0001752724-23-109844.txt : 20230522 0001752724-23-109844.hdr.sgml : 20230522 20230522131229 ACCESSION NUMBER: 0001752724-23-109844 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 PERIOD START: 20230630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvisorShares Trust CENTRAL INDEX KEY: 0001408970 IRS NUMBER: 260636087 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22110 FILM NUMBER: 23943532 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 150 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (877) 843-3831 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 150 CITY: BETHESDA STATE: MD ZIP: 20814 0001408970 S000026954 AdvisorShares Dorsey Wright ADR ETF C000081186 AdvisorShares Dorsey Wright ADR ETF AADR NPORT-P 1 primary_doc.xml NPORT-P false 0001408970 XXXXXXXX S000026954 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2.654342737277 Long EC CORP DE N 1 N N N America Movil SAB de CV 5493000FNR3UCEAONM59 America Movil SAB de CV 02390A101 41100.00000000 NS USD 865155.00000000 2.979555664922 Long EC CORP MX N 1 N N New Oriental Education & Techn 529900NHZVBZQZ8EKN29 New Oriental Education & Technology Group Inc 647581206 16964.00000000 NS USD 654980.04000000 2.255722371821 Long EC CORP CN N 1 N N Fomento Economico Mexicano SAB 549300A8MDWDJNMLV153 Fomento Economico Mexicano SAB de CV 344419106 7805.00000000 NS USD 742957.95000000 2.558714413858 Long EC CORP MX N 1 N N N ING Groep NV 549300NYKK9MWM7GGW15 ING Groep NV 456837103 50771.00000000 NS USD 602651.77000000 2.075506117723 Long EC CORP NL N 1 N N N ABB Ltd 5493000LKVGOO9PELI61 ABB Ltd 000375204 27286.00000000 NS USD 935909.80000000 3.223232075692 Long EC CORP CH N 1 N N N YPF SA 5493003N7447U18U5U53 YPF SA 984245100 82085.00000000 NS USD 901293.30000000 3.104014376350 Long EC CORP AR N 1 N N N AstraZeneca PLC PY6ZZQWO2IZFZC3IOL08 AstraZeneca PLC 046353108 9959.00000000 NS USD 691254.19000000 2.380648944658 Long EC CORP GB N 1 N N N Coca-Cola Femsa SAB de CV 5493008KEVFYPMGTXO33 Coca-Cola Femsa SAB de CV 191241108 9850.00000000 NS USD 792629.50000000 2.729781041442 Long EC CORP MX N 1 N N N Trip.com Group Ltd 2549004RMYDSRQL4KW41 Trip.com Group Ltd 89677Q107 17879.00000000 NS USD 673501.93000000 2.319510944128 Long EC CORP CN N 1 N N N UBS Group AG 549300SZJ9VS8SGXAN81 UBS Group AG 000000000 46253.00000000 NS USD 987039.02000000 3.399318854471 Long EC CORP CH N 1 N N N RELX PLC 549300WSX3VBUFFJOO66 RELX PLC 759530108 26877.00000000 NS USD 871889.88000000 3.002750294620 Long EC CORP GB N 1 N N N ASE Technology Holding Co Ltd 300300GO8QHPMV87NZ73 ASE Technology Holding Co Ltd 00215W100 93918.00000000 NS USD 748526.46000000 2.577892116715 Long EC CORP TW N 1 N N N Vipshop Holdings Ltd 549300I9F52K06HPZX60 Vipshop Holdings Ltd 92763W103 46553.00000000 NS USD 706674.54000000 2.433755949989 Long EC CORP CN N 1 N N N HDFC Bank Ltd 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ADVISORSHARES DORSEY WRIGHT ADR ETF

Schedule of Investments

March 31, 2023 (Unaudited)

 

Investments  Shares   Value 
COMMON STOCKS – 97.6%                
 
Aerospace/Defense – 2.7%                
BAE Systems PLC (United Kingdom)(a)(b)   16,111   $795,400 
           
Airlines – 2.5%          
Copa Holdings SA, Class A (Panama)*   7,890    728,642 
           
Banks – 13.3%          
Banco Bilbao Vizcaya Argentaria SA (Spain)(a)(b)   112,922    796,100 
HDFC Bank Ltd. (India)(b)   9,680    645,366 
ING Groep NV (Netherlands)(b)   50,771    602,652 
Mitsubishi UFJ Financial Group, Inc. (Japan)(a)(b)   130,990    837,026 
UBS Group AG (Switzerland)   46,253    987,039 
Total Banks        3,868,183 
           
Beverages – 5.3%          
Coca-Cola Femsa SAB de CV (Mexico)(b)   9,850    792,629 
Fomento Economico Mexicano SAB de CV (Mexico)(b)   7,805    742,958 
Total Beverages        1,535,587 
           
Biotechnology – 2.2%          
Argenx SE (Netherlands)*(b)   1,698    632,641 
           
Building Materials – 2.5%          
CRH PLC (Ireland)(b)   14,381    731,561 
           
Chemicals – 2.0%          
Sociedad Quimica y Minera de Chile SA (Chile)(b)   7,083    574,148 
           
Commercial Services – 5.3%          
New Oriental Education & Technology Group, Inc. (China)*(a)(b)   16,964    654,980 
RELX PLC (United Kingdom)(b)   26,877    871,890 
Total Commercial Services        1,526,870 
           
Electric – 2.5%          
Pampa Energia SA (Argentina)*(a)(b)   21,804    719,096 
           
Electrical Components & Equipment – 3.2%          
ABB Ltd. (Switzerland)(b)   27,286    935,910 
           
Insurance – 2.3%          
Aegon NV (Netherlands)(c)   153,171    658,635 
           
Internet – 11.3%          
iQIYI, Inc. (China)*(b)   84,724    616,791 
PDD Holdings, Inc. (China)*(b)   7,538    572,134 
Tencent Music Entertainment Group (China)*(b)   84,833    702,417 
Trip.com Group Ltd. (China)*(b)   17,879    673,502 
Vipshop Holdings Ltd. (China)*(b)   46,553    706,675 
Total Internet        3,271,519 
           
Iron/Steel – 4.9%          
Gerdau SA (Brazil)(b)   116,035    572,053 
POSCO Holdings, Inc. (South Korea)(a)(b)   12,100    843,249 
Total Iron/Steel        1,415,302 
           
Lodging – 2.4%          
H World Group Ltd. (China)*(b)   14,182    694,634 
           
Metal Fabricate/Hardware – 3.7%          
Tenaris SA(b)   37,813    1,074,645 
           
Mining – 2.3%          
BHP Group Ltd. (Australia)(a)(b)   10,731    680,453 
           
Miscellaneous Manufacturing – 2.6%          
Siemens AG (Germany)(b)   9,521    770,725 
           
Oil & Gas – 3.1%          
YPF SA (Argentina)*(b)   82,085    901,293 
           
Pharmaceuticals – 7.7%          
AstraZeneca PLC (United Kingdom)(b)   9,959    691,254 
Novo Nordisk A/S (Denmark)(b)   9,787    1,557,503 
Total Pharmaceuticals        2,248,757 
           
Retail – 2.5%          
Luckin Coffee, Inc. (China)*(b)   25,984    714,820 
           
Semiconductors – 7.8%          
ASE Technology Holding Co., Ltd. (Taiwan)(b)   93,918    748,526 
ASML Holding NV (Netherlands)   1,062    722,914 
STMicroelectronics NV (Singapore)   15,124    808,983 
Total Semiconductors        2,280,423 
           
Telecommunications – 3.0%          
America Movil SAB de CV (Mexico)*(a)(b)   41,100    865,155 
           
Transportation – 2.5%          
Tsakos Energy Navigation Ltd. (Greece)   37,335    725,419 
           
Total Common Stocks          
(Cost $26,801,768)        28,349,818 
           
MONEY MARKET FUNDS – 15.5%          
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Class, 4.79%(d)(e)   3,760,288    3,760,288 
Invesco Government & Agency Portfolio - Private Investment Class, 4.73%(d)   736,006    736,006 
           
Total Money Market Funds          
(Cost $4,496,294)        4,496,294 
           
Total Investments – 113.1%          
(Cost $31,298,062)        32,846,112 
Liabilities in Excess of Other Assets – (13.1%)        (3,808,166)
Net Assets – 100.0%       $29,037,946 

 

 

PLC - Public Limited Company

 

* Non-income producing security.
   
(a) All or a portion of security is on loan. The aggregate market value of the securities on loan is $4,366,040; the aggregate market value of the collateral held by the fund is $4,443,004. The aggregate market value of the collateral includes non-cash U.S. Treasury securities collateral having a value of $682,716.
(b) American Depositary Receipt.
(c) Registered Shares.
(d) Rate shown reflects the 7-day yield as of March 31, 2023.
(e) Collateral received from brokers for securities lending was invested in these short-term investments.

 

 

 

 

ADVISORSHARES DORSEY WRIGHT ADR ETF

Schedule of Investments (continued)

March 31, 2023 (Unaudited)

 

For information on the Fund’s policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.

 

Fair Value Measurements

 

The following is a summary of the inputs used, as of March 31, 2023, in valuing the Fund’s assets and liabilities carried at fair value. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

 

Assets  Level 1   Level 2   Level 3   Total 
Common Stocks  $28,349,818   $-   $-   $28,349,818 
Money Market Funds   4,496,294    -    -    4,496,294 
Total  $32,846,112   $-   $-   $32,846,112 

 

SUMMARY OF SCHEDULE OF INVESTMENTS

 

   % of 
   Net Assets 
Aerospace/Defense   2.7%
Airlines   2.5 
Banks   13.3  
Beverages   5.3 
Biotechnology   2.2 
Building Materials   2.5 
Chemicals   2.0 
Commercial Services   5.3 
Electric   2.5 
Electrical Components & Equipment   3.2 
Insurance   2.3 
Internet   11.3 
Iron/Steel   4.9 
Lodging   2.4 
Metal Fabricate/Hardware   3.7 
Mining   2.3 
Miscellaneous Manufacturing   2.6 
Oil & Gas   3.1 
Pharmaceuticals   7.7 
Retail   2.5 
Semiconductors   7.8 
Telecommunications   3.0 
Transportation   2.5 
Money Market Funds   15.5 
Total Investments   113.1 
Liabilities in Excess of Other Assets   (13.1)
Net Assets   100.0%