N-PX 1 advisorshares_npx.htm N-PX

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number    811-22110   

 

AdvisorShares Trust

 

(Exact name of registrant as specified in charter)

 

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

 

(Address of principal executive offices) (Zip code)

 

Dan Ahrens

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

 

(Name and address of agent for service)

Registrant’s telephone number, including area code:    1-877-843-3831   

 

Date of fiscal year end:    June 30   

 

Date of reporting period:     July 1, 2020 – June 30, 2021   

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

 

Item 1. Proxy Voting Record.

 

=================ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF================= 

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=====================ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF==================== 

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=======================ADVISORSHARES DORSEY WRIGHT SHORT ETF ======================= 

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================== ADVISORSHARES Q DYNAMIC GROWTH ETF =========================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================= ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ================== 

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================== ADVISORSHARES RANGER EQUITY BEAR ETF ======================= 

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================= ADVISORSHARES SAGE CORE RESERVES ETF =========================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ====================== 

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

 

 

 

=================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ===================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2020 - 06/30/2021

REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES: AdvisorShares Alpha DNA Equity Sentiment ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 3. : Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2021. Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 4. : Advisory vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. Shareholder Y F A
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1A. : Election of Director: Carla J. Bailo Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1B. : Election of Director: John F. Ferraro Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1C. : Election of Director: Thomas R. Greco Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1D. : Election of Director: Jeffrey J. Jones II Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1E. : Election of Director: Eugene I. Lee, Jr. Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1F. : Election of Director: Sharon L. McCollam Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1G. : Election of Director: Douglas A. Pertz Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1H. : Election of Director: Nigel Travis Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 1I. : Election of Director: Arthur L. Valdez Jr. Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 26-May-2021 Proposal 2. : Approve, by advisory vote, the compensation of our named executive officers. Management Y F F
AMERICAN EAGLE OUTFITTERS, INC. AEO 02553E106 03-Jun-2021 Proposal 2. : Proposal Two. Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 29, 2022. Management Y F F
AMERICAN EAGLE OUTFITTERS, INC. AEO 02553E106 03-Jun-2021 Proposal 1.1 : Election of Director: Janice E. Page Management Y F F
AMERICAN EAGLE OUTFITTERS, INC. AEO 02553E106 03-Jun-2021 Proposal 1.2 : Election of Director: David M. Sable Management Y F F
AMERICAN EAGLE OUTFITTERS, INC. AEO 02553E106 03-Jun-2021 Proposal 1.3 : Election of Director: Noel J. Spiegel Management Y F F
AMERICAN EAGLE OUTFITTERS, INC. AEO 02553E106 03-Jun-2021 Proposal 3. : Proposal Three. Hold an advisory vote on the compensation of our named executive officers. Management Y N A
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 3. : Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2021. Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 5. : Approval of the Omnibus Employees’ Stock Purchase Plan. Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 4. : Approval of the amended and restated Employee Stock Incentive Plan. Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 7. : Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. Shareholder Y F A
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1A. : Election of Director: Rani Borkar Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1B. : Election of Director: Judy Bruner Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1C. : Election of Director: Xun (Eric) Chen Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1D. : Election of Director: Aart J. de Geus Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1E. : Election of Director: Gary E. Dickerson Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1F. : Election of Director: Thomas J. Iannotti Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1G. : Election of Director: Alexander A. Karsner Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1H. : Election of Director: Adrianna C. Ma Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1I. : Election of Director: Yvonne McGill Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 1J. : Election of Director: Scott A. McGregor Management Y F F
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 6. : Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. Shareholder Y F A
APPLIED MATERIALS, INC. AMAT 038222105 11-Mar-2021 Proposal 2. : Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2020. Management Y F F
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 4. : Advisory vote to approve the frequency of future advisory votes on the compensation of Ambarella, Inc.’s named executive officers. Management Y 1 F
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 2. : Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Ambarella, Inc. for the fiscal year ending January 31, 2022. Management Y F F
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 5. : Approve the Ambarella, Inc. 2021 Equity Incentive Plan. Management Y N A
AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 3. : Advisory vote to approve the compensation of Ambarella, Inc.’s named executive officers. Management Y N A
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 2. : Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1A. : Election of Director: John E. Caldwell Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1B. : Election of Director: Nora M. Denzel Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1C. : Election of Director: Mark Durcan Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1D. : Election of Director: Michael P. Gregoire Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1E. : Election of Director: Joseph A. Householder Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1F. : Election of Director: John W. Marren Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1G. : Election of Director: Lisa T. Su Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 1H. : Election of Director: Abhi Y. Talwalkar Management Y F F
ADVANCED MICRO DEVICES, INC. AMD 007903107 19-May-2021 Proposal 3. : Advisory vote to approve the executive compensation of our named executive officers. Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 3. : To recommend, by non-binding vote, the frequency of the advisory vote on the compensation of the Company’s named executive officers. Management Y 1 F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 4. : To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1A. : Election of Director: Mark G. Foletta Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1B. : Election of Director: Teri G. Fontenot Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1C. : Election of Director: R. Jeffrey Harris Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1D. : Election of Director: Daphne E. Jones Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1E. : Election of Director: Martha H. Marsh Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1F. : Election of Director: Susan R. Salka Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1G. : Election of Director: Sylvia Trent-Adams Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 1H. : Election of Director: Douglas D. Wheat Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 5. : A shareholder proposal entitled: “Improve Our Catch-22 Proxy Access”. Shareholder Y F A
AMN HEALTHCARE SERVICES, INC. AMN 001744101 21-Apr-2021 Proposal 2. : To approve, by non-binding advisory vote, the compensation of the Company’s named executive officers. Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 2. : RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 7. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. Shareholder Y F A
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 9. : SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. Shareholder Y F A
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 12. : SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. Shareholder Y F A
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1A. : Election of Director: Jeffrey P. Bezos Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1B. : Election of Director: Keith B. Alexander Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1C. : Election of Director: Jamie S. Gorelick Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1D. : Election of Director: Daniel P. Huttenlocher Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1E. : Election of Director: Judith A. McGrath Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1F. : Election of Director: Indra K. Nooyi Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1G. : Election of Director: Jonathan J. Rubinstein Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1H. : Election of Director: Thomas O. Ryder Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1I. : Election of Director: Patricia Q. Stonesifer Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1J. : Election of Director: Wendell P. Weeks Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 3. : ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management Y F F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 6. : SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. Shareholder Y F A
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 14. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. Shareholder Y N F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 13. : SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. Shareholder Y N F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 4. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. Shareholder Y N F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 8. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. Shareholder Y N F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 10. : SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. Shareholder Y N F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 11. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. Shareholder Y N F
AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 5. : SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. Shareholder Y N F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 3. : The ratification of the Audit and Finance Committee’s appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1A. : Election of Director: Nancy E. Cooper Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1B. : Election of Director: David C. Everitt Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1C. : Election of Director: Reginald Fils-Aimé Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1D. : Election of Director: Lauren P. Flaherty Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1E. : Election of Director: David M. Foulkes Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1F. : Election of Director: Joseph W. McClanathan Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1G. : Election of Director: David V. Singer Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1H. : Election of Director: Jane L. Warner Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1I. : Election of Director: J. Steven Whisler Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 1J. : Election of Director: Roger J. Wood Management Y F F
BRUNSWICK CORPORATION BC 117043109 05-May-2021 Proposal 2. : Advisory vote to approve the compensation of our Named Executive Officers. Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 3. : Ratification of appointment of KPMG LLP as independent registered public accounting firm. Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.1 : Election of Director: DeAnn L. Brunts Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.2 : Election of Director: Debra Martin Chase Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.3 : Election of Director: Charles F. Marcy Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.4 : Election of Director: Robert D. Mills Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.5 : Election of Director: Dennis M. Mullen Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.6 : Election of Director: Cheryl M. Palmer Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.7 : Election of Director: Alfred Poe Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.8 : Election of Director: Stephen C. Sherrill Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.9 : Election of Director: David L. Wenner Management Y F F
B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 2. : Approval, by non-binding advisory vote, of executive compensation. Management Y N A
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 1. : DIRECTOR Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 1. : DIRECTOR Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 1. : DIRECTOR Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 6. : Ratification of the selection of KPMG LLP as Calix’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 3. : Approval of the Amended and Restated Employee Stock Purchase Plan. Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 4. : Approval of the Amended and Restated 2017 Nonqualified Employee Stock Purchase Plan. Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 2. : Approval of the Amended and Restated 2019 Equity Incentive Award Plan. Management Y F F
CALIX, INC. CALX 13100M509 13-May-2021 Proposal 5. : Approval, on a non-binding, advisory basis, of the compensation of Calix’s named executive officers. Management Y F F
CAMBIUM NETWORKS CORPORATION CMBM G17766109 09-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CAMBIUM NETWORKS CORPORATION CMBM G17766109 09-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CAMBIUM NETWORKS CORPORATION CMBM G17766109 09-Jun-2021 Proposal 2. : Ratification of the appointment of KPMG LLP as our Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 1. : DIRECTOR Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management Y F F
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 4. : Shareholder Proposal - Written Consent of Shareholders. Shareholder Y F A
CHIPOTLE MEXICAN GRILL, INC. CMG 169656105 18-May-2021 Proposal 2. : An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement (“say-on-pay”). Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1A. : Election of Director: Marc Benioff Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1B. : Election of Director: Craig Conway Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1C. : Election of Director: Parker Harris Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1D. : Election of Director: Alan Hassenfeld Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1E. : Election of Director: Neelie Kroes Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1F. : Election of Director: Colin Powell Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1G. : Election of Director: Sanford Robertson Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1H. : Election of Director: John V. Roos Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1I. : Election of Director: Robin Washington Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1J. : Election of Director: Maynard Webb Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 1K. : Election of Director: Susan Wojcicki Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 2. : Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. Management Y F F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 5. : A stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. Shareholder Y N F
SALESFORCE.COM, INC. CRM 79466L302 10-Jun-2021 Proposal 4. : An advisory vote to approve the fiscal 2021 compensation of our named executive officers. Management Y N A
CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 2. : Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. Management Y F F
CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 3. : An advisory vote to approve the compensation of our named executive officers. Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 4. : To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike’s named executive officers. Management Y 1 A
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 2. : To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2022. Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 5. : To approve an amendment to CrowdStrike’s 2019 Employee Stock Purchase Plan. Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 30-Jun-2021 Proposal 3. : To approve, on an advisory basis, the compensation of CrowdStrike’s named executive officers. Management Y N A
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 4. : Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2021. Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 2. : An amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to provide for the annual election of directors and eliminate the classified Board structure. Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 1A. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: William J. Colombo Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 1B. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Sandeep Mathrani Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 1C. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Desiree Ralls-Morrison Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 1D. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Larry D. Stone Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 3. : An amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to increase the maximum number of directors to 13. Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 6. : An amendment and restatement of the Company’s 2012 Stock and Incentive Plan (as Amended and Restated) to increase the number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation. Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 09-Jun-2021 Proposal 5. : Non-binding advisory vote to approve compensation of named executive officers, as disclosed in the Company’s 2021 proxy statement. Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 2. : Ratification of appointment of independent auditors. Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1A. : Election of Director: Anthony J. Bates Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1B. : Election of Director: Adriane M. Brown Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1C. : Election of Director: Diana Farrell Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1D. : Election of Director: Logan D. Green Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1E. : Election of Director: Bonnie S. Hammer Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1F. : Election of Director: E. Carol Hayles Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1G. : Election of Director: Jamie Iannone Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1H. : Election of Director: Kathleen C. Mitic Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1I. : Election of Director: Matthew J. Murphy Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1J. : Election of Director: Paul S. Pressler Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1K. : Election of Director: Mohak Shroff Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1L. : Election of Director: Robert H. Swan Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1M. : Election of Director: Perry M. Traquina Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 3. : Advisory vote to approve named executive officer compensation. Management Y F F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 4. : Executive Compensation, if properly presented. Shareholder Y N F
EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 5. : Right to Act by Written Consent, if properly presented. Shareholder Y N F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 3. : Ratify the appointment of KPMG LLP as Entegris, Inc.’s Independent Registered Public Firm for 2021. Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1A. : Election of Director: Michael A. Bradley Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1B. : Election of Director: R. Nicholas Burns Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1C. : Election of Director: Rodney Clark Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1D. : Election of Director: James F. Gentilcore Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1E. : Election of Director: Yvette Kanouff Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1F. : Election of Director: James P. Lederer Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1G. : Election of Director: Bertrand Loy Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1H. : Election of Director: Paul L. H. Olson Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1I. : Election of Director: Azita Saleki-Gerhardt Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1J. : Election of Director: Brian F. Sullivan Management Y F F
ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 2. : Approval, by non-binding vote, of the compensation paid to Entegris, Inc.’s named executive officers (advisory vote). Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 4. : A shareholder proposal regarding dual class capital structure. Shareholder Y F A
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : DIRECTOR Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 2. : To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 3. : To approve an amendment to the director compensation policy. Management Y F F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 6. : A shareholder proposal regarding child exploitation. Shareholder Y F A
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 8. : A shareholder proposal regarding platform misuse. Shareholder Y N F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 9. : A shareholder proposal regarding public benefit corporation. Shareholder Y N F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 5. : A shareholder proposal regarding an independent chair. Shareholder Y N F
FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 7. : A shareholder proposal regarding human/civil rights expert on board. Shareholder Y N F
FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 2. : To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the current fiscal year ending January 29, 2022. Management Y F F
FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1A. : Election of Director: Dinesh S. Lathi Management Y F F
FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1B. : Election of Director: Richard L. Markee Management Y F F
FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1C. : Election of Director: Thomas G. Vellios Management Y F F
FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1D. : Election of Director: Zuhairah S. Washington Management Y F F
FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 3. : To approve, by non-binding advisory vote, the Company’s Named Executive Officer compensation. Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 2. : Ratify the appointment of Ernst & Young LLP as independent auditors for the Company’s 2021 fiscal year. Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 5. : To approve the amendment of our Charter to eliminate supermajority voting requirements and other obsolete provisions, including the elimination of Class B Common Stock and Class C Common Stock. Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 4. : To approve the amendment of our Restated Certificate of Incorporation (our “Charter”) to declassify our board of directors. Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 1a. : Election of Director: Norman Axelrod Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 1b. : Election of Director: Ryan Marshall Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 1c. : Election of Director: Richard Sullivan Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 1d. : Election of Director: Felicia Thornton Management Y F F
FLOOR & DECOR HOLDINGS, INC. FND 339750101 12-May-2021 Proposal 3. : To approve, by non-binding vote, the compensation paid to the Company’s named executive officers. Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 2. : To ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2021. Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.1 : Election of Director to serve for a term of one year until the next annual meeting: Ken Xie Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.2 : Election of Director to serve for a term of one year until the next annual meeting: Michael Xie Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.3 : Election of Director to serve for a term of one year until the next annual meeting: Kelly Ducourty Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.4 : Election of Director to serve for a term of one year until the next annual meeting: Kenneth A. Goldman Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.5 : Election of Director to serve for a term of one year until the next annual meeting: Ming Hsieh Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.6 : Election of Director to serve for a term of one year until the next annual meeting: Jean Hu Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.7 : Election of Director to serve for a term of one year until the next annual meeting: William Neukom Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.8 : Election of Director to serve for a term of one year until the next annual meeting: Judith Sim Management Y F F
FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 3. : Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 2. : Approval of the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2020. Management Abstained A A
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 3. : Approval of the Company’s annual accounts under LUX GAAP as of and for the financial year ended December 31, 2020. Management Abstained A A
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 4. : Allocation of results for the financial year ended December 31, 2020. Management Abstained A A
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 7. : Appointment of PricewaterhouseCoopers, Société coopérative as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 8. : Appointment of Price Waterhouse & Co. S.R.L. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 6. : Approval of the cash and share based compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2021. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 13. : Approval and ratification of the adoption and implementation of the Globant S.A. 2021 Employee Stock Purchase Plan. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 9. : Re-appointment of Mr. Martín Migoya as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 10. : Re-appointment of Mr. Philip Odeen as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 11. : Re-appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 12. : Appointment of Ms. Maria Pinelli as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. Management Y F F
GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 5. : Vote on discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2020. Management Y N A
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
GRAY TELEVISION, INC. GTN 389375106 05-May-2021 Proposal 2. : The ratification of the appointment of RSM US LLP as Gray Television, Inc.’s independent registered public accounting firm for 2021. Management Y F F
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 2. : Ratification of Selection of Principal Independent Public Accountants. Management Y F F
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 5. : Proposal to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1A. : Election of Director: Abdulaziz F. Al Khayyal Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1B. : Election of Director: William E. Albrecht Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1C. : Election of Director: M. Katherine Banks Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1D. : Election of Director: Alan M. Bennett Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1E. : Election of Director: Milton Carroll Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1F. : Election of Director: Murry S. Gerber Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1G. : Election of Director: Patricia Hemingway Hall Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1H. : Election of Director: Robert A. Malone Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1I. : Election of Director: Jeffrey A. Miller Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 1J. : Election of Director: Bhavesh V. Patel Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 4. : Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. Management Y N A
HALLIBURTON COMPANY HAL 406216101 19-May-2021 Proposal 3. : Advisory Approval of Executive Compensation. Management Y N A
AT HOME GROUP INC. HOME 04650Y100 16-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
AT HOME GROUP INC. HOME 04650Y100 16-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
AT HOME GROUP INC. HOME 04650Y100 16-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
AT HOME GROUP INC. HOME 04650Y100 16-Jun-2021 Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. Management Y F F
AT HOME GROUP INC. HOME 04650Y100 16-Jun-2021 Proposal 4. : Approval of an amendment to the Amended and Restated At Home Group Inc. Equity Incentive Plan. Management Y F F
AT HOME GROUP INC. HOME 04650Y100 16-Jun-2021 Proposal 2. : Advisory approval of the compensation of our named executive officers. Management Y F F
ICHOR HOLDINGS LTD ICHR G4740B105 11-May-2021 Proposal 2. : The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
ICHOR HOLDINGS LTD ICHR G4740B105 11-May-2021 Proposal 1A. : Election of Director: Jeffrey Andreson Management Y F F
ICHOR HOLDINGS LTD ICHR G4740B105 11-May-2021 Proposal 1B. : Election of Director: John Kispert Management Y F F
II-VI INCORPORATED IIVI 902104108 24-Jun-2021 Proposal 2. : Proposal to adjourn II-VI Incorporated’s special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of II-VI Incorporated’s special meeting to approve the share issuance proposal described above. Management Y F F
II-VI INCORPORATED IIVI 902104108 24-Jun-2021 Proposal 1. : Proposal to approve the issuance of shares of II-VI Incorporated’s common stock, no par value, pursuant to the terms of the Agreement and Plan of Merger, dated as of March 25, 2021, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Watson Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Coherent, Inc., a Delaware corporation, in the amounts necessary to complete the merger contemplated thereby. Management Y F F
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 2. : Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. Management Y F F
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 4. : Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. Shareholder Y F A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 6. : Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. Shareholder Y F A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 5. : Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. Shareholder Y F A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1A. : Election of Director: Patrick P. Gelsinger Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1B. : Election of Director: James J. Goetz Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1C. : Election of Director: Alyssa Henry Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1D. : Election of Director: Omar Ishrak Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1E. : Election of Director: Risa Lavizzo-Mourey Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1F. : Election of Director: Tsu-Jae King Liu Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1G. : Election of Director: Gregory D. Smith Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1H. : Election of Director: Dion J. Weisler Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 1I. : Election of Director: Frank D. Yeary Management Y N A
INTEL CORPORATION INTC 458140100 13-May-2021 Proposal 3. : Advisory vote to approve executive compensation of our listed officers. Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 2. : Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. Management Y F F
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.1 : Election of Director: Valentin P. Gapontsev, Ph.D. Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.2 : Election of Director: Eugene A. Scherbakov, Ph.D. Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.3 : Election of Director: Michael C. Child Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.4 : Election of Director: Jeanmarie F. Desmond Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.5 : Election of Director: Gregory P. Dougherty Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.6 : Election of Director: Eric Meurice Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.7 : Election of Director: Natalia Pavlova Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.8 : Election of Director: John R. Peeler Management Y N A
IPG PHOTONICS CORPORATION IPGP 44980X109 25-May-2021 Proposal 1.9 : Election of Director: Thomas J. Seifert Management Y N A
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 2. : Ratification of the appointment of independent registered public accountants. Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 4. : Stockholder proposal regarding stockholder action by written consent. Shareholder Y F A
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1A. : Election of Director: Patricia S. Bellinger Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1B. : Election of Director: Donna A. James Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1C. : Election of Director: Francis A. Hondal Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1D. : Election of Director: Danielle Lee Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1E. : Election of Director: Andrew M. Meslow Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1F. : Election of Director: Michael G. Morris Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1G. : Election of Director: Sarah E. Nash Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1H. : Election of Director: Robert H. Schottenstein Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1I. : Election of Director: Anne Sheehan Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1J. : Election of Director: Stephen D. Steinour Management Y F F
L BRANDS, INC. LB 501797104 20-May-2021 Proposal 3. : Advisory vote to approve named executive officer compensation. Management Y F F
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 2. : To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. Management Y F F
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 3. : To approve, as an advisory vote, the compensation of the Company’s named executive officers. Management Y N A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 07-May-2021 Proposal 1. : DIRECTOR Management Y W A
MOHAWK INDUSTRIES, INC. MHK 608190104 20-May-2021 Proposal 2. : The ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm. Management Y F F
MOHAWK INDUSTRIES, INC. MHK 608190104 20-May-2021 Proposal 1A. : Election of Director for a term of three years: Bruce C. Bruckmann Management Y F F
MOHAWK INDUSTRIES, INC. MHK 608190104 20-May-2021 Proposal 1B. : Election of Director for a term of three years: John M. Engquist Management Y F F
MOHAWK INDUSTRIES, INC. MHK 608190104 20-May-2021 Proposal 3. : Advisory vote to approve executive compensation, as disclosed in the Company’s Proxy Statement for the 2021 Annual Meeting of Stockholders. Management Y F F
MKS INSTRUMENTS, INC. MKSI 55306N104 11-May-2021 Proposal 1. : DIRECTOR Management Y F F
MKS INSTRUMENTS, INC. MKSI 55306N104 11-May-2021 Proposal 1. : DIRECTOR Management Y F F
MKS INSTRUMENTS, INC. MKSI 55306N104 11-May-2021 Proposal 1. : DIRECTOR Management Y F F
MKS INSTRUMENTS, INC. MKSI 55306N104 11-May-2021 Proposal 3. : The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management Y F F
MKS INSTRUMENTS, INC. MKSI 55306N104 11-May-2021 Proposal 2. : The approval, on an advisory basis, of executive compensation. Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 2. : To ratify the appointment of Deloitte & Touche LLP as independent auditor. Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1A. : Election of Director: Elizabeth Corley Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1B. : Election of Director: Alistair Darling Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1C. : Election of Director: Thomas H. Glocer Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1D. : Election of Director: James P. Gorman Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1E. : Election of Director: Robert H. Herz Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1F. : Election of Director: Nobuyuki Hirano Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1G. : Election of Director: Hironori Kamezawa Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1H. : Election of Director: Shelley B. Leibowitz Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1I. : Election of Director: Stephen J. Luczo Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1J. : Election of Director: Jami Miscik Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1K. : Election of Director: Dennis M. Nally Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1L. : Election of Director: Mary L. Schapiro Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1M. : Election of Director: Perry M. Traquina Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1N. : Election of Director: Rayford Wilkins, Jr. Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 4. : To approve the amended and restated Equity Incentive Compensation Plan. Management Y F F
MORGAN STANLEY MS 617446448 20-May-2021 Proposal 3. : To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). Management Y F F
MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 3. : To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 1.1 : Election of Class III Director to serve until the 2024 annual meeting: Kishore V. Seendripu, Ph.D. Management Y F F
MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 1.2 : Election of Class III Director to serve until the 2024 annual meeting: Thomas E. Pardun Management Y F F
MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 1.3 : Election of Class III Director to serve until the 2024 annual meeting: Gregory P. Dougherty Management Y F F
MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 2. : Advisory vote to approve named executive officer compensation (say on pay vote). Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 4. : A Shareholder Proposal entitled “Adopt a Mainstream Shareholder Right-Written Consent”. Shareholder Y F A
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1A. : Election of Director: Melissa M. Arnoldi Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1B. : Election of Director: Charlene T. Begley Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1C. : Election of Director: Steven D. Black Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1D. : Election of Director: Adena T. Friedman Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1E. : Election of Director: Essa Kazim Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1F. : Election of Director: Thomas A. Kloet Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1G. : Election of Director: John D. Rainey Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1H. : Election of Director: Michael R. Splinter Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1I. : Election of Director: Jacob Wallenberg Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1J. : Election of Director: Alfred W. Zollar Management Y F F
NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 2. : Advisory vote to approve the company’s executive compensation as presented in the proxy statement. Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 3. : To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 6. : To approve the Amended and Restated 2012 Employee Stock Purchase Plan. Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1A. : Election of Director: Susan L. Bostrom Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1B. : Election of Director: Jonathan C. Chadwick Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1C. : Election of Director: Lawrence J. Jackson, Jr. Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1D. : Election of Director: Frederic B. Luddy Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1E. : Election of Director: Jeffrey A. Miller Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 4. : To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 5. : To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. Management Y F F
SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 2. : To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 3. : Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 4. : Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1A. : Election of Director: Robert K. Burgess Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1B. : Election of Director: Tench Coxe Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1C. : Election of Director: John O. Dabiri Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1D. : Election of Director: Persis S. Drell Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1E. : Election of Director: Jen-Hsun Huang Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1F. : Election of Director: Dawn Hudson Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1G. : Election of Director: Harvey C. Jones Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1H. : Election of Director: Michael G. McCaffery Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1I. : Election of Director: Stephen C. Neal Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1J. : Election of Director: Mark L. Perry Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1K. : Election of Director: A. Brooke Seawell Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1L. : Election of Director: Aarti Shah Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 1M. : Election of Director: Mark A. Stevens Management Y F F
NVIDIA CORPORATION NVDA 67066G104 03-Jun-2021 Proposal 2. : Approval of our executive compensation. Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 3. : Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 4. : Approval of an amendment to the ON Semiconductor Corporation 2000 Employee Stock Purchase Plan. Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1A. : Election of Director to serve until 2022 Annual Meeting: Atsushi Abe Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1B. : Election of Director to serve until 2022 Annual Meeting: Alan Campbell Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1C. : Election of Director to serve until 2022 Annual Meeting: Susan K. Carter Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1D. : Election of Director to serve until 2022 Annual Meeting: Thomas L. Deitrich Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1E. : Election of Director to serve until 2022 Annual Meeting: Gilles Delfassy Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1F. : Election of Director to serve until 2022 Annual Meeting: Hassane S. El-Khoury Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1G. : Election of Director to serve until 2022 Annual Meeting: Bruce E. Kiddoo Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1H. : Election of Director to serve until 2022 Annual Meeting: Paul A. Mascarenas Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1I. : Election of Director to serve until 2022 Annual Meeting: Gregory L. Waters Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 1J. : Election of Director to serve until 2022 Annual Meeting: Christine Y. Yan Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 5. : Approval of amendments to the ON Semiconductor Corporation Amended and Restated Stock Incentive Plan. Management Y F F
ON SEMICONDUCTOR CORPORATION ON 682189105 20-May-2021 Proposal 2. : Advisory (non-binding) resolution to approve the compensation of our named executive officers. Management Y N A
POLARIS INC. PII 731068102 29-Apr-2021 Proposal 2. : Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. Management Y F F
POLARIS INC. PII 731068102 29-Apr-2021 Proposal 1A. : Election of Director: Kevin M. Farr Management Y F F
POLARIS INC. PII 731068102 29-Apr-2021 Proposal 1B. : Election of Director: John P. Wiehoff Management Y F F
POLARIS INC. PII 731068102 29-Apr-2021 Proposal 3. : Advisory vote to approve the compensation of our Named Executive Officers. Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 2. : To ratify the selection of Deloitte & Touche LLP as PerkinElmer’s independent registered public accounting firm for the current fiscal year. Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1A. : Election of Director for one year term: Peter Barrett, PhD Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1B. : Election of Director for one year term: Samuel R. Chapin Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1C. : Election of Director for one year term: Sylvie Grégoire, PharmD Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1D. : Election of Director for one year term: Alexis P. Michas Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1E. : Election of Director for one year term: Prahlad R. Singh, PhD Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1F. : Election of Director for one year term: Michel Vounatsos Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1G. : Election of Director for one year term: Frank Witney, PhD Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 1H. : Election of Director for one year term: Pascale Witz Management Y F F
PERKINELMER, INC. PKI 714046109 27-Apr-2021 Proposal 3. : To approve, by non-binding advisory vote, our executive compensation. Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 2. : Ratification of Appointment of KPMG LLP Independent Registered Public Accounting Firm. Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.1 : Election of Director: James P. Chambers Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.2 : Election of Director: Hamish A. Dodds Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.3 : Election of Director: Michael J. Griffith Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.4 : Election of Director: John C. Hockin Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.5 : Election of Director: Brian A. Jenkins Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.6 : Election of Director: Patricia H. Mueller Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.7 : Election of Director: Atish Shah Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.8 : Election of Director: Kevin M. Sheehan Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 1.9 : Election of Director: Jennifer Storms Management Y F F
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY 238337109 17-Jun-2021 Proposal 3. : Advisory Approval of Executive Compensation. Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 1. : DIRECTOR Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 5. : To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2021. Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 4. : To approve the amendment and restatement of the Power Integrations, Inc. 1997 Employee Stock Purchase Plan, as described in the proxy statement. Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 3. : To approve the amendment and restatement of the Power Integrations, Inc. 2016 Incentive Award Plan, as described in the proxy statement. Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 21-May-2021 Proposal 2. : To approve, on an advisory basis, the compensation of Power Integrations’ named executive officers, as disclosed in the proxy statement. Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 3. : Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 4. : Stockholder proposal - Stockholder right to act by written consent. Shareholder Y F A
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 5. : Stockholder Proposal - Assessing Inclusion in the Workplace. Shareholder Y F A
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1A. : Election of Director: Rodney C. Adkins Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1B. : Election of Director: Jonathan Christodoro Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1C. : Election of Director: John J. Donahoe Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1D. : Election of Director: David W. Dorman Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1E. : Election of Director: Belinda J. Johnson Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1F. : Election of Director: Gail J. McGovern Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1G. : Election of Director: Deborah M. Messemer Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1H. : Election of Director: David M. Moffett Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1I. : Election of Director: Ann M. Sarnoff Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1J. : Election of Director: Daniel H. Schulman Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 1K. : Election of Director: Frank D. Yeary Management Y F F
PAYPAL HOLDINGS, INC. PYPL 70450Y103 26-May-2021 Proposal 2. : Advisory vote to approve named executive officer compensation. Management Y N A
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 2. : To ratify the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 3. : Advisory vote to approve the compensation of our named executive officers. Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 2. : Ratification of the selection of Ernst & Young LLP as Repligen Corporation’s independent registered public accounting firm for fiscal year 2021. Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1A. : Election of Director: Tony J. Hunt Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1B. : Election of Director: Karen A. Dawes Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1C. : Election of Director: Nicolas M. Barthelemy Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1D. : Election of Director: Carrie Eglinton Manner Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1E. : Election of Director: Rohin Mhatre, Ph.D. Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1F. : Election of Director: Glenn P. Muir Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 1G. : Election of Director: Thomas F. Ryan, Jr. Management Y F F
REPLIGEN CORPORATION RGEN 759916109 13-May-2021 Proposal 3. : Advisory vote to approve the compensation paid to Repligen Corporation’s named executive officers. Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 2. : Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management Y F F
RINGCENTRAL, INC. RNG 76680R206 04-Jun-2021 Proposal 3. : To approve, on an advisory (non-binding) basis, the named executive officers’ compensation, as disclosed in the Proxy Statement. Management Y F F
REVANCE THERAPEUTICS, INC. RVNC 761330109 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
REVANCE THERAPEUTICS, INC. RVNC 761330109 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
REVANCE THERAPEUTICS, INC. RVNC 761330109 05-May-2021 Proposal 1. : DIRECTOR Management Y F F
REVANCE THERAPEUTICS, INC. RVNC 761330109 05-May-2021 Proposal 2. : Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
REVANCE THERAPEUTICS, INC. RVNC 761330109 05-May-2021 Proposal 4. : Approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 95,000,000 to 190,000,000 shares. Management Y F F
REVANCE THERAPEUTICS, INC. RVNC 761330109 05-May-2021 Proposal 3. : Approval of, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy statement. Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 02 : Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 04 : Approval of Long Term Incentive Plan Resolution approving the second amendment and restatement of Shopify Inc.’s Long Term Incentive Plan and approving all unallocated awards under the Long Term Incentive Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 03 : Approval of Stock Option Plan Resolution approving the second amendment and restatement of Shopify Inc.’s Stock Option Plan and approving all unallocated options under the Stock Option Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1A : Election of Director: Tobias Lütke Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1B : Election of Director: Robert Ashe Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1C : Election of Director: Gail Goodman Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1D : Election of Director: Colleen Johnston Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1E : Election of Director: Jeremy Levine Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1F : Election of Director: John Phillips Management Y F F
SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 05 : Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. Management Y F F
SITIME CORPORATION SITM 82982T106 02-Jun-2021 Proposal 2. : To ratify the appointment of BDO USA, LLP as SiTime’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
SITIME CORPORATION SITM 82982T106 02-Jun-2021 Proposal 1. : DIRECTOR Management Y W A
SITIME CORPORATION SITM 82982T106 02-Jun-2021 Proposal 1. : DIRECTOR Management Y W A
SITIME CORPORATION SITM 82982T106 02-Jun-2021 Proposal 1. : DIRECTOR Management Y W A
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 1. : DIRECTOR Management Y F F
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 1. : DIRECTOR Management Y F F
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 1. : DIRECTOR Management Y F F
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 2. : To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. Management Y F F
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 5. : To approve amendments to the 2009 Employee Stock Purchase Plan. Management Y F F
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 4. : To approve amendments to the 2009 Stock Incentive Plan. Management Y F F
SILICON LABORATORIES INC. SLAB 826919102 22-Apr-2021 Proposal 3. : To vote on an advisory (non-binding) resolution to approve executive compensation. Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 3. : To approve the selection of Ernst & Young LLP as the Company’s independent auditors for the Company’s 2021 fiscal year. Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 5. : To consider a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions applicable to the Company under the Connecticut Business Corporation Act. Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 6. : To consider a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions of capital stock related to approval of business combinations with interested shareholders and clarify when no shareholder vote is required. Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 7. : To consider a management proposal to amend the Certificate of Incorporation to adopt a majority voting standard in an uncontested election of Directors. Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1A. : Election of Director: Andrea J. Ayers Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1B. : Election of Director: George W. Buckley Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1C. : Election of Director: Patrick D. Campbell Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1D. : Election of Director: Carlos M. Cardoso Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1E. : Election of Director: Robert B. Coutts Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1F. : Election of Director: Debra A. Crew Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1G. : Election of Director: Michael D. Hankin Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1H. : Election of Director: James M. Loree Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1I. : Election of Director: Jane M. Palmieri Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1J. : Election of Director: Mojdeh Poul Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1K. : Election of Director: Dmitri L. Stockton Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 1L. : Election of Director: Irving Tan Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 4. : To consider a management proposal to amend the Certificate of Incorporation to allow shareholders to act by written consent. Management Y F F
STANLEY BLACK & DECKER, INC. SWK 854502101 10-May-2021 Proposal 2. : To approve, on an advisory basis, the compensation of the Company’s named executive officers. Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 2. : To ratify the selection by the Company’s Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2021. Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1a. : Election of Director: Alan S. Batey Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1b. : Election of Director: Kevin L. Beebe Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1c. : Election of Director: Timothy R. Furey Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1d. : Election of Director: Liam K. Griffin Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1e. : Election of Director: Christine King Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1f. : Election of Director: David P. McGlade Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1g. : Election of Director: Robert A. Schriesheim Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 1h. : Election of Director: Kimberly S. Stevenson Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 4. : To approve the Company’s Amended and Restated 2015 Long-Term Incentive Plan. Management Y F F
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 5. : To approve a stockholder proposal regarding supermajority voting provisions. Shareholder Y F A
SKYWORKS SOLUTIONS, INC. SWKS 83088M102 12-May-2021 Proposal 3. : To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s Proxy Statement. Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 2. : RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2021. Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1A. : Election of Director: Evelyn S. Dilsaver Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1B. : Election of Director: Cathy R. Gates Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1C. : Election of Director: John A. Heil Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1D. : Election of Director: Jon L. Luther Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1E. : Election of Director: Richard W. Neu Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1F. : Election of Director: Scott L. Thompson Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 1G. : Election of Director: Robert B. Trussell, Jr. Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 3. : ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management Y F F
TEMPUR SEALY INTERNATIONAL, INC. TPX 88023U101 06-May-2021 Proposal 4. : APPROVAL OF AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 300,000,000 TO 500,000,000. Management Y N A
TRADEWEB MARKETS INC TW 892672106 11-May-2021 Proposal 4. : To determine, on an advisory basis, the frequency (whether annual, biennial or triennial) with which stockholders of the Company will participate in any advisory vote on executive compensation. Management Y 1 A
TRADEWEB MARKETS INC TW 892672106 11-May-2021 Proposal 1. : DIRECTOR Management Y F F
TRADEWEB MARKETS INC TW 892672106 11-May-2021 Proposal 1. : DIRECTOR Management Y F F
TRADEWEB MARKETS INC TW 892672106 11-May-2021 Proposal 1. : DIRECTOR Management Y F F
TRADEWEB MARKETS INC TW 892672106 11-May-2021 Proposal 2. : Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
TRADEWEB MARKETS INC TW 892672106 11-May-2021 Proposal 3. : To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the 2021 Proxy Statement. Management Y F F
TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 2. : Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management Y F F
TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 3. : Approval of, on a non-binding advisory basis, the compensation of the Company’s named executive officers. Management Y N A
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 2. : Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2021. Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1A. : Election of Director: Clarence L. Granger Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1B. : Election of Director: James P. Scholhamer Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1C. : Election of Director: David T. ibnAle Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1D. : Election of Director: Emily M. Liggett Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1E. : Election of Director: Thomas T. Edman Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1F. : Election of Director: Barbara V. Scherer Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1G. : Election of Director: Ernest E. Maddock Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 1H. : Election of Director: Jacqueline A. Seto Management Y F F
ULTRA CLEAN HOLDINGS, INC. UCTT 90385V107 20-May-2021 Proposal 3. : Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.’s named executive officers for fiscal 2020 as disclosed in our proxy statement for the 2021 Annual Meeting of Stockholders. Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 4. : To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. Management Y 1 A
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 2. : To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1A. : Election of Director to serve until the 2022 annual meeting: Mark Carges Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1C. : Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1D. : Election of Director to serve until the 2022 annual meeting: Peter P. Gassner Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1E. : Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1F. : Election of Director to serve until the 2022 annual meeting: Gordon Ritter Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1G. : Election of Director to serve until the 2022 annual meeting: Paul Sekhri Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1H. : Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 1B. : Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 5. : To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 3. : To hold an advisory (non-binding) vote to approve named executive officer compensation. Management Y F F
VEEVA SYSTEMS INC. VEEV 922475108 23-Jun-2021 Proposal 6. : To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. Shareholder Y N F
VERITONE, INC. VERI 92347M100 24-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
VERITONE, INC. VERI 92347M100 24-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
VERITONE, INC. VERI 92347M100 24-Jun-2021 Proposal 2. : Ratification of appointment of Grant Thornton LLP as Veritone, Inc.’s independent registered public accounting firm for the year ending December 31, 2021. Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 4. : Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.1 : Election of Director: Laura Alber Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.2 : Election of Director: Esi Eggleston Bracey Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.3 : Election of Director: Scott Dahnke, Chair Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.4 : Election of Director: Anne Mulcahy Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.5 : Election of Director: William Ready Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.6 : Election of Director: Sabrina Simmons Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 1.7 : Election of Director: Frits van Paasschen Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 2. : The amendment of our 2001 Long-Term Incentive Plan. Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 02-Jun-2021 Proposal 3. : An advisory vote to approve executive compensation. Management Y F F
ZOOM VIDEO COMMUNICATIONS, INC. ZM 98980L101 17-Jun-2021 Proposal 4. : To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. Management Y 1 F
ZOOM VIDEO COMMUNICATIONS, INC. ZM 98980L101 17-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
ZOOM VIDEO COMMUNICATIONS, INC. ZM 98980L101 17-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
ZOOM VIDEO COMMUNICATIONS, INC. ZM 98980L101 17-Jun-2021 Proposal 1. : DIRECTOR Management Y F F
ZOOM VIDEO COMMUNICATIONS, INC. ZM 98980L101 17-Jun-2021 Proposal 2. : Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. Management Y F F
ZOOM VIDEO COMMUNICATIONS, INC. ZM 98980L101 17-Jun-2021 Proposal 3. : To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. Management Y F F

 

 

 

 

================ ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Gary B. Abromovitz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Krista L. Berry   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Vincent D. Carson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Thurman K. Case   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Timothy F. Meeker   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Julien R. Mininberg   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Beryl B. Raff   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Elect Director Darren G. Woody   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Helen of Troy Limited   HELE   G4388N106    08/26/2020   Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Elect Director Alan B. Graf, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Elect Director Peter B. Henry   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Elect Director Michelle A. Peluso   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NIKE, Inc.   NKE   654106103    09/17/2020   Report on Political Contributions Disclosure   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Liberty Broadband Corporation   LBRDK   530307305    12/15/2020   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Liberty Broadband Corporation   LBRDK   530307305    12/15/2020   Issue Shares in Connection with Merger   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Liberty Broadband Corporation   LBRDK   530307305    12/15/2020   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Trade Desk, Inc.   TTD   88339J105    12/22/2020   Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Trade Desk, Inc.   TTD   88339J105    12/22/2020   Provide Right to Act by Written Consent   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Trade Desk, Inc.   TTD   88339J105    12/22/2020   Provide Right to Call Special Meeting   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Trade Desk, Inc.   TTD   88339J105    12/22/2020   Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Trade Desk, Inc.   TTD   88339J105    12/22/2020   Approve New Bylaws   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Trade Desk, Inc.   TTD   88339J105    12/22/2020   Adjourn Meeting   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director James Bell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Tim Cook   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Al Gore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Andrea Jung   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Art Levinson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Monica Lozano   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Ron Sugar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Elect Director Sue Wagner   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Proxy Access Amendments   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Apple Inc.   AAPL   037833100    02/23/2021   Improve Principles of Executive Compensation Program   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director David Barr   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Mervin Dunn   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Michael S. Graff   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Sean P. Hennessy   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director W. Nicholas Howley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Raymond F. Laubenthal   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Gary E. McCullough   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Michele Santana   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Robert J. Small   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director John Staer   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Elect Director Kevin Stein   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TransDigm Group Incorporated   TDG   893641100    03/18/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Thomas M. Culligan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Adolfo Henriques   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Mark H. Hildebrandt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Eric A. Mendelson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Laurans A. Mendelson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Victor H. Mendelson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Julie Neitzel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Alan Schriesheim   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Frank J. Schwitter   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   HEICO Corporation   HEI   422806109    03/19/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Diane M. Bryant   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Gayla J. Delly   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Raul J. Fernandez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Eddy W. Hartenstein   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Check Kian Low   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Justine F. Page   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Henry Samueli   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Hock E. Tan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Elect Director Harry L. You   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Amend Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101    04/05/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    04/07/2021   Issue Shares in Connection with Merger   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    04/07/2021   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Jason D. Robins   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Harry Evans Sloan   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Matthew Kalish   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Paul Liberman   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Woodrow H. Levin   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Shalom Meckenzie   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Jocelyn Moore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Ryan R. Moore   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Valerie Mosley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Steven J. Murray   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Hany M. Nada   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director John S. Salter   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Marni M. Walden   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Other Business   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Carvana Co.   CVNA   146869102    05/03/2021   Elect Director Ernest Garcia, III   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Carvana Co.   CVNA   146869102    05/03/2021   Elect Director Ira Platt   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Carvana Co.   CVNA   146869102    05/03/2021   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Carvana Co.   CVNA   146869102    05/03/2021   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Carvana Co.   CVNA   146869102    05/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Alec C. Covington   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Robert Buck   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Carl T. Camden   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Joseph S. Cantie   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Tina M. Donikowski   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Mark A. Petrarca   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Elect Director Nancy M. Taylor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   TopBuild Corp.   BLD   89055F103    05/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Barry Diller   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director William W. Grounds   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Alexis M. Herman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director William J. Hornbuckle   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Mary Chris Jammet   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director John Kilroy   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Joey Levin   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Rose McKinney-James   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Keith A. Meister   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Paul Salem   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Gregory M. Spierkel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Jan G. Swartz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Elect Director Daniel J. Taylor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   MGM Resorts International   MGM   552953101    05/05/2021   Authorize New Class of Preferred Stock   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Dwight C. Schar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director C. E. Andrews   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Sallie B. Bailey   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Thomas D. Eckert   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Alfred E. Festa   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Manuel H. Johnson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Alexandra A. Jung   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Mel Martinez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director William A. Moran   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director David A. Preiser   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director W. Grady Rosier   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Elect Director Susan Williamson Ross   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   NVR, Inc.   NVR   62944T105    05/05/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Mark W. Adams   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Ita Brennan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Lewis Chew   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Julia Liuson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director James D. Plummer   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Alberto Sangiovanni-Vincentelli   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director John B. Shoven   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Young K. Sohn   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Elect Director Lip-Bu Tan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cadence Design Systems, Inc.   CDNS   127387108    05/06/2021   Reduce Ownership Threshold for Shareholders to Request Action by Written Consent   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director Evelyn S. Dilsaver   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director Cathy R. Gates   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director John A. Heil   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director Jon L. Luther   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director Richard W. Neu   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director Scott L. Thompson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Elect Director Robert B. Trussell, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Tempur Sealy International, Inc.   TPX   88023U101    05/06/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Five9, Inc.   FIVN   338307101    05/12/2021   Elect Director Michael Burdiek   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Five9, Inc.   FIVN   338307101    05/12/2021   Elect Director David DeWalt   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Five9, Inc.   FIVN   338307101    05/12/2021   Elect Director Susan Barsamian   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Five9, Inc.   FIVN   338307101    05/12/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Five9, Inc.   FIVN   338307101    05/12/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Elect Director Jim Frankola   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Elect Director Alec D. Gallimore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Elect Director Ronald W. Hovsepian   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Ratify Deloitte & Touche LLP as Auditor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Adopt Simple Majority Vote   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director W. Geoffrey Beattie   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Gregory D. Brenneman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Cynthia B. Carroll   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Clarence P. Cazalot, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Nelda J. Connors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Gregory L. Ebel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Lynn L. Elsenhans   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director John G. Rice   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Elect Director Lorenzo Simonelli   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Amend Nonqualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Baker Hughes Company   BKR   05722G100    05/14/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Albert S. Baldocchi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Matthew A. Carey   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Gregg L. Engles   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Patricia Fili-Krushel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Neil W. Flanzraich   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Mauricio Gutierrez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Robin Hickenlooper   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Scott Maw   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Ali Namvar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Brian Niccol   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Elect Director Mary Winston   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Chipotle Mexican Grill, Inc.   CMG   169656105    05/18/2021   Provide Right to Act by Written Consent   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director John E. Caldwell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director Nora M. Denzel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director Mark Durcan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director Michael P. Gregoire   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director Joseph A. Householder   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director John W. Marren   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director Lisa T. Su   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Elect Director Abhi Y. Talwalkar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director Stanley L. Clark   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director John D. Craig   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director David P. Falck   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director Edward G. Jepsen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director Rita S. Lane   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director Robert A. Livingston   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director Martin H. Loeffler   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director R. Adam Norwitt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Elect Director Anne Clarke Wolff   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Amend Stock Option Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101    05/19/2021   Amend Proxy Access Right   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Elect Director Michael Goodwin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Elect Director William P. McNamara   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Elect Director Michael O’Sullivan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Elect Director Jessica Rodriguez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Burlington Stores, Inc.   BURL   122017106    05/19/2021   Report on Pay Disparity   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Abdulaziz F. Al Khayyal   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director William E. Albrecht   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director M. Katherine Banks   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Alan M. Bennett   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Milton Carroll   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Murry S. Gerber   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Patricia Hemingway Hall   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Robert A. Malone   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Jeffrey A. Miller   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Elect Director Bhavesh V. (Bob) Patel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Ratify KPMG LLP as Auditor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Halliburton Company   HAL   406216101    05/19/2021   Amend Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Patricia S. Bellinger   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Donna A. James   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Francis A. Hondal   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Danielle Lee   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Andrew M. Meslow   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Michael G. Morris   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Sarah E. Nash   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Robert H. Schottenstein   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Anne Sheehan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Elect Director Stephen D. Steinour   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   L Brands, Inc.   LB   501797104    05/20/2021   Provide Right to Act by Written Consent   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Elect Director Beth A. Bowman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Elect Director Lindsey M. Cooksen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Elect Director Robert B. Evans   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Elect Director Joe Bob Perkins   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Elect Director Ershel C. Redd, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101    05/25/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Coupa Software Incorporated   COUP   22266L106    05/26/2021   Elect Director Roger Siboni   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Coupa Software Incorporated   COUP   22266L106    05/26/2021   Elect Director Tayloe Stansbury   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Coupa Software Incorporated   COUP   22266L106    05/26/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Coupa Software Incorporated   COUP   22266L106    05/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director Chadwick C. Deaton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director Marcela E. Donadio   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director Jason B. Few   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director M. Elise Hyland   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director Holli C. Ladhani   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director Brent J. Smolik   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director Lee M. Tillman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Elect Director J. Kent Wells   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106    05/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director Annell R. Bay   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director John J. Christmann, IV   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director Juliet S. Ellis   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director Chansoo Joung   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director John E. Lowe   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director H. Lamar McKay   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director William C. Montgomery   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director Amy H. Nelson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director Daniel W. Rabun   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Elect Director Peter A. Ragauss   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Ratify Ernst & Young LLP as Auditor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corp.   APA   03743Q108    05/27/2021   Amend Charter to Remove the Pass-Through Voting Provision   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director A.R. Alameddine   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Edison C. Buchanan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Matt Gallagher   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Phillip A. Gobe   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Larry R. Grillot   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Stacy P. Methvin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Royce W. Mitchell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Frank A. Risch   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Scott D. Sheffield   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director J. Kenneth Thompson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Phoebe A. Wood   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Elect Director Michael D. Wortley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107    05/27/2021   Amend Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Terrence J. Checki   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Leonard S. Coleman, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Joaquin Duato   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director John B. Hess   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Edith E. Holiday   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Marc S. Lipschultz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director David McManus   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Kevin O. Meyers   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director Karyn F. Ovelmen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director James H. Quigley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Elect Director William G. Schrader   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107    06/02/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Steven E. West   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Travis D. Stice   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Vincent K. Brooks   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Michael P. Cross   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director David L. Houston   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Stephanie K. Mains   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Mark L. Plaumann   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Elect Director Melanie M. Trent   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109    06/03/2021   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Kirk E. Arnold   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Ann C. Berzin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director John Bruton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Jared L. Cohon   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Gary D. Forsee   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Linda P. Hudson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Michael W. Lamach   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Myles P. Lee   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director April Miller Boise   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Karen B. Peetz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director John P. Surma   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Elect Director Tony L. White   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their  Remuneration   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Authorize Issue of Equity   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Renew Directors’ Authority to Issue Shares for Cash   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Trane Technologies Plc   TT   G8994E103    06/03/2021   Authorize Reissuance of Repurchased Shares   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Crocs, Inc.   CROX   227046109    06/09/2021   Elect Director Ronald L. Frasch   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Crocs, Inc.   CROX   227046109    06/09/2021   Elect Director Andrew Rees   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Crocs, Inc.   CROX   227046109    06/09/2021   Elect Director Charisse Ford Hughes   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Crocs, Inc.   CROX   227046109    06/09/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Crocs, Inc.   CROX   227046109    06/09/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Barbara M. Baumann   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director John E. Bethancourt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Ann G. Fox   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director David A. Hager   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Kelt Kindick   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director John Krenicki, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Karl F. Kurz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Robert A. Mosbacher, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Richard E. Muncrief   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Duane C. Radtke   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Elect Director Valerie M. Williams   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103    06/09/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Gary L. Carano   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Bonnie S. Biumi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Jan Jones Blackhurst   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Frank J. Fahrenkopf   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Don R. Kornstein   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Courtney R. Mather   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Michael E. Pegram   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Thomas R. Reeg   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director David P. Tomick   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Authorize New Class of Preferred Stock   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Generac Holdings Inc.   GNRC   368736104    06/17/2021   Elect Director Robert D. Dixon   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Generac Holdings Inc.   GNRC   368736104    06/17/2021   Elect Director David A. Ramon   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Generac Holdings Inc.   GNRC   368736104    06/17/2021   Elect Director William D. Jenkins, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Generac Holdings Inc.   GNRC   368736104    06/17/2021   Elect Director Kathryn V. Roedel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Generac Holdings Inc.   GNRC   368736104    06/17/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Generac Holdings Inc.   GNRC   368736104    06/17/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For

 

 

 

 

=========================ADVISORSHARES DORSEY WRIGHT ADR ETF ========================

 

Institutional Account Name   Company Name   Ticker   Provider Security ID   Meeting Date   Proponent   Proposal Text   Management Recommendation   Vote Instruction   Voted
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Elect Director Mary Pendergast   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Elect Director Hugh Brady   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Elect Director Ronan Murphy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Elect Director Julie O’Neill   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Authorize Board to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Authorize Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Authorize Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Authorize Share Repurchase Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ICON plc   ICLR   G4705A100    21-Jul-20   Management   Approve the Price Range for the Reissuance of Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Approve Final Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Sir Peter Gershon as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect John Pettigrew as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Andy Agg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Nicola Shaw as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Mark Williamson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Jonathan Dawson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Therese Esperdy as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Paul Golby as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Elect Liz Hewitt as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Amanda Mesler as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Earl Shipp as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Re-elect Jonathan Silver as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Reappoint Deloitte LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise EU Political Donations and Expenditure   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Reapprove Share Incentive Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Reapprove Sharesave Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Approve Increase in Borrowing Limit   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   National Grid Plc   NG   636274409    27-Jul-20   Management   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Dr. Reddy’s Laboratories Limited   500124   256135203    30-Jul-20   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Dr. Reddy’s Laboratories Limited   500124   256135203    30-Jul-20   Management   Approve Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Dr. Reddy’s Laboratories Limited   500124   256135203    30-Jul-20   Management   Reelect K Satish Reddy as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Dr. Reddy’s Laboratories Limited   500124   256135203    30-Jul-20   Management   Approve Reappointment and Remuneration of G V Prasad as Whole-time Director Designated as Co-Chairman and Managing Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Dr. Reddy’s Laboratories Limited   500124   256135203    30-Jul-20   Management   Approve Prasad R Menon to Continue Office as Non-Executive Independent Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Dr. Reddy’s Laboratories Limited   500124   256135203    30-Jul-20   Management   Approve Remuneration of Cost Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Terence Goodlace as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Nick Holland as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Richard Menell as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Yunus Suleman as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Yunus Suleman as Chairperson of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Alhassan Andani as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Peter Bacchus as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Re-elect Richard Menell as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Place Authorised but Unissued Shares under Control of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Authorise Board to Issue Shares for Cash   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Approve Remuneration Implementation Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Approve Remuneration of Non-Executive Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Gold Fields Ltd.   GFI   38059T106    20-Aug-20   Management   Authorise Repurchase of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Appropriation of Retained Earnings and Declaration of Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Approve Creation of CHF 4.3 Million Pool of Authorized Capital without Preemptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Approve Discharge of Board and Senior Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Patrick Aebischer   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Wendy Becker   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Edouard Bugnion   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Bracken Darrell   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Guy Gecht   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Didier Hirsch   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Neil Hunt   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Marjorie Lao   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Neela Montgomery   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Michael Polk   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Riet Cadonau   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Director Deborah Thomas   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Elect Wendy Becker as Board Chairman   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Appoint Edouard Bugnion as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Appoint Neil Hunt as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Appoint Michael Polk as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Appoint Riet Cadonau as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Approve Remuneration of Board of Directors in the Amount of CHF 3,500,000   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Approve Remuneration of the Group Management Team in the Amount of USD 29,400,000   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232    09-Sep-20   Management   Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Reelect David Kostman as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Reelect Rimon Ben-Shaoul as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Reelect Yehoshua (Shuki) Ehrlich as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Reelect Leo Apotheker as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Reelect Joseph (Joe) Cowan as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Approve Current Liability Insurance Policy and Future Amended Liability Insurance Policy to Directors/Officers   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Approve Extension of Annual Bonus Plan of CEO   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    10-Sep-20   Management   Discuss Financial Statements and the Report of the Board for 2016           Yes
ADVISORSHARES Dorsey Wright ADR ETF   Mobile TeleSystems PJSC   MTSS   607409109    30-Sep-20   Management   Approve Interim Dividends of RUB 8.93 per Share for First Six Months of Fiscal 2020   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Mobile TeleSystems PJSC   MTSS   607409109    30-Sep-20   Management   Approve Company’s Membership in Open Network Technologies   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Mobile TeleSystems PJSC   MTSS   607409109    30-Sep-20   Management   Approve New Edition of Regulations on Board of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Mobile TeleSystems PJSC   MTSS   607409109    30-Sep-20   Management   Approve New Edition of Regulations on Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    01-Dec-20   Management   Authorise Implementation of the Odd-lot Offer   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    01-Dec-20   Management   Authorise Ratification of Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    01-Dec-20   Management   Amend Memorandum of Incorporation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    01-Dec-20   Management   Authorise Specific Repurchase of Shares from the Odd-lot Holders   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    01-Dec-20   Management   Authorise Specific Repurchase of Shares from the Specific Holders   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    22-Jan-21   Management   Approve Increase in Share Capital via Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    22-Jan-21   Management   Authorize Board to Set Price, Form, Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    22-Jan-21   Management   Amend Articles to Reflect Changes in Capital   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    22-Jan-21   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    09-Feb-21   Management   Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    09-Feb-21   Management   Adopt New Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    09-Feb-21   Management   Authorise Company to Take All Actions to Implement the Migration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    09-Feb-21   Management   Adopt New Articles of Association Re: Article 51(d)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    09-Feb-21   Management   Approve Capital Reorganisation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    09-Feb-21   Management   Amend Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   New Oriental Education & Technology Group, Inc.   9901   647581107    08-Mar-21   Management   Approve Share Subdivision   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   New Oriental Education & Technology Group, Inc.   9901   647581107    08-Mar-21   Management   Adopt Chinese Name as Dual Foreign Name of the Company   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   New Oriental Education & Technology Group, Inc.   9901   647581107    08-Mar-21   Management   Adopt Amended and Restated Memorandum and Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve Remuneration Report (Non-Binding)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve Discharge of Board and Senior Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve Allocation of Income and Dividends of CHF 0.80 per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve Remuneration of Directors in the Amount of CHF 4.4 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Approve Remuneration of Executive Committee in the Amount of CHF 40 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Gunnar Brock as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect David Constable as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Frederico Curado as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Lars Foerberg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Jennifer Xin-Zhe Li as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Geraldine Matchett as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect David Meline as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Satish Pai as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Jacob Wallenberg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Reelect Peter Voser as Director and Board Chairman   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Appoint David Constable as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Appoint Frederico Curado as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Designate Hans Zehnder as Independent Proxy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Ratify KPMG AG as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204    25-Mar-21   Management   Transact Other Business (Voting)   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Approve Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Approve Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Present Share Repurchase Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Set Maximum Amount of Share Repurchase Reserve   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Amend Article 2 Re: Corporate Purpose   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CEMEX SAB de CV   CEMEXCPO   151290889    25-Mar-21   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Approve Financial Statements and Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Stuart B. Solomon as Outside Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Sonu Suk Ho as Outside Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Choi Myung Hee as Outside Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Jeong Kouwhan as Outside Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Kim Kyung Ho as Outside Director to Serve as an Audit Committee Member   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Sonu Suk Ho as a Member of Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Choi Myung Hee as a Member of Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Elect Oh Gyutaeg as a Member of Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   KB Financial Group, Inc.   105560   48241A105    26-Mar-21   Management   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Approve Remuneration Report for UK Law Purposes   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Approve Remuneration Report for Australian Law Purposes   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Megan Clark as Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Hinda Gharbi as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Simon Henry as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Sam Laidlaw as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Simon McKeon as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Jennifer Nason as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Jakob Stausholm as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Simon Thompson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Re-elect Ngaire Woods as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Reappoint KPMG LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Authorise UK Political Donations and Expenditure   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Approve Global Employee Share Plan   None   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Approve UK Share Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Rio Tinto Plc   RIO   767204100    09-Apr-21   Management   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Receive Report of Board           Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Approve Allocation of Income and Omission of Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Approve Remuneration Report (Advisory Vote)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Reelect Deirdre P. Connelly as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Reelect Pernille Erenbjerg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Reelect Rolf Hoffmann as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Reelect Paolo Paoletti as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Reelect Jonathan Peacock  as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Reelect Anders Gersel Pedersen as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Ratify PricewaterhouseCoopers as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Authorize Share Repurchase Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Allow Shareholder Meetings to be Held by Electronic Means Only   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Genmab A/S   GMAB   372303206    13-Apr-21   Management   Other Business           Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Consolidated and Standalone Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Non-Financial Information Statement   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Treatment of Net Loss   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Discharge of Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Jose Miguel Andres Torrecillas as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Jaime Felix Caruana Lacorte as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Belen Garijo Lopez as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Jose Maldonado Ramos as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Ana Cristina Peralta Moreno as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Juan Pi Llorens as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Reelect Jan Paul Marie Francis Verplancke as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Special Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Reduction in Share Capital via Amortization of Treasury Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Fix Maximum Variable Compensation Ratio   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Renew Appointment of KPMG Auditores as Auditor   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Amend Article 21 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101    19-Apr-21   Management   Advisory Vote on Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Designate Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Designate Risk Assessment Companies   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Designate Account Inspectors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Approve Investment Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Approve Financing Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Approve Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Approve Remuneration of Board of Directors and Board Committees   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sociedad Quimica y Minera de Chile SA   SQM.B   833635105    23-Apr-21   Management   Other Business   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reelect David Kostman as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reelect Rimon Ben-Shaoul as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reelect Yehoshua (Shuki) Ehrlich as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reelect Leo Apotheker as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reelect Joseph (Joe) Cowan as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reelect Zehava Simon as External Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reapprove Compensation Policy for the Directors and Officers of the Company   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Approve CEO Equity Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NICE Ltd. (Israel)   NICE   653656108    28-Apr-21   Management   Discuss Financial Statements and the Report of the Board           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Open Meeting           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Discuss the Company’s Business, Financial Situation and Sustainability           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Receive Clarification on Company’s Reserves and Dividend Policy           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Dividends of EUR 2.75 Per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Discharge of Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Discharge of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Number of Shares for Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Certain Adjustments to the Remuneration Policy for Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Approve Certain Adjustments to the Remuneration Policy for Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Receive Information on the Composition of the Management Board           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Elect B. Conix to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Receive Information on the Composition of the Supervisory Board           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Ratify KPMG Accountants N.V. as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Authorize Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Other Business (Non-Voting)           Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210    29-Apr-21   Management   Close Meeting           Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Approve Final Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Richie Boucher as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Elect Caroline Dowling as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Elect Richard Fearon as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Johan Karlstrom as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Shaun Kelly as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Elect Lamar McKay as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Albert Manifold as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Gillian Platt as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Mary Rhinehart as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Re-elect Siobhan Talbot as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Authorise Board to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Ratify Deloitte Ireland LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Authorise Reissuance of Treasury Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Approve Scrip Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Approve Savings-Related Share Option Schemes   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203    29-Apr-21   Management   Approve Cancellation of Share Premium Account   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Consolidated Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Allocation of Income and Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Reelect Directors   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Additional Remuneration of Directors for FY 2020   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Remuneration of Directors for FY 2021   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Approve Share Repurchase   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108    03-May-21   Management   Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   President’s Speech           Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Receive Explanation on Company’s Reserves and Dividend Policy           Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Approve Dividends of EUR 0.85 Per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Approve Discharge of Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Approve Discharge of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Reelect Marnix van Ginneken to Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Elect Chua Sock Koong to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Elect Indra Nooyi to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Grant Board Authority to Issue Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Approve Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Koninklijke Philips NV   PHIA   500472303    06-May-21   Management   Other Business (Non-Voting)           Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Open Meeting           Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Receive Report of Management Board (Non-Voting)           Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Adopt Remuneration Policy   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Approve Remuneration Report   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Discuss Annual Report for FY 2020           Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Discussion on Company’s Corporate Governance Structure           Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Approve Allocation of Losses to the Retained Earnings of the Company   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Elect Yvonne Greenstreet as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Reelect Anthony Rosenberg as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Ratify Deloitte Accountants B.V. as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Other Business (Non-Voting)           Yes
ADVISORSHARES Dorsey Wright ADR ETF   argenx SE   ARGX   04016X101    11-May-21   Management   Close Meeting           Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Reappoint Ernst & Young Inc as Auditors of the Company with Lance Tomlinson as the Designated Individual Partner   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Elect Sindiswa Zilwa as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Rick Menell as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Keith Rayner as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Jerry Vilakazi as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Keith Rayner as Chair of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Timothy Cumming as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Savannah Danson as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Rick Menell as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Nkosemntu Nika as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Re-elect Susan van der Merwe as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Elect Sindiswa Zilwa as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Place Authorised but Unissued Shares under Control of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Authorise Board to Issue Shares for Cash   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Approve Remuneration Implementation Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Approve Remuneration of Non-Executive Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Approve Fees of Investment Committee Members   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Approve Per Diem Allowance   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sibanye Stillwater Ltd.   SSW   82575P107    25-May-21   Management   Authorise Repurchase of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Approve Discharge of Board Members   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Kurt Sievers as Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Peter Bonfield as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Elect Annette Clayton as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Elect Anthony Foxx as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Kenneth A. Goldman as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Josef Kaeser as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Lena Olving as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Peter Smitham as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Julie Southern as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Jasmin Staiblin as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Gregory L. Summe as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Reelect Karl-Henrik Sundström as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Authorize Share Repurchase Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Approve Cancellation of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Approve Remuneration of the Non Executive Members of the Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109    26-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Consolidated Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Dividends of USD 0.30 Per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Remuneration of the Directors, Members and Chairs of the Audit and Risk Committee and Members and Chairs of the Other Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Reelect Karyn Ovelmen as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Reelect Tye Burt as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Elect Clarissa Lins as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Share Repurchase   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Renew Appointment of Deloitte Audit as Auditor   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Share Plan Grant, Restricted Share Unit Plan and Performance Unit Plan under the Executive Office PSU Plan and ArcelorMittal Equity Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203    08-Jun-21   Management   Approve Reduction in Share Capital through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   MercadoLibre, Inc.   MELI   58733R102    08-Jun-21   Management   Elect Director Nicolas Galperin   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   MercadoLibre, Inc.   MELI   58733R102    08-Jun-21   Management   Elect Director Henrique Dubugras   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   MercadoLibre, Inc.   MELI   58733R102    08-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   MercadoLibre, Inc.   MELI   58733R102    08-Jun-21   Management   Ratify Deloitte & Co. S.A as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)           Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Discharge of Management Board for Fiscal Year 2020   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Discharge of Supervisory Board for Fiscal Year 2020   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Creation of EUR 123.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Amend Stock Option Plan 2017/2019   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Stock Option Plan for Key Employees; Approve Creation of EUR 8.4 Million Pool of Conditional Capital to Guarantee Conversion Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Amend 2019 Resolution on the Repurchase and Reissuance of Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Amend 2019 Resolution on the Repurchase and Reissuance of Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Remuneration of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Cancel Affiliation Agreement with JPT Peptide Technologies GmbH   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Affiliation Agreements with JPT Peptide Technologies GmbH   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Affiliation Agreements with BioNTech Manufacturing Marburg GmbH   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   BioNTech SE   BNTX   09075V102    22-Jun-21   Management   Approve Affiliation Agreements with reSano GmbH   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Yoshida, Kenichiro   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Totoki, Hiroki   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Sumi, Shuzo   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Tim Schaaff   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Oka, Toshiko   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Akiyama, Sakie   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Wendy Becker   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Hatanaka, Yoshihiko   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Adam Crozier   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Kishigami, Keiko   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Elect Director Joseph A. Kraft Jr   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sony Group Corp.   6758   835699307    22-Jun-21   Management   Approve Stock Option Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Huazhu Group Limited   1179   44332N106    25-Jun-21   Management   Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Huazhu Group Limited   1179   44332N106    25-Jun-21   Management   Approve Share Sub-Division   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Huazhu Group Limited   1179   44332N106    25-Jun-21   Management   Amend Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Huazhu Group Limited   1179   44332N106    25-Jun-21   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Elect Director Kevin Lee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Elect Director Jose-Carlos Gutierrez-Ramos   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Ratify PricewaterhouseCoopers LLP as U.S. Independent Registered Public Accounting Firm   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Ratify PricewaterhouseCoopers LLP as UK Statutory Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Authorise Board to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Authorise Issuance of Equity   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108    28-Jun-21   Management   Authorise Issue of Equity without Pre-emptive Rights   For   Against   Yes

 

 

 

 

===================== ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF =====================

 

Institutional Account Name   Company Name   Ticker   Provider Security ID   Meeting Date   Proponent   Proposal Text   Management Recommendation   Vote Instruction   Voted
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   Approve Special Cash Bonus to CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   Approve 2019 Equity Grant to CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   Approve Compensation Policy for the Directors and Officers of the Company   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR.  Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    07-Jul-20   Management   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105    08-Jul-20   Management   Elect Director Richard D. Booth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105    08-Jul-20   Management   Elect Director William F. Concannon   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105    08-Jul-20   Management   Elect Director Christine R. Detrick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105    08-Jul-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105    08-Jul-20   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Daniel R. Passeri   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Peter A. Kiener   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Aaron Fletcher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Cameron Gray   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Barry Simon   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Frederick Driscoll   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Elect Director Frank Morich   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cue Biopharma, Inc.   CUE   22978P106    09-Jul-20   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newtek Business Services Corp.   NEWT   652526203    10-Jul-20   Management   Approve Issuance of Shares Below Net Asset Value (NAV)   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newtek Business Services Corp.   NEWT   652526203    10-Jul-20   Management   Amend Bylaws   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newtek Business Services Corp.   NEWT   652526203    10-Jul-20   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Energy Recovery, Inc.   ERII   29270J100    16-Jul-20   Management   Elect Director Alexander J. Buehler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Energy Recovery, Inc.   ERII   29270J100    16-Jul-20   Management   Elect Director Robert Yu Lang Mao   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Energy Recovery, Inc.   ERII   29270J100    16-Jul-20   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Energy Recovery, Inc.   ERII   29270J100    16-Jul-20   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Energy Recovery, Inc.   ERII   29270J100    16-Jul-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director John Gerber   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director Scott Bibaud   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director Erwin Trautmann   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director C. Rinn Cleavelin   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director Rolf Stadheim   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director Steve Shevick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Elect Director Duy-Loan T. Le   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atomera Incorporated   ATOM   04965B100    30-Jul-20   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Elect Director Menderes Akdag   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Elect Director Leslie C.G. Campbell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Elect Director Frank J. Formica   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Elect Director Gian M. Fulgoni   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Elect Director Ronald J. Korn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Elect Director Robert C. Schweitzer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PetMed Express, Inc.   PETS   716382106    31-Jul-20   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Open Meeting           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Receive Report of Management Board (Non-Voting)           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Approve Discharge of Management Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Approve Discharge of Supervisory Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Amend Remuneration Policy for Management Board   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Amend Remuneration Policy for Supervisory Board   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Reelect Adi Hoess to Management Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Reelect Wolfgang Fischer to Management Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Elect Angus Smith to Management Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Elect Arndt Schottelius to Management Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Elect Andreas Harstrick to Management Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Reelect Thomas Hecht to Supervisory Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Reelect Ferdinand Verdonck to Supervisory Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Elect Harry Welten to Supervisory Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Elect Annalisa Jenkins to Supervisory Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Ratify KPMG N.V. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Approve Abolishment of Cumulative Preference Shares and Amend Articles of Association   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Authorize Repurchase of Shares   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Other Business (Non-Voting)           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Affimed NV   AFMD   N01045108    04-Aug-20   Management   Close Meeting           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Tig H. Krekel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Gary L. McArthur   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Mark A. Gottfredson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Christopher T. Metz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Michael D. Robinson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Frances P. Philip   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Elect Director Lynn M. Utter   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100    04-Aug-20   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Energy Systems, Inc.   OESX   686275108    06-Aug-20   Management   Elect Director Ellen B. Richstone   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Energy Systems, Inc.   OESX   686275108    06-Aug-20   Management   Elect Director Michael J. Potts   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Energy Systems, Inc.   OESX   686275108    06-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Energy Systems, Inc.   OESX   686275108    06-Aug-20   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utah Medical Products, Inc.   UTMD   917488108    07-Aug-20   Management   Elect Director Ernst G. Hoyer   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utah Medical Products, Inc.   UTMD   917488108    07-Aug-20   Management   Elect Director James H. Beeson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utah Medical Products, Inc.   UTMD   917488108    07-Aug-20   Management   Ratify Haynie & Company as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utah Medical Products, Inc.   UTMD   917488108    07-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Reelect Ofer Ben Zur as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Reelect Lauri Hanover as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Reelect Gabi Seligsohn as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Relect Yehoshua (Shuki) Nir as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Approve Amended Compensation Policy for the Directors and Officers of the Company   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Approve Amended Compensation Package of Ronen Samuel, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Approve Compensation of All Current and Future Directors and Officers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113    12-Aug-20   Management   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager   None   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   NeuBase Therapeutics, Inc.   NBSE   64132K102    12-Aug-20   Management   Elect Director Franklyn G. Prendergast   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   NeuBase Therapeutics, Inc.   NBSE   64132K102    12-Aug-20   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   NeuBase Therapeutics, Inc.   NBSE   64132K102    12-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   NeuBase Therapeutics, Inc.   NBSE   64132K102    12-Aug-20   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director Peter A. Lesser   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director Denise Waund Gibson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director John Adamovich, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director John J. Shalam   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director Patrick M. Lavelle   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director Charles M. Stoehr   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Elect Director Ari M. Shalam   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Amend Restricted Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VOXX International Corporation   VOXX   91829F104    17-Aug-20   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Software, Inc.   AMSWA   029683109    19-Aug-20   Management   Elect Director Lizanne Thomas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Software, Inc.   AMSWA   029683109    19-Aug-20   Management   Elect Director James B. Miller, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Software, Inc.   AMSWA   029683109    19-Aug-20   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Software, Inc.   AMSWA   029683109    19-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Change Country of Incorporation [Cayman Islands to Delaware]   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Approve SPAC Transaction   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Increase Authorized Common Stock and Authorize New Class of Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Authorize the Board to Make Future Issuances of Any Preferred Shares   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Amend Certificate of Incorporation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Eliminate Right to Act by Written Consent   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Classify Board   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Amend Bylaws   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collier Creek Holdings   CCH   G22707106    27-Aug-20   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   e.l.f. Beauty, Inc.   ELF   26856L103    27-Aug-20   Management   Elect Director Kirk L. Perry   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   e.l.f. Beauty, Inc.   ELF   26856L103    27-Aug-20   Management   Elect Director Sabrina L. Simmons   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   e.l.f. Beauty, Inc.   ELF   26856L103    27-Aug-20   Management   Elect Director Maureen C. Watson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   e.l.f. Beauty, Inc.   ELF   26856L103    27-Aug-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   e.l.f. Beauty, Inc.   ELF   26856L103    27-Aug-20   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   e.l.f. Beauty, Inc.   ELF   26856L103    27-Aug-20   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Jeffrey M. Busch   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Matthew L. Cypher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Zhang Jingguo   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Ronald Marston   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Roscoe M. Moore, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Henry E. Cole   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Zhang Huiqi   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Paula R. Crowley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Elect Director Lori Wittman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Global Medical REIT Inc.   GMRE   37954A204    02-Sep-20   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   FutureFuel Corp.   FF   36116M106    03-Sep-20   Management   Elect Director Paul M. Manheim   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   FutureFuel Corp.   FF   36116M106    03-Sep-20   Management   Elect Director Jeffrey L. Schwartz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   FutureFuel Corp.   FF   36116M106    03-Sep-20   Management   Elect Director Rose M. Sparks   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   FutureFuel Corp.   FF   36116M106    03-Sep-20   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   FutureFuel Corp.   FF   36116M106    03-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   FutureFuel Corp.   FF   36116M106    03-Sep-20   Management   Other Business   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hamilton Lane Incorporated   HLNE   407497106    03-Sep-20   Management   Elect Director David J. Berkman   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hamilton Lane Incorporated   HLNE   407497106    03-Sep-20   Management   Elect Director O. Griffith Sexton   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hamilton Lane Incorporated   HLNE   407497106    03-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hamilton Lane Incorporated   HLNE   407497106    03-Sep-20   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Allen Karp   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Rawleigh H. Ralls   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Jeffrey Schwartz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Erez Gissin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Robin Chase   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Elliot Noss   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Elect Director Brad Burnham   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tucows Inc.   TCX   898697206    08-Sep-20   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AudioCodes Ltd.   AUDC   M15342104    15-Sep-20   Management   Reelect Eyal Kishon as Director   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AudioCodes Ltd.   AUDC   M15342104    15-Sep-20   Management   Reelect Joseph Tenne as Director   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AudioCodes Ltd.   AUDC   M15342104    15-Sep-20   Management   Approve New Articles of Association   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AudioCodes Ltd.   AUDC   M15342104    15-Sep-20   Management   Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AudioCodes Ltd.   AUDC   M15342104    15-Sep-20   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AudioCodes Ltd.   AUDC   M15342104    15-Sep-20   Management   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST   None   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director Robert Deutschman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director Roy H. Chestnutt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director Mohan S. Gyani   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director Jeffrey Karish   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director Christopher Rogers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director Michelle M. Sterling   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Elect Director William G. Stone, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Digital Turbine, Inc.   APPS   25400W102    15-Sep-20   Management   Ratify SingerLewak LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Paul Sekhri as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Anat Cohen-Dayag as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Eran Perry as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Gilead Halevy as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Jean-Pierre Bizzari as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Kinneret Livnat Savitzky as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reelect Sanford (Sandy) Zweifach as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Approve Amended Compensation Policy for the Directors and Officers of the Company   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Approve Monthly Compensation of Anat Cohen-Dayag, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Approve Special Bonus Payment to Anat Cohen-Dayag, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Approve Annual Bonus Plan for 2021-2023 to Anat Cohen-Dayag, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Approve Equity Awards to Plan for 2021-2023 to Anat Cohen-Dayag, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Approve Annual Equity Award Plan to Non-Executive Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Reappoint Kost Forer Gabbay & Kasierer as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Compugen Ltd.   CGEN   M25722105    16-Sep-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Elect Orit Stav as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reelect Rafi Amit as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reelect Yotam Stern as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reelect Leo Huang as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reelect I-Shih Tseng as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reelect Moty Ben-Arie as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Approve Equity Grant to Rafi Amit, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reapprove Issuance of Indemnification and Exemption Agreements to Rafi Amit, Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reapprove Issuance of Indemnification and Exemption Agreements to Yotam Stern, Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR.  Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105    24-Sep-20   Management   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.   None   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104    24-Sep-20   Management   Elect Director Boris Cherdabayev   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104    24-Sep-20   Management   Elect Director Askar Tashtitov   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104    24-Sep-20   Management   Ratify WSRP, LLC. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Elect Director Peter Lindell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Elect Director Per Lofgren   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Ratify KMJ Corbin and Company LLP as Auditor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Approve Issuance of Shares for a Private Placement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Approve Issuance of Shares Sold to Directors and an Officer for a Private Placement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Neonode Inc.   NEON   64051M709    29-Sep-20   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director Robert L. Scott   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director Michael F. Golden   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director Anita D. Britt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director John B. Furman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director Barry M. Monheit   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director Mitchell A. Saltz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Elect Director Mark P. Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Smith & Wesson Brands, Inc.   SWBI   831754106    13-Oct-20   Share Holder   Adopt a Comprehensive Human Rights Policy *Withdrawn Resolution*           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Mark R. Bamforth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Joseph Carleone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Nicholas S. Green   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Richard B. Hancock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Catherine J. Mackey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Gregory P. Sargen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Elect Director Patrick D. Walsh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106    20-Oct-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mastercraft Boat Holdings, Inc.   MCFT   57637H103    21-Oct-20   Management   Elect Director Donald C. Campion   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mastercraft Boat Holdings, Inc.   MCFT   57637H103    21-Oct-20   Management   Elect Director Tzau-Jin (TJ) Chung   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mastercraft Boat Holdings, Inc.   MCFT   57637H103    21-Oct-20   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Addus HomeCare Corporation   ADUS   006739106    27-Oct-20   Management   Elect Director Michael Earley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Addus HomeCare Corporation   ADUS   006739106    27-Oct-20   Management   Elect Director Steven I. Geringer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Addus HomeCare Corporation   ADUS   006739106    27-Oct-20   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Addus HomeCare Corporation   ADUS   006739106    27-Oct-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Elect Director Jeffrey D. Benjamin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Elect Director Ellis Landau   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Elect Director Beverley Lepine   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Elect Director John (Jay) U. Moorhead   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Elect Director Jess M. Ravich   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Elect Director Gregory N. Roberts   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   A-Mark Precious Metals, Inc.   AMRK   00181T107    29-Oct-20   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director Steven P. DenBaars   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director Arthur E. Geiss   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director J. Michael McGuire   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director Jeffrey K. McMahon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director Jerry D. Neal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director Suzanne B. Rudy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Elect Director Jeffrey B. Shealy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Akoustis Technologies, Inc.   AKTS   00973N102    29-Oct-20   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Elect Director Paul Pickle   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Elect Director Bernhard Bruscha   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Elect Director Margaret A. Evashenk   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Elect Director Paul F. Folino   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Elect Director Hoshi Printer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Ratify Squar Milner LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lantronix, Inc.   LTRX   516548203    03-Nov-20   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director Jacob Frenkel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director Irit Arbel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director Sankesh Abbhi   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director June S. Almenoff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director Anthony Polverino   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director Malcolm Taub   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Elect Director Uri Yablonka   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brainstorm Cell Therapeutics Inc.   BCLI   10501E201    10-Nov-20   Management   Ratify Brightman Almagor Zohar & Co. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Elect Director Robert P. Beech   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Elect Director Ronald D. Brown   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Elect Director James A. Clark   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Elect Director Amy L. Hanson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Elect Director Chantel E. Lenard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Elect Director Wilfred T. O’Gara   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSI Industries Inc.   LYTS   50216C108    10-Nov-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Elect Director John Mutch   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Elect Director Dahlia Loeb   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Elect Director Kenneth Kong   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Elect Director John J. Quicke   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Elect Director Peter Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Elect Director James C. Stoffel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aviat Networks, Inc.   AVNW   05366Y201    11-Nov-20   Management   Adopt Tax Benefit Preservation Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Elect Director Michael A. Beindorff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Elect Director Erin Brockovich   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Elect Director Raymond B. Greer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Elect Director Vinayak R. Hegde   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Elect Director Darwin K. Lewis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Elect Director Garry Mauro   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LifeVantage Corporation   LFVN   53222K205    12-Nov-20   Management   Ratify WSRP, LLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Elect Director Will Febbo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Elect Director Gus D. Halas   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Elect Director Lynn Vos   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Elect Director James Lang   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Elect Director Patrick Spangler   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Elect Director Greg Wasson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corp.   OPRX   68401U204    19-Nov-20   Management   Ratify UHY LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MobileIron, Inc.   MOBL   60739U204    24-Nov-20   Management   Approve Merger Agreement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MobileIron, Inc.   MOBL   60739U204    24-Nov-20   Management   Advisory Vote on Golden Parachutes   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MobileIron, Inc.   MOBL   60739U204    24-Nov-20   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Reelect Guy Bernstein as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Reelect Roni Al Dor as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Reelect Eyal Ben-Chlouche as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Reelect Yacov Elinav as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Reelect Uzi Netanel as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Reelect Naamit Salomon as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sapiens International Corp. NV   SPNS   G7T16G103    24-Nov-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Elect Director Ashutosh Roy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Elect Director Gunjan Sinha   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Elect Director Phiroz P. Darukhanavala   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Elect Director Brett Shockley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Elect Director Christine Russell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Amend Stock Option Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Amend Qualified Employee Stock Purchase Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   eGain Corporation   EGAN   28225C806    04-Dec-20   Management   Ratify BPM LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Ellen-Blair Chube   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Paul M. Hindsley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Daniel S. Jaffee   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Michael A. Nemeroff   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director George C. Roeth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Allan H. Selig   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Paul E. Suckow   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Elect Director Lawrence E. Washow   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oil-Dri Corporation of America   ODC   677864100    08-Dec-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Flexsteel Industries, Inc.   FLXS   339382103    09-Dec-20   Management   Elect Director Matthew A. Kaness   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Flexsteel Industries, Inc.   FLXS   339382103    09-Dec-20   Management   Elect Director Thomas M. Levine   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Flexsteel Industries, Inc.   FLXS   339382103    09-Dec-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Flexsteel Industries, Inc.   FLXS   339382103    09-Dec-20   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Elect Director Zackary S. Irani   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Elect Director Allen Barbieri   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Elect Director Francis R. Cano   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Elect Director Jane Emerson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Elect Director Mark A. Sirgo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Elect Director Catherine Coste   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Biomerica, Inc.   BMRA   09061H307    10-Dec-20   Management   Ratify PKF, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director A. J. “Bert” Moyer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Joseph J. Orlando   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Bruce A. Stevens   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Kate W. Duchene   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Vina M. Leite   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Jon M. Sullivan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Lorraine G. Bardeen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Elect Director Jennifer H. Leuer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Collectors Universe, Inc.   CLCT   19421R200    10-Dec-20   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Reelect Michael Vorhaus as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Reelect Joy Marcus as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Approve Amended Compensation of Non-Executive Directors and Chairman   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Approve Employment Terms of Doron Gerstel, CEO   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Perion Network Ltd.   PERI   M78673114    23-Dec-20   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Twist Bioscience Corporation   TWST   90184D100    03-Feb-21   Management   Elect Director Emily M. Leproust   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Twist Bioscience Corporation   TWST   90184D100    03-Feb-21   Management   Elect Director William Banyai   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Twist Bioscience Corporation   TWST   90184D100    03-Feb-21   Management   Elect Director Robert Chess   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Twist Bioscience Corporation   TWST   90184D100    03-Feb-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Twist Bioscience Corporation   TWST   90184D100    03-Feb-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Twist Bioscience Corporation   TWST   90184D100    03-Feb-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Elect Director Cheryl Beranek   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Elect Director Ronald G. Roth   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Elect Director Patrick Goepel   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Elect Director Roger Harding   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Elect Director Charles N. Hayssen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Elect Director Donald R. Hayward   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103    25-Feb-21   Management   Ratify Baker Tilly US, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Elect Director Todd M. Cleveland   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Elect Director Joseph L. Dowling, III   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Elect Director David B. Gendell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Elect Director Jeffrey L. Gendell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Elect Director Joe D. Koshkin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106    25-Feb-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Liquidity Services, Inc.   LQDT   53635B107    25-Feb-21   Management   Elect Director Katharin S. Dyer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Liquidity Services, Inc.   LQDT   53635B107    25-Feb-21   Management   Elect Director Patrick W. Gross   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Liquidity Services, Inc.   LQDT   53635B107    25-Feb-21   Management   Elect Director Beatriz V. Infante   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Liquidity Services, Inc.   LQDT   53635B107    25-Feb-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Liquidity Services, Inc.   LQDT   53635B107    25-Feb-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Reelect Guy Bernstein as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Reelect Naamit Salomon as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Reelect Avi Zakay as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Reelect Ron Ettlinger as External Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Issue Amended Terms of Company?s Renewed Director and Officer Liability, or D&O, Insurance Policy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Approve Revised Compensation Policy for the Directors and Officers of the Company   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR.  Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Magic Software Enterprises Ltd.   MGIC   559166103    25-Feb-21   Management   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.   None   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MarineMax, Inc.   HZO   567908108    25-Feb-21   Management   Elect Director William H. McGill, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MarineMax, Inc.   HZO   567908108    25-Feb-21   Management   Elect Director Charles R. Oglesby   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MarineMax, Inc.   HZO   567908108    25-Feb-21   Management   Elect Director Rebecca White   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MarineMax, Inc.   HZO   567908108    25-Feb-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MarineMax, Inc.   HZO   567908108    25-Feb-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director Emma S. Battle   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director John R. Belk   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director Kristina Cashman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director Virginia W. Hamlet   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director J. Walter McDowell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director Robert H. Spilman, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director William C. Wampler, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Elect Director William C. Warden, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bassett Furniture Industries, Incorporated   BSET   070203104    10-Mar-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Elect Director Keith M. Butler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Elect Director Charles P. Hadeed   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Elect Director Andrew M. Laurence   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Elect Director Jeremy R. Nowak   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Elect Director Michael W. Osborne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Elect Director Jeffrey T. Schlarbaum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IEC Electronics Corp.   IEC   44949L105    10-Mar-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioanalytical Systems, Inc.   BASI   09058M103    18-Mar-21   Management   Elect Director Gregory C. Davis   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioanalytical Systems, Inc.   BASI   09058M103    18-Mar-21   Management   Elect Director John E. Sagartz   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioanalytical Systems, Inc.   BASI   09058M103    18-Mar-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioanalytical Systems, Inc.   BASI   09058M103    18-Mar-21   Management   Change Company Name to Inotiv, Inc.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director James P. Allen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Martin J. Delaney   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Elder Granger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Frances M. Murphy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Zachary C. Parker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Frederick G. Wasserman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Austin J. Yerks, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Elect Director Stephen J. Zelkowicz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DLH Holdings Corp.   DLHC   23335Q100    18-Mar-21   Management   Ratify WithumSmith+Brown, PC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement Pursuant to the Senior Secured Note Due 2022   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement Pursuant to the Senior Secured Note Due 2023   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement Pursuant to the Warrant to Purchase Common Stock Dated February 2, 2021   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement Pursuant to the Warrant to Purchase Common Stock Dated February 9, 2021   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Approve Issuance of Shares for a Private Placement   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mohawk Group Holdings, Inc.   MWK   608189106    01-Apr-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director David G. Bills   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director James J. Cannon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director Marc T. Giles   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director Paul W. Graves   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director Sara A. Greenstein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director Suzanne Hammett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Elect Director Katherine C. Harper   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lydall, Inc.   LDL   550819106    20-Apr-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ORBCOMM Inc.   ORBC   68555P100    21-Apr-21   Management   Elect Director Jerome B. Eisenberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ORBCOMM Inc.   ORBC   68555P100    21-Apr-21   Management   Elect Director Marco Fuchs   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ORBCOMM Inc.   ORBC   68555P100    21-Apr-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ORBCOMM Inc.   ORBC   68555P100    21-Apr-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ORBCOMM Inc.   ORBC   68555P100    21-Apr-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104    22-Apr-21   Management   Elect Director Donald C.I. Lucky   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104    22-Apr-21   Management   Elect Director Maurice E. Moore   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104    22-Apr-21   Management   Elect Director Shirin O’Connor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104    22-Apr-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104    22-Apr-21   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Elect Director Grant C. Bennett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Elect Director Francis J. Hughes, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Elect Director Daniel C. Snow   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Elect Director Thomas M. Culligan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Elect Director Ralph M. Norwood   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CPS Technologies Corp.   CPSH   12619F104    23-Apr-21   Management   Ratify Wolf & Company, P.C. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Eduardo F. Conrado   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Fredrik J. Eliasson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Stephen E. Gorman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Michael P. Hogan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Kathleen D. McElligott   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Judy R. McReynolds   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Craig E. Philip   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Steven L. Spinner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Elect Director Janice E. Stipp   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ArcBest Corporation   ARCB   03937C105    29-Apr-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Elect Director Mark E. Jones   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Elect Director Robyn Jones   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Elect Director Peter Lane   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Elect Director Mark Miller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Elect Director James Reid   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Goosehead Insurance, Inc.   GSHD   38267D109    03-May-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director Gregory H. A. Baxter   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director H.C. Charles Diao   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director Ashley Davis Frushone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director David Glazek   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director Assia Grazioli-Venier   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director Stephen Usher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director Lawrence S. Wexler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Elect Director Arnold Zimmerman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turning Point Brands, Inc.   TPB   90041L105    04-May-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Robert L. Antin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Stephen L. Davis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Mark F. Furlong   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Joachim A. Hasenmaier   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Scott W. Humphrey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Sharon J. Larson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director David E. Sveen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Elect Director Kevin S. Wilson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306    05-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director Guy L. Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director Emil R. “Buck” Bedard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director Jack A. Davis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director William P. Georges   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director Dylan Glenn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director Amelia L. Ruzzo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director David E. Ullman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Elect Director Bryan Lewis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Ratify EisnerAmper LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intellicheck, Inc.   IDN   45817G201    05-May-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Robert B. Mercer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Terrence O. Moorehead   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Richard D. Moss   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Mary Beth Springer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Robert D. Straus   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director J. Christopher Teets   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Heidi Wissmiller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Elect Director Lily Zou   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Nature’s Sunshine Products, Inc.   NATR   639027101    05-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director TJ Kennedy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director Neil E. Cox   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director Mary E. Chowning   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director Daniel R. Fishback   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director Edward D. Horowitz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director Kenan Lucas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Elect Director Robert F. Olson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Qumu Corporation   QUMU   749063103    06-May-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Elect Director Chris A. Downey   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Elect Director Joseph W. Glauber   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Elect Director John A. Good   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Elect Director Thomas P. Heneghan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Elect Director Toby L. O’Rourke   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Elect Director Paul A. Pittman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Ratify Plante & Moran, PLLC as Auditor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109    07-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haverty Furniture Companies, Inc.   HVT   419596101    10-May-21   Management   Elect Director L. Allison Dukes   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haverty Furniture Companies, Inc.   HVT   419596101    10-May-21   Management   Elect Director G. Thomas Hough   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haverty Furniture Companies, Inc.   HVT   419596101    10-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haverty Furniture Companies, Inc.   HVT   419596101    10-May-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haverty Furniture Companies, Inc.   HVT   419596101    10-May-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haverty Furniture Companies, Inc.   HVT   419596101    10-May-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brightcove Inc.   BCOV   10921T101    11-May-21   Management   Elect Director Gary E. Haroian   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brightcove Inc.   BCOV   10921T101    11-May-21   Management   Elect Director Diane Hessan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brightcove Inc.   BCOV   10921T101    11-May-21   Management   Elect Director Ritcha Ranjan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brightcove Inc.   BCOV   10921T101    11-May-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brightcove Inc.   BCOV   10921T101    11-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Brightcove Inc.   BCOV   10921T101    11-May-21   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Luna Innovations Incorporated   LUNA   550351100    11-May-21   Management   Elect Director Scott A. Graeff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Luna Innovations Incorporated   LUNA   550351100    11-May-21   Management   Elect Director N. Leigh Anderson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Luna Innovations Incorporated   LUNA   550351100    11-May-21   Management   Elect Director Pamela Coe   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Luna Innovations Incorporated   LUNA   550351100    11-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Luna Innovations Incorporated   LUNA   550351100    11-May-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   EMCORE Corporation   EMKR   290846203    12-May-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   EMCORE Corporation   EMKR   290846203    12-May-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ampco-Pittsburgh Corporation   AP   032037103    13-May-21   Management   Elect Director Michael I. German   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ampco-Pittsburgh Corporation   AP   032037103    13-May-21   Management   Elect Director J. Brett McBrayer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ampco-Pittsburgh Corporation   AP   032037103    13-May-21   Management   Elect Director Carl H. Pforzheimer, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ampco-Pittsburgh Corporation   AP   032037103    13-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ampco-Pittsburgh Corporation   AP   032037103    13-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ampco-Pittsburgh Corporation   AP   032037103    13-May-21   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director David G. Hanna   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director Denise M. Harrod   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director Jeffrey A. Howard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director Deal W. Hudson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director Joann G. Jones   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director Mack F. Mattingly   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atlanticus Holdings Corporation   ATLC   04914Y102    13-May-21   Management   Elect Director Thomas G. Rosencrants   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Elect Director Don Listwin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Elect Director Kevin Peters   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Elect Director J. Daniel Plants   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Amend Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Amend Nonqualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calix, Inc.   CALX   13100M509    13-May-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Luis A. Aguilar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Richard L. Crandall   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Charles D. Drucker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Juliet S. Ellis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Gary G. Greenfield   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Jeffrey Jacobowitz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Daniel N. Leib   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Elect Director Lois M. Martin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100    13-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Infrastructure and Energy Alternatives, Inc.   IEA   45686J104    13-May-21   Management   Elect Director Charles Garner   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Infrastructure and Energy Alternatives, Inc.   IEA   45686J104    13-May-21   Management   Elect Director Michael Della Rocca   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Infrastructure and Energy Alternatives, Inc.   IEA   45686J104    13-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Infrastructure and Energy Alternatives, Inc.   IEA   45686J104    13-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Infrastructure and Energy Alternatives, Inc.   IEA   45686J104    13-May-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Infrastructure and Energy Alternatives, Inc.   IEA   45686J104    13-May-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Robert Galvin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Jerome Griffith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Elizabeth Leykum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Josephine Linden   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director John T. McClain   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Maureen Mullen Murphy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Jignesh Patel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Elect Director Jonah Staw   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lands’ End, Inc.   LE   51509F105    13-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Syndax Pharmaceuticals, Inc.   SNDX   87164F105    13-May-21   Management   Elect Director Jennifer Jarrett   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Syndax Pharmaceuticals, Inc.   SNDX   87164F105    13-May-21   Management   Elect Director William Meury   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Syndax Pharmaceuticals, Inc.   SNDX   87164F105    13-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Audacy, Inc.   AUD   293639100    14-May-21   Management   Elect Director David Levy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Audacy, Inc.   AUD   293639100    14-May-21   Management   Elect Director Louise C. Kramer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Audacy, Inc.   AUD   293639100    14-May-21   Management   Elect Director Susan K. Neely   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Audacy, Inc.   AUD   293639100    14-May-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Elect Director Barry H. Golsen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Elect Director Kanna Kitamura   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Elect Director Richard W. Roedel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Ratify Section 382 Rights Agreement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104    14-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director Christian A. Asmar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director Elizabeth M. Daley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director Nancy Hawthorne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director Michelle Munson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director Daniel B. Silvers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director John P. Wallace   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Elect Director Peter Westley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Technology, Inc.   AVID   05367P100    17-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Elect Director Charles E. Adair   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Elect Director Julie A. Dill   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Elect Director James F. Kirsch   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rayonier Advanced Materials Inc.   RYAM   75508B104    17-May-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Elect Director Jack B. Blount   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Elect Director Anthony J. LeVecchio   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Elect Director James F. Gero   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Elect Director Katrinka B. McCallum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Elect Director Jamie M. Schnur   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Elect Director Gregory K. Wilson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrusion Inc.   INTZ   46121E205    18-May-21   Management   Ratify Whitley Penn LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Kenneth R. Adams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Carl G. Braunlich   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Lewis A. Fanger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Eric J. Green   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Michael A. Hartmeier   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Daniel R. Lee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Kathleen M. Marshall   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Elect Director Michael P. Shaunnessy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Ratify Deloitte & Touche LLP as Auditor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109    19-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrepid Potash, Inc.   IPI   46121Y201    19-May-21   Management   Elect Director Terry Considine   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrepid Potash, Inc.   IPI   46121Y201    19-May-21   Management   Elect Director Chris A. Elliott   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrepid Potash, Inc.   IPI   46121Y201    19-May-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Intrepid Potash, Inc.   IPI   46121Y201    19-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103    19-May-21   Management   Elect Director Daryl M. Adams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103    19-May-21   Management   Elect Director Thomas R. Clevinger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103    19-May-21   Management   Elect Director Paul A. Mascarenas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103    19-May-21   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103    19-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AXT, Inc.   AXTI   00246W103    20-May-21   Management   Elect Director Jesse Chen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AXT, Inc.   AXTI   00246W103    20-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AXT, Inc.   AXTI   00246W103    20-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AXT, Inc.   AXTI   00246W103    20-May-21   Management   Ratify BPM LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Declassify the Board of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Elect Director Henry E. Bartoli   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Elect Director Philip D. Moeller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Elect Director Henry E. Bartoli   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Elect Director Philip D. Moeller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Eliminate Supermajority Vote Requirement to Amend Bylaws   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Babcock & Wilcox Enterprises, Inc.   BW   05614L209    20-May-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Michael F. Petrie   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Randall D. Rogers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Michael J. Dunlap   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Scott A. Evans   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Sue Anne Gilroy   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Andrew A. Juster   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Patrick D. O’Brien   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director Anne E. Sellers   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Elect Director David N. Shane   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Merchants Bancorp   MBIN   58844R108    20-May-21   Management   Ratify BKD, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Group Holdings Inc.   ORN   68628V308    20-May-21   Management   Elect Director Michael J. Caliel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Group Holdings Inc.   ORN   68628V308    20-May-21   Management   Elect Director Richard L. Daerr, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Group Holdings Inc.   ORN   68628V308    20-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Orion Group Holdings Inc.   ORN   68628V308    20-May-21   Management   Ratify KPMG LLP as Auditor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Michael C. Feiner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Joseph Flanagan   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director John B. Henneman, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Alex J. Mandl   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Neal Moszkowski   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Ian Sacks   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Jill Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Anthony J. Speranzo   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Anthony R. Tersigni   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director Albert (Bert) R. Zimmerli   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   R1 RCM Inc.   RCM   749397105    20-May-21   Management   Elect Director David M. Dill   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Robert W. Beck   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Jonathan D. Brown   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Roel C. Campos   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Maria Contreras-Sweet   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Michael R. Dunn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Steven J. Freiberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Sandra K. Johnson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Elect Director Carlos Palomares   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106    20-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utz Brands, Inc.   UTZ   918090101    20-May-21   Management   Elect Director John W. Altmeyer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utz Brands, Inc.   UTZ   918090101    20-May-21   Management   Elect Director Jason K. Giordano   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utz Brands, Inc.   UTZ   918090101    20-May-21   Management   Elect Director B. John Lindeman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utz Brands, Inc.   UTZ   918090101    20-May-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Utz Brands, Inc.   UTZ   918090101    20-May-21   Management   Ratify Grant Thornton, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Elect Director Amit Kumar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Elect Director Arnold Baskies   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Elect Director Emily Gottschalk   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Elect Director Lewis H. Titterton, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Ratify Haskell & White LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Anixa Biosciences, Inc.   ANIX   03528H109    21-May-21   Management   Amend Articles of Incorporation To Add Exculpatory And Indemnification Provisions For Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Randall C. Benson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Suzanne Blanchet   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Jennifer C. Dolan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Remi G. Lalonde   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Bradley P. Martin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Alain Rheaume   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Elect Director Michael S. Rousseau   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Resolute Forest Products Inc.   RFP   76117W109    21-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Seelos Therapeutics, Inc.   SEEL   81577F109    21-May-21   Management   Elect Director Raj Mehra   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Seelos Therapeutics, Inc.   SEEL   81577F109    21-May-21   Management   Elect Director Brian Lian   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Seelos Therapeutics, Inc.   SEEL   81577F109    21-May-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Seelos Therapeutics, Inc.   SEEL   81577F109    21-May-21   Management   Change State of Incorporation from Nevada to Delaware   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Seelos Therapeutics, Inc.   SEEL   81577F109    21-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Seelos Therapeutics, Inc.   SEEL   81577F109    21-May-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Max Briggs   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director John Hakopian   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Scott F. Kavanaugh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Ulrich E. Keller, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director David Lake   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Elizabeth A. Pagliarini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Mitchell M. Rosenberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Diane M. Rubin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Elect Director Jacob Sonenshine   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Ratify Eide Bailly LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104    25-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Elect Director Patricia Agnello   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Elect Director Jaffery (Jay) A. Firestone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Elect Director Jonathan Frates   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Elect Director Carl F. Giesler, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Elect Director John “Jack” Lipinski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Elect Director Randolph C. Read   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Ratify Deloitte as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869    25-May-21   Management   Approve Tax Benefits Preservation Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Majdi B. Abulaban   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Raynard D. Benvenuti   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Michael R. Bruynesteyn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Richard J. Giromini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Paul J. Humphries   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Ransom A. Langford   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Timothy C. McQuay   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Elect Director Ellen B. Richstone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Superior Industries International, Inc.   SUP   868168105    25-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Elect Director Harold C. Bevis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Elect Director Roger L. Fix   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Elect Director Robert C. Griffin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Elect Director Wayne M. Rancourt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Elect Director James R. Ray   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Elect Director Janice E. Stipp   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Amend Exclusive Forum Bylaw   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Commercial Vehicle Group, Inc.   CVGI   202608105    26-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Identiv, Inc.   INVE   45170X205    26-May-21   Management   Elect Director Gary Kremen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Identiv, Inc.   INVE   45170X205    26-May-21   Management   Ratify BPM LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Identiv, Inc.   INVE   45170X205    26-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director John C.C. Fan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director Scott L. Anchin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director James K. Brewington   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director David E. Brook   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director Morton Collins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director Chi Chia Hsieh   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Elect Director Jill Avery   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kopin Corporation   KOPN   500600101    26-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranpak Holdings Corp.   PACK   75321W103    26-May-21   Management   Elect Director Thomas F. Corley   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranpak Holdings Corp.   PACK   75321W103    26-May-21   Management   Elect Director Michael A. Jones   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranpak Holdings Corp.   PACK   75321W103    26-May-21   Management   Elect Director Robert C. King   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranpak Holdings Corp.   PACK   75321W103    26-May-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranpak Holdings Corp.   PACK   75321W103    26-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Elect Director Clifford G. Adlerz   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Elect Director J. Eric Evans   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Elect Director Andrew T. Kaplan   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Elect Director Blair E. Hendrix   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Surgery Partners, Inc.   SGRY   86881A100    26-May-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109    26-May-21   Management   Elect Director Olivier Ghesquiere   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109    26-May-21   Management   Elect Director James Earl   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109    26-May-21   Management   Elect Director Cynthia Hostetler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109    26-May-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109    26-May-21   Management   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Bryant R. Riley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Thomas J. Kelleher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Robert L. Antin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Robert D’Agostino   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Randall E. Paulson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Michael J. Sheldon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Mimi K. Walters   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Elect Director Mikel H. Williams   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108    27-May-21   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Bernadette Andrietti   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Eliyahu Ayalon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Zvi Limon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Jaclyn Liu   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Maria Marced   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Peter McManamon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Sven-Christer Nilsson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Louis Silver   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Elect Director Gideon Wertheizer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Ratify Kost Forer Gabbay & Kasierer as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CEVA, Inc.   CEVA   157210105    27-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DZS Inc.   DZSI   268211109    27-May-21   Management   Elect Director Matt W. Bross   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DZS Inc.   DZSI   268211109    27-May-21   Management   Elect Director David Schopp   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DZS Inc.   DZSI   268211109    27-May-21   Management   Elect Director Choon Yul Yoo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DZS Inc.   DZSI   268211109    27-May-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   XPEL, Inc.   XPEL   98379L100    27-May-21   Management   Elect Director Ryan L. Pape   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   XPEL, Inc.   XPEL   98379L100    27-May-21   Management   Elect Director Mark E. Adams   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   XPEL, Inc.   XPEL   98379L100    27-May-21   Management   Elect Director John A. Constantine   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   XPEL, Inc.   XPEL   98379L100    27-May-21   Management   Elect Director Richard K. Crumly   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   XPEL, Inc.   XPEL   98379L100    27-May-21   Management   Elect Director Michael A. Klonne   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   XPEL, Inc.   XPEL   98379L100    27-May-21   Management   Ratify Baker Tilly US, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director John F. Barrett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director Terrence G. Gohl   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director Frederick A. Henderson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director John C. Kennedy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director Ryan L. Langdon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director Brett N. Milgrim   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director Debra S. Oler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Elect Director Mark D. Weber   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Horizon Global Corporation   HZN   44052W104    28-May-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director Matthew E. Rubel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director James H. Amos, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director Ronald V. DaVella   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director Suzanne M. Decker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director Peter D. Holt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director Abe Hong   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Elect Director Glenn J. Krevlin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Joint Corp.   JYNT   47973J102    28-May-21   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Approve Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Receive and Approve Board’s Report on Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Receive and Approve Auditor’s Report on Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Approve Allocation of Income   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Approve Discharge of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Approve Consolidated Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Receive and Approve Board’s Report on Consolidated Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Receive and Approve Auditor’s Report on Consolidated Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Reelect David Garner as Class I Director   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Approve Co-optation of Robert William Payne as Class II Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Approve Remuneration of Directors   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204    31-May-21   Management   Authorize Board to Ratify and Execute Approved Resolutions           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aspen Aerogels, Inc.   ASPN   04523Y105    01-Jun-21   Management   Elect Director Rebecca B. Blalock   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aspen Aerogels, Inc.   ASPN   04523Y105    01-Jun-21   Management   Elect Director Robert M. Gervis   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aspen Aerogels, Inc.   ASPN   04523Y105    01-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aspen Aerogels, Inc.   ASPN   04523Y105    01-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Travelzoo   TZOO   89421Q205    01-Jun-21   Management   Elect Director Ralph Bartel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Travelzoo   TZOO   89421Q205    01-Jun-21   Management   Elect Director Christina Sindoni Ciocca   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Travelzoo   TZOO   89421Q205    01-Jun-21   Management   Elect Director Carrie Liqun Liu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Travelzoo   TZOO   89421Q205    01-Jun-21   Management   Elect Director Mary Reilly   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Travelzoo   TZOO   89421Q205    01-Jun-21   Management   Elect Director Beatrice Tarka   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Travelzoo   TZOO   89421Q205    01-Jun-21   Management   Approve Stock Option Plan Grant   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director Brian P. Carney   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director Jonathan Duskin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director Laurens M. Goff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director Margaret L. Jenkins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director David N. Makuen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director Peter R. Sachse   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Elect Director Kenneth D. Seipel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Citi Trends, Inc.   CTRN   17306X102    02-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Elect Director Arthur Amron   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Elect Director Corey Booker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Elect Director Paul Jacobi   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Elect Director James Palm   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Elect Director Arthur Smith   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Elect Director Arty Straehla   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mammoth Energy Services, Inc.   TUSK   56155L108    02-Jun-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aclaris Therapeutics, Inc.   ACRS   00461U105    03-Jun-21   Management   Elect Director Christopher Molineaux   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aclaris Therapeutics, Inc.   ACRS   00461U105    03-Jun-21   Management   Elect Director Bryan Reasons   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aclaris Therapeutics, Inc.   ACRS   00461U105    03-Jun-21   Management   Elect Director Vincent Milano   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aclaris Therapeutics, Inc.   ACRS   00461U105    03-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aclaris Therapeutics, Inc.   ACRS   00461U105    03-Jun-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Aclaris Therapeutics, Inc.   ACRS   00461U105    03-Jun-21   Management   Ratify PricewaterhouseCoopers LLP as Auditor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Mark Borer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Clay Bretches   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Staci L. Burns   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Joe C. Frana   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director D. Mark Leland   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Kevin S. McCarthy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Christopher J. Monk   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Stephen P. Noe   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Robert S. Purgason   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Ben C. Rodgers   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Elect Director Jon W. Sauer   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altus Midstream Company   ALTM   02215L209    03-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Elect Director Joseph M. Burnett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Elect Director R. John Fletcher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Elect Director Pascal E.R. Girin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Elect Director B. Kristine Johnson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Elect Director Matthew B. Klein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Elect Director Timothy T. Richards   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Ratify Cherry Bekaert LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearpoint Neuro, Inc.   CLPT   18507C103    03-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sutro Biopharma, Inc.   STRO   869367102    03-Jun-21   Management   Elect Director Joseph M. Lobacki   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sutro Biopharma, Inc.   STRO   869367102    03-Jun-21   Management   Elect Director Daniel H. Petree   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sutro Biopharma, Inc.   STRO   869367102    03-Jun-21   Management   Elect Director Shalini Sharp   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sutro Biopharma, Inc.   STRO   869367102    03-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CAI International, Inc.   CAI   12477X106    04-Jun-21   Management   Elect Director Kathryn G. Jackson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CAI International, Inc.   CAI   12477X106    04-Jun-21   Management   Elect Director Andrew S. Ogawa   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CAI International, Inc.   CAI   12477X106    04-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CAI International, Inc.   CAI   12477X106    04-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Blake L. Sartini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Lyle A. Berman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Ann D. Dozier   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Mark A. Lipparelli   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Anthony A. Marnell, III   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Robert L. Miodunski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Elect Director Terrence L. Wright   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101    04-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Elect Director Savneet Singh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Elect Director Keith E. Pascal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Elect Director Douglas G. Rauch   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Elect Director Cynthia A. Russo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Elect Director Narinder Singh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Elect Director James C. Stoffel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Approve Issuance of Shares for a Private Placement Upon Exercise of the Assumed Unvested Options   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Approve Issuance of Shares for a Private Placement Upon Exercise of the Warrant   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAR Technology Corporation   PAR   698884103    04-Jun-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Elect Director Juergen Stark   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Elect Director William E. Keitel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Elect Director L. Gregory Ballard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Elect Director Yie-Hsin Hung   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Elect Director Kelly A. Thompson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Elect Director Andrew Wolfe   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Turtle Beach Corporation   HEAR   900450206    04-Jun-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Vinayak R. Hegde   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Theodore P. Janulis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director John Jeffry Louis, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Maria Miller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Michael E. Reed   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Debra Sandler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Kevin M. Sheehan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Laurence Tarica   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Elect Director Barbara Wall   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Adopt Majority Voting for Uncontested Election of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Eliminate Supermajority Vote Requirement to Amend Bylaws   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Eliminate Supermajority Vote Requirement for Removal of Directors and Appointment of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gannett Co., Inc.   GCI   36472T109    07-Jun-21   Management   Adopt NOL Rights Plan (NOL Pill)   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101    07-Jun-21   Management   Elect Director Stan Erickson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101    07-Jun-21   Management   Elect Director Jody Horner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101    07-Jun-21   Management   Elect Director Richard Mack   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101    07-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101    07-Jun-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Evelo Biosciences, Inc.   EVLO   299734103    08-Jun-21   Management   Elect Director David R. Epstein   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Evelo Biosciences, Inc.   EVLO   299734103    08-Jun-21   Management   Elect Director Balkrishan (Simba) Gill   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Evelo Biosciences, Inc.   EVLO   299734103    08-Jun-21   Management   Elect Director John A. Hohneker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Evelo Biosciences, Inc.   EVLO   299734103    08-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Elect Director Jack S. Abuhoff   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Elect Director Louise C. Forlenza   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Elect Director Stewart R. Massey   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Elect Director Nauman (Nick) Toor   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Ratify BDO India LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Innodata Inc.   INOD   457642205    08-Jun-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TechTarget, Inc.   TTGT   87874R100    08-Jun-21   Management   Elect Director Robert D. Burke   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TechTarget, Inc.   TTGT   87874R100    08-Jun-21   Management   Elect Director Bruce Levenson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TechTarget, Inc.   TTGT   87874R100    08-Jun-21   Management   Ratify Stowe & Degon, LLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TechTarget, Inc.   TTGT   87874R100    08-Jun-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpine Immune Sciences, Inc.   ALPN   02083G100    09-Jun-21   Management   Elect Director Robert Conway   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpine Immune Sciences, Inc.   ALPN   02083G100    09-Jun-21   Management   Elect Director James N. Topper   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpine Immune Sciences, Inc.   ALPN   02083G100    09-Jun-21   Management   Elect Director Christopher Peetz   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpine Immune Sciences, Inc.   ALPN   02083G100    09-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpine Immune Sciences, Inc.   ALPN   02083G100    09-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpine Immune Sciences, Inc.   ALPN   02083G100    09-Jun-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cambium Networks Corporation   CMBM   G17766109    09-Jun-21   Management   Elect Director Robert Amen   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cambium Networks Corporation   CMBM   G17766109    09-Jun-21   Management   Elect Director Vikram Verma   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cambium Networks Corporation   CMBM   G17766109    09-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lazydays Holdings, Inc.   LAZY   52110H100    09-Jun-21   Management   Elect Director William P. Murnane   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lazydays Holdings, Inc.   LAZY   52110H100    09-Jun-21   Management   Elect Director James J. Fredlake   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lazydays Holdings, Inc.   LAZY   52110H100    09-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lazydays Holdings, Inc.   LAZY   52110H100    09-Jun-21   Management   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Lazydays Holdings, Inc.   LAZY   52110H100    09-Jun-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Elect Director Thomas C. Priore   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Elect Director John Priore   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Elect Director Marietta Davis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Elect Director Christina Favilla   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Elect Director Stephen P. Hipp   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Elect Director Michael Passilla   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Eliminate Supermajority Vote Requirement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Priority Technology Holdings, Inc.   PRTH   74275G107    09-Jun-21   Management   Ratify Ernst and Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Elect Director John P. McNiff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Elect Director Richard I. Neal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Elect Director Lon Rosen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Elect Director Eric P. Karros   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Elect Director James Benenson, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Elect Director Rory H. Tahari   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107    09-Jun-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Big 5 Sporting Goods Corporation   BGFV   08915P101    10-Jun-21   Management   Elect Director Colleen B. Brown   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Big 5 Sporting Goods Corporation   BGFV   08915P101    10-Jun-21   Management   Elect Director Stephen E. Carley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Big 5 Sporting Goods Corporation   BGFV   08915P101    10-Jun-21   Management   Elect Director David R. Jessick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Big 5 Sporting Goods Corporation   BGFV   08915P101    10-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Big 5 Sporting Goods Corporation   BGFV   08915P101    10-Jun-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Castle Biosciences, Inc.   CSTL   14843C105    10-Jun-21   Management   Elect Director Mara G. Aspinall   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Castle Biosciences, Inc.   CSTL   14843C105    10-Jun-21   Management   Elect Director Daniel M. Bradbury   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Castle Biosciences, Inc.   CSTL   14843C105    10-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDEAYA Biosciences, Inc.   IDYA   45166A102    10-Jun-21   Management   Elect Director Timothy M. Shannon   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDEAYA Biosciences, Inc.   IDYA   45166A102    10-Jun-21   Management   Elect Director Terry J. Rosen   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDEAYA Biosciences, Inc.   IDYA   45166A102    10-Jun-21   Management   Elect Director Wendy L. Yarno   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDEAYA Biosciences, Inc.   IDYA   45166A102    10-Jun-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SI-BONE, Inc.   SIBN   825704109    10-Jun-21   Management   Elect Director Helen Loh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SI-BONE, Inc.   SIBN   825704109    10-Jun-21   Management   Elect Director Mika Nishimura   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SI-BONE, Inc.   SIBN   825704109    10-Jun-21   Management   Elect Director Keith C. Valentine   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SI-BONE, Inc.   SIBN   825704109    10-Jun-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Richard M. Cashin, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Gary L. Cowger   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Max A. Guinn   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Mark H. Rachesky   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Paul G. Reitz   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Anthony L. Soave   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Maurice M. Taylor, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Elect Director Laura K. Thompson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan International, Inc.   TWI   88830M102    10-Jun-21   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Usio, Inc.   USIO   917313108    10-Jun-21   Management   Elect Director Louis A. Hoch   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Usio, Inc.   USIO   917313108    10-Jun-21   Management   Elect Director Blaise C. Bender   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Usio, Inc.   USIO   917313108    10-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Usio, Inc.   USIO   917313108    10-Jun-21   Management   Ratify ADKF, P.C. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Barry B. Siadat   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Simon Turner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Aaron C. Davenport   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Daniele Ferrari   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Peter R. Huntsman   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Heike van de Kerkhof   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Vir Lakshman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Elect Director Kathy D. Patrick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Approve Remuneration Report   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Reappoint Deloitte LLP as U.K. Statutory Auditor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Authorise Directors or the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Venator Materials Plc   VNTR   G9329Z100    10-Jun-21   Management   Authorise UK Political Donations and Expenditure   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Silvergate Capital Corporation   SI   82837P408    11-Jun-21   Management   Elect Director Paul D. Colucci   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Silvergate Capital Corporation   SI   82837P408    11-Jun-21   Management   Elect Director Thomas C. Dircks   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Silvergate Capital Corporation   SI   82837P408    11-Jun-21   Management   Elect Director Colleen Sullivan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Silvergate Capital Corporation   SI   82837P408    11-Jun-21   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAVmed Inc.   PAVM   70387R106    15-Jun-21   Management   Elect Director James L. Cox   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAVmed Inc.   PAVM   70387R106    15-Jun-21   Management   Elect Director Debra J. White   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAVmed Inc.   PAVM   70387R106    15-Jun-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAVmed Inc.   PAVM   70387R106    15-Jun-21   Management   Amend Qualified Employee Stock Purchase Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PAVmed Inc.   PAVM   70387R106    15-Jun-21   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Evan Bakst   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Mortimer Berkowitz, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Quentin Blackford   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Jason Hochberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Karen K. McGinnis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Patrick S. Miles   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director David H. Mowry   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director David R. Pelizzon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Jeffrey P. Rydin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director James L.L. Tullis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Donald A. Williams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Elect Director Ward W. Woods   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Amend Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alphatec Holdings, Inc.   ATEC   02081G201    16-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Apollo Endosurgery, Inc.   APEN   03767D108    17-Jun-21   Management   Elect Director David C. Pacitti   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Apollo Endosurgery, Inc.   APEN   03767D108    17-Jun-21   Management   Elect Director William D. McClellan, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Apollo Endosurgery, Inc.   APEN   03767D108    17-Jun-21   Management   Elect Director Julie Shimer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Apollo Endosurgery, Inc.   APEN   03767D108    17-Jun-21   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Elect Director Robert T. Hoffman, Sr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Elect Director Susanne L. Meline   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Elect Director Colin James Deller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Elect Director Bruce A. Pate   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Elect Director Judith S. Schrecker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Ratify Gumbiner Savett Inc. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ClearSign Technologies Corporation   CLIR   185064102    17-Jun-21   Management   Adjourn Meeting   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director William J. Rouhana, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Christopher Mitchell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Amy L. Newmark   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Fred M. Cohen   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Cosmo DeNicola   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Martin Pompadur   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Christina Weiss Lurie   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Elect Director Diana Wilkin   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chicken Soup for the Soul Entertainment Inc.   CSSE   16842Q100    22-Jun-21   Management   Ratify Rosenfield and Company, PLLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GTY Technology Holdings Inc.   GTYH   362409104    22-Jun-21   Management   Elect Director William D. Green   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GTY Technology Holdings Inc.   GTYH   362409104    22-Jun-21   Management   Elect Director Charles Wert   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GTY Technology Holdings Inc.   GTYH   362409104    22-Jun-21   Management   Ratify WithumSmith+Brown, PC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kirkland’s, Inc.   KIRK   497498105    22-Jun-21   Management   Elect Director Steven J. Collins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kirkland’s, Inc.   KIRK   497498105    22-Jun-21   Management   Elect Director Ann E. Joyce   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kirkland’s, Inc.   KIRK   497498105    22-Jun-21   Management   Elect Director R. Wilson Orr, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kirkland’s, Inc.   KIRK   497498105    22-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kirkland’s, Inc.   KIRK   497498105    22-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Airgain, Inc.   AIRG   00938A104    23-Jun-21   Management   Elect Director Joan H. Gillman   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Airgain, Inc.   AIRG   00938A104    23-Jun-21   Management   Elect Director Arthur M. Toscanini   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Airgain, Inc.   AIRG   00938A104    23-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chimerix, Inc.   CMRX   16934W106    23-Jun-21   Management   Elect Director Martha J. Demski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chimerix, Inc.   CMRX   16934W106    23-Jun-21   Management   Elect Director Pratik S. Multani   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chimerix, Inc.   CMRX   16934W106    23-Jun-21   Management   Elect Director Vicki Vakiener   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chimerix, Inc.   CMRX   16934W106    23-Jun-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chimerix, Inc.   CMRX   16934W106    23-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Reelect Yossi Ben Shalom as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Reelect Joseph Weiss as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Reelect Alon Dumanis as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Reelect Guy Zur as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Reelect Haim Regev as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Approve Amendments to Company’s Existing Articles of Association   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Approve Certain amendments to Compensation Policy for the Directors and Officers of the Company   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Approve Employment Terms Including Grant of Options to All Company?s directors (Except External Directors).   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Approve Amended Employment Terms of Dov Sella, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Approve Reservation of Additional Ordinary Shares to Company’s 2015 Share Option Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Ratify and Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Discuss Financial Statements and the Report of the Board           Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Rada Electronic Industries Ltd.   RADA   M81863124    23-Jun-21   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Brett H. Barth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Katherine E. Dietze   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Gregg A. Gonsalves   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Steven Kotler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Lawrence E. Leibowitz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Margaret L. Poster   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Douglas A. Rediker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Elect Director Jeffrey M. Solomon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cowen Inc.   COWN   223622606    24-Jun-21   Share Holder   Provide Right to Act by Written Consent   Against   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Peter A. Bridgman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Alex Grinberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Efraim Grinberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Alan H. Howard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Richard Isserman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Ann Kirschner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Elect Director Stephen Sadove   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106    24-Jun-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes

 

 

 

 

======================ADVISORSHARES DOUBLELINE VALUE EQUITY ETF=====================

 

Company Name   Meeting Date   Ticker   Security ID   Agenda Item Description   Management or Shareholder Proposal   Management Recommendation   Fund Vote
Company Name as it appeared on the ballot   ISO Date Format (yyyymmdd)       Cusip, isin, or sedol as it appears on the ballot.   As it appears on the ballot   Identify MGMT or Sharehold - any item not defined will be assumed management   As it appears on the ballot   FOR, AGAINST, ABSTAIN, WITHHOLD, etc
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Susan K. Carter   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Charles I. Cogut   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Lisa Davis   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Chadwick C. Deaton   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Seifi Ghasemi   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect David H. Y. Ho   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Edward L. Monser   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Elect Matthew H. Paull   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Advisory Vote on Executive Compensation   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   2021 Long-Term Incentive Plan   MGMT   For   For
Air Products and Chemicals, Inc.   20210128   APD   009158106   Ratification of Auditor   MGMT   For   For
Alcon AG   20210428   ALC   H01301128   Accounts and Reports   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Ratification of Board and Management Acts   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Allocation of Profits/Dividends   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Compensation Report   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Board Compensation   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Executive Compensation   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect F. Michael Ball   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Lynn Dorsey Bleil   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Arthur Cummings   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect David J. Endicott   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Thomas Glanzmann   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect D. Keith Grossman   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Scott H. Maw   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Karen J. May   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Ines Poschel   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Dieter Spalti   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Thomas Glanzmann as Compensation Committee Member   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect D. Keith Grossman as Compensation Committee Member   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Karen J. May as Compensation Committee Member   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Elect Ines Poschel as Compensation Committee Member   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Appointment of Independent Proxy   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Appointment of Auditor   MGMT   For   TNA
Alcon AG   20210428   ALC   H01301128   Additional or Amended Proposals   Sharehold   N/A   TNA
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Larry Page   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Sergey Brin   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Sundar Pichai   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect John L. Hennessy   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Frances H. Arnold   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect L. John Doerr   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Roger W. Ferguson, Jr.   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Ann Mather   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Alan R. Mulally   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect K. Ram Shriram   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Elect Robin L. Washington   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Ratification of Auditor   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Approval of the 2021 Stock Plan   MGMT   For   For
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Recapitalization   Sharehold   Against   For
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board   Sharehold   Against   Against
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity   Sharehold   Against   Against
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Report on Government Takedown Requests   Sharehold   Against   For
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding  Third-Party Review and Report on Whistleblower Policies   Sharehold   Against   For
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Anticompetitive Practices   Sharehold   Against   Against
Alphabet Inc.   20210602   GOOGL   02079K305   Shareholder Proposal Regarding Becoming a Public Benefit Corporation   Sharehold   Against   Against
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Jeffrey P. Bezos   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Keith B. Alexander   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Jamie S. Gorelick   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Daniel P. Huttenlocher   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Judith A. McGrath   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Indra K. Nooyi   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Jonathan J. Rubinstein   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Thomas O. Ryder   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Patricia Q. Stonesifer   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Elect Wendell P. Weeks   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Ratification of Auditor   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Advisory Vote on Executive Compensation   MGMT   For   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Report on Customer Due Diligence   Sharehold   Against   Against
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   Sharehold   Against   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Report on Promotion Data   Sharehold   Against   Against
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Report on Plastic Packaging   Sharehold   Against   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Racial Equity Audit   Sharehold   Against   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Hourly Associate Representation on the Board   Sharehold   Against   Against
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Anticompetitive Practices   Sharehold   Against   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For
Amazon.com, Inc.   20210526   AMZN   023135106   Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   Sharehold   Against   Against
Ameren Corporation   20210506   AEE   023608102   Elect Warner L. Baxter   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Cynthia J. Brinkley   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Catherine S. Brune   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect J. Edward Coleman   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Ward H. Dickson   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Noelle K. Eder   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Ellen M. Fitzsimmons   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Rafael Flores   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Richard J. Harshman   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Craig S. Ivey   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect James C. Johnson   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Steven H. Lipstein   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Elect Leo S. Mackay, Jr.   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Advisory Vote on Executive Compensation   MGMT   For   For
Ameren Corporation   20210506   AEE   023608102   Ratification of Auditor   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Thomas Bartlett   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Raymond P. Dolan   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Kenneth R. Frank   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Robert D. Hormats   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Gustavo Lara Cantu   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Grace D. Lieblein   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Craig Macnab   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect JoAnn A. Reed   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Pamela D.A. Reeve   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect David E. Sharbutt   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Bruce L. Tanner   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Elect Samme L. Thompson   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Ratification of Auditor   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Advisory Vote on Executive Compensation   MGMT   For   For
American Tower Corporation   20210526   AMT   03027X100   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For
American Tower Corporation   20210526   AMT   03027X100   Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee   Sharehold   Against   Against
Anthem, Inc.   20210526   ANTM   036752103   Elect Lewis Hay III   MGMT   For   For
Anthem, Inc.   20210526   ANTM   036752103   Elect Antonio F. Neri   MGMT   For   For
Anthem, Inc.   20210526   ANTM   036752103   Elect Ramiro G. Peru   MGMT   For   For
Anthem, Inc.   20210526   ANTM   036752103   Advisory Vote on Executive Compensation   MGMT   For   For
Anthem, Inc.   20210526   ANTM   036752103   Ratification of Auditor   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Accounts and Reports   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Final Dividend   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Appointment of Auditor   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authority to Set Auditor’s Fees   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Leif Johansson   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Pascal Soriot   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Marc Dunoyer   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Philip Broadley   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Euan Ashley   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Michel Demare   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Deborah DiSanzo   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Diana Layfield   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Sheri McCoy   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Tony SK MOK   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Nazneen Rahman   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Elect Marcus Wallenberg   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Remuneration Report (Advisory)   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Remuneration Policy (Binding)   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authorisation of Political Donations   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authority to Issue Shares w/ Preemptive Rights   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authority to Issue Shares w/o Preemptive Rights   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authority to Repurchase Shares   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Authority to Set General Meeting Notice Period at 14 Days   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   AstraZeneca Performance Share Plan 2020   MGMT   For   For
Astrazeneca plc   20210511   AZN   046353108   Alexion Transaction   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Sharon L. Allen   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Susan S. Bies   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Frank P. Bramble, Sr.   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Pierre J. P. de Weck   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Arnold W. Donald   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Linda P. Hudson   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Monica C. Lozano   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Thomas J. May   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Brian T. Moynihan   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Lionel L. Nowell, III   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Denise L. Ramos   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Clayton S. Rose   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Michael D. White   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Thomas D. Woods   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect R. David Yost   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Elect Maria T. Zuber   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Advisory Vote on Executive Compensation   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Ratification of Auditor   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Amendment to the Key Employee Equity Plan   MGMT   For   For
Bank of America Corporation   20210420   BAC   060505104   Shareholder Proposal Regarding Proxy Access Bylaw Amendment   Sharehold   Against   For
Bank of America Corporation   20210420   BAC   060505104   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For
Bank of America Corporation   20210420   BAC   060505104   Shareholder Proposal Regarding Becoming a Public Benefit Corporation   Sharehold   Against   Against
Bank of America Corporation   20210420   BAC   060505104   Shareholder Proposal Regarding Racial Equity Audit   Sharehold   Against   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Joel I. Klein   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Kelly A. Ayotte   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Bruce W. Duncan   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Karen E. Dykstra   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Carol B. Einiger   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Diane J. Hoskins   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Douglas T. Linde   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Matthew J. Lustig   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect Owen D. Thomas   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect David A. Twardock   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Elect William H. Walton, III   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Advisory Vote on Executive Compensation   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Approval of the 2021 Stock Incentive Plan   MGMT   For   For
Boston Properties, Inc.   20210520   BXP   101121101   Ratification of Auditor   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Richard D. Fairbank   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Ime Archibong   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Ann Fritz Hackett   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Peter Thomas Killalea   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Eli Leenaars   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Francois Locoh-Donou   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Peter E. Raskind   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Eileen Serra   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Mayo A. Shattuck III   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Bradford H. Warner   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Catherine G. West   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Elect Craig Anthony Williams   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Ratification of Auditor   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Advisory Vote on Executive Compensation   MGMT   For   For
Capital One Financial Corporation   20210506   COF   14040H105   Amendment to the 2004 Stock Incentive Plan   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Wanda M. Austin   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect John B. Frank   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Alice P. Gast   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Enrique Hernandez, Jr.   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Marillyn A. Hewson   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Jon M. Huntsman, Jr.   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Charles W. Moorman IV   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Dambisa F. Moyo   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Debra L. Reed-Klages   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Ronald D. Sugar   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect D. James Umpleby III   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Elect Michael K. Wirth   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Ratification of Auditor   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Advisory Vote on Executive Compensation   MGMT   For   For
Chevron Corporation   20210526   CVX   166764100   Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction   Sharehold   Against   Against
Chevron Corporation   20210526   CVX   166764100   Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis   Sharehold   Against   For
Chevron Corporation   20210526   CVX   166764100   Shareholder Proposal Regarding Becoming a Public Benefit Corporation   Sharehold   Against   Against
Chevron Corporation   20210526   CVX   166764100   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For
Chevron Corporation   20210526   CVX   166764100   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against
Chevron Corporation   20210526   CVX   166764100   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For
Cigna Corporation   20210428   CI   125523100   Elect David M. Cordani   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect William J. DeLaney   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Eric J. Foss   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Elder Granger   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Isaiah Harris, Jr.   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect George Kurian   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Kathleen M. Mazzarella   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Mark B. McClellan   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect John M. Partridge   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Kimberly A. Ross   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Eric C. Wiseman   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Elect Donna F. Zarcone   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Advisory Vote on Executive Compensation   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Amendment to the Long-Term Incentive Plan   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Ratification of Auditor   MGMT   For   For
Cigna Corporation   20210428   CI   125523100   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For
Cigna Corporation   20210428   CI   125523100   Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   Sharehold   Against   Against
Cigna Corporation   20210428   CI   125523100   Shareholder Proposal Regarding Disclosure of Board Qualifications   Sharehold   Against   Against
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Bruce Van Saun   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Lee Alexander   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Christine M. Cumming   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect William P. Hankowsky   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Leo I. Higdon, Jr.   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Edward J. Kelly, III   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Charles J. Koch   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Robert G. Leary   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Terrance J. Lillis   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Shivan S. Subramaniam   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Christopher J. Swift   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Wendy A. Watson   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Elect Marita Zuraitis   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Advisory Vote on Executive Compensation   MGMT   For   For
Citizens Financial Group, Inc.   20210422   CFG   174610105   Frequency of Advisory Vote on Executive Compensation   MGMT   1 Year   1 Year
Citizens Financial Group, Inc.   20210422   CFG   174610105   Ratification of Auditor   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Kenneth J. Bacon   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Madeline S. Bell   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Naomi M. Bergman   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Edward D. Breen   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Gerald L. Hassell   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Jeffrey A. Honickman   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Maritza Gomez Montiel   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Asuka Nakahara   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect David C. Novak   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Elect Brian L. Roberts   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Advisory Vote on Executive Compensation   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Ratification of Auditor   MGMT   For   For
Comcast Corporation   20210602   CMCSA   20030N101   Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment   Sharehold   Against   Against
CVS Health Corporation   20210513   CVS   126650100   Elect Fernando Aguirre   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect C. David Brown II   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Alecia A. DeCoudreaux   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Nancy-Ann M. DeParle   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect David W. Dorman   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Roger N. Farah   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Anne M. Finucane   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Edward J. Ludwig   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Karen S. Lynch   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Jean-Pierre Millon   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Mary L. Schapiro   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect William C. Weldon   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Elect Tony L. White   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Ratification of Auditor   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Advisory Vote on Executive Compensation   MGMT   For   For
CVS Health Corporation   20210513   CVS   126650100   Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   Sharehold   Against   For
CVS Health Corporation   20210513   CVS   126650100   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against
Discovery, Inc.   20210610   DISCA   25470F104   Elect Robert R. Beck   MGMT   For   For
Discovery, Inc.   20210610   DISCA   25470F104   Elect Robert L. Johnson   MGMT   For   For
Discovery, Inc.   20210610   DISCA   25470F104   Elect J. David Wargo   MGMT   For   For
Discovery, Inc.   20210610   DISCA   25470F104   Ratification of Auditor   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Warren F. Bryant   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Michael M. Calbert   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Patricia D. Fili-Krushel   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Timothy I. McGuire   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect William C. Rhodes, III   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Debra A. Sandler   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Ralph E. Santana   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Elect Todd J. Vasos   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Advisory Vote on Executive Compensation   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Ratification of Auditor   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Approval of the 2021 Stock Incentive Plan   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Charter Amendment to Allow Shareholders to Call Special Meetings   MGMT   For   For
Dollar General Corporation   20210526   DG   256677105   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Amy G. Brady   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Edward D. Breen   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Ruby R. Chandy   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Franklin K. Clyburn, Jr.   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Terrence R. Curtin   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Alexander M. Cutler   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Eleuthere I. du Pont   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Luther C. Kissam IV   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Frederick M. Lowery   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Raymond J. Milchovich   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Deanna M. Mulligan   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Elect Steven M. Sterin   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Advisory Vote on Executive Compensation   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Ratification of Auditor   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Reduce Ownership Threshold for Shareholders to Call Special Meetings   MGMT   For   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Shareholder Proposal Regarding Diversity Reporting   Sharehold   Against   For
DuPont de Nemours, Inc.   20210428   DD   26614N102   Shareholder Proposal Regarding Report on Plastic Pollution   Sharehold   Against   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect Janet F. Clark   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect Charles R. Crisp   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect Robert P. Daniels   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect James C. Day   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect C. Christopher Gaut   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect Michael T. Kerr   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect Julie J. Robertson   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect Donald F. Textor   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Elect William R. Thomas   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Ratification of Auditor   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Approval of the 2021 Omnibus Equity Compensation Plan   MGMT   For   For
EOG Resources, Inc.   20210429   EOG   26875P101   Advisory Vote on Executive Compensation   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Nicholas K. Akins   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect B. Evan Bayh III   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Jorge L. Benitez   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Katherine B. Blackburn   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Emerson L. Brumback   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Greg D. Carmichael   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Linda W. Clement-Holmes   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect C. Bryan Daniels   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Mitchell S. Feiger   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Thomas H. Harvey   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Gary R. Heminger   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Jewell D. Hoover   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Eileen A. Mallesch   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Michael B. McCallister   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elect Marsha C. Williams   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Ratification of Auditor   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Advisory Vote on Executive Compensation   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Frequency of Advisory Vote on Executive Compensation   MGMT   1 Year   1 Year
Fifth Third Bancorp   20210413   FITB   316773100   Approval of the 2021 Incentive Compensation Plan   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elimination of Supermajority Requirement   MGMT   For   For
Fifth Third Bancorp   20210413   FITB   316773100   Elimination of Cumulative Voting   MGMT   For   Against
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Revathi Advaithi   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Michael D. Capellas   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Jennifer Xin-Zhe Li   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Marc A. Onetto   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Erin L. McSweeney   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Willy C. Shih   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Charles K. Stevens III   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Lay Koon Tan   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect William D. Watkins   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Elect Lawrence A. Zimmerman   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Ratification of Auditor   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Advisory Vote on Executive Compensation   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Amendment to the 2017 Equity Incentive Plan   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Authority to Issue Ordinary Shares   MGMT   For   For
Flex Ltd.   20200807   FLEX   Y2573F102   Renewal of Share Purchase Mandate   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Darius Adamczyk   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Duncan B. Angove   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect William S. Ayer   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Kevin Burke   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect D. Scott Davis   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Deborah Flint   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Judd Gregg   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Grace D. Lieblein   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Raymond T. Odierno   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect George Paz   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Elect Robin L. Washington   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Advisory Vote on Executive Compensation   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Ratification of Auditor   MGMT   For   For
Honeywell International Inc.   20210521   HON   438516106   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For
IHS Markit Ltd.   20210311   INFO   G47567105   Merger with S&P Global   MGMT   For   For
IHS Markit Ltd.   20210311   INFO   G47567105   Advisory Vote on Golden Parachutes   MGMT   For   Against
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Lance Uggla   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect John Browne   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Dinyar S. Devitre   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Ruann F. Ernst   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Jacques Esculier   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Gay Huey Evans   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect William E. Ford   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Nicoletta Giadrossi   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Robert P. Kelly   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Deborah D. McWhinney   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Jean-Paul L. Montupet   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect Deborah Keiko Orida   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Elect James A. Rosenthal   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Advisory Vote on Executive Compensation   MGMT   For   For
IHS Markit Ltd.   20210505   INFO   G47567105   Ratification of Auditor   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Sharon Y. Bowen   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Shantella E. Cooper   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Charles R. Crisp   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Duriya M. Farooqui   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Lord Hague of Richmond   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Mark F. Mulhern   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Thomas E. Noonan   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Frederic V. Salerno   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Caroline Silver   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Jeffrey C. Sprecher   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Judith A. Sprieser   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Elect Vincent S. Tese   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Advisory Vote on Executive Compensation   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Ratification of Auditor   MGMT   For   For
Intercontinental Exchange, Inc.   20210514   ICE   45866F104   Shareholder Proposal Regarding Simple Majority Vote   Sharehold   Against   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Kathryn J. Boor   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Edward D. Breen   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Carol A. Davidson   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Michael L. Ducker   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Roger W. Ferguson, Jr.   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect John F. Ferraro   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Andreas Fibig   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Christina A. Gold   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Ilene S. Gordon   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Matthias Heinzel   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Dale F. Morrison   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Kare Schultz   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Elect Stephen Williamson   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Ratification of Auditor   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Advisory Vote on Executive Compensation   MGMT   For   For
International Flavors & Fragrances Inc.   20210505   IFF   459506101   Approval of the 2021 Stock Award and Incentive Plan   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Linda B. Bammann   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Stephen B. Burke   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Todd A. Combs   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect James S. Crown   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect James Dimon   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Timothy P. Flynn   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Mellody Hobson   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Michael A. Neal   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Phebe N. Novakovic   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Elect Virginia M. Rometty   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Advisory Vote on Executive Compensation   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Amendment to the Long-Term Incentive Plan   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Ratification of Auditor   MGMT   For   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent   Sharehold   Against   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Shareholder Proposal Regarding Racial Equity Audit   Sharehold   Against   For
JPMorgan Chase & Co.   20210518   JPM   46625H100   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against
JPMorgan Chase & Co.   20210518   JPM   46625H100   Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency   Sharehold   Against   For
KBR, Inc.   20210519   KBR   48242W106   Elect Mark E. Baldwin   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Stuart J. B. Bradie   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Lynn A. Dugle   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Lester L. Lyles   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Wendy M. Masiello   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Jack B. Moore   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Ann D. Pickard   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Elect Umberto della Sala   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Advisory Vote on Executive Compensation   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Ratification of Auditor   MGMT   For   For
KBR, Inc.   20210519   KBR   48242W106   Amendment to the 2006 Stock and Incentive Plan    MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Edward W. Barnholt   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Robert M. Calderoni   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Jeneanne Hanley   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Emiko Higashi   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Kevin J. Kennedy   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Gary B. Moore   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Marie E. Myers   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Kiran M. Patel   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Victor Peng   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Robert A. Rango   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Elect Richard P. Wallace   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Ratification of Auditor   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Advisory Vote on Executive Compensation   MGMT   For   For
KLA Corp.   20201104   KLAC   482480100   Shareholder Proposal Regarding Proxy Access   Sharehold   Against   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Sohail U. Ahmed   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Timothy M. Archer   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Eric K. Brandt   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Michael R. Cannon   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Catherine P. Lego   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Bethany J. Mayer   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Abhijit Y. Talwalkar   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Lih-Shyng (Rick L.) Tsai   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Elect Leslie F. Varon   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Advisory Vote on Executive Compensation   MGMT   For   For
Lam Research Corp.   20201103   LRCX   512807108   Ratification of Auditor   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Richard H. Anderson   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Craig Arnold   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Scott C. Donnelly   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Andrea J. Goldsmith   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Randall J. Hogan, III   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Michael O. Leavitt   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect James T. Lenehan   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Kevin E. Lofton   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Geoffrey S. Martha   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Elizabeth G. Nabel   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Denise M. O’Leary   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Elect Kendall J. Powell   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Appointment of Auditor and Authority to Set Fees   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Advisory Vote on Executive Compensation   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Authority to Issue Shares w/ Preemptive Rights   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Authority to Issue Shares w/o Preemptive Rights   MGMT   For   For
Medtronic Plc   20201211   MDT   G5960L103   Authority to Repurchase Shares   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Elect Steve Sanghi   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Elect Matthew W. Chapman   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Elect L. B. Day   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Elect Esther L. Johnson   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Elect Wade F. Meyercord   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Ratification of Auditor   MGMT   For   For
Microchip Technology Incorporated   20200818   MCHP   595017104   Advisory Vote on Executive Compensation   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Reid G. Hoffman   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Hugh F. Johnston   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Teri L. List-Stoll   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Satya Nadella   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Sandra E. Peterson   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Penny S. Pritzker   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Charles W. Scharf   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Arne M. Sorenson   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect John W. Stanton   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect John W. Thompson   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Emma N. Walmsley   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Elect Padmasree Warrior   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Advisory Vote on Executive Compensation   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Ratification of Auditor   MGMT   For   For
Microsoft Corporation   20201202   MSFT   594918104   Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board   Sharehold   Against   Against
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Lewis W.K. Booth   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Charles E. Bunch   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Lois D. Juliber   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Peter W. May   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Jorge S. Mesquita   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Jane Hamilton Nielsen   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Fredric G. Reynolds   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Christiana Smith Shi   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Patrick T. Siewert   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Michael A. Todman   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Jean-Francois M. L. van Boxmeer   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Elect Dirk Van de Put   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Advisory Vote on Executive Compensation   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Ratification of Auditor   MGMT   For   For
Mondelez International, Inc.   20210519   MDLZ   609207105   Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation   Sharehold   Against   Against
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Thomas D. Bell Jr.   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Mitchell E. Daniels, Jr.   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Marcela E. Donadio   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect John C. Huffard, Jr.   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Christopher T. Jones   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Thomas C. Kelleher   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Steven F. Leer   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Michael D. Lockhart   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Amy E. Miles   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Claude Mongeau   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect Jennifer F. Scanlon   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect James A. Squires   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Elect John R. Thompson   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Ratification of Auditor   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Advisory Vote on Executive Compensation   MGMT   For   For
Norfolk Southern Corporation   20210513   NSC   655844108   Shareholder Proposal Regarding Proxy Access Bylaw Amendment   Sharehold   Against   For
Norfolk Southern Corporation   20210513   NSC   655844108   Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement   Sharehold   Against   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Lee C. Banks   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Robert G. Bohn   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Linda A. Harty   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Kevin A. Lobo   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Candy M. Obourn   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Joseph Scaminace   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Ake Svensson   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Laura K. Thompson   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect James R. Verrier   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect James L. Wainscott   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Elect Thomas L. Williams   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Ratification of Auditor   MGMT   For   For
Parker-Hannifin Corp.   20201028   PH   701094104   Advisory Vote on Executive Compensation   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Segun Agbaje   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Shona L. Brown   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Cesar Conde   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Ian M. Cook   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Dina Dublon   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Michelle D. Gass   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Ramon L. Laguarta   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Dave Lewis   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect David C. Page   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Robert C. Pohlad   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Daniel L. Vasella   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Darren Walker   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Elect Alberto Weisser   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Ratification of Auditor   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Advisory Vote on Executive Compensation   MGMT   For   For
PepsiCo, Inc.   20210505   PEP   713448108   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For
PepsiCo, Inc.   20210505   PEP   713448108   Shareholder Proposal Regarding Report on Sugar and Public Health   Sharehold   Against   Against
PepsiCo, Inc.   20210505   PEP   713448108   Shareholder Proposal Regarding Report on External Public Health Costs   Sharehold   Against   Against
Philip Morris International Inc.   20210505   PM   718172109   Elect Brant (Bonin) Bough   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Andre Calantzopoulos   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Michel  Combes   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Juan Jose Daboub   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Werner Geissler   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Lisa A. Hook   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Jun Makihara   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Kalpana Morparia   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Lucio A. Noto   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Jacek Olczak   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Frederik Paulsen   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Robert B. Polet   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Elect Shlomo Yanai   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Advisory Vote on Executive Compensation   MGMT   For   For
Philip Morris International Inc.   20210505   PM   718172109   Ratification of Auditor   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Thomas J. Baltimore, Jr.   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Gilbert F. Casellas   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Robert M. Falzon   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Martina Hund-Mejean   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Wendy E. Jones   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Karl J. Krapek   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Peter R. Lighte   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Charles F. Lowrey   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect George Paz   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Sandra Pianalto   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Christine A. Poon   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Douglas A. Scovanner   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Elect Michael A. Todman   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Ratification of Auditor   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Advisory Vote on Executive Compensation   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Approval of the 2021 Omnibus Incentive Plan   MGMT   For   For
Prudential Financial, Inc.   20210511   PRU   744320102   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Tracy A. Atkinson   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Gregory J. Hayes   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Thomas A. Kennedy   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Marshall O. Larsen   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect George R. Oliver   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Robert K. Ortberg   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Margaret L. O’Sullivan   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Dinesh C. Paliwal   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Ellen M. Pawlikowski   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Denise L. Ramos   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Fredric G. Reynolds   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Brian C. Rogers   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect James A. Winnefeld, Jr.   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Elect Robert O. Work   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Advisory Vote on Executive Compensation   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Ratification of Auditor   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Approval of the Executive Annual Incentive Plan   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Amendment to the 2018 Long-Term Incentive Plan   MGMT   For   For
Raytheon Technologies Corporation   20210426   RTX   75513E101   Shareholder Proposal Regarding Proxy Access Bylaw Amendment   Sharehold   Against   For
Reynolds Consumer Products Inc.   20210525   REYN   76171L106   Elect Thomas Degnan   MGMT   For   For
Reynolds Consumer Products Inc.   20210525   REYN   76171L106   Elect Helen Golding   MGMT   For   For
Reynolds Consumer Products Inc.   20210525   REYN   76171L106   Elect Allen Hugli   MGMT   For   For
Reynolds Consumer Products Inc.   20210525   REYN   76171L106   Ratification of Auditor   MGMT   For   For
Reynolds Consumer Products Inc.   20210525   REYN   76171L106   Advisory Vote on Executive Compensation   MGMT   For   For
Reynolds Consumer Products Inc.   20210525   REYN   76171L106   Frequency of Advisory Vote on Executive Compensation   MGMT   1 Year   1 Year
Sanofi   20210430   SAN   80105N105   Accounts and Reports; Non Tax-Deductible Expenses   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Consolidated Accounts and Reports   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Allocation of Profits/Dividends   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Ratification of Co-Option of Gilles  Schnepp   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Elect Fabienne Lecorvaisier   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Elect Melanie G Lee   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Elect Barbara Lavernos   MGMT   For   For
Sanofi   20210430   SAN   80105N105   2020 Remuneration Report   MGMT   For   For
Sanofi   20210430   SAN   80105N105   2020 Remuneration of Serge Weinberg, Chair   MGMT   For   For
Sanofi   20210430   SAN   80105N105   2020 Remuneration of Paul Hudson, CEO   MGMT   For   For
Sanofi   20210430   SAN   80105N105   2021 Remuneration Policy (Board)   MGMT   For   For
Sanofi   20210430   SAN   80105N105   2021 Remuneration Policy (Chair)   MGMT   For   For
Sanofi   20210430   SAN   80105N105   2021 Remuneration Policy (CEO)   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Repurchase and Reissue Shares   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Cancel Shares and Reduce Capital   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Issue Shares and Convertible Debt w/ Preemptive Rights   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Issue Shares and Convertible Debt w/o Preemptive Rights   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Issue Shares and Convertible Debt Through Private Placement   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Issue Debt Instruments   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Greenshoe   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Increase Capital in Consideration for Contributions In Kind   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authority to Increase Capital Through Capitalisations   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Employee Stock Purchase Plan   MGMT   For   Against
Sanofi   20210430   SAN   80105N105   Authority to Issue Performance Shares   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Amendments to Articles Regarding Written Consultations   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Amendments to Articles to Comply with “PACTE” Law   MGMT   For   For
Sanofi   20210430   SAN   80105N105   Authorisation of Legal Formalities   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Douglas M. Baker, Jr.   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect George S. Barrett   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Brian C. Cornell   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Robert L. Edwards   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Melanie L. Healey   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Donald R. Knauss   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Christine A. Leahy   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Monica C. Lozano   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Mary E. Minnick   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Derica W. Rice   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Kenneth L. Salazar   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Elect Dmitri L. Stockton   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Ratification of Auditor   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Advisory Vote on Executive Compensation   MGMT   For   For
Target Corporation   20210609   TGT   87612E106   Shareholder Proposal Regarding Proxy Access Bylaw Amendment   Sharehold   Against   For
The Boeing Company   20210420   BA   097023105   Elect Robert A. Bradway   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect David L. Calhoun   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Lynne M. Doughtie   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Edmund P. Giambastiani, Jr.   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Lynn J. Good   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Akhil Johri   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Lawrence W. Kellner   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Steven M. Mollenkopf   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect John M. Richardson   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Elect Ronald A. Williams   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Advisory Vote on Executive Compensation   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Ratification of Auditor   MGMT   For   For
The Boeing Company   20210420   BA   097023105   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For
The Boeing Company   20210420   BA   097023105   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Joseph Alvarado   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Charles E. Bunch   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Debra A. Cafaro   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Marjorie Rodgers Cheshire   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect David L. Cohen   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect William S. Demchak   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Andrew T. Feldstein   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Richard J. Harshman   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Daniel R. Hesse   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Linda R. Medler   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Martin Pfinsgraff   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Toni Townes-Whitley   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Elect Michael J. Ward   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Ratification of Auditor   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Advisory Vote on Executive Compensation   MGMT   For   For
The PNC Financial Services Group, Inc.   20210427   PNC   693475105   Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing   Sharehold   Against   Against
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Zein Abdalla   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Jose B Alvarez   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Alan M. Bennett   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Rosemary T. Berkery   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect David T. Ching   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect C. Kim Goodwin   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Ernie Herrman   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Michael F. Hines   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Amy B. Lane   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Carol Meyrowitz   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect Jackwyn L. Nemerov   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Elect John F. O’Brien   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Ratification of Auditor   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Advisory Vote on Executive Compensation   MGMT   For   For
The TJX Companies, Inc.   20210608   TJX   872540109   Shareholder Proposal Regarding Report on Animal Welfare   Sharehold   Against   Against
The TJX Companies, Inc.   20210608   TJX   872540109   Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation   Sharehold   Against   Against
US Foods Holding Corp.   20210520   USFD   912008109   Elect Cheryl A. Bachelder   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Elect Court D. Carruthers   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Elect John A. Lederer   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Elect Carl A. Pforzheimer   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Elect David M. Tehle   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Elect Ann E. Ziegler   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Advisory Vote on Executive Compensation   MGMT   For   For
US Foods Holding Corp.   20210520   USFD   912008109   Ratification of Auditor   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect H. Paulett Eberhart   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Joseph W. Gorder   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Kimberly S. Greene   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Deborah P. Majoras   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Eric D. Mullins   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Donald L. Nickles   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Philip J. Pfeiffer   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Robert A. Profusek   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Stephen M. Waters   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Randall J. Weisenburger   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Elect Rayford Wilkins Jr.   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Ratification of Auditor   MGMT   For   For
Valero Energy Corporation   20210429   VLO   91913Y100   Advisory Vote on Executive Compensation   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Shellye L. Archambeau   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Roxanne S. Austin   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Mark T. Bertolini   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Melanie L. Healey   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Clarence Otis, Jr.   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Daniel H. Schulman   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Rodney E. Slater   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Hans Vestberg   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Elect Gregory G. Weaver   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Advisory Vote on Executive Compensation   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Ratification of Auditor   MGMT   For   For
Verizon Communications Inc.   20210513   VZ   92343V104   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For
Verizon Communications Inc.   20210513   VZ   92343V104   Shareholder Proposal Regarding Amendment to Clawback Policy   Sharehold   Against   Against
Verizon Communications Inc.   20210513   VZ   92343V104   Shareholder Proposal Regarding Severance Approval Policy   Sharehold   Against   For
Vontier Corporation   20210519   VNT   928881101   Elect Karen C. Francis   MGMT   For   For
Vontier Corporation   20210519   VNT   928881101   Elect Mark D. Morelli   MGMT   For   For
Vontier Corporation   20210519   VNT   928881101   Ratification of Auditor   MGMT   For   For
Vontier Corporation   20210519   VNT   928881101   Advisory Vote on Executive Compensation   MGMT   For   For
Vontier Corporation   20210519   VNT   928881101   Frequency of Advisory Vote on Executive Compensation   MGMT   1 Year   1 Year
Wells Fargo & Company   20210427   WFC   949746101   Elect Steven D. Black   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Mark A. Chancy   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Celeste A. Clark   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Theodore F. Craver, Jr.   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Wayne M. Hewett   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Maria R. Morris   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Charles H. Noski   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Richard B. Payne, Jr.   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Juan A. Pujadas   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Ronald L. Sargent   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Charles W. Scharf   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Elect Suzanne M. Vautrinot   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Advisory Vote on Executive Compensation   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Ratification of Auditor   MGMT   For   For
Wells Fargo & Company   20210427   WFC   949746101   Shareholder Proposal Regarding Proxy Access Bylaw Amendment   Sharehold   Against   For
Wells Fargo & Company   20210427   WFC   949746101   Shareholder Proposal Regarding Becoming a Public Benefit Corporation   Sharehold   Against   Against
Wells Fargo & Company   20210427   WFC   949746101   Shareholder Proposal Regarding Incentive Compensation Report   Sharehold   Against   Against

 

 

 

 

===========================ADVISORSHARES FOCUSED EQUITY ETF==========================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Gil Shwed as Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Jerry Ungerman as Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Dan Propper as Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Tal Shavit as Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Eyal Waldman as Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Shai Weiss as Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Irwin Federman as External Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Elect Ray Rothrock as External Director   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Approve Compensation Terms of Check Point’s CEO   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Approve Amended Compensation of Non- Executive Directors   Management   No   For    
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104    08/03/2020   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager   Management   No   None    
AdvisorShares Focused Equity ETF   RPM International Inc.   RPM   749685103    10/08/2020   Elect Director Julie A. Lagacy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   RPM International Inc.   RPM   749685103    10/08/2020   Elect Director Robert A. Livingston   Management   Yes   For   For
AdvisorShares Focused Equity ETF   RPM International Inc.   RPM   749685103    10/08/2020   Elect Director Frederick R. Nance   Management   Yes   For   For
AdvisorShares Focused Equity ETF   RPM International Inc.   RPM   749685103    10/08/2020   Elect Director William B. Summers, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   RPM International Inc.   RPM   749685103    10/08/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   RPM International Inc.   RPM   749685103    10/08/2020   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Leslie A. Brun   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Pamela L. Carter   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Richard J. Daly   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Robert N. Duelks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Timothy C. Gokey   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Brett A. Keller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Maura A. Markus   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Thomas J. Perna   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Alan J. Weber   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Elect Director Amit K. Zavery   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103    11/19/2020   Report on Political Contributions Disclosure   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Elect Director Robin A. Abrams   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Elect Director Laurie Siegel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Elect Director Malcolm Frank   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Elect Director Siew Kai Choy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Elect Director Lee Shavel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105    12/17/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Catherine M. Burzik   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director R. Andrew Eckert   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Vincent A. Forlenza   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Claire M. Fraser   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Jeffrey W. Henderson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Christopher Jones   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Marshall O. Larsen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director David F. Melcher   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Thomas E. Polen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Claire Pomeroy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Rebecca W. Rimel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Timothy M. Ring   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Elect Director Bertram L. Scott   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Becton, Dickinson and Company   BDX   075887109    01/26/2021   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Prama Bhatt   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Gary C. Bhojwani   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Terrell K. Crews   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Stephen M. Lacy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Elsa A. Murano   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Susan K. Nestegard   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director William A. Newlands   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Christopher J. Policinski   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Jose Luis Prado   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Sally J. Smith   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director James P. Snee   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Elect Director Steven A. White   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Hormel Foods Corporation   HRL   440452100    01/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Susan E. Arnold   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Mary T. Barra   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Safra A. Catz   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Robert A. Chapek   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Francis A. deSouza   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Michael B.G. Froman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Robert A. Iger   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Maria Elena Lagomasino   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Mark G. Parker   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Elect Director Derica W. Rice   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   The Walt Disney Company   DIS   254687106    03/09/2021   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Thomas M. Culligan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Adolfo Henriques   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Mark H. Hildebrandt   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Eric A. Mendelson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Laurans A. Mendelson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Victor H. Mendelson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Julie Neitzel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Alan Schriesheim   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Elect Director Frank J. Schwitter   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109    03/19/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Jorge A. Bermudez   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Therese Esperdy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Robert Fauber   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Vincent A. Forlenza   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Kathryn M. Hill   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Lloyd W. Howell, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Raymond W. McDaniel, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Leslie F. Seidman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Elect Director Bruce Van Saun   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105    04/20/2021   Approve 2020 Decarbonization Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Kerrii B. Anderson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Arthur F. Anton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Jeff M. Fettig   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Richard J. Kramer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director John G. Morikis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Christine A. Poon   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Aaron M. Powell   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Michael H. Thaman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Matthew Thornton, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Elect Director Steven H. Wunning   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106    04/21/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Robert J. Alpern   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Roxanne S. Austin   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Sally E. Blount   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Robert B. Ford   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Michelle A. Kumbier   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Darren W. McDew   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Nancy McKinstry   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director William A. Osborn   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Michael F. Roman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Daniel J. Starks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director John G. Stratton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Glenn F. Tilton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Elect Director Miles D. White   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Adopt Majority Voting Standard for Certain Extraordinary Transactions   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Report on Racial Justice   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100    04/23/2021   Require Independent Board Chair   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100    04/27/2021   Elect Director Randall S. Dearth   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100    04/27/2021   Elect Director Gregory E. Lawton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100    04/27/2021   Elect Director Jan Stern Reed   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100    04/27/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100    04/27/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director James R. Craigie   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Matthew T. Farrell   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Bradley C. Irwin   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Penry W. Price   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Susan G. Saideman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Ravichandra K. Saligram   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Robert K. Shearer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Janet S. Vergis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Arthur B. Winkleblack   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Elect Director Laurie J. Yoler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Eliminate Supermajority Vote Requirement to Fill Board Vacancies   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Eliminate Supermajority Vote Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Amend Articles of Incorporation to Remove Provisions Relating to Classified Board   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102    04/29/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Daniel P. Amos   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director W. Paul Bowers   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Toshihiko Fukuzawa   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Thomas J. Kenny   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Georgette D. Kiser   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Karole F. Lloyd   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Nobuchika Mori   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Joseph L. Moskowitz   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Barbara K. Rimer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Katherine T. Rohrer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Elect Director Melvin T. Stith   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102    05/03/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Rainer M. Blair   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Linda Hefner Filler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Teri List   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Walter G. Lohr, Jr.   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Jessica L. Mega   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Mitchell P. Rales   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Steven M. Rales   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Pardis C. Sabeti   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director John T. Schwieters   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Alan G. Spoon   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Raymond C. Stevens   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Elect Director Elias A. Zerhouni   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102    05/05/2021   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Mary K. Brainerd   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Giovanni Caforio   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Srikant M. Datar   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Allan C. Golston   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Kevin A. Lobo   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Sherilyn S. McCoy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Andrew K. Silvernail   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Lisa M. Skeete Tatum   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Ronda E. Stryker   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Elect Director Rajeev Suri   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Report on Workforce Involvement in Corporate Governance   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101    05/05/2021   Provide Right to Call A Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105    05/06/2021   Elect Director James E. Cline   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105    05/06/2021   Elect Director Bryan H. Fairbanks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105    05/06/2021   Elect Director Gena C. Lovett   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105    05/06/2021   Elect Director Patricia B. Robinson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105    05/06/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105    05/06/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director Sarah Palisi Chapin   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director Timothy J. FitzGerald   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director Cathy L. McCarthy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director John R. Miller, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director Robert A. Nerbonne   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director Gordon O’Brien   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Elect Director Nassem Ziyad   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Middleby Corporation   MIDD   596278101    05/10/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Elect Director Jim Frankola   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Elect Director Alec D. Gallimore   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Elect Director Ronald W. Hovsepian   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Ratify Deloitte & Touche LLP as Auditor   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   ANSYS, Inc.   ANSS   03662Q105    05/14/2021   Adopt Simple Majority Vote   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Sharon Y. Bowen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Shantella E. Cooper   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Charles R. Crisp   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Duriya M. Farooqui   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director The Right Hon. the Lord Hague of Richmond   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Mark F. Mulhern   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Thomas E. Noonan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Frederic V. Salerno   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Caroline L. Silver   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Jeffrey C. Sprecher   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Judith A. Sprieser   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Elect Director Vincent Tese   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104    05/14/2021   Adopt Simple Majority Vote   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Pamela M. Arway   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director James W. Brown   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Michele G. Buck   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Victor L. Crawford   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Robert M. Dutkowsky   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Mary Kay Haben   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director James C. Katzman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director M. Diane Koken   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Robert M. Malcolm   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Anthony J. Palmer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Juan R. Perez   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Elect Director Wendy L. Schoppert   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Ratify Ernst & Young LLP as Auditor   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108    05/17/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Elect Director Mitchell E. Daniels, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Elect Director Elder Granger   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Elect Director John J. Greisch   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Elect Director Melinda J. Mount   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Cerner Corporation   CERN   156782104    05/19/2021   Eliminate Supermajority Vote Requirement   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Frank J. Bisignano   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Alison Davis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Henrique de Castro   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Harry F. DiSimone   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Dennis F. Lynch   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Heidi G. Miller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Scott C. Nuttall   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Denis J. O’Leary   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Doyle R. Simons   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Elect Director Kevin M. Warren   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108    05/19/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director K. Gunnar Bjorklund   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Michael J. Bush   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Sharon D. Garrett   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Michael J. Hartshorn   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Stephen D. Milligan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Patricia H. Mueller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director George P. Orban   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Gregory L. Quesnel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Larree M. Renda   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Barbara Rentler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Elect Director Doniel N. Sutton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103    05/19/2021   Adopt Share Retention Policy For Senior Executives *Withdrawn Resolution*   Share Holder   Yes        
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Marc N. Casper   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Nelson J. Chai   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director C. Martin Harris   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Tyler Jacks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director R. Alexandra Keith   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Thomas J. Lynch   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Jim P. Manzi   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director James C. Mullen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Lars R. Sorensen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Debora L. Spar   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Scott M. Sperling   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Elect Director Dion J. Weisler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Ratify PricewaterhouseCoopers LLP as Auditor   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102    05/19/2021   Provide Right to Call A Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Elect Director Sanjay Khosla   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Elect Director Antoinette R. Leatherberry   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Elect Director Willie M. Reed   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Elect Director Linda Rhodes   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Ratify KPMG LLP as Auditor   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103    05/20/2021   Adopt Simple Majority Vote   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director Theodore H. Ashford, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director A. Russell Chandler, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director William G. Miller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director William G. Miller, II   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director Richard H. Roberts   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director Leigh Walton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Elect Director Deborah L. Whitmire   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204    05/28/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109    06/01/2021   Elect Director Anthony J. Allott   Management   Yes   For   Withhold
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109    06/01/2021   Elect Director William T. Donovan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109    06/01/2021   Elect Director Joseph M. Jordan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109    06/01/2021   Approve Increase in Size of Board   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109    06/01/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109    06/01/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For

 

 

 

 

================================ADVISORSHARES HOTEL ETF==============================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Hotel ETF   Airbnb, Inc.   ABNB   009066101    06/22/2021   Elect Director Angela Ahrendts   Management   Yes   For   Withhold
AdvisorShares Hotel ETF   Airbnb, Inc.   ABNB   009066101    06/22/2021   Elect Director Brian Chesky   Management   Yes   For   Withhold
AdvisorShares Hotel ETF   Airbnb, Inc.   ABNB   009066101    06/22/2021   Elect Director Kenneth Chenault   Management   Yes   For   Withhold
AdvisorShares Hotel ETF   Airbnb, Inc.   ABNB   009066101    06/22/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Hotel ETF   Airbnb, Inc.   ABNB   009066101    06/22/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Hotel ETF   Airbnb, Inc.   ABNB   009066101    06/22/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Hotel ETF   Huazhu Group Limited   1179   G46587112    06/25/2021   Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Hotel ETF   Huazhu Group Limited   1179   G46587112    06/25/2021   Approve Share Sub-Division   Management   Yes   For   For
AdvisorShares Hotel ETF   Huazhu Group Limited   1179   G46587112    06/25/2021   Amend Articles of Association   Management   Yes   For   For
AdvisorShares Hotel ETF   Huazhu Group Limited   1179   G46587112    06/25/2021   Authorize Board to Ratify and Execute Approved Resolutions   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Bruce D. Wardinski   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Charles Floyd   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Richard B. Fried   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Hal Stanley Jones   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Mahmood Khimji   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Elizabeth Lieberman   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Maria Miller   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Leticia Navarro   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Elect Director Karl Peterson   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Adopt Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Ratify Deloitte Accountants B.V. as Auditors   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Approve Discharge of Directors and Auditors   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Authorization of the Board to Acquire Shares and Depositary Receipts for Shares in the Capital of the Company   Management   Yes   For   Against
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights   Management   Yes   For   For
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights   Management   Yes   For   Against
AdvisorShares Hotel ETF   Playa Hotels & Resorts N.V.   PLYA   N70544106    06/29/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year

 

 

 

 

============================ADVISORSHARES PURE CANNABIS ETF==========================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director John M. Moretz   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Michael Cammarata   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Richard P. Schottenfeld   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Ronald Denis   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Joseph Buaron   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Michael A. de Geus   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Jane Pemberton   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Elect Director Frank Rochon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105    08/12/2020   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Fix Number of Directors at Eight   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Joel Stanley   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Adrienne Elsner   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Jared Stanley   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director John Held   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Shane Hoyne   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Jacques Tortoroli   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Jean Birch   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Elect Director Susan Vogt   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    09/03/2020   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Elect Director Chris Naprawa   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Elect Director Deborah Rosati   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Elect Director Vicente Fox   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Elect Director Alvaro Torres   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Elect Director Alvaro Yanez   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Amend Stock Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    09/10/2020   Amend Restricted Share Unit Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Judy A. Schmeling   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director David Klein   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Robert L. Hanson   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director David Lazzarato   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director William Newlands   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Jim Sabia   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Theresa Yanofsky   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Re-approve Omnibus Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Amend Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Advisory Vote on Executive Compensation Approach   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Judy A. Schmeling   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director David Klein   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Robert L. Hanson   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director David Lazzarato   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director William Newlands   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Jim Sabia   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Elect Director Theresa Yanofsky   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Re-approve Omnibus Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Amend Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Advisory Vote on Executive Compensation Approach   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100    09/21/2020   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Elect Director Narbe Alexandrian   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Elect Director Asha Daniere   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Elect Director Garth Hankinson   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Elect Director Mike Lee   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Elect Director Richard Mavrinac   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Elect Director Joseph Mimran   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Approve Restricted Share Unit Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    09/24/2020   Approve Long term Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Fix Number of Directors at Four   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Elect Director Avtar Dhillon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Elect Director Jim Heppell   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Elect Director Punit Dhillon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Elect Director Bob Sukhwinder Rai   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Re-approve Omnibus Incentive Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106    10/29/2020   Approve Sale of Interest in Pure Sunfarms Corp.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    10/30/2020   Amend Certificate of Incorporation to Extend Consummation of Business Combination to January 31, 2021   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    10/30/2020   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Elect Director Michael La Brier   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Elect Director Beena Goldenberg   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Elect Director Jackie Poriadjian-Asch   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Elect Director Ronald Factor   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Elect Director Colin Moore   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Elect Director Kenneth Mckinnon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    11/09/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Fix Number of Directors at Eight   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Miguel Martin   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Michael Singer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Ron Funk   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Norma Beauchamp   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Margaret Shan Atkins   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Adam Szweras   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Michael Detlefsen   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Lance Friedmann   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Re-approve Share Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Approve Performance Share Unit Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Amend Restricted Share Unit Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Amend Deferred Share Unit Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Advisory Vote on Executive Compensation Approach   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Fix Number of Directors at Eight   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Miguel Martin   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Michael Singer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Ron Funk   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Norma Beauchamp   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Margaret Shan Atkins   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Adam Szweras   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Michael Detlefsen   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Elect Director Lance Friedmann   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Re-approve Share Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Approve Performance Share Unit Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Amend Restricted Share Unit Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Amend Deferred Share Unit Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aurora Cannabis Inc.   ACB   05156X884    11/12/2020   Advisory Vote on Executive Compensation Approach   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect Director Irwin D. Simon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect Director Renah Persofsky   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect Director Jodi Butts   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect Director John M. Herhalt   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect Director David Hopkinson   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect DirectorTom Looney   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Elect Director Walter Robb   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    11/17/2020   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Elect Director Vincent Chiara   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Elect Director Jason Ewart   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Elect Director Emilio Imbriglio   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Elect Director Adam Miron   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Elect Director Michael Munzar   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Elect Director Sebastien St-Louis   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HEXO Corp.   HEXO   428304109    12/11/2020   Approve Stock Consolidation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Elect Director Jeffrey James Scott   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Elect Director Brian D. Athaide   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Elect Director Nicholas Kirton   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Elect Director Caroline MacCallum   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Elect Director Marc Bertrand   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Elect Director Jacques Dessureault   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Amend Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Amend Restricted Share Unit Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    12/15/2020   Amend By-Law No. 1   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    01/27/2021   Elect Director David Schulhof   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    01/27/2021   Elect Director Walter M. Schenker   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    01/27/2021   Elect Director Roman Raju   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    01/27/2021   Ratify Marcum LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    01/27/2021   Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 31, 2021 to April 30, 2021   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Andina Acquisition Corp. III   ANDA   G04415108    01/27/2021   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Rivers Inc.   RIV   138041108    02/16/2021   Approve Sale of Certain Assets held by Canopy Rivers Corporation and Cancellation of all Shares of Canopy Growth Corporation, Wholly-Owned Subsidiaries of the Company   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Peter Amirault   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Greg Engel   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Dexter John   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Geoffrey Machum   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Ken Manget   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Sherry Porter   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Stephen A. Smith   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Elect Director Marni Wieshofer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   OrganiGram Holdings Inc.   OGI   68620P101    02/23/2021   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Martin A. Sumichrast   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director R. Scott Coffman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Bakari Sellers   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director William F. Raines, III   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Peter Ghiloni   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Scott G. Stephen   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Sim Farar   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Ratify Cherry Bekaert LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Approve Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aphria Inc.   APHA   03765K104    04/14/2021   Approve Acquisition by Tilray, Inc.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GW Pharmaceuticals Plc   GWPH   36197T103    04/23/2021   Approve Scheme of Arrangement   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GW Pharmaceuticals Plc   GWPH   36197T103    04/23/2021   Approve Scheme of Arrangement   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GW Pharmaceuticals Plc   GWPH   36197T103    04/23/2021   Advisory Vote on Golden Parachutes   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100    04/30/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100    04/30/2021   Approve Issuance of Shares in Connection with the Acquisition of Aphria Inc.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100    04/30/2021   Advisory Vote on Golden Parachutes   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100    04/30/2021   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Jason Mitchell   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Ian deQueiroz   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director G. Scott Greenburg   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Nick Grafton   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Merrick Andlinger   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director David Doherty   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Gordon Fox   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Desmond Balakrishnan   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Ratify MNP LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Fix Number of Directors at Seven   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director Deepak Anand   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director Guy M. Beaudin   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director Andrew W.W. Cockwell   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director Karin A. McCaskill   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director Ashley McGrath   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director A. Tyler Robson   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Elect Director Drew Wolff   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Valens Company Inc.   VLNS   91914P108    05/25/2021   Approve Stock Consolidation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director David H. Lesser   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director Virgil E. Wenger   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director Patrick R. Haynes, III   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director William S. Susman   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director Paula J. Poskon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Ratify MaloneBailey, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   Three Years   One Year
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Alan Gold   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Gary Kreitzer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Mary Curran   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Scott Shoemaker   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Paul Smithers   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director David Stecher   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Adrienne Elsner   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director John Held   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Jacques Tortoroli   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Jean Birch   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Susan Vogt   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Amend Long Term Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Patrick McCutcheon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Keith Strachan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Chris Taves   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Chris Halyk   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Paul Tam   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Miriam McDonald   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Shelley Martin   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Elect Director Warren Everitt   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   MediPharm Labs Corp.   LABS   58504D100    06/09/2021   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Fix Number of Directors at Six   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Elect Director Bill Petron   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Elect Director Henning von Koss   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Elect Director Douglas Bache   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Elect Director Claudia Jimenez   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Elect Director Marc Lustig   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Elect Director Matteo Pellegrini   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Amend Stock Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Amend RSU Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Amend DSU Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Approve Additional Amendments to DSU Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   PharmaCielo Ltd.   PCLO   71716K101    06/10/2021   Approve Advance Notice Provision   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Supreme Cannabis Company, Inc.   FIRE   86860J106    06/10/2021   Approve Acquisition by Canopy Growth Corporation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Elect Director Michael A. DeGiglio   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Elect Director John P. Henry   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Elect Director David Holewinski   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Elect Director John R. McLernon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Elect Director Stephen C. Ruffini   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Elect Director Christopher C. Woodward   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Re-approve Equity Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108    06/10/2021   Amend Equity Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Jayson Dallas   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Oliver Fetzer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Kieran T. Gallahue   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Jennifer Jarrett   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Katharine Knobil   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Amit D. Munshi   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Garry A. Neil   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Tina S. Nova   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Elect Director Nawal Ouzren   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Arena Pharmaceuticals, Inc.   ARNA   040047607    06/11/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Elect Director Yuval Cohen   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Elect Director Alan Holmer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Elect Director Avery W. (Chip) Catlin   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Elect Director Peter Salzmann   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Elect Director John K. Jenkins   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Elect Director Rachelle S. Jacques   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Ratify EisnerAmper LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Corbus Pharmaceuticals Holdings, Inc.   CRBP   21833P103    06/17/2021   Increase Authorized Common Stock   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Change Jurisdiction of Incorporation from Israel to Delaware   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Approve Reverse Stock Split   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Roger J. Pomerantz   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Jeffrey A. Meckler   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Hila Karah   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Anthony J. Maddaluna   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director William B. Hayes   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Michael J. Newman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Hoonmo Lee   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Elect Director Brian O’Callaghan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Approve Issuance of Shares for a Private Placement   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Intec Pharma Ltd.   NTEC   M53644148    06/21/2021   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Michael Salaman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Darren Lampert   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Stephen Aiello   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Sean Stiefel   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Paul Ciasullo   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Ratify Plante & Moran, PLLC as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Jason Adler   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Kendrick Ashton, Jr.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Jody Begley   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Murray Garnick   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Michael Gorenstein   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Heather Newman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director James Rudyk   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Jason Adler   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Kendrick Ashton, Jr.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Jody Begley   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Murray Garnick   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Michael Gorenstein   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director Heather Newman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Elect Director James Rudyk   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cronos Group Inc.   CRON   22717L101    06/25/2021   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Lea M. Ray   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Mark Sandler   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Loreto Grimaldi   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Luciano Galasso   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Carlo Sistilli   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Michael LeClair   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Elect Director Ian Troop   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Aleafia Health Inc.   AH   01444Q104    06/28/2021   Approve Manning Elliott LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director David Elsley   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director Eldon R. Smith   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director Deborah Brown   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director Iain Chalmers   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director Colin Stott   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director Peter Pekos   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Elect Director Guillermo Torre-Amione   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200    06/29/2021   Approve Omnibus Equity Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Fix Number of Directors at Seven   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Jeffrey James Scott   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Sean Bovingdon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Marc Bertrand   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Nicholas G. Kirton   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Caroline MacCallum   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Jacques Dessureault   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Elect Director Adam Jaffe   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   The Green Organic Dutchman Holdings Ltd.   TGOD   393210208    06/29/2021   Re-approve Stock Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Fix Number of Directors at Six   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Elect Director Juan Carlos Echeverry   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Elect Director Vicente Fox   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Elect Director Chris Naprawa   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Elect Director Deborah Rosati   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Elect Director Alvaro Torres   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Elect Director Alvaro Yanez   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Khiron Life Sciences Corp.   KHRN   49374L306    06/30/2021   Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Elect Director G. Edmund King   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Elect Director Luciano Cacioppo   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Elect Director George Scorsis   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Elect Director Jason Alexander   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Elect Director Gail Paech   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Elect Director Bruce Croxon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Approve RSM Canada LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Approve Omnibus Incentive Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WeedMD Inc.   WMD   948525100    06/30/2021   Change Company Name to Entourage Health Corp.   Management   Yes   For   For

 

 

 

 

==========================ADVISORSHARES PURE US CANNABIS ETF=========================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Pure US Cannabis ETF   Akerna Corp.   KERN   00973W102    12/14/2020   Ratify Marcum LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Akerna Corp.   KERN   00973W102    12/14/2020   Approve Issuance of Shares for a Private Placement   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Akerna Corp.   KERN   00973W102    12/14/2020   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Silver Spike Acquisition Corp.   SSPK   G8136L106    01/13/2021   Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 12, 2021 to July 10, 2021   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Silver Spike Acquisition Corp.   SSPK   G8136L106    01/13/2021   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Martin A. Sumichrast   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director R. Scott Coffman   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Bakari Sellers   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director William F. Raines, III   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Peter Ghiloni   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Scott G. Stephen   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Elect Director Sim Farar   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Ratify Cherry Bekaert LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Approve Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Pure US Cannabis ETF   cbdMD, Inc.   YCBD   12482W101    03/12/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Peter Barrett   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Samuel R. Chapin   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Sylvie Gregoire   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Alexis P. Michas   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Prahlad R. Singh   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Michel Vounatsos   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Frank Witney   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Elect Director Pascale Witz   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   PerkinElmer, Inc.   PKI   714046109    04/27/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Jason Mitchell   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Ian deQueiroz   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director G. Scott Greenburg   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Nick Grafton   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Merrick Andlinger   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director David Doherty   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Gordon Fox   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Elect Director Desmond Balakrishnan   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   HempFusion Wellness Inc.   CBD.U   423821107    05/14/2021   Ratify MNP LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director David H. Lesser   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director Virgil E. Wenger   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director Patrick R. Haynes, III   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director William S. Susman   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Elect Director Paula J. Poskon   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Ratify MaloneBailey, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Power REIT   PW   73933H101    05/26/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   Three Years   One Year
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Alan Gold   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Gary Kreitzer   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Mary Curran   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Scott Shoemaker   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director Paul Smithers   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Elect Director David Stecher   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101    06/04/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209    06/08/2021   Elect Director William Toler   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209    06/08/2021   Elect Director Patrick Chung   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209    06/08/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Adrienne Elsner   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director John Held   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Jacques Tortoroli   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Jean Birch   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Susan Vogt   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Amend Long Term Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Adrienne Elsner   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director John Held   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Jacques Tortoroli   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Jean Birch   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Elect Director Susan Vogt   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109    06/09/2021   Amend Long Term Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Michael Salaman   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Darren Lampert   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Stephen Aiello   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Sean Stiefel   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Elect Director Paul Ciasullo   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109    06/24/2021   Ratify Plante & Moran, PLLC as Auditors   Management   Yes   For   For

 

 

 

 

=============================ADVISORSHARES RESTAURANT ETF===========================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Restaurant ETF   GrubHub Inc.   GRUB   400110102    06/10/2021   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares Restaurant ETF   GrubHub Inc.   GRUB   400110102    06/10/2021   Advisory Vote on Golden Parachutes   Management   Yes   For   For
AdvisorShares Restaurant ETF   GrubHub Inc.   GRUB   400110102    06/10/2021   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director James P. Chambers   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Hamish A. Dodds   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Michael J. Griffith   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director John C. Hockin   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Brian A. Jenkins   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Patricia H. Mueller   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Atish Shah   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Kevin M. Sheehan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Elect Director Jennifer Storms   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109    06/17/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104    06/18/2021   Elect Director David S. Harris   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104    06/18/2021   Elect Director Deborah M. Derby   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104    06/18/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104    06/18/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104    06/18/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Grubhub Inc.   GRUB.XX1   400110102    06/18/2021   Elect Director Katrina Lake   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Grubhub Inc.   GRUB.XX1   400110102    06/18/2021   Elect Director Matthew Maloney   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Grubhub Inc.   GRUB.XX1   400110102    06/18/2021   Elect Director Brian McAndrews   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Grubhub Inc.   GRUB.XX1   400110102    06/18/2021   Ratify Crowe LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Grubhub Inc.   GRUB.XX1   400110102    06/18/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   DoorDash, Inc.   DASH   25809K105    06/22/2021   Elect Director Tony Xu   Management   Yes   For   Against
AdvisorShares Restaurant ETF   DoorDash, Inc.   DASH   25809K105    06/22/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   DoorDash, Inc.   DASH   25809K105    06/22/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Restaurant ETF   DoorDash, Inc.   DASH   25809K105    06/22/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year

 

 

 

 

================================ADVISORSHARES VICE ETF ===============================

 

Institutional Account Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109    08/04/2020   Elect Director George C. Freeman, III   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109    08/04/2020   Elect Director Lennart R. Freeman   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109    08/04/2020   Elect Director Jacqueline T. Williams   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109    08/04/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109    08/04/2020   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Peter ‘Pete’ A. Bassi   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Larry D. Bouts   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director James ‘Jim’ A. Dal Pozzo   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Gerald ‘Jerry’ W. Deitchle   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Noah A. Elbogen   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Lea Anne S. Ottinger   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Keith E. Pascal   Management   Yes   For   Withhold
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Janet M. Sherlock   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Gregory A. Trojan   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Elect Director Patrick D. Walsh   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   BJ’s Restaurants, Inc.   BJRI   09180C106    09/02/2020   Ratify Ernst & Young LLP as Auditor   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Eric S. Langan   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Travis Reese   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Nourdean Anakar   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Luke Lirot   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Yura Barabash   Management   Yes   For   Withhold
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Elaine J. Martin   Management   Yes   For   Withhold
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Elect Director Arthur Allan Priaulx   Management   Yes   For   Withhold
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Ratify Friedman LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108    09/14/2020   Other Business   Management   Yes   For   Against
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director Margaret Shan Atkins   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director James P. Fogarty   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director Cynthia T. Jamison   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director Eugene I. Lee, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director Nana Mensah   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director William S. Simon   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director Charles M. Sonsteby   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Elect Director Timothy J. Wilmott   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Darden Restaurants, Inc.   DRI   237194105    09/23/2020   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Approve Remuneration Report   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Approve Remuneration Policy   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Approve Final Dividend   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Elect Melissa Bethell as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Re-elect Javier Ferran as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Re-elect Susan Kilsby as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Re-elect Lady Mendelsohn as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Re-elect Ivan Menezes as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Re-elect Kathryn Mikells as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Re-elect Alan Stewart as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Reappoint PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise EU Political Donations and Expenditure   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise Issue of Equity   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Amend Diageo 2001 Share Incentive Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Approve Diageo 2020 Sharesave Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Approve Diageo Deferred Bonus Share Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise the Company to Establish International Share Plans   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Adopt New Articles of Association   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113    09/28/2020   Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions   Management   Yes   For   For
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Elect Director Madhavan “Madhu” Balachandran   Management   Yes   For   Against
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Elect Director J. Martin Carroll   Management   Yes   For   Against
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Elect Director Rolf Classon   Management   Yes   For   For
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Elect Director John J. Greisch   Management   Yes   For   For
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Elect Director Christa Kreuzburg   Management   Yes   For   Against
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Elect Director Gregory T. Lucier   Management   Yes   For   For
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Catalent, Inc.   CTLT   148806102    10/29/2020   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Approve Remuneration Report   Management   Yes   For   Against
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Approve Remuneration Policy   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Approve International Sharesave Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Approve Long Term Incentive Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Approve Deferred Share Bonus Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Approve Final Dividend   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Elect Stefan Bomhard as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Re-elect Susan Clark as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Re-elect Therese Esperdy as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Elect Alan Johnson as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Elect Robert Kunze-Concewitz as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Re-elect Simon Langelier as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Elect Pierre-Jean Sivignon as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Re-elect Steven Stanbrook as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Re-elect Jonathan Stanton as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Re-elect Oliver Tant as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Reappoint Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Authorise EU Political Donations and Expenditure   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Authorise Issue of Equity   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   For
AdvisorShares VICE ETF   Imperial Brands Plc   IMB   G4720C107    02/03/2021   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director David L. Goebel   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director Darin S. Harris   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director Sharon P. John   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director Madeleine A. Kleiner   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director Michael W. Murphy   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director James M. Myers   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director David M. Tehle   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Elect Director Vivien M. Yeung   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109    02/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Authorize Repurchase of Up to 20 Percent of Issued Share Capital   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Receive Directors’ Reports (Non-Voting)   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Receive Auditors’ Reports (Non-Voting)   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Approve Discharge of Directors   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Approve Discharge of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Reelect Martin J. Barrington as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Reelect William F. Gifford, Jr. as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Reelect Alejandro Santo Domingo Davila as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Approve Remuneration policy   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Approve Remuneration Report   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108    04/28/2021   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Approve Remuneration Report   Management   Yes   For   Against
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Reappoint KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Luc Jobin as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Jack Bowles as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Tadeu Marroco as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Sue Farr as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Jeremy Fowden as Director   Management   Yes   For   Withhold
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Dr Marion Helmes as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Holly Keller Koeppel as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Savio Kwan as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Re-elect Dimitri Panayotopoulos as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Elect Karen Guerra as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Elect Darrell Thomas as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Authorise Issue of Equity   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Authorise UK Political Donations and Expenditure   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102    04/28/2021   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   For
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Jason D. Robins   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Harry Evans Sloan   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Matthew Kalish   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Paul Liberman   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Woodrow H. Levin   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Shalom Meckenzie   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Jocelyn Moore   Management   Yes   For   For
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Ryan R. Moore   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Valerie Mosley   Management   Yes   For   For
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Steven J. Murray   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Hany M. Nada   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director John S. Salter   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Elect Director Marni M. Walden   Management   Yes   For   Withhold
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares VICE ETF   DraftKings Inc.   DKNG   26142R104    04/28/2021   Other Business   Management   Yes   For   Against
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director James R. Abrahamson   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director Diana F. Cantor   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director Monica H. Douglas   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director Elizabeth I. Holland   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director Craig Macnab   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director Edward B. Pitoniak   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Elect Director Michael D. Rumbolz   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109    04/28/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director Gregory H. A. Baxter   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director H.C. Charles Diao   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director Ashley Davis Frushone   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director David Glazek   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director Assia Grazioli-Venier   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director Stephen Usher   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director Lawrence S. Wexler   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Elect Director Arnold Zimmerman   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105    05/04/2021   Ratify RSM US LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Brant Bonin Bough   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Andre Calantzopoulos   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Michel Combes   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Juan Jose Daboub   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Werner Geissler   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Lisa A. Hook   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Jun Makihara   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Kalpana Morparia   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Lucio A. Noto   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Jacek Olczak   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Frederik Paulsen   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Robert B. Polet   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Elect Director Shlomo Yanai   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc.   PM   718172109    05/05/2021   Ratify PricewaterhouseCoopers SA as Auditor   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director John R. Bailey   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Robert L. Boughner   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director William R. Boyd   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director William S. Boyd   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Marianne Boyd Johnson   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Keith E. Smith   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Christine J. Spadafor   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director A. Randall Thoman   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Peter M. Thomas   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Paul W. Whetsell   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Elect Director Veronica J. Wilson   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101    05/06/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Kenneth R. Adams   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Carl G. Braunlich   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Lewis A. Fanger   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Eric J. Green   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Michael A. Hartmeier   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Daniel R. Lee   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Kathleen M. Marshall   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Elect Director Michael P. Shaunnessy   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Ratify Deloitte & Touche LLP as Auditor   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107    05/19/2021   Elect Director Meghan V. Joyce   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107    05/19/2021   Elect Director Michael Spillane   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107    05/19/2021   Elect Director Jean-Michel Valette   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107    05/19/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director John T. Casteen, III   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Dinyar S. Devitre   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director William F. Gifford, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Debra J. Kelly-Ennis   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director W. Leo Kiely, III   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Kathryn B. McQuade   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director George Munoz   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Mark E. Newman   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Nabil Y. Sakkab   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Virginia E. Shanks   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Elect Director Ellen R. Strahlman   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Ratify PricewaterhouseCoopers LLP as Auditor   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Report on Underage Tobacco Prevention Policies and Marketing Practices   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103    05/20/2021   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Lloyd Dean   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Robert Eckert   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Catherine Engelbert   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Margaret Georgiadis   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Enrique Hernandez, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Christopher Kempczinski   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Richard Lenny   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director John Mulligan   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Sheila Penrose   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director John Rogers, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Paul Walsh   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Elect Director Miles White   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Report on Sugar and Public Health   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Report on Antibiotics and Public Health Costs   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101    05/20/2021   Provide Right to Act by Written Consent   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209    05/26/2021   Elect Director Roger G. Eaton   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209    05/26/2021   Elect Director Charles M. Herington   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209    05/26/2021   Elect Director H. Sanford Riley   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209    05/26/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104    05/27/2021   Elect Director Joseph Stein   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104    05/27/2021   Elect Director Valerie L. Insignares   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104    05/27/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104    05/27/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104    05/27/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Wingstop Inc.   WING   974155103    05/27/2021   Elect Director Charles R. Morrison   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Wingstop Inc.   WING   974155103    05/27/2021   Elect Director Kate S. Lavelle   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Wingstop Inc.   WING   974155103    05/27/2021   Elect Director Kilandigalu (Kay) M. Madati   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Wingstop Inc.   WING   974155103    05/27/2021   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Wingstop Inc.   WING   974155103    05/27/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Fred Hu   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Joey Wat   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Peter A. Bassi   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Edouard Ettedgui   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Cyril Han   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Louis T. Hsieh   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Ruby Lu   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Zili Shao   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director William Wang   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Elect Director Min (Jenny) Zhang   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Ratify KPMG Huazhen LLP as Auditor   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Yum China Holdings, Inc.   YUMC   98850P109    05/28/2021   Provide Right to Call Special Meeting   Management   Yes   For   For
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Elect Director Frank J. Fertitta, III   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Elect Director Lorenzo J. Fertitta   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Elect Director Robert A. Cashell, Jr.   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Elect Director Robert E. Lewis   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Elect Director James E. Nave   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108    06/03/2021   Approve Recapitalization Plan for all Stock to Have One-vote per Share   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Bennett S. LeBow   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Howard M. Lorber   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Richard J. Lampen   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Stanley S. Arkin   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Henry C. Beinstein   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Ronald J. Bernstein   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Paul V. Carlucci   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Jean E. Sharpe   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Elect Director Barry Watkins   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108    06/03/2021   Require a Majority Vote for the Election of Directors   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Elect Director Juergen Stark   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Elect Director William E. Keitel   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Elect Director L. Gregory Ballard   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Elect Director Yie-Hsin Hung   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Elect Director Kelly A. Thompson   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Elect Director Andrew Wolfe   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Turtle Beach Corporation   HEAR   900450206    06/04/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107    06/08/2021   Elect Director Bob Farahi   Management   Yes   For   Against
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107    06/08/2021   Elect Director Yvette E. Landau   Management   Yes   For   For
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107    06/08/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109    06/09/2021   Elect Director David A. Handler   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109    06/09/2021   Elect Director John M. Jacquemin   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109    06/09/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109    06/09/2021   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109    06/09/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109    06/09/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director Peter M. Carlino   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director Carol (Lili) Lynton   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director Joseph W. Marshall, III   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director James B. Perry   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director Barry F. Schwartz   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director Earl C. Shanks   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Elect Director E. Scott Urdang   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108    06/10/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Gary L. Carano   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Bonnie S. Biumi   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Jan Jones Blackhurst   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Frank J. Fahrenkopf   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Don R. Kornstein   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Courtney R. Mather   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Michael E. Pegram   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director Thomas R. Reeg   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Elect Director David P. Tomick   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100    06/15/2021   Authorize New Class of Preferred Stock   Management   Yes   For   Against
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Reveta Bowers   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Robert Corti   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Hendrik Hartong, III   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Brian Kelly   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Robert Kotick   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Barry Meyer   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Robert Morgado   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Peter Nolan   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Dawn Ostroff   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Elect Director Casey Wasserman   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109    06/21/2021   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Elect David Norton as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Elect Ekaterina Malievskaia as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Elect Wayne Riley as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Appoint PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Approve Remuneration Report   Management   Yes   For   For
AdvisorShares VICE ETF   Compass Pathways Plc   CMPS   20451W101    06/22/2021   Approve Remuneration Policy   Management   Yes   For   Against

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant AdvisorShares Trust
   
By (Signature and Title)* /s/ Noah Hamman
  Noah Hamman, Chief Executive Officer
  (principal executive officer)
   
Date August 5, 2021

 

*Print the name and title of each signing officer under his or her signature.