0000899243-20-025872.txt : 20200921 0000899243-20-025872.hdr.sgml : 20200921 20200921212622 ACCESSION NUMBER: 0000899243-20-025872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200921 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eschenbach Carl M. CENTRAL INDEX KEY: 0001409324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 201187679 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 2800 SAND HILL ROAD, SUITE 101 CITY: PALO ALTO STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-21 0 0001640147 Snowflake Inc. SNOW 0001409324 Eschenbach Carl M. 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 1 0 1 0 Class B Common Stock 2020-09-21 4 C 0 6291460 0.00 A Class A Common Stock 6291460 6291460 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2020-09-21 4 C 0 409424 0.00 A Class A Common Stock 409424 409424 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2020-09-21 4 C 0 10213048 0.00 A Class A Common Stock 10213048 10213048 I Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. Class B Common Stock 2020-09-21 4 C 0 3154816 0.00 A Class A Common Stock 3154816 3154816 I Sequoia Capital Growth Fund III, L.P. Class B Common Stock 2020-09-21 4 C 0 544464 0.00 A Class A Common Stock 544464 544464 I Sequoia Capital U.S. Growth Fund VI, L.P. Class B Common Stock 2020-09-21 4 C 0 5944 0.00 A Class A Common Stock 5944 5944 I Sequoia Capital U.S. Growth VI Principals Fund, L.P. Series E Preferred Stock 2020-09-21 4 C 0 6291460 0.00 D Class B Common Stock 6291460 0 I Sequoia Capital U.S. Growth Fund VII, L.P. Series E Preferred Stock 2020-09-21 4 C 0 409424 0.00 D Class B Common Stock 409424 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Series F Preferred Stock 2020-09-21 4 C 0 10213048 0.00 D Class B Common Stock 10213048 0 I Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. Series F Preferred Stock 2020-09-21 4 C 0 3154816 0.00 D Class B Common Stock 3154816 0 I Sequoia Capital Growth Fund III, L.P. Series G-1 Preferred Stock 2020-09-21 4 C 0 544464 0.00 D Class B Common Stock 544464 0 I Sequoia Capital U.S. Growth Fund VI, L.P. Series G-1 Preferred Stock 2020-09-21 4 C 0 5944 0.00 D Class B Common Stock 5944 0 I Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each share of Preferred Stock automatically converted on a one-for-one basis into Class B Common Stock at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. Each share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III); (ii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the GFVI Funds); and (iii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds). (Continued from Footnote 3) SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Jung Yeon Son, Attorney-in-fact for Carl Eschenbach 2020-09-21