0001382963-19-000135.txt : 20191107 0001382963-19-000135.hdr.sgml : 20191107 20191107213114 ACCESSION NUMBER: 0001382963-19-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lacchin Louise CENTRAL INDEX KEY: 0001789734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38238 FILM NUMBER: 191201909 MAIL ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 FORMER NAME: FORMER CONFORMED NAME: Lachin Louise DATE OF NAME CHANGE: 20190930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Venus Concept Inc. CENTRAL INDEX KEY: 0001409269 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061681204 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 BUSINESS PHONE: 877-848-8430 X117 MAIL ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Robotics, Inc. DATE OF NAME CHANGE: 20171121 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Robotics Inc DATE OF NAME CHANGE: 20070808 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-07 0001409269 Venus Concept Inc. VERO 0001789734 Lacchin Louise C/O VENUS CONCEPT INC. 235 YORKLAND BLVD., SUITE 900 TORONTO A6 M2J 4Y8 ONTARIO, CANADA 1 0 0 0 Employee Stock Options (right to buy) 5.25 2019-11-07 4 A 0 17301 A 2025-07-27 Common Stock 17301 17301 D Employee Stock Options (right to buy) 5.25 2019-11-07 4 A 0 11534 A 2027-03-06 Common Stock 11534 11534 D Employee Stock Options (right to buy) 7.95 2019-11-07 4 A 0 2883 A 2029-03-08 Common Stock 2883 2883 D As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable. Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 30,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share. As of the Transaction Date, 9,610 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 962 options vest and become exercisable on each of December 6, 2019 and March 6, 2020. Received, in connection with the Merger, in exchange for an employee stock option to acquire 20,000 Venus Concept Ltd. ordinary shares for $3.00 per share. As of the Transaction Date, 358 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 180 options vest and become exercisable quarterly from December 8, 2019 through December 8, 2022, with the final tranche of 185 options vesting on March 8, 2023. Received, in connection with the Merger, in exchange for an employee stock option to acquire 5,000 Venus Concept Ltd. ordinary shares for $4.57 per share. /s/ Domenic Di Sisto, attorney-in-fact 2019-11-07