0001382963-19-000121.txt : 20191107 0001382963-19-000121.hdr.sgml : 20191107 20191107205234 ACCESSION NUMBER: 0001382963-19-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serafino Domenic CENTRAL INDEX KEY: 0001789801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38238 FILM NUMBER: 191201877 MAIL ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Venus Concept Inc. CENTRAL INDEX KEY: 0001409269 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061681204 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 BUSINESS PHONE: 877-848-8430 X117 MAIL ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Robotics, Inc. DATE OF NAME CHANGE: 20171121 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Robotics Inc DATE OF NAME CHANGE: 20070808 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-07 0001409269 Venus Concept Inc. VERO 0001789801 Serafino Domenic C/O VENUS CONCEPT INC. 235 YORKLAND BLVD., SUITE 900 TORONTO A6 M2J 4YB ONTARIO, CANADA 1 1 0 0 Chief Executive Officer Common Stock 2019-11-07 4 A 0 447755 A 447755 D Employee Stock Options (right to buy) .45 2019-11-07 4 A 0 311003 A 2021-03-31 Common Stock 311003 311003 D Employee Stock Options (right to buy) 1.35 2019-11-07 4 A 0 293154 A 2023-09-01 Common Stock 293154 293154 D Employee Stock Options (right to buy) 3.60 2019-11-07 4 A 0 343717 A 2025-02-05 Common Stock 343717 343717 D Employee Stock Options (right to buy) 1.35 2019-11-07 4 A 0 15586 A 2021-03-31 Common Stock 15586 15586 I By Spouse Employee Stock Options (right to buy) 1.35 2019-11-07 4 A 0 1714 A 2023-01-01 Common Stock 1714 1714 I By Spouse Employee Stock Options (right to buy) 1.35 2019-11-07 4 A 0 5767 A 2024-01-26 Common Stock 5767 5767 I By Spouse Employee Stock Options (right to buy) 3.60 2019-11-07 4 A 0 5767 A 2024-06-01 Common Stock 5767 5767 I By Spouse Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for 776,400 ordinary shares of Venus Concept Ltd. As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable. Received, in connection with the Merger, in exchange for an employee stock option to acquire 539,275 Venus Concept Ltd. ordinary shares with an original exercise price of $0.25 per share. Received, in connection with the Merger, in exchange for an employee stock option to acquire 508,325 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share. Received, in connection with the Merger, in exchange for an employee stock option to acquire 596,000 Venus Concept Ltd. ordinary shares with an original exercise price of $2.00 per share. Received, in connection with the Merger, in exchange for an employee stock option to acquire 27,027 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share. Received, in connection with the Merger, in exchange for an employee stock option to acquire 2,973 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share. Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share. Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $2.00 per share. /s/ Domenic Di Sisto, attorney-in-fact 2019-11-07