LP	c17612exv4w8.htm	EX-4.8	75272
17	CONVERTIBLE SUBORDINATED PROMISSORY NOTE IN FAVOR OF TECHNOLOGY TRANSFORMATION V	c17612exv4w9.htm	EX-4.9	75314
18	EMPLOYMENT AGREEMENT - BRUCE WADMAN	c17612exv10w1.htm	EX-10.1	23937
19	EMPLOYMENT AGREEMENT - NEAL VERFUERTH	c17612exv10w2.htm	EX-10.2	53944
20	EMPLOYMENT AGREEMENT - JOHN SCRIBANTE	c17612exv10w5.htm	EX-10.5	12571
21	2003 STOCK OPTION PLAN, AS AMENDED	c17612exv10w6.htm	EX-10.6	54230
22	FORM OF STOCK OPTION AGREEMENT	c17612exv10w7.htm	EX-10.7	18839
23	2004 STOCK AND INCENTIVE AWARDS PLAN	c17612exv10w9.htm	EX-10.9	82587
24	FORM OF STOCK OPTION AGREEMENT	c17612exv10w10.htm	EX-10.10	23861
25	FORM OF STOCK OPTION AGREEMENT	c17612exv10w11.htm	EX-10.11	55384
26	FORM OF PROMISSORY NOTE AND COLLATERAL PLEDGE AGREEMENT	c17612exv10w12.htm	EX-10.12	17501
27	PATENT AND TRADEMARK SECURITY AGREEMENT - GREAT LAKES ENERGY TECHNOLOGIES, LLC	c17612exv10w13.htm	EX-10.13	61376
28	PATENT AND TRADEMARK SECURITY AGREEMENT - GREAT LAKES ENERGY TECHNOLOGIES, LLC	c17612exv10w14.htm	EX-10.14	36608
29	SUBSIDIARIES	c17612exv21w1.htm	EX-21.1	1855
30	CONSENT OF GRANT THORNTON LLP	c17612exv23w1.htm	EX-23.1	1466
31	CONSENT OF WIPFLI LLP	c17612exv23w3.htm	EX-23.3	2429
33	GRAPHIC	c17612c1761202.gif	GRAPHIC	1198
34	GRAPHIC	c17612c1761203.gif	GRAPHIC	3436
35	GRAPHIC	c17612c1761201.gif	GRAPHIC	3434
36	GRAPHIC	c17612c1761204.gif	GRAPHIC	4491
37	GRAPHIC	c17612c1761205.gif	GRAPHIC	3524
38	GRAPHIC	c17612c1761206.gif	GRAPHIC	822
39		filename39.htm	CORRESP	5170
	Complete submission text file	0000950134-07-018504.txt		3647996

Mailing Address 1204 PILGRIM ROAD PLYMOUTH WI 53073

Business Address 1204 PILGRIM ROAD PLYMOUTH WI 53073 800-660-9340

ORION ENERGY SYSTEMS, INC. (Filer) CIK: 0001409375 (see all company filings)