0001615774-19-011351.txt : 20190819 0001615774-19-011351.hdr.sgml : 20190819 20190819125245 ACCESSION NUMBER: 0001615774-19-011351 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 EFFECTIVENESS DATE: 20190819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvisorShares Trust CENTRAL INDEX KEY: 0001408970 IRS NUMBER: 260636087 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22110 FILM NUMBER: 191035858 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 150 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (877) 843-3831 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 150 CITY: BETHESDA STATE: MD ZIP: 20814 0001408970 S000026954 AdvisorShares Dorsey Wright ADR ETF C000081186 AdvisorShares Dorsey Wright ADR ETF AADR 0001408970 S000030090 AdvisorShares Ranger Equity Bear ETF C000092409 AdvisorShares Ranger Equity Bear ETF HDGE 0001408970 S000031216 AdvisorShares FolioBeyond Smart Core Bond ETF C000096918 AdvisorShares FolioBeyond Smart Core Bond ETF FWDB 0001408970 S000031813 AdvisorShares DoubleLine Value Equity ETF C000099071 AdvisorShares DoubleLine Value Equity ETF DBLV 0001408970 S000034456 AdvisorShares STAR Global Buy-Write ETF C000105934 AdvisorShares STAR Global Buy-Write ETF VEGA 0001408970 S000038247 AdvisorShares Newfleet Multi-Sector Income ETF C000117922 AdvisorShares Newfleet Multi-Sector Income ETF MINC 0001408970 S000039806 AdvisorShares Sage Core Reserves ETF C000123404 AdvisorShares Sage Core Reserves ETF HOLD 0001408970 S000045833 AdvisorShares Pacific Asset Enhanced Floating Rate ETF C000142873 AdvisorShares Pacific Asset Enhanced Floating Rate ETF FLRT 0001408970 S000053430 AdvisorShares Cornerstone Small Cap ETF C000168075 AdvisorShares Cornerstone Small Cap ETF SCAP 0001408970 S000055090 AdvisorShares Focused Equity ETF C000173320 AdvisorShares Focused Equity ETF CWS 0001408970 S000058058 ADVISORSHARES NEW TECH AND MEDIA ETF C000190048 ADVISORSHARES NEW TECH AND MEDIA ETF FNG 0001408970 S000059263 AdvisorShares Vice ETF C000194564 AdvisorShares Vice ETF ACT 0001408970 S000062083 AdvisorShares Dorsey Wright Micro-Cap ETF C000201032 AdvisorShares Dorsey Wright Micro-Cap ETF DWMC 0001408970 S000062084 AdvisorShares Dorsey Wright Short ETF C000201033 AdvisorShares Dorsey Wright Short ETF DWSH 0001408970 S000063590 AdvisorShares Sabretooth ETF C000206023 AdvisorShares Sabretooth ETF BKCH 0001408970 S000065228 AdvisorShares Pure Cannabis ETF C000211119 AdvisorShares Pure Cannabis ETF YOLO N-PX 1 s119812_npx.htm N-PX

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number    811-22110   

 

AdvisorShares Trust

(Exact name of registrant as specified in charter)

 

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

(Address of principal executive offices) (Zip code)

 

Dan Ahrens

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

(Name and address of agent for service)

Registrant’s telephone number, including area code:    1-877-843-3831   

 

Date of fiscal year end:    June 30   

 

Date of reporting period:    July 1, 2018 – June 30, 2019   

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019

 

Item 1. Proxy Voting Record.

 

==================== ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF =====================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=======================ADVISORSHARES DORSEY WRIGHT SHORT ETF =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================ADVISORSHARES PACIFIC ASSET ENHANCED FLOATING RATE ETF===============

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================== ADVISORSHARES RANGER EQUITY BEAR ETF =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================= ADVISORSHARES SAGE CORE RESERVES ETF =========================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

 

 

 

========================ADVISORSHARES CORNERSTONE SMALL CAP========================

 

FORM N-PX SPREADSHEET*

 

AdvisorShares/Cornerstone Small Cap ETF(SCAP)

REPORTING PERIOD: 07/01/2018 - 06/30/2019

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
Company Name Primary Ticker Symbol Security ID Meeting Date Proposal Long Text Committee Name Voted Vote For/Against Recommended Vote
BIOCRYST PHARMACEUTICALS, INC. BCRX 09058V103 10-Jul-2018 To adopt the Agreement and Plan of Merger, dated as of January 21, 2018 (as it may be amended from time to time, the “merger agreement”), a copy of which is attached as Annex A to the joint proxy statement/prospectus, by and among BioCryst Pharmaceuticals, Inc. (“BioCryst”), Idera Pharmaceuticals, Inc. (“Idera”), Nautilus Holdco, Inc. (“Holdco”), Island Merger Sub, Inc. (“Merger Sub A”), a wholly owned subsidiary of Holdco, and Boat Merger Sub, Inc. (“Merger Sub B”), a wholly owned subsidiary of Holdco.  Management Yes F F
BIOCRYST PHARMACEUTICALS, INC. BCRX 09058V103 10-Jul-2018 To approve, on a non-binding advisory basis, the compensation that may become payable to BioCryst’s named executive officers that is based on or otherwise relates to the mergers.  Management Yes F F
BIOCRYST PHARMACEUTICALS, INC. BCRX 09058V103 10-Jul-2018 To approve the adjournment of the BioCryst special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement.  Management Yes F F
CRA INTERNATIONAL, INC. CRAI 12618T105 11-Jul-2018 DIRECTOR  Management Yes F F
CRA INTERNATIONAL, INC. CRAI 12618T105 11-Jul-2018 DIRECTOR  Management Yes F F
CRA INTERNATIONAL, INC. CRAI 12618T105 11-Jul-2018 To approve, on an advisory basis, the compensation paid to CRA’s named executive officers, as disclosed in the proxy statement for the 2018 meeting of its shareholders.  Management Yes F F
CRA INTERNATIONAL, INC. CRAI 12618T105 11-Jul-2018 To approve amendments to CRA’s 2006 equity incentive plan that, among other things, would increase the maximum number of shares issuable under the plan by 375,000 shares; and to approve the entire plan, as so amended, for purposes of French law.  Management Yes N N
CRA INTERNATIONAL, INC. CRAI 12618T105 11-Jul-2018 To ratify the appointment of Ernst & Young LLP as CRA’s independent registered public accountants for the fiscal year ending December 29, 2018.  Management Yes F F
MODINE MANUFACTURING COMPANY MOD 607828100 19-Jul-2018 Election of Director: Dr. Suresh V. Garimella  Management Yes F F
MODINE MANUFACTURING COMPANY MOD 607828100 19-Jul-2018 Election of Director: Mr. Christopher W. Patterson  Management Yes F F
MODINE MANUFACTURING COMPANY MOD 607828100 19-Jul-2018 Election of Director: Ms. Christine Y. Yan  Management Yes F F
MODINE MANUFACTURING COMPANY MOD 607828100 19-Jul-2018 Advisory vote to approve of the Company’s named executive officer compensation.  Management Yes F F
MODINE MANUFACTURING COMPANY MOD 607828100 19-Jul-2018 Ratification of the appointment of the Company’s independent registered public accounting firm.  Management Yes N N
KEMET CORPORATION KEM 488360207 25-Jul-2018 Election of Director for term expires in 2021: Dr. Wilfried Backes  Management Yes N N
KEMET CORPORATION KEM 488360207 25-Jul-2018 Election of Director for term expires in 2021: Gurminder S. Bedi  Management Yes N N
KEMET CORPORATION KEM 488360207 25-Jul-2018 Election of Director for term expires in 2021: Per-Olof Loof  Management Yes F F
KEMET CORPORATION KEM 488360207 25-Jul-2018 The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2019.  Management Yes F F
KEMET CORPORATION KEM 488360207 25-Jul-2018 Advisory approval of the compensation paid to the Company’s Named Executive Officers.  Management Yes F F
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 DIRECTOR  Management Yes F F
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 DIRECTOR  Management Yes W N
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 DIRECTOR  Management Yes W N
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 Advisory vote to approve the compensation of our named executive officers.  Management Yes F F
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019.  Management Yes N N
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 Amendments to the Company’s Restated Articles of Organization and By-Laws to reduce certain super-majority voting requirements to a majority voting standard.  Management Yes F F
HAEMONETICS CORPORATION HAE 405024100 26-Jul-2018 Shareholder proposal to elect each director annually, if properly presented at the meeting.  Management Yes F N
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 DIRECTOR  Management Yes F F
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 DIRECTOR  Management Yes F F
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 DIRECTOR  Management Yes W N
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 DIRECTOR  Management Yes F F
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 DIRECTOR  Management Yes W N
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 DIRECTOR  Management Yes W N
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 An advisory (non-binding) vote on executive compensation.  Management Yes F F
PETMED EXPRESS, INC. PETS 716382106 27-Jul-2018 To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2019 fiscal year.  Management Yes F F
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes W N
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes F F
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes F F
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes W N
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes W N
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes W N
8X8, INC. EGHT 282914100 07-Aug-2018 DIRECTOR  Management Yes F F
8X8, INC. EGHT 282914100 07-Aug-2018 To ratify the appointment of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2019.  Management Yes F F
8X8, INC. EGHT 282914100 07-Aug-2018 To approve proposed amendments to the 8x8, Inc. Amended and Restated 2012 Equity Incentive Plan, including the reservation of 16,300,000 additional shares thereunder.  Management Yes N N
8X8, INC. EGHT 282914100 07-Aug-2018 To vote, on an advisory and non-binding basis, on the compensation of the Company’s named executive officers (as shall be set forth in the proxy statement).  Management Yes N N
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes W N
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes F F
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes F F
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes F F
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes W N
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes F F
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes W N
EBIX, INC. EBIX 278715206 14-Aug-2018 DIRECTOR  Management Yes F F
EBIX, INC. EBIX 278715206 14-Aug-2018 To ratify the appointment of Cherry Bekaert, LLP as our independent registered certified public accounting firm for the year ending December 31, 2018.  Management Yes F F
EBIX, INC. EBIX 278715206 14-Aug-2018 To approve, by a non-binding advisory vote, the compensation of our named executive officers.  Management Yes N N
NEW RELIC, INC. NEWR 64829B100 21-Aug-2018 DIRECTOR  Management Yes F F
NEW RELIC, INC. NEWR 64829B100 21-Aug-2018 DIRECTOR  Management Yes F F
NEW RELIC, INC. NEWR 64829B100 21-Aug-2018 DIRECTOR  Management Yes F F
NEW RELIC, INC. NEWR 64829B100 21-Aug-2018 To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the Proxy Statement.  Management Yes F F
NEW RELIC, INC. NEWR 64829B100 21-Aug-2018 To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending March 31, 2019.  Management Yes N N
AMERICAN SOFTWARE, INC. AMSWA 029683109 22-Aug-2018 Election of Director: W. Dennis Hogue  Management Yes N N
AMERICAN SOFTWARE, INC. AMSWA 029683109 22-Aug-2018 Election of Director: James B. Miller, Jr.  Management Yes N N
AMERICAN SOFTWARE, INC. AMSWA 029683109 22-Aug-2018 Ratification of the appointment by the Board of Directors, upon the recommendation of the Audit Committee, of KPMG LLP to serve as the independent registered public accounting audit firm for the Company for the fiscal year ending April 30, 2019.  Management Yes F F
AMERICAN SOFTWARE, INC. AMSWA 029683109 22-Aug-2018 To approve on an advisory basis the compensation of our named executive officers.  Management Yes F F
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: Andrew B. Cogan  Management Yes F F
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: James G. Davis, Jr.  Management Yes N N
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: S. Cary Dunston  Management Yes N N
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: Martha M. Hayes  Management Yes F F
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: Daniel T. Hendrix  Management Yes N N
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: Carol B. Moerdyk  Management Yes F F
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: David W. Moon  Management Yes F F
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 Election of Director for one year term: Vance W. Tang  Management Yes F F
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2019.  Management Yes N N
AMERICAN WOODMARK CORPORATION AMWD 030506109 23-Aug-2018 To approve on an advisory basis the Company’s executive compensation.  Management Yes F F
MARRIOTT VACATIONS WORLDWIDE CORPORATION VAC 57164Y107 28-Aug-2018 To approve the issuance of shares of MVW common stock to ILG stockholders under the Agreement and Plan of Merger, dated as of April 30, 2018, by and among MVW, ILG and certain of their affiliates.  Management Yes F F
MARRIOTT VACATIONS WORLDWIDE CORPORATION VAC 57164Y107 28-Aug-2018 To adjourn the MVW special meeting, if necessary or appropriate, to solicit additional proxies.  Management Yes F F
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 Election of Director for a one year term: Ray C. Dillon  Management Yes N N
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 Election of Director for a one year term: Daniel J. Englander  Management Yes N N
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 Election of Director for a one year term: William H. Henderson  Management Yes F F
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 Election of Director for a one year term: Jim von Gremp  Management Yes N N
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 Election of Director for a one year term: Joshua G. Welch  Management Yes N N
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 Election of Director for a one year term: Jeffrey A. Williams  Management Yes F F
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 To approve an advisory resolution regarding the Company’s compensation of its named executive officers.  Management Yes F F
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 To ratify the selection of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending April 30, 2019.  Management Yes F F
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 To approve an amendment to the Company’s Amended and Restated Stock Incentive Plan, increasing the number of shares authorized for issuance under the plan by 100,000.  Management Yes F F
AMERICA’S CAR-MART, INC. CRMT 03062T105 29-Aug-2018 To approve an amendment to the Company’s Amended and Restated Stock Option Plan, increasing the number of shares authorized for issuance under the plan by 200,000.  Management Yes N N
COHU, INC. COHU 192576106 30-Aug-2018 To approve the issuance of Cohu common stock in connection with the merger of Xavier Acquisition Corporation with and into Xcerra Corporation (“Xcerra”) with Xcerra continuing as the surviving corporation and a wholly owned subsidiary of Cohu, to the extent such issuance would require approval under NASDAQ Stock Market Rule 5635(a) (the “Stock Issuance Proposal”).  Management Yes F F
COHU, INC. COHU 192576106 30-Aug-2018 To approve any adjournment of the Cohu Special Meeting, if necessary or appropriate, including to permit further solicitation of proxies if there are not sufficient votes at the time of the Cohu Special Meeting to approve the Stock Issuance Proposal.  Management Yes F F
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Walter J. Aspatore  Management Yes N N
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Brian J. Cadwallader  Management Yes F F
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Darren M. Dawson  Management Yes N N
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Donald W. Duda  Management Yes F F
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Martha Goldberg Aronson  Management Yes F F
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Isabelle C. Goossen  Management Yes F F
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Christopher J. Hornung  Management Yes N N
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Paul G. Shelton  Management Yes N N
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 Election of Director: Lawrence B. Skatoff  Management Yes N N
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 The ratification of the Audit Committee’s selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending April 27, 2019.  Management Yes N N
METHODE ELECTRONICS, INC. MEI 591520200 13-Sep-2018 The advisory approval of Methode’s named executive officer compensation.  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes W N
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 DIRECTOR  Management Yes F F
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 To ratify the selection of KPMG LLP as our independent registered public accounting firm for fiscal year 2019.  Management Yes N N
DECKERS OUTDOOR CORPORATION DECK 243537107 14-Sep-2018 To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers, as disclosed in the Compensation Discussion and Analysis section of the Proxy Statement.  Management Yes F F
EDUCATION REALTY TRUST, INC. EDR 28140H203 14-Sep-2018 To approve merger of Education Realty Trust, Inc. with & into GSHGIF REIT, an affiliate of Greystar Real Estate Partners, LLC (“REIT merger”), pursuant to Agreement & Plan of Merger (“merger agreement”), among Education Realty Trust, Inc., Education Realty Operating Partnership, LP, Education Realty OP GP, Inc., University Towers Operating Partnership, LP, University Towers OP GP, LLC & certain other affiliates of Greystar Real Estate Partners, LLC, as it may amended from time to time (“merger proposal”).  Management Yes F F
EDUCATION REALTY TRUST, INC. EDR 28140H203 14-Sep-2018 To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the named executive officers of Education Realty Trust, Inc. that is based on or otherwise relates to the mergers contemplated by the merger agreement (the “merger related compensation proposal”).  Management Yes F F
EDUCATION REALTY TRUST, INC. EDR 28140H203 14-Sep-2018 To approve any adjournment of the special meeting to a later date or time, if necessary or appropriate, including for the purpose of soliciting additional proxies if there are not sufficient votes at the time of the special meeting to approve the REIT merger (the “adjournment proposal”).  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes W N
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes W N
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes W N
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 DIRECTOR  Management Yes F F
INTER PARFUMS, INC. IPAR 458334109 14-Sep-2018 To vote for the advisory resolution to approve executive compensation.  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 To conduct an advisory vote to approve named executive officer compensation.  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 26-Sep-2018 To ratify our Audit Committee’s appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018.  Management Yes F F
RESOURCES CONNECTION, INC. RECN 76122Q105 16-Oct-2018 Election of the member of the Company’s Board of Directors: Susan J. Crawford  Management Yes F F
RESOURCES CONNECTION, INC. RECN 76122Q105 16-Oct-2018 Election of the member of the Company’s Board of Directors: Donald B. Murray  Management Yes F F
RESOURCES CONNECTION, INC. RECN 76122Q105 16-Oct-2018 Election of the member of the Company’s Board of Directors: A. Robert Pisano  Management Yes N N
RESOURCES CONNECTION, INC. RECN 76122Q105 16-Oct-2018 Election of the member of the Company’s Board of Directors: Michael H. Wargotz  Management Yes F F
RESOURCES CONNECTION, INC. RECN 76122Q105 16-Oct-2018 Ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for fiscal year 2019.  Management Yes F F
RESOURCES CONNECTION, INC. RECN 76122Q105 16-Oct-2018 Advisory approval of the Company’s executive compensation.  Management Yes F F
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: Daniel G. Beltzman  Management Yes N N
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: Virginia Gambale  Management Yes N N
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: David J. Grissen  Management Yes F F
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: Mark S. Light  Management Yes N N
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: Michael J. Merriman  Management Yes N N
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: M. Ann Rhoades  Management Yes N N
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: Hugh E. Sawyer III  Management Yes F F
REGIS CORPORATION RGS 758932107 23-Oct-2018 Election of Director: David P. Williams  Management Yes F F
REGIS CORPORATION RGS 758932107 23-Oct-2018 Approval of an advisory vote on the compensation of the Company’s named executive officers (a “Say-on-Pay Vote”).  Management Yes F F
REGIS CORPORATION RGS 758932107 23-Oct-2018 Approval of the Company’s 2018 Long Term Incentive Plan.  Management Yes N N
REGIS CORPORATION RGS 758932107 23-Oct-2018 Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm.  Management Yes N N
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes W N
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes F F
KENNAMETAL INC. KMT 489170100 30-Oct-2018 DIRECTOR  Management Yes W N
KENNAMETAL INC. KMT 489170100 30-Oct-2018 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2019.  Management Yes N N
KENNAMETAL INC. KMT 489170100 30-Oct-2018 NON-BINDING (ADVISORY) VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.  Management Yes F F
PHIBRO ANIMAL HEALTH CORPORATION PAHC 71742Q106 05-Nov-2018 DIRECTOR  Management Yes W N
PHIBRO ANIMAL HEALTH CORPORATION PAHC 71742Q106 05-Nov-2018 DIRECTOR  Management Yes F F
PHIBRO ANIMAL HEALTH CORPORATION PAHC 71742Q106 05-Nov-2018 DIRECTOR  Management Yes W N
PHIBRO ANIMAL HEALTH CORPORATION PAHC 71742Q106 05-Nov-2018 Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2019.  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes W N
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes W N
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes W N
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 DIRECTOR  Management Yes F F
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 Ratification of selection of PricewaterhouseCoopers LLP as independent registered public accounting firm.  Management Yes N N
ADTALEM GLOBAL EDUCATION INC ATGE 00737L103 06-Nov-2018 An advisory vote on the approval of the compensation of our named executive officers.  Management Yes N N
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 06-Nov-2018 DIRECTOR  Management Yes F F
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 06-Nov-2018 DIRECTOR  Management Yes F F
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 06-Nov-2018 Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2018.  Management Yes N N
EBIX, INC. EBIX 278715206 16-Nov-2018 To approve and adopt an amendment to our certificate of incorporation to increase our authorized common stock to 220,000,000 shares, $0.10 par value  Management Yes F F
EBIX, INC. EBIX 278715206 16-Nov-2018 To approve the adjournment of the Special Meeting, if necessary or appropriate as determined by the Board, to solicit additional proxies  Management Yes F F
OCEAN RIG UDW INC ORIG G66964118 29-Nov-2018 Approval of a special resolution pursuant to the Cayman Islands Companies Law (2018 Revision) of the laws of the Cayman Islands and the Second Amended and Restated Memorandum and Articles of Association (the “Articles”) of Ocean Rig UDW Inc. (“Ocean rig”) to approve the merger agreement, dated as of September 3, 2018 (the “Merger Agreement”), by and among Ocean Rig, Transocean Ltd. (“Transocean”), Transocean Oceanus Holdings Limited, and Transocean Oceanus Limited (“Merger Sub”), and the transactions contemplated thereby.  Management Yes F F
OCEAN RIG UDW INC ORIG G66964118 29-Nov-2018 Approval of adjournments of the Ocean Rig Extraordinary General Meeting, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve the Merger Agreement.  Management Yes F F
OCEAN RIG UDW INC ORIG G66964118 29-Nov-2018 Election to be a Drag-Along Seller (as defined in the Articles) and to authorize the officers of Transocean to take all such actions to effect the transactions contemplated by the Merger Agreement as a Drag-Along Sale (as defined in the Articles) in accordance with Article 6.2.2 of the Articles, to the extent permitted thereunder and Transocean determines it is advisable to pursue a Drag-Along Sale, provided that in all cases the Merger Agreement has not been terminated in accordance with its terms.  Management Yes F F
MYRIAD GENETICS, INC. MYGN 62855J104 29-Nov-2018 DIRECTOR  Management Yes W N
MYRIAD GENETICS, INC. MYGN 62855J104 29-Nov-2018 DIRECTOR  Management Yes F F
MYRIAD GENETICS, INC. MYGN 62855J104 29-Nov-2018 To approve a proposed amendment to our 2017 Employee, Director and Consultant Equity Incentive Plan.  Management Yes F F
MYRIAD GENETICS, INC. MYGN 62855J104 29-Nov-2018 To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019.  Management Yes N N
MYRIAD GENETICS, INC. MYGN 62855J104 29-Nov-2018 To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement.  Management Yes F F
COMTECH TELECOMMUNICATIONS CORP. CMTL 205826209 04-Dec-2018 Election of Director: Robert G. Paul  Management Yes N N
COMTECH TELECOMMUNICATIONS CORP. CMTL 205826209 04-Dec-2018 Election of Director: Lawrence J. Waldman  Management Yes F F
COMTECH TELECOMMUNICATIONS CORP. CMTL 205826209 04-Dec-2018 Approval, on an advisory basis, of the compensation of our Named Executive Officers.  Management Yes F F
COMTECH TELECOMMUNICATIONS CORP. CMTL 205826209 04-Dec-2018 Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm.  Management Yes F F
COMTECH TELECOMMUNICATIONS CORP. CMTL 205826209 04-Dec-2018 Approval of the Second Amended and Restated 2001 Employee Stock Purchase Plan (the “Plan”) which includes an increase in the number of shares of Common Stock available for purchase under the Plan.  Management Yes F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 07-Dec-2018 DIRECTOR  Management Yes F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 07-Dec-2018 DIRECTOR  Management Yes F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 07-Dec-2018 Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2019.  Management Yes N N
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 07-Dec-2018 Advisory vote to approve compensation of named executive officers.  Management Yes F F
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Re-Election of Director: Guy Bernstein  Management Yes N N
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Re-Election of Director: Roni Al Dor  Management Yes N N
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Re-Election of Director: Yacov Elinav  Management Yes N N
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Re-Election of Director: Eyal Ben-Chlouche  Management Yes N N
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Re-Election of Director: Uzi Netanel  Management Yes N N
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Re-Election of Director: Naamit Salomon  Management Yes F F
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Adoption of the Company’s 2017 Consolidated Balance Sheets, Consolidated Statements of Operations (profit and loss account) and Cash Flows.  Management Yes F F
SAPIENS INTERNATIONAL CORPORATION N.V. SPNS G7T16G103 13-Dec-2018 Approval of the re-appointment of Kost Forer Gabbay & Kasierer, a member firm of Ernst & Young Global Limited, as the independent auditors of the Company for 2018 and authorization of the Board of Directors and/or its Audit Committee to fix their compensation.  Management Yes F F
XO GROUP INC. XOXO 983772104 18-Dec-2018 Proposal to adopt the Agreement and Plan of Merger (the “merger agreement”), dated as of September 24, 2018, by and among WeddingWire, Inc., Wedelia Merger Sub, Corp. (“Merger Sub”), and XO Group Inc. (the “Company”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving the merger  Management Yes F F
XO GROUP INC. XOXO 983772104 18-Dec-2018 Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company’s named executive officers in connection with the merger.  Management Yes N N
XO GROUP INC. XOXO 983772104 18-Dec-2018 Proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum.  Management Yes F F
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Eric F. Artz  Management Yes N N
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Ann Torre Bates  Management Yes N N
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Denise M. Clark  Management Yes F F
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Daphne J. Dufresne  Management Yes F F
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Michael S. Funk  Management Yes F F
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: James P. Heffernan  Management Yes N N
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Peter A. Roy  Management Yes N N
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Election of Director: Steven L. Spinner  Management Yes N N
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending August 3, 2019.  Management Yes N N
UNITED NATURAL FOODS, INC. UNFI 911163103 18-Dec-2018 To approve, on an advisory basis, our executive compensation.  Management Yes N N
STITCH FIX, INC. SFIX 860897107 19-Dec-2018 Election of Director: Katrina Lake  Management Yes F F
STITCH FIX, INC. SFIX 860897107 19-Dec-2018 Election of Director: Sharon McCollam  Management Yes F F
STITCH FIX, INC. SFIX 860897107 19-Dec-2018 Advisory vote on the frequency of future advisory votes on executive compensation.  Management Yes 1 F
STITCH FIX, INC. SFIX 860897107 19-Dec-2018 Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending August 3, 2019.  Management Yes F F
UNIFIRST CORPORATION UNF 904708104 08-Jan-2019 DIRECTOR  Management Yes W N
UNIFIRST CORPORATION UNF 904708104 08-Jan-2019 DIRECTOR  Management Yes F F
UNIFIRST CORPORATION UNF 904708104 08-Jan-2019 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2019.  Management Yes N N
THE GREENBRIER COMPANIES, INC. GBX 393657101 09-Jan-2019 DIRECTOR  Management Yes F F
THE GREENBRIER COMPANIES, INC. GBX 393657101 09-Jan-2019 DIRECTOR  Management Yes W N
THE GREENBRIER COMPANIES, INC. GBX 393657101 09-Jan-2019 DIRECTOR  Management Yes W N
THE GREENBRIER COMPANIES, INC. GBX 393657101 09-Jan-2019 Advisory approval of the compensation of the Company’s named executive officers.  Management Yes F F
THE GREENBRIER COMPANIES, INC. GBX 393657101 09-Jan-2019 Approval of an amendment to the Company’s 2014 Employee Stock Purchase Plan.  Management Yes F F
THE GREENBRIER COMPANIES, INC. GBX 393657101 09-Jan-2019 Ratification of the appointment of KPMG LLP as the Company’s independent auditors for 2019.  Management Yes N N
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 DIRECTOR  Management Yes F F
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 DIRECTOR  Management Yes F F
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 DIRECTOR  Management Yes F F
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 DIRECTOR  Management Yes F F
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 DIRECTOR  Management Yes F F
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 To approve a non-binding advisory resolution approving the compensation of our named executive officers.  Management Yes F F
NEW JERSEY RESOURCES CORPORATION NJR 646025106 23-Jan-2019 To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019.  Management Yes N N
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: Bill G. Armstrong  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: Alan R. Hoskins  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: Kevin J. Hunt  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: James C. Johnson  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: W. Patrick McGinnis  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: Patrick J. Moore  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: J. Patrick Mulcahy  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: Nneka L. Rimmer  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Election of Director: Robert V. Vitale  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 Advisory, non-binding vote on executive compensation.  Management Yes F F
ENERGIZER HOLDINGS, INC. ENR 29272W109 28-Jan-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2019.  Management Yes N N
SCHNITZER STEEL INDUSTRIES, INC. SCHN 806882106 29-Jan-2019 DIRECTOR  Management Yes F F
SCHNITZER STEEL INDUSTRIES, INC. SCHN 806882106 29-Jan-2019 DIRECTOR  Management Yes W N
SCHNITZER STEEL INDUSTRIES, INC. SCHN 806882106 29-Jan-2019 DIRECTOR  Management Yes W N
SCHNITZER STEEL INDUSTRIES, INC. SCHN 806882106 29-Jan-2019 To vote on an advisory resolution on executive compensation.  Management Yes N N
SCHNITZER STEEL INDUSTRIES, INC. SCHN 806882106 29-Jan-2019 To ratify the selection of independent registered public accounting firm.  Management Yes N N
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes W N
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes W N
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes W N
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes W N
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 DIRECTOR  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 To approve by a non-binding advisory vote the compensation of the Company’s named executive officers.  Management Yes F F
BROOKS AUTOMATION, INC. BRKS 114340102 30-Jan-2019 To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the 2019 fiscal year.  Management Yes N N
ESCO TECHNOLOGIES INC. ESE 296315104 05-Feb-2019 DIRECTOR  Management Yes F F
ESCO TECHNOLOGIES INC. ESE 296315104 05-Feb-2019 DIRECTOR  Management Yes W N
ESCO TECHNOLOGIES INC. ESE 296315104 05-Feb-2019 DIRECTOR  Management Yes W N
ESCO TECHNOLOGIES INC. ESE 296315104 05-Feb-2019 Proposal to approve an amendment to the Company’s Employee Stock Purchase Plan.  Management Yes F F
ESCO TECHNOLOGIES INC. ESE 296315104 05-Feb-2019 Proposal to ratify independent public accounting firm for fiscal 2019.  Management Yes N N
ESCO TECHNOLOGIES INC. ESE 296315104 05-Feb-2019 Say on Pay- An advisory vote on the approval of executive compensation.  Management Yes F F
AXON ENTERPRISE, INC. AAXN 05464C101 12-Feb-2019 Approve the Axon Enterprise, Inc. 2019 Stock Incentive Plan.  Management Yes F F
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes W N
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes F F
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes F F
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes F F
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes F F
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes W N
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes F F
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes W N
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 DIRECTOR  Management Yes W N
CENTRAL GARDEN & PET COMPANY CENT 153527106 12-Feb-2019 To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending on September 28, 2019.  Management Yes N N
BELMOND LTD. BEL G1154H107 14-Feb-2019 To approve the Agreement and Plan of Merger, dated as of December 13, 2018, by and among Belmond Ltd., LVMH Moet Hennessy Louis Vuitton SE, Palladio Overseas Holding Limited and Fenice Ltd., including the statutory merger agreement attached thereto, and the merger of Fenice Ltd. with and into Belmond Ltd. (the “merger proposal”).  Management Yes F F
BELMOND LTD. BEL G1154H107 14-Feb-2019 To approve an adjournment of the special general meeting of shareholders of Belmond Ltd. (the “special general meeting”), if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve the merger proposal at the special general meeting (the “adjournment proposal”).  Management Yes F F
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 DIRECTOR  Management Yes W N
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 DIRECTOR  Management Yes W N
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 DIRECTOR  Management Yes W N
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 DIRECTOR  Management Yes W N
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 DIRECTOR  Management Yes F F
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 DIRECTOR  Management Yes F F
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 Proposal to approve, in a non-binding advisory vote, the compensation of the Company’s Named Executive Officers.  Management Yes N N
SANDERSON FARMS, INC. SAFM 800013104 14-Feb-2019 Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending October 31, 2019.  Management Yes N N
ENANTA PHARMACEUTICALS, INC. ENTA 29251M106 28-Feb-2019 DIRECTOR  Management Yes F F
ENANTA PHARMACEUTICALS, INC. ENTA 29251M106 28-Feb-2019 DIRECTOR  Management Yes F F
ENANTA PHARMACEUTICALS, INC. ENTA 29251M106 28-Feb-2019 To approve the 2019 Equity Incentive Plan, which will replace the 2012 Equity Incentive Plan.  Management Yes F F
ENANTA PHARMACEUTICALS, INC. ENTA 29251M106 28-Feb-2019 To approve, on an advisory basis, the frequency of holding an advisory  vote on  the compensation  paid to our  named executive officers.  Management Yes 1 F
ENANTA PHARMACEUTICALS, INC. ENTA 29251M106 28-Feb-2019 To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in this proxy statement.  Management Yes F F
ENANTA PHARMACEUTICALS, INC. ENTA 29251M106 28-Feb-2019 To ratify the appointment of PricewaterhouseCoopers LLP as Enanta’s independent registered public accounting firm for the 2019 fiscal year.  Management Yes N N
NATURAL GROCERS BY VITAMIN COTTAGE, INC. NGVC 63888U108 06-Mar-2019 DIRECTOR  Management Yes W N
NATURAL GROCERS BY VITAMIN COTTAGE, INC. NGVC 63888U108 06-Mar-2019 DIRECTOR  Management Yes F F
NATURAL GROCERS BY VITAMIN COTTAGE, INC. NGVC 63888U108 06-Mar-2019 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2019.  Management Yes F F
NATURAL GROCERS BY VITAMIN COTTAGE, INC. NGVC 63888U108 06-Mar-2019 TO APPROVE AMENDMENTS TO THE NATURAL GROCERS BY VITAMIN COTTAGE, INC. 2012 OMNIBUS INCENTIVE PLAN TO: (i) INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 600,000 SHARES AND (ii) EXTEND ITS TERM BY FIVE YEARS.  Management Yes F F
NATURAL GROCERS BY VITAMIN COTTAGE, INC. NGVC 63888U108 06-Mar-2019 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.  Management Yes F F
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes W N
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes W N
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes F F
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes F F
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes F F
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes F F
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 DIRECTOR  Management Yes W N
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 To ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2019.  Management Yes N N
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 To approve an amendment to the Photronics, Inc. Employee Stock Purchase Plan to increase the number of authorized shares of common stock available from 1,500,000 shares to 1,850,000.  Management Yes F F
PHOTRONICS, INC. PLAB 719405102 25-Mar-2019 To approve, by non-binding advisory vote, executive compensation.  Management Yes F F
ELLIE MAE, INC. ELLI 28849P100 15-Apr-2019 To adopt the Agreement and Plan of Merger, dated as of February 11, 2019, by and among Ellie Mae, Inc., EM Eagle Purchaser, LLC and EM Eagle Merger Sub, Inc. (the “Merger Agreement”).  Management Yes F F
ELLIE MAE, INC. ELLI 28849P100 15-Apr-2019 To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Ellie Mae, Inc.’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transaction contemplated by the Merger Agreement.  Management Yes N N
ELLIE MAE, INC. ELLI 28849P100 15-Apr-2019 To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.  Management Yes F F
SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN 82312B106 16-Apr-2019 DIRECTOR  Management Yes W N
SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN 82312B106 16-Apr-2019 DIRECTOR  Management Yes W N
SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN 82312B106 16-Apr-2019 Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2019.  Management Yes F F
SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN 82312B106 16-Apr-2019 To consider and approve, in a non-binding vote, the Company’s named executive officer compensation.  Management Yes F F
DENBURY RESOURCES INC. DNR 247916208 17-Apr-2019 Proposal to approve the issuance of Denbury common stock in connection with the Agreement and Plan of Merger, dated October 28, 2018.  Management Yes F F
DENBURY RESOURCES INC. DNR 247916208 17-Apr-2019 Proposal to approve an amendment to Denbury’s Second Restated Certificate of Incorporation to increase the number of shares of Denbury common stock authorized for issuance from 600,000,000 shares to 984,000,000 shares.  Management Yes F F
FIRST FINANCIAL CORPORATION THFF 320218100 17-Apr-2019 DIRECTOR  Management Yes W N
FIRST FINANCIAL CORPORATION THFF 320218100 17-Apr-2019 DIRECTOR  Management Yes W N
FIRST FINANCIAL CORPORATION THFF 320218100 17-Apr-2019 DIRECTOR  Management Yes W N
FIRST FINANCIAL CORPORATION THFF 320218100 17-Apr-2019 Approve, by non-binding vote, compensation paid to the Corporation’s named executive officers.  Management Yes F F
FIRST FINANCIAL CORPORATION THFF 320218100 17-Apr-2019 Ratification of the appointment of Crowe,LLP as the independent registered public accounting firm for the Corporation for the year ending December 31, 2019.  Management Yes N N
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes F F
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes W N
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes F F
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes W N
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes W N
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes W N
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 DIRECTOR  Management Yes F F
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 Proposal to ratify and approve the appointment of BKD, LLP as Community Trust Bancorp, Inc.’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019.  Management Yes F F
COMMUNITY TRUST BANCORP, INC. CTBI 204149108 23-Apr-2019 Proposal to approve the advisory (nonbinding) resolution relating to executive compensation.  Management Yes F F
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes W N
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes F F
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes W N
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes W N
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes F F
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes W N
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes F F
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 DIRECTOR  Management Yes F F
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 Advisory vote to approve executive compensation.  Management Yes N N
PS BUSINESS PARKS, INC. PSB 69360J107 23-Apr-2019 Ratification of appointment of Ernst & Young LLP, independent registered public accountants, to audit the accounts of PS Business Parks, Inc. for the fiscal year ending December 31, 2019.  Management Yes N N
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: J.F. Earl  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: K.G. Eddy  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: D.C. Everitt  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: F.N. Grasberger III  Management Yes N N
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: C.I. Haznedar  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: M. Longhi  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: E.M. Purvis, Jr.  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Election of Director: P.C. Widman  Management Yes F F
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2019.  Management Yes N N
HARSCO CORPORATION HSC 415864107 23-Apr-2019 Vote, on an advisory basis, on named executive officer compensation.  Management Yes F F
MARINE PRODUCTS CORPORATION MPX 568427108 23-Apr-2019 DIRECTOR  Management Yes W N
MARINE PRODUCTS CORPORATION MPX 568427108 23-Apr-2019 DIRECTOR  Management Yes F F
MARINE PRODUCTS CORPORATION MPX 568427108 23-Apr-2019 DIRECTOR  Management Yes F F
MARINE PRODUCTS CORPORATION MPX 568427108 23-Apr-2019 To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019.  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes W N
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes W N
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 DIRECTOR  Management Yes F F
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 Ratification of the appointment of Deloitte & Touche LLP as Archrock, Inc.’s independent public accounting firm for fiscal year 2019  Management Yes N N
ARCHROCK, INC. AROC 03957W106 24-Apr-2019 Advisory, non-binding vote to approve the compensation provided to our Named Executive Officers for 2018  Management Yes F F
FIRST MID-ILLINOIS BANCSHARES, INC. FMBH 320866106 24-Apr-2019 DIRECTOR  Management Yes F F
FIRST MID-ILLINOIS BANCSHARES, INC. FMBH 320866106 24-Apr-2019 DIRECTOR  Management Yes W N
FIRST MID-ILLINOIS BANCSHARES, INC. FMBH 320866106 24-Apr-2019 DIRECTOR  Management Yes F F
FIRST MID-ILLINOIS BANCSHARES, INC. FMBH 320866106 24-Apr-2019 Approval of a proposed amendment to our charter to formally change the name of the Company to First Mid Bancshares, Inc.  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 DIRECTOR  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as set forth in the accompanying Proxy Statement.  Management Yes F F
OFG BANCORP OFG 67103X102 24-Apr-2019 To ratify the selection of the Company’s independent registered public accounting firm for 2019.  Management Yes N N
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 DIRECTOR  Management Yes F F
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 DIRECTOR  Management Yes F F
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 DIRECTOR  Management Yes F F
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 DIRECTOR  Management Yes W N
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2019.  Management Yes F F
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 To approve, by non-binding vote, executive compensation.  Management Yes F F
AGREE REALTY CORPORATION ADC 008492100 25-Apr-2019 To approve an amendment to our Articles of Incorporation, as amended and supplemented (our “Charter”), to increase the number of authorized shares of our common stock.  Management Yes F F
AVANOS MEDICAL INC AVNS 05350V106 25-Apr-2019 Election of Class I Director: John Byrnes  Management Yes F F
AVANOS MEDICAL INC AVNS 05350V106 25-Apr-2019 Election of Class I Director: Maria Sainz  Management Yes F F
AVANOS MEDICAL INC AVNS 05350V106 25-Apr-2019 Election of Class I Director: Dr. Julie Shimer  Management Yes F F
AVANOS MEDICAL INC AVNS 05350V106 25-Apr-2019 Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm to audit the Company’s 2019 financial statements.  Management Yes F F
AVANOS MEDICAL INC AVNS 05350V106 25-Apr-2019 Advisory vote to approve named executive officer compensation.  Management Yes F F
AVANOS MEDICAL INC AVNS 05350V106 25-Apr-2019 Approval of the Company’s Employee Stock Purchase Plan.  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 DIRECTOR  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.  Management Yes F F
TRITON INTERNATIONAL LIMITED TRTN G9078F107 25-Apr-2019 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Diane M. Aigotti  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Anne L. Arvia  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Ernst A. Häberli  Management Yes N N
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Brian A. Kenney  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: James B. Ream  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Robert J. Ritchie  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: David S. Sutherland  Management Yes N N
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Stephen R. Wilson  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 Election of Director: Paul G. Yovovich  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION  Management Yes F F
GATX CORPORATION GATX 361448103 29-Apr-2019 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2019  Management Yes N N
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Benjamin S. Butcher  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Virgis W. Colbert  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Michelle S. Dilley  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Jeffrey D. Furber  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Larry T. Guillemette  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Francis X. Jacoby III  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Christopher P. Marr  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 Election of Director: Hans S. Weger  Management Yes F F
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
STAG INDUSTRIAL, INC. STAG 85254J102 29-Apr-2019 The approval, by non-binding vote, of executive compensation.  Management Yes F F
CONTROL4 CORPORATION CTRL 21240D107 30-Apr-2019 DIRECTOR  Management Yes F F
CONTROL4 CORPORATION CTRL 21240D107 30-Apr-2019 DIRECTOR  Management Yes W N
CONTROL4 CORPORATION CTRL 21240D107 30-Apr-2019 DIRECTOR  Management Yes F F
CONTROL4 CORPORATION CTRL 21240D107 30-Apr-2019 To ratify the appointment of Ernst & Young LLP as Control4’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
CONTROL4 CORPORATION CTRL 21240D107 30-Apr-2019 To approve, on a non-binding, advisory basis, the compensation of the named executive officers.  Management Yes F F
CONTROL4 CORPORATION CTRL 21240D107 30-Apr-2019 Recommend, on a non-binding, advisory basis, the preferred frequency of future advisory votes on the compensation of the named executive officers.  Management Yes 1 F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: W. Blake Baird  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: Michael A. Coke  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: LeRoy E. Carlson  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: David M. Lee  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: Gabriela F. Parcella  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: Douglas M. Pasquale  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Election of Director: Dennis Polk  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Adoption of a resolution to approve, on a non-binding advisory basis, the compensation of certain executives, as more fully described in the proxy statement.  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Approval of the Terreno Realty Corporation 2019 Equity Incentive Plan.  Management Yes F F
TERRENO REALTY CORPORATION TRNO 88146M101 30-Apr-2019 Ratification of the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the 2019 fiscal year.  Management Yes N N
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 DIRECTOR  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 Approve, on an advisory basis, the compensation of our named executive officers.  Management Yes F F
FEDERAL SIGNAL CORPORATION FSS 313855108 30-Apr-2019 Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation’s independent registered public accounting firm for fiscal year 2019.  Management Yes F F
OASIS PETROLEUM INC OAS 674215108 30-Apr-2019 DIRECTOR  Management Yes F F
OASIS PETROLEUM INC OAS 674215108 30-Apr-2019 DIRECTOR  Management Yes W N
OASIS PETROLEUM INC OAS 674215108 30-Apr-2019 To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019.  Management Yes N N
OASIS PETROLEUM INC OAS 674215108 30-Apr-2019 To approve, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to Item 402 of Regulation S-K promulgated by the Securities and Exchange Commission.  Management Yes F F
OASIS PETROLEUM INC OAS 674215108 30-Apr-2019 To approve the First Amendment to the Amended and Restated 2010 Long-Term Incentive Plan (the “LTIP”) to increase the maximum number of shares that may be issued under the LTIP by 1,300,000 shares.  Management Yes F F
SPROUTS FARMERS MARKET, INC. SFM 85208M102 30-Apr-2019 DIRECTOR  Management Yes F F
SPROUTS FARMERS MARKET, INC. SFM 85208M102 30-Apr-2019 DIRECTOR  Management Yes F F
SPROUTS FARMERS MARKET, INC. SFM 85208M102 30-Apr-2019 To vote on a non-binding advisory resolution to approve the compensation paid to our named executive officers for fiscal 2018 (“say-on-pay”).  Management Yes F F
SPROUTS FARMERS MARKET, INC. SFM 85208M102 30-Apr-2019 To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019.  Management Yes N N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes W N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes W N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes W N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes W N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes F F
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes F F
VERICEL CORPORATION VCEL 92346J108 01-May-2019 DIRECTOR  Management Yes F F
VERICEL CORPORATION VCEL 92346J108 01-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as Vericel Corporation’s Independent Registered Public Accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 To approve the adoption of Vericel Corporation’s 2019 Omnibus Incentive Plan.  Management Yes N N
VERICEL CORPORATION VCEL 92346J108 01-May-2019 To approve, on an advisory basis, the compensation of Vericel Corporation’s named executive officers.  Management Yes F F
MONOTYPE IMAGING HOLDINGS INC. TYPE 61022P100 02-May-2019 Election of Class I Director: Gay W. Gaddis  Management Yes F F
MONOTYPE IMAGING HOLDINGS INC. TYPE 61022P100 02-May-2019 Election of Class I Director: Roger J. Heinen, Jr.  Management Yes N N
MONOTYPE IMAGING HOLDINGS INC. TYPE 61022P100 02-May-2019 Election of Class I Director: Denise F. Warren  Management Yes F F
MONOTYPE IMAGING HOLDINGS INC. TYPE 61022P100 02-May-2019 An advisory approval of the Company’s executive compensation.  Management Yes F F
MONOTYPE IMAGING HOLDINGS INC. TYPE 61022P100 02-May-2019 Ratify Deloitte & Touche, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019  Management Yes F F
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: Roderick R. Baty  Management Yes F F
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: Robert P. Bauer  Management Yes F F
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: Eric P. Etchart  Management Yes N N
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: David W. Grzelak  Management Yes N N
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: Tracy C. Jokinen  Management Yes N N
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: Richard W. Parod  Management Yes N N
ALAMO GROUP INC. ALG 011311107 02-May-2019 Election of Director: Ronald A. Robinson  Management Yes F F
ALAMO GROUP INC. ALG 011311107 02-May-2019 Proposal FOR the approval of the advisory vote on the compensation of the named executive officers.  Management Yes N N
ALAMO GROUP INC. ALG 011311107 02-May-2019 Proposal FOR the approval of the Company’s 2019 Equity Incentive Plan.  Management Yes N N
ALAMO GROUP INC. ALG 011311107 02-May-2019 Proposal FOR ratification of appointment of KPMG LLP as the Company’s Independent Auditors for 2019.  Management Yes N N
FOX FACTORY HOLDING CORP. FOXF 35138V102 02-May-2019 DIRECTOR  Management Yes F F
FOX FACTORY HOLDING CORP. FOXF 35138V102 02-May-2019 DIRECTOR  Management Yes F F
FOX FACTORY HOLDING CORP. FOXF 35138V102 02-May-2019 DIRECTOR  Management Yes F F
FOX FACTORY HOLDING CORP. FOXF 35138V102 02-May-2019 Ratify the appointment of Grant Thornton LLP as our independent public accountants for fiscal year 2019  Management Yes N N
FOX FACTORY HOLDING CORP. FOXF 35138V102 02-May-2019 Approval, on an advisory basis, of the resolution approving the compensation of our named executive officers  Management Yes F F
FOX FACTORY HOLDING CORP. FOXF 35138V102 02-May-2019 Approval of performance goals, for purposes of complying with the requirements of Internal Revenue Code Section 162(m)  Management Yes F F
VARONIS SYSTEMS, INC. VRNS 922280102 02-May-2019 DIRECTOR  Management Yes W N
VARONIS SYSTEMS, INC. VRNS 922280102 02-May-2019 DIRECTOR  Management Yes F F
VARONIS SYSTEMS, INC. VRNS 922280102 02-May-2019 DIRECTOR  Management Yes F F
VARONIS SYSTEMS, INC. VRNS 922280102 02-May-2019 Advisory vote to approve the Company’s executive compensation, as disclosed in the proxy statement.  Management Yes F F
VARONIS SYSTEMS, INC. VRNS 922280102 02-May-2019 To ratify the appointment by the Audit Committee of the Board of Directors of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global Limited, as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019.  Management Yes N N
HALOZYME THERAPEUTICS, INC. HALO 40637H109 02-May-2019 DIRECTOR  Management Yes F F
HALOZYME THERAPEUTICS, INC. HALO 40637H109 02-May-2019 DIRECTOR  Management Yes W N
HALOZYME THERAPEUTICS, INC. HALO 40637H109 02-May-2019 DIRECTOR  Management Yes F F
HALOZYME THERAPEUTICS, INC. HALO 40637H109 02-May-2019 To approve, by a non-binding advisory vote, the compensation of the Company’s named executive officers.  Management Yes F F
HALOZYME THERAPEUTICS, INC. HALO 40637H109 02-May-2019 To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
HALOZYME THERAPEUTICS, INC. HALO 40637H109 02-May-2019 To approve an amendment to our Certificate of Incorporation to increase our authorized number of shares of common stock from 200,000,000 to 300,000,000.  Management Yes F F
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 02-May-2019 DIRECTOR  Management Yes F F
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 02-May-2019 DIRECTOR  Management Yes F F
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 02-May-2019 Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
SAILPOINT TECHNOLOGIES HOLDINGS, INC. SAIL 78781P105 02-May-2019 Advisory vote on the frequency of future advisory votes on executive compensation.  Management Yes 1 F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 DIRECTOR  Management Yes F F
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
AG MORTGAGE INVESTMENT TRUST, INC. MITT 001228105 02-May-2019 Approval, on an advisory basis, of our executive compensation.  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes W N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 DIRECTOR  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 To conduct an advisory vote to approve named executive officer compensation.  Management Yes N N
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 To ratify our Audit Committee’s appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
MCDERMOTT INTERNATIONAL, INC. MDR 580037703 02-May-2019 To approve the 2019 McDermott International, Inc. Long-Term Incentive Plan.  Management Yes N N
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Dennis H. Chookaszian  Management Yes N N
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Kenda B. Gonzales  Management Yes F F
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Patrick W. Gross  Management Yes N N
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: William D. Hansen  Management Yes F F
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Gregory L. Jackson  Management Yes N N
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Thomas B. Lally  Management Yes F F
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Todd S. Nelson  Management Yes F F
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Election of Director: Leslie T. Thornton  Management Yes F F
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Advisory Vote to Approve Executive Compensation Paid by the Company to its Named Executive Officers.  Management Yes F F
CAREER EDUCATION CORPORATION CECO 141665109 02-May-2019 Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: Mark G. Barberio  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: William T. Bosway  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: Sharon M. Brady  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: Frank G. Heard  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: Craig A. Hindman  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: Vinod M. Khilnani  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: William P. Montague  Management Yes N N
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Election of Director: James B. Nish  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Advisory approval on the company’s executive compensation (Say-On-Pay).  Management Yes F F
GIBRALTAR INDUSTRIES, INC. ROCK 374689107 03-May-2019 Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm.  Management Yes N N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes W N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes W N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes W N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes F F
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes W N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes F F
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes F F
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes F F
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes F F
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 DIRECTOR  Management Yes W N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 To ratify the selection of the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
COOPER TIRE & RUBBER COMPANY CTB 216831107 03-May-2019 To approve, on a non-binding advisory basis, the Company’s named executive officer compensation.  Management Yes N N
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes W N
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes W N
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes W N
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 DIRECTOR  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
PAR PACIFIC HOLDINGS, INC. PARR 69888T207 07-May-2019 Approve the 2019 Par Pacific Holdings, Inc. Management Stock Purchase Plan.  Management Yes F F
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 DIRECTOR  Management Yes W N
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 DIRECTOR  Management Yes F F
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 DIRECTOR  Management Yes W N
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 DIRECTOR  Management Yes W N
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 DIRECTOR  Management Yes W N
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 DIRECTOR  Management Yes W N
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.  Management Yes F F
ENCORE WIRE CORPORATION WIRE 292562105 07-May-2019 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2019.  Management Yes N N
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes F F
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes W N
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes W N
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes W N
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes W N
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes W N
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 DIRECTOR  Management Yes F F
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 Proposal to amend the 2015 Equity Incentive Plan.  Management Yes F F
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 Advisory resolution to approve executive compensation.  Management Yes F F
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 Proposal to confirm the selection of Grant Thornton LLP as independent public accountants of the company for the fiscal year ending December 31, 2019.  Management Yes F F
MARTEN TRANSPORT, LTD. MRTN 573075108 07-May-2019 To transact other business if properly brought before the Annual Meeting or any adjournment thereof.  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Mark Pincus  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Frank Gibeau  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Dr. Regina E. Dugan  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: William “Bing” Gordon  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Louis J. Lavigne, Jr.  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Ellen F. Siminoff  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Carol G. Mills  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 Election of Director: Janice M. Roberts  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 To approve, on an advisory basis, the compensation of Zynga’s named executive officers.  Management Yes F F
ZYNGA INC. ZNGA 98986T108 07-May-2019 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of Zynga for its fiscal year ending December 31, 2019.  Management Yes N N
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes W N
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes W N
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes W N
SKYWEST, INC. SKYW 830879102 07-May-2019 DIRECTOR  Management Yes W N
SKYWEST, INC. SKYW 830879102 07-May-2019 To consider and vote upon, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 To approve the Skywest, Inc. 2019 Long-Term Incentive Plan.  Management Yes F F
SKYWEST, INC. SKYW 830879102 07-May-2019 To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm.  Management Yes N N
FGL HOLDINGS FG G3402M102 07-May-2019 Election of Class B Director: Christopher O. Blunt  Management Yes F F
FGL HOLDINGS FG G3402M102 07-May-2019 Election of Class B Director: Timothy M. Walsh  Management Yes F F
FGL HOLDINGS FG G3402M102 07-May-2019 Election of Class B Director: Menes O. Chee  Management Yes F F
FGL HOLDINGS FG G3402M102 07-May-2019 Ratification of the appointment of KPMG as our independent registered public accounting firm.  Management Yes N N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes F F
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes W N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes W N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes W N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes F F
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes F F
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes W N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes F F
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes F F
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 DIRECTOR  Management Yes W N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 Ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
CALLAWAY GOLF COMPANY ELY 131193104 07-May-2019 Approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes F F
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes F F
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 DIRECTOR  Management Yes W N
NIC INC. EGOV 62914B100 07-May-2019 Approval on an advisory basis of the compensation of the Company’s named executive officers as disclosed in the proxy materials.  Management Yes N N
NIC INC. EGOV 62914B100 07-May-2019 Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes W N
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes W N
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes W N
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes W N
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 DIRECTOR  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 To approve, by advisory vote, the compensation of the Company’s named executive officers.  Management Yes F F
THE MARCUS CORPORATION MCS 566330106 07-May-2019 The ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2019.  Management Yes F F
INNOSPEC INC. IOSP 45768S105 08-May-2019 DIRECTOR  Management Yes F F
INNOSPEC INC. IOSP 45768S105 08-May-2019 DIRECTOR  Management Yes F F
INNOSPEC INC. IOSP 45768S105 08-May-2019 DIRECTOR  Management Yes F F
INNOSPEC INC. IOSP 45768S105 08-May-2019 Say on Pay - An advisory vote on the approval of executive compensation.  Management Yes F F
INNOSPEC INC. IOSP 45768S105 08-May-2019 Ratification of the appointment of Innospec Inc.’s independent registered public accounting firm.  Management Yes N N
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 DIRECTOR  Management Yes W N
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 DIRECTOR  Management Yes W N
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 DIRECTOR  Management Yes W N
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 DIRECTOR  Management Yes W N
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 DIRECTOR  Management Yes F F
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 DIRECTOR  Management Yes F F
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 Advisory and non-binding vote to approve executive compensation.  Management Yes F F
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 Ratification of appointment of KPMG LLP for the fiscal year ending December 31, 2019.  Management Yes N N
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 Amendment to our amended and restated articles of incorporation to increase the number of authorized shares of Class A common stock.  Management Yes F F
COVENANT TRANSPORTATION GROUP, INC CVTI 22284P105 08-May-2019 First Amendment to our Third Amended and Restated 2006 Omnibus Incentive Plan.  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes W N
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes W N
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes W N
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 DIRECTOR  Management Yes F F
MATERION CORPORATION MTRN 576690101 08-May-2019 To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company.  Management Yes N N
MATERION CORPORATION MTRN 576690101 08-May-2019 To approve, by non-binding vote, named executive officer compensation.  Management Yes F F
GREAT SOUTHERN BANCORP, INC. GSBC 390905107 08-May-2019 DIRECTOR  Management Yes W N
GREAT SOUTHERN BANCORP, INC. GSBC 390905107 08-May-2019 DIRECTOR  Management Yes F F
GREAT SOUTHERN BANCORP, INC. GSBC 390905107 08-May-2019 DIRECTOR  Management Yes W N
GREAT SOUTHERN BANCORP, INC. GSBC 390905107 08-May-2019 The advisory (non-binding) vote on executive compensation.  Management Yes F F
GREAT SOUTHERN BANCORP, INC. GSBC 390905107 08-May-2019 The ratification of the appointment of BKD, LLP as Great Southern Bancorp’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
CADENCE BANCORPORATION CADE 12739A100 08-May-2019 Election of Class II Director: J. Richard Fredericks  Management Yes F F
CADENCE BANCORPORATION CADE 12739A100 08-May-2019 Election of Class II Director: Virginia A. Hepner  Management Yes F F
CADENCE BANCORPORATION CADE 12739A100 08-May-2019 Election of Class II Director: Kathy Waller  Management Yes F F
CADENCE BANCORPORATION CADE 12739A100 08-May-2019 Approval (on an advisory basis) of the compensation of the Company’s named executive officers  Management Yes F F
CADENCE BANCORPORATION CADE 12739A100 08-May-2019 Approval (on an advisory basis) of the frequency of future votes on the compensation of the Company’s named executive officers  Management Yes 1 F
CADENCE BANCORPORATION CADE 12739A100 08-May-2019 Ratification of the appointment of Ernst & Young LLP to serve as the independent registered public accounting firm of the Company for fiscal year 2019  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 DIRECTOR  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 DIRECTOR  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 DIRECTOR  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 DIRECTOR  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2019.  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 Approval, on a non-binding, advisory basis, of the compensation of the Company’s named executive officers.  Management Yes F F
BLACKLINE, INC. BL 09239B109 08-May-2019 To recommend, by non-binding, advisory vote, the frequency of future non-binding, advisory executive compensation votes.  Management Yes 1 F
ALLEGHENY TECHNOLOGIES INCORPORATED ATI 01741R102 09-May-2019 Election of Director: Leroy M. Ball, Jr.  Management Yes F F
ALLEGHENY TECHNOLOGIES INCORPORATED ATI 01741R102 09-May-2019 Election of Director: Carolyn Corvi  Management Yes F F
ALLEGHENY TECHNOLOGIES INCORPORATED ATI 01741R102 09-May-2019 Election of Director: Robert S. Wetherbee  Management Yes F F
ALLEGHENY TECHNOLOGIES INCORPORATED ATI 01741R102 09-May-2019 Advisory vote to approve the compensation of the Company’s named executive officers.  Management Yes F F
ALLEGHENY TECHNOLOGIES INCORPORATED ATI 01741R102 09-May-2019 Ratification of the selection of Ernst & Young LLP as independent auditors for 2019.  Management Yes N N
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes W N
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes W N
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes W N
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 DIRECTOR  Management Yes W N
FIRST BANCORP FBNC 318910106 09-May-2019 To ratify the appointment of BDO USA, LLP as the independent auditors of the Company for 2019.  Management Yes F F
FIRST BANCORP FBNC 318910106 09-May-2019 To approve, on a non-binding basis, the compensation paid to the Company’s named executive officers, as disclosed in the accompanying proxy statement (“Say on Pay”).  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 DIRECTOR  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 Approval, on an advisory (non-binding) basis, of the Company’s executive compensation.  Management Yes F F
NOVANTA INC. NOVT 67000B104 09-May-2019 To approve, on an advisory (non-binding) basis, the frequency of future shareholder votes on the Company’s executive compensation.  Management Yes 1 F
NOVANTA INC. NOVT 67000B104 09-May-2019 To appoint PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to serve until the 2020 annual meeting of shareholders.  Management Yes F F
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes W N
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes W N
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes F F
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes W N
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes F F
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes W N
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 DIRECTOR  Management Yes F F
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year 2019.  Management Yes N N
NATIONAL BANK HOLDINGS CORP NBHC 633707104 09-May-2019 To adopt a resolution approving, on an advisory, non-binding basis, the compensation paid to the Company’s named executive officers, as disclosed, pursuant to Item 402 of Regulation S-K, in the proxy statement.  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 DIRECTOR  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 To vote on a non-binding advisory resolution to approve the 2018 compensation of the Company’s named executive officers.  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 To vote on the approval of the Rogers Corporation 2019 Long-Term Equity Compensation Plan.  Management Yes F F
ROGERS CORPORATION ROG 775133101 09-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2019.  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes W N
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 DIRECTOR  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 Approve, on advisory basis, the compensation of our named executive officers.  Management Yes F F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 Approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers.  Management Yes 1 F
TACTILE SYSTEMS TECHNOLOGY, INC. TCMD 87357P100 09-May-2019 Approve an amendment to our Certificate of Incorporation to eliminate the supermajority voting requirement for stockholders to amend our By-Laws.  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 DIRECTOR  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 Advisory approval of our executive compensation.  Management Yes F F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 Advisory vote on whether the frequency of the stockholder vote on our executive compensation should be every 1, 2 or 3 years.  Management Yes 1 F
NMI HOLDINGS, INC. NMIH 629209305 09-May-2019 Ratification of the appointment of BDO USA, LLP as NMI Holdings, Inc.’s independent auditors.  Management Yes F F
JOHN BEAN TECHNOLOGIES CORPORATION JBT 477839104 10-May-2019 Election of Director: Alan D. Feldman  Management Yes N N
JOHN BEAN TECHNOLOGIES CORPORATION JBT 477839104 10-May-2019 Election of Director: James E. Goodwin  Management Yes N N
JOHN BEAN TECHNOLOGIES CORPORATION JBT 477839104 10-May-2019 Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers.  Management Yes F F
JOHN BEAN TECHNOLOGIES CORPORATION JBT 477839104 10-May-2019 Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019.  Management Yes N N
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Gary C. Bhojwani  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Ellyn L. Brown  Management Yes N N
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Stephen N. David  Management Yes N N
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Robert C. Greving  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Mary R. Henderson  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Charles J. Jacklin  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Daniel R. Maurer  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Neal C. Schneider  Management Yes N N
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Election of Director: Frederick J. Sievert  Management Yes N N
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Approval of the Replacement NOL Protective Amendment to the Company’s Amended and Restated Certificate of Incorporation to preserve the value of tax net operating losses and certain other tax losses.  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019.  Management Yes F F
CNO FINANCIAL GROUP, INC. CNO 12621E103 10-May-2019 Approval, by non-binding advisory vote, of the compensation of the Company’s named executive officers.  Management Yes N N
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: Eric C. Andersen  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: Wallace E. Boston, Jr.  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: Barbara G. Fast  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: Jean C. Halle  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: Barbara L. Kurshan  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: Timothy J. Landon  Management Yes N N
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Election of Director: William G. Robinson, Jr  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Advisory vote to approve the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement for the 2019 Annual Meeting.  Management Yes F F
AMERICAN PUBLIC EDUCATION, INC. APEI 02913V103 10-May-2019 Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019.  Management Yes F F
CLEARWATER PAPER CORPORATION CLW 18538R103 13-May-2019 Election of Director: Kevin J. Hunt  Management Yes N N
CLEARWATER PAPER CORPORATION CLW 18538R103 13-May-2019 Election of Director: William D. Larsson  Management Yes N N
CLEARWATER PAPER CORPORATION CLW 18538R103 13-May-2019 Ratification of the appointment of KPMG, LLP as the Company’s independent registered public accounting firm for 2019.  Management Yes F F
CLEARWATER PAPER CORPORATION CLW 18538R103 13-May-2019 Advisory vote to approve named executive officer compensation.  Management Yes N N
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes W N
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes W N
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes W N
INTERFACE, INC. TILE 458665304 13-May-2019 DIRECTOR  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 Approval of executive compensation.  Management Yes F F
INTERFACE, INC. TILE 458665304 13-May-2019 Ratification of the appointment of BDO USA, LLP as independent auditors for 2019.  Management Yes N N
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: Scott F. Schaeffer  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: William C. Dunkelberg  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: Richard D. Gebert  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: Melinda H. McClure  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: Mack D. Pridgen III  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: Richard H. Ross  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 Election of Director: DeForest B. Soaries, Jr.  Management Yes F F
INDEPENDENCE REALTY TRUST, INC. IRT 45378A106 14-May-2019 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 FISCAL YEAR.  Management Yes F F
MANHATTAN ASSOCIATES, INC. MANH 562750109 14-May-2019 Election of Director: John J. Huntz, Jr  Management Yes N N
MANHATTAN ASSOCIATES, INC. MANH 562750109 14-May-2019 Election of Director: Thomas E. Noonan  Management Yes N N
MANHATTAN ASSOCIATES, INC. MANH 562750109 14-May-2019 Nonbinding resolution to approve the compensation of the Company’s named executive officers.  Management Yes F F
MANHATTAN ASSOCIATES, INC. MANH 562750109 14-May-2019 Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 DIRECTOR  Management Yes F F
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 DIRECTOR  Management Yes W N
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 DIRECTOR  Management Yes W N
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 DIRECTOR  Management Yes F F
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 To ratify the appointment of Ernst & Young LLP as Vishay’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 The advisory approval of the compensation of the Company’s executive officers.  Management Yes N N
VISHAY INTERTECHNOLOGY, INC. VSH 928298108 14-May-2019 Frequency of advisory vote on the compensation of the Company’s executive officers.  Management Yes 1 F
TPI COMPOSITES, INC. TPIC 87266J104 14-May-2019 DIRECTOR  Management Yes W N
TPI COMPOSITES, INC. TPIC 87266J104 14-May-2019 DIRECTOR  Management Yes F F
TPI COMPOSITES, INC. TPIC 87266J104 14-May-2019 DIRECTOR  Management Yes W N
TPI COMPOSITES, INC. TPIC 87266J104 14-May-2019 DIRECTOR  Management Yes F F
TPI COMPOSITES, INC. TPIC 87266J104 14-May-2019 To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
WERNER ENTERPRISES, INC. WERN 950755108 14-May-2019 DIRECTOR  Management Yes W N
WERNER ENTERPRISES, INC. WERN 950755108 14-May-2019 DIRECTOR  Management Yes W N
WERNER ENTERPRISES, INC. WERN 950755108 14-May-2019 DIRECTOR  Management Yes F F
WERNER ENTERPRISES, INC. WERN 950755108 14-May-2019 To approve the advisory resolution on executive compensation.  Management Yes N N
WERNER ENTERPRISES, INC. WERN 950755108 14-May-2019 To ratify the appointment of KPMG LLP as the independent registered public accounting firm of Werner Enterprises, Inc. for the year ending December 31, 2019.  Management Yes N N
SPIRIT AIRLINES INC. SAVE 848577102 14-May-2019 DIRECTOR  Management Yes F F
SPIRIT AIRLINES INC. SAVE 848577102 14-May-2019 DIRECTOR  Management Yes W N
SPIRIT AIRLINES INC. SAVE 848577102 14-May-2019 DIRECTOR  Management Yes F F
SPIRIT AIRLINES INC. SAVE 848577102 14-May-2019 To ratify the selection, by the Audit Committee of the Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019.  Management Yes N N
SPIRIT AIRLINES INC. SAVE 848577102 14-May-2019 To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in our 2019 Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended.  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: Archie C. Black  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: Martin J. Leestma  Management Yes N N
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: James B. Ramsey  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: Marty M. Reaume  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: Tami L. Reller  Management Yes N N
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: Philip E. Soran  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Election of Director: Sven A. Wehrwein  Management Yes N N
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Ratification of the selection of KPMG LLP as the independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2019.  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Advisory approval of the compensation of the named executive officers of SPS Commerce, Inc.  Management Yes F F
SPS COMMERCE, INC. SPSC 78463M107 14-May-2019 Advisory vote on the frequency of holding future say-on-pay votes.  Management Yes 1 F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes W N
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 DIRECTOR  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 Approval of, on an advisory basis, named executive officer compensation.  Management Yes F F
HEALTH INSURANCE INNOVATIONS, INC. HIIQ 42225K106 14-May-2019 Recommend, on an advisory basis, the frequency of future advisory votes on the compensation of the named executive officers.  Management Yes 1 F
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes F F
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes F F
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes F F
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes W N
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes W N
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes F F
PROTO LABS, INC. PRLB 743713109 15-May-2019 DIRECTOR  Management Yes W N
PROTO LABS, INC. PRLB 743713109 15-May-2019 Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2019.  Management Yes N N
PROTO LABS, INC. PRLB 743713109 15-May-2019 Advisory approval of executive compensation.  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes W N
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 DIRECTOR  Management Yes F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 15-May-2019 Ratification of the appointment of Deloitte & Touche LLP as the independent auditors of Genco for the fiscal year ending December 31, 2019.  Management Yes F F
NOODLES & COMPANY NDLS 65540B105 15-May-2019 DIRECTOR  Management Yes F F
NOODLES & COMPANY NDLS 65540B105 15-May-2019 DIRECTOR  Management Yes W N
NOODLES & COMPANY NDLS 65540B105 15-May-2019 To approve, on an advisory (non-binding) basis, the compensation of our named executive officers.  Management Yes F F
NOODLES & COMPANY NDLS 65540B105 15-May-2019 To approve, on an advisory (non-binding) basis, the frequency of future advisory votes to approve the compensation of our named executive officers.  Management Yes 1 F
NOODLES & COMPANY NDLS 65540B105 15-May-2019 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 DIRECTOR  Management Yes F F
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 DIRECTOR  Management Yes W N
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 DIRECTOR  Management Yes W N
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2019.  Management Yes F F
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 Approval, on a non-binding advisory basis, of the 2018 compensation of our named executive officers.  Management Yes F F
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 Approval of the amendment and restatement of the Helix Energy Solutions Group, Inc. 2005 Long Term Incentive Plan.  Management Yes F F
HELIX ENERGY SOLUTIONS GROUP, INC. HLX 42330P107 15-May-2019 Approval of the amendment and restatement of the Helix Energy Solutions Group, Inc. Employee Stock Purchase Plan.  Management Yes F F
ON DECK CAPITAL, INC. ONDK 682163100 15-May-2019 Election of Director: Chandra Dhandapani  Management Yes F F
ON DECK CAPITAL, INC. ONDK 682163100 15-May-2019 Election of Director: Bruce P. Nolop  Management Yes F F
ON DECK CAPITAL, INC. ONDK 682163100 15-May-2019 Election of Director: Manolo Sánchez  Management Yes F F
ON DECK CAPITAL, INC. ONDK 682163100 15-May-2019 To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
SHUTTERFLY, INC. SFLY 82568P304 15-May-2019 DIRECTOR  Management Yes F F
SHUTTERFLY, INC. SFLY 82568P304 15-May-2019 DIRECTOR  Management Yes F F
SHUTTERFLY, INC. SFLY 82568P304 15-May-2019 DIRECTOR  Management Yes F F
SHUTTERFLY, INC. SFLY 82568P304 15-May-2019 To approve, on a non-binding advisory basis, the compensation of our named executive officers.  Management Yes F F
SHUTTERFLY, INC. SFLY 82568P304 15-May-2019 To approve the amendment of our 2015 Equity Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000 shares and make certain modifications to reflect recent changes in applicable tax laws resulting from the Tax Cuts and Jobs Act of 2017.  Management Yes F F
SHUTTERFLY, INC. SFLY 82568P304 15-May-2019 To ratify the selection of PricewaterhouseCoopers LLP as Shutterfly’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
TENABLE HOLDINGS, INC. TENB 88025T102 15-May-2019 DIRECTOR  Management Yes W N
TENABLE HOLDINGS, INC. TENB 88025T102 15-May-2019 DIRECTOR  Management Yes W N
TENABLE HOLDINGS, INC. TENB 88025T102 15-May-2019 The ratification of the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
MERIDIAN BANCORP INC. EBSB 58958U103 15-May-2019 DIRECTOR  Management Yes W N
MERIDIAN BANCORP INC. EBSB 58958U103 15-May-2019 DIRECTOR  Management Yes W N
MERIDIAN BANCORP INC. EBSB 58958U103 15-May-2019 DIRECTOR  Management Yes F F
MERIDIAN BANCORP INC. EBSB 58958U103 15-May-2019 DIRECTOR  Management Yes F F
MERIDIAN BANCORP INC. EBSB 58958U103 15-May-2019 The ratification of the appointment of Wolf & Company, P.C. as independent registered public accounting firm of Meridian Bancorp, Inc. for the fiscal year ending December 31, 2019.  Management Yes F F
MERIDIAN BANCORP INC. EBSB 58958U103 15-May-2019 An advisory (non-binding) resolution to approve the Company’s executive compensation as described in the proxy statement.  Management Yes N N
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: Nicolas M. Barthelemy  Management Yes F F
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: Glenn L. Cooper  Management Yes N N
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: John G. Cox  Management Yes F F
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: Karen A. Dawes  Management Yes N N
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: Tony J. Hunt  Management Yes F F
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: Glenn P. Muir  Management Yes F F
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Election of Director: Thomas F. Ryan, Jr.  Management Yes N N
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2019.  Management Yes N N
REPLIGEN CORPORATION RGEN 759916109 15-May-2019 Advisory vote to approve the compensation paid to Repligen Corporation’s named executive officers.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 Election of Class III director: Julie Gardner  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 Election of Class III director: Mark Rossi  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 Election of Class III director: Warren C. Jenson  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To elect Edward H. West as a Class II director to our Board of Directors to serve until the 2021 Annual General Meeting of Shareholders.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To elect Douglas L. Braunstein as a Class I director to our Board of Directors to serve until the 2020 Annual General Meeting of Shareholders.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To ratify, on an advisory basis, our Audit Committee’s selection of KPMG LLP (U.S.) as our U.S. independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
CARDTRONICS PLC CATM G1991C105 15-May-2019 To re-appoint KPMG LLP (U.K.) as our U.K. statutory auditors under the U.K. Companies Act 2006, to hold office until the conclusion of the next annual general meeting of shareholders at which accounts are presented to our shareholders.  Management Yes N N
CARDTRONICS PLC CATM G1991C105 15-May-2019 To authorize our Audit Committee to determine our U.K. statutory auditors’ remuneration.  Management Yes N N
CARDTRONICS PLC CATM G1991C105 15-May-2019 To approve, on an advisory basis, the compensation of the Named Executive Officers as disclosed in the proxy statement.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To approve, on an advisory basis, the directors’ remuneration report (other than the directors remuneration policy) for the fiscal year ended December 31, 2018.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To receive our U.K. Annual Reports and Accounts for the fiscal year ended December 31, 2018, together with the reports of the auditors therein.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To approve the terms of the agreements and counterparties pursuant to which we may purchase our Class A ordinary shares.  Management Yes F F
CARDTRONICS PLC CATM G1991C105 15-May-2019 To generally and unconditionally authorize Cardtronics, subject to and in accordance with the provisions of the U.K. Companies Act 2006, to send, convey or supply all types of notices, documents or information to our shareholders by electronic means, including making such notices, documents or information available on a website.  Management Yes F F
CBTX, INC. CBTX 12481V104 15-May-2019 DIRECTOR  Management Yes F F
CBTX, INC. CBTX 12481V104 15-May-2019 DIRECTOR  Management Yes F F
CBTX, INC. CBTX 12481V104 15-May-2019 DIRECTOR  Management Yes F F
CBTX, INC. CBTX 12481V104 15-May-2019 DIRECTOR  Management Yes F F
CBTX, INC. CBTX 12481V104 15-May-2019 Ratification of Grant Thornton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019.  Management Yes F F
ACACIA COMMUNICATIONS, INC. ACIA 00401C108 16-May-2019 DIRECTOR  Management Yes W N
ACACIA COMMUNICATIONS, INC. ACIA 00401C108 16-May-2019 DIRECTOR  Management Yes F F
ACACIA COMMUNICATIONS, INC. ACIA 00401C108 16-May-2019 DIRECTOR  Management Yes W N
ACACIA COMMUNICATIONS, INC. ACIA 00401C108 16-May-2019 To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
ACACIA COMMUNICATIONS, INC. ACIA 00401C108 16-May-2019 Non-binding, advisory vote to approve the compensation of our named executive officers.  Management Yes N N
THE BOSTON BEER COMPANY, INC. SAM 100557107 16-May-2019 DIRECTOR  Management Yes F F
THE BOSTON BEER COMPANY, INC. SAM 100557107 16-May-2019 DIRECTOR  Management Yes F F
THE BOSTON BEER COMPANY, INC. SAM 100557107 16-May-2019 DIRECTOR  Management Yes W N
THE BOSTON BEER COMPANY, INC. SAM 100557107 16-May-2019 Advisory vote to approve our Named Executive Officers’ executive compensation.  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes W N
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 DIRECTOR  Management Yes F F
VISHAY PRECISION GROUP,INC. VPG 92835K103 16-May-2019 To approve the non-binding resolution relating to the executive compensation.  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 Company proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2019 fiscal year.  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 Company proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 Company proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2019 fiscal year.  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 Company proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 Gannett’s proposal to ratify the appointment of Ernst & Young LLP as Gannett’s  independent registered public accounting firm for the 2019 fiscal year.  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 Gannett’s proposal to approve, on an advisory basis, the compensation of Gannett’s named executive officers.  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 DIRECTOR  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 Gannett’s proposal to ratify the appointment of Ernst & Young LLP as Gannett’s  independent registered public accounting firm for the 2019 fiscal year.  Opposition No    
GANNETT CO., INC. GCI 36473H104 16-May-2019 Gannett’s proposal to approve, on an advisory basis, the compensation of Gannett’s named executive officers.  Opposition No    
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Juan Acosta Reboyras  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Aurelio Alemàn  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Luz A. Crespo  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Tracey Dedrick  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Daniel E. Frye  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Robert T. Gormley  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: John A. Heffern  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: Roberto R. Herencia  Management Yes N N
FIRST BANCORP FBP 318672706 16-May-2019 Election of Director: José Menéndez-Cortada  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 To approve on a non-binding basis the 2018 compensation of First Bancorp’s named executive officers (“NEOs’).  Management Yes F F
FIRST BANCORP FBP 318672706 16-May-2019 To ratify the appointment of Crowe LLP as our independent registered public accounting firm for our 2019 fiscal year.  Management Yes F F
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Leslie M. Alperstein  Management Yes N N
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Dudley C. Dworken  Management Yes N N
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Harvey M. Goodman  Management Yes N N
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Norman R. Pozez  Management Yes N N
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Kathy A. Raffa  Management Yes F F
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Susan G. Riel  Management Yes F F
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Donald R. Rogers  Management Yes F F
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: James A. Soltesz  Management Yes F F
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Election of Director: Leland M. Weinstein  Management Yes N N
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Ratification of the Appointment of Independent Registered Public Accounting Firm.  Management Yes F F
EAGLE BANCORP, INC. EGBN 268948106 16-May-2019 Non-Binding Advisory Vote on Executive Compensation.  Management Yes N N
ISTAR INC. STAR 45031U101 16-May-2019 DIRECTOR  Management Yes F F
ISTAR INC. STAR 45031U101 16-May-2019 DIRECTOR  Management Yes F F
ISTAR INC. STAR 45031U101 16-May-2019 DIRECTOR  Management Yes W N
ISTAR INC. STAR 45031U101 16-May-2019 DIRECTOR  Management Yes W N
ISTAR INC. STAR 45031U101 16-May-2019 DIRECTOR  Management Yes F F
ISTAR INC. STAR 45031U101 16-May-2019 DIRECTOR  Management Yes W N
ISTAR INC. STAR 45031U101 16-May-2019 Say on Pay - A non-binding advisory vote approving executive compensation  Management Yes F F
ISTAR INC. STAR 45031U101 16-May-2019 Approval of amendments to iStar Inc. 2009 long-term incentive plan  Management Yes N N
ISTAR INC. STAR 45031U101 16-May-2019 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 DIRECTOR  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 Approval, on an advisory basis, of the compensation of CTS’ named executive officers.  Management Yes F F
CTS CORPORATION CTS 126501105 16-May-2019 Ratification of the appointment of Grant Thornton LLP as CTS’s independent auditor for 2019.  Management Yes N N
TRISTATE CAPITAL HOLDINGS, INC. TSC 89678F100 16-May-2019 DIRECTOR  Management Yes W N
TRISTATE CAPITAL HOLDINGS, INC. TSC 89678F100 16-May-2019 DIRECTOR  Management Yes F F
TRISTATE CAPITAL HOLDINGS, INC. TSC 89678F100 16-May-2019 DIRECTOR  Management Yes W N
TRISTATE CAPITAL HOLDINGS, INC. TSC 89678F100 16-May-2019 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS  Management Yes F F
TRISTATE CAPITAL HOLDINGS, INC. TSC 89678F100 16-May-2019 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION  Management Yes 1 F
TRISTATE CAPITAL HOLDINGS, INC. TSC 89678F100 16-May-2019 RATIFICATION OF AUDITORS  Management Yes F F
YETI HOLDINGS, INC. YETI 98585X104 17-May-2019 DIRECTOR  Management Yes F F
YETI HOLDINGS, INC. YETI 98585X104 17-May-2019 DIRECTOR  Management Yes F F
YETI HOLDINGS, INC. YETI 98585X104 17-May-2019 Ratification of the appointment of Grant Thornton LLP as YETI Holdings, Inc.’s independent registered public accounting firm for year ending December 28, 2019.  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes W N
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 DIRECTOR  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 Approval of Executive Compensation: To approve, on an advisory basis, the Company’s executive compensation.  Management Yes F F
DIODES INCORPORATED DIOD 254543101 17-May-2019 Ratification of Appointment of Independent Registered Public Accounting Firm: To ratify the appointment of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending  December 31, 2019.  Management Yes F F
DILLARD’S, INC. DDS 254067101 18-May-2019 ELECTION OF DIRECTOR: Frank R. Mori  Management Yes N N
DILLARD’S, INC. DDS 254067101 18-May-2019 ELECTION OF DIRECTOR: Reynie Rutledge  Management Yes F F
DILLARD’S, INC. DDS 254067101 18-May-2019 ELECTION OF DIRECTOR: J.C. Watts, Jr.  Management Yes N N
DILLARD’S, INC. DDS 254067101 18-May-2019 ELECTION OF DIRECTOR: Nick White  Management Yes N N
DILLARD’S, INC. DDS 254067101 18-May-2019 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL 2019.  Management Yes N N
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 Election of Class II Director: Carlos E. Evans  Management Yes N N
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 Election of Class II Director: W. Mark Watson  Management Yes F F
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 Election of Class II Director: Mark C. Bozek  Management Yes F F
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 Non-binding advisory vote to approve executive compensation.  Management Yes F F
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 To approve the Sykes Enterprises, Incorporated 2019 Equity Incentive Plan.  Management Yes N N
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 To ratify the appointment of Deloitte & Touche LLP as independent auditors of the Company.  Management Yes F F
SYKES ENTERPRISES, INCORPORATED SYKE 871237103 20-May-2019 In their discretion, the proxies are authorized to vote upon such other business matters as may properly come before this meeting or any adjournment or postponements thereof.  Management Yes F F
CARBONITE, INC. CARB 141337105 20-May-2019 DIRECTOR  Management Yes F F
CARBONITE, INC. CARB 141337105 20-May-2019 DIRECTOR  Management Yes F F
CARBONITE, INC. CARB 141337105 20-May-2019 DIRECTOR  Management Yes F F
CARBONITE, INC. CARB 141337105 20-May-2019 To ratify the selection of Deloitte & Touche LLP as Carbonite, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
CARBONITE, INC. CARB 141337105 20-May-2019 To approve, on an advisory basis, the 2018 compensation of Carbonite, Inc.’s named executive officers.  Management Yes F F
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: Alessandro P. DiNello  Management Yes F F
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: Jay J. Hansen  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: John D. Lewis  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: David J. Matlin  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: Bruce E. Nyberg  Management Yes F F
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: James A. Ovenden  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: Peter Schoels  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: David L. Treadwell  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 Election of Director: Jennifer R. Whip  Management Yes F F
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes F F
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 To adopt an advisory (non-binding) resolution to approve named executive officer compensation.  Management Yes N N
FLAGSTAR BANCORP, INC. FBC 337930705 21-May-2019 To hold an advisory (non-binding) vote on the frequency of future advisory votes on named executive officer compensation.  Management Yes 1 F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Vicky A. Bailey  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Norman P. Becker  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Patricia K. Collawn  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: E. Renae Conley  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Alan J. Fohrer  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Sidney M. Gutierrez  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: James A. Hughes  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Maureen T. Mullarkey  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Donald K. Schwanz  Management Yes N N
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Election of Director: Bruce W. Wilkinson  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019.  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Approve, on an advisory basis, the compensation of our named executive officers.  Management Yes F F
PNM RESOURCES, INC. PNM 69349H107 21-May-2019 Publish a report on coal combustion residual matters at San Juan Generating Station.  Management Yes N F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Robert A. Allen  Management Yes N N
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Stuart W. Booth  Management Yes N N
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Gary F. Colter  Management Yes N N
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Rocky Dewbre  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Laura J. Flanagan  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Robert G. Gross  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Scott E. McPherson  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Harvey L. Tepner  Management Yes N N
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: Randolph I. Thornton  Management Yes N N
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Election of Director: J. Michael Walsh  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Approval of an advisory resolution to approve named executive officer compensation  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Approval of the Core-Mark Holding Company, Inc. 2019 Long-Term Incentive Plan  Management Yes F F
CORE-MARK HOLDING COMPANY, INC. CORE 218681104 21-May-2019 Ratification of the selection of Deloitte & Touche LLP as Core-Mark’s independent registered public accounting firm to serve for the fiscal year ended December 31, 2019  Management Yes N N
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes F F
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes W N
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes F F
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes W N
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes W N
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes W N
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 DIRECTOR  Management Yes F F
MANTECH INTERNATIONAL CORP. MANT 564563104 21-May-2019 Ratify the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Michael P. O’Donnell  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Robin P. Selati  Management Yes N N
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Giannella Alvarez  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Mary L. Baglivo  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Carla R. Cooper  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Cheryl J. Henry  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Stephen M. King  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Election of Director: Marie L. Perry  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Approval of the advisory resolution on the compensation of the Company’s named executive officers.  Management Yes F F
RUTH’S HOSPITALITY GROUP, INC. RUTH 783332109 21-May-2019 Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2019.  Management Yes N N
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes W N
CONMED CORPORATION CNMD 207410101 22-May-2019 DIRECTOR  Management Yes F F
CONMED CORPORATION CNMD 207410101 22-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
CONMED CORPORATION CNMD 207410101 22-May-2019 To hold an advisory vote on named executive officer compensation.  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 DIRECTOR  Management Yes W N
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 DIRECTOR  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 DIRECTOR  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 DIRECTOR  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 DIRECTOR  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 To approve, in an advisory vote, the compensation of the Company’s named executive officers.  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 To hold an advisory vote on the frequency of the future executive compensation advisory votes.  Management Yes 1 N
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 To approve an amendment to the Company’s Amended and Restated 2007 Stock Incentive Plan, as amended, to increase the number of shares of common stock that may be issued thereunder from 1,700,000 to 1,900,000 shares, representing an increase of 200,000 shares.  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 To approve an amendment to the Company’s Amended and Restated 1997 Employee Stock Purchase Plan, as amended, to increase the number of shares of common stock that may be issued thereunder from 1,162,500 to 1,202,500, representing an increase of 40,000 shares.  Management Yes F F
PC CONNECTION, INC. CNXN 69318J100 22-May-2019 To ratify the selection by the Audit Committee of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Richard E. Allen  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Bruce W. Armstrong  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Linda Breard  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Timothy A. Crown  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Catherine Courage  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Anthony A. Ibargüen  Management Yes N N
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Kenneth T. Lamneck  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Kathleen S. Pushor  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Election of Director: Girish Rishi  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Advisory vote (non-binding) to approve named executive officer compensation  Management Yes F F
INSIGHT ENTERPRISES, INC. NSIT 45765U103 22-May-2019 Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2019  Management Yes N N
SAFETY INSURANCE GROUP, INC. SAFT 78648T100 22-May-2019 DIRECTOR  Management Yes W N
SAFETY INSURANCE GROUP, INC. SAFT 78648T100 22-May-2019 DIRECTOR  Management Yes F F
SAFETY INSURANCE GROUP, INC. SAFT 78648T100 22-May-2019 Ratification of the Appointment of PRICEWATERHOUSECOOPERS LLP.  Management Yes N N
SAFETY INSURANCE GROUP, INC. SAFT 78648T100 22-May-2019 Advisory Vote on Executive Compensation.  Management Yes F F
SAFETY INSURANCE GROUP, INC. SAFT 78648T100 22-May-2019 Vote on shareholder proposal requesting that the Company adopt a majority voting standard in uncontested director elections.  Management Yes F N
IROBOT CORPORATION IRBT 462726100 22-May-2019 DIRECTOR  Management Yes F F
IROBOT CORPORATION IRBT 462726100 22-May-2019 DIRECTOR  Management Yes F F
IROBOT CORPORATION IRBT 462726100 22-May-2019 DIRECTOR  Management Yes F F
IROBOT CORPORATION IRBT 462726100 22-May-2019 To ratify the appointment of the firm of PricewaterhouseCoopers LLP as auditors for the fiscal year ending December 28, 2019.  Management Yes N N
IROBOT CORPORATION IRBT 462726100 22-May-2019 To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements.  Management Yes F F
IROBOT CORPORATION IRBT 462726100 22-May-2019 To approve amendments to our amended and restated certificate of incorporation to declassify the board of directors.  Management Yes F F
IROBOT CORPORATION IRBT 462726100 22-May-2019 To approve amendments to our amended and restated certificate of incorporation to eliminate the prohibition on stockholders’ ability to call a special meeting.  Management Yes F F
IROBOT CORPORATION IRBT 462726100 22-May-2019 To approve, on an advisory basis, the compensation of our named executive officers.  Management Yes F F
INTREPID POTASH, INC. IPI 46121Y102 22-May-2019 Election of Class II Director: J. Landis Martin  Management Yes N N
INTREPID POTASH, INC. IPI 46121Y102 22-May-2019 Election of Class II Director: Barth E. Whitham  Management Yes N N
INTREPID POTASH, INC. IPI 46121Y102 22-May-2019 To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019.  Management Yes F F
INTREPID POTASH, INC. IPI 46121Y102 22-May-2019 To approve, on an advisory basis, our executive compensation.  Management Yes N N
INTREPID POTASH, INC. IPI 46121Y102 22-May-2019 To approve our Amended and Restated Equity Incentive Plan.  Management Yes N N
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes W N
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 DIRECTOR  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 To approve, on an advisory basis, the compensation of Nanometrics’ named executive officers, as disclosed in the proxy statement.  Management Yes F F
NANOMETRICS INCORPORATED NANO 630077105 22-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as Nanometrics’ independent registered public accounting firm of Nanometrics for its fiscal year ending December 28, 2019.  Management Yes N N
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes W N
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes F F
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes F F
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes W N
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes F F
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes F F
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 DIRECTOR  Management Yes F F
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 To ratify the selection of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019.  Management Yes N N
CHART INDUSTRIES, INC. GTLS 16115Q308 22-May-2019 Advisory vote on compensation of named executive officers.  Management Yes F F
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Election of Class II Director: William F. Miller III  Management Yes F F
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Election of Class II Director: Ellen A. Rudnick  Management Yes F F
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Election of Class II Director: Richard H. Stowe  Management Yes N N
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Election of Class II Director: Cora M. Tellez  Management Yes N N
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Advisory approval of the Company’s 2018 executive compensation.  Management Yes F F
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Approval of the HMS Holdings Corp. 2019 Omnibus Incentive Plan.  Management Yes N N
HMS HOLDINGS CORP. HMSY 40425J101 22-May-2019 Ratification of the selection of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: Mark R. Belgya  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: William B. Chiasson  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: Kosta N. Kartsotis  Management Yes N N
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: Kevin B. Mansell  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: Diane L. Neal  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: Thomas M. Nealon  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: James E. Skinner  Management Yes N N
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: Gail B. Tifford  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Election of Director: James M. Zimmerman  Management Yes N N
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
FOSSIL GROUP, INC. FOSL 34988V106 22-May-2019 Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 28, 2019.  Management Yes N N
AMERESCO INC. (AMRC) AMRC 02361E108 23-May-2019 DIRECTOR  Management Yes F F
AMERESCO INC. (AMRC) AMRC 02361E108 23-May-2019 DIRECTOR  Management Yes F F
AMERESCO INC. (AMRC) AMRC 02361E108 23-May-2019 DIRECTOR  Management Yes F F
AMERESCO INC. (AMRC) AMRC 02361E108 23-May-2019 Ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
MERIT MEDICAL SYSTEMS, INC. MMSI 589889104 23-May-2019 DIRECTOR  Management Yes F F
MERIT MEDICAL SYSTEMS, INC. MMSI 589889104 23-May-2019 DIRECTOR  Management Yes F F
MERIT MEDICAL SYSTEMS, INC. MMSI 589889104 23-May-2019 DIRECTOR  Management Yes F F
MERIT MEDICAL SYSTEMS, INC. MMSI 589889104 23-May-2019 Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
MERIT MEDICAL SYSTEMS, INC. MMSI 589889104 23-May-2019 Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2019.  Management Yes N N
MGP INGREDIENTS INC MGPI 55303J106 23-May-2019 Election of Director: James L. Bareuther  Management Yes F F
MGP INGREDIENTS INC MGPI 55303J106 23-May-2019 Election of Director: Terrence P. Dunn  Management Yes F F
MGP INGREDIENTS INC MGPI 55303J106 23-May-2019 Election of Director: Anthony P. Foglio  Management Yes F F
MGP INGREDIENTS INC MGPI 55303J106 23-May-2019 Election of Director: David J. Colo  Management Yes F F
MGP INGREDIENTS INC MGPI 55303J106 23-May-2019 To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm.  Management Yes F F
MGP INGREDIENTS INC MGPI 55303J106 23-May-2019 To adopt an advisory resolution to approve the compensation of our named executive officers.  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Sara J. Finley  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Robert J. Greczyn, Jr.  Management Yes N N
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Peter A. Hudson, M.D.  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Beth M. Jacob  Management Yes N N
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Bradley S. Karro  Management Yes N N
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Paul H. Keckley, Ph.D.  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Benjamin A. Kirshner  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Lee A. Shapiro  Management Yes N N
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Donato J. Tramuto  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Kevin G. Wills  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 Election of Director: Dawn M. Zier  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 To consider and act upon a non-binding, advisory vote to approve compensation of the named executive officers as disclosed in the Proxy Statement.  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
TIVITY HEALTH, INC. TVTY 88870R102 23-May-2019 To consider and act upon a proposal to approve the Company’s Second Amended and Restated 2014 Stock Incentive Plan.  Management Yes N N
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Election of Director: C. A. Davis  Management Yes A N
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Election of Director: G. W. Off  Management Yes A N
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Election of Director: W. Oosterman  Management Yes F F
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Election of Director: G. L. Sugarman  Management Yes A N
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Ratify Accountants for 2019  Management Yes N N
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Advisory vote to approve executive compensation  Management Yes F F
TELEPHONE AND DATA SYSTEMS, INC. TDS 879433829 23-May-2019 Shareholder proposal to recapitalize TDS’ outstanding stock to have an equal vote per share  Management Yes F N
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: D. Pike Aloian  Management Yes N N
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: H.C. Bailey, Jr.  Management Yes N N
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: H. Eric Bolton, Jr.  Management Yes F F
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: Donald F. Colleran  Management Yes F F
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: Hayden C. Eaves III  Management Yes N N
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: David H. Hoster II  Management Yes F F
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: Marshall A. Loeb  Management Yes F F
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: Mary E. McCormick  Management Yes F F
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 Election of Director to serve for a one-year term: Leland R. Speed  Management Yes F F
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019.  Management Yes N N
EASTGROUP PROPERTIES, INC. EGP 277276101 23-May-2019 TO APPROVE BY A NON-BINDING ADVISORY RESOLUTION THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY’S DEFINITIVE PROXY STATEMENT.  Management Yes F F
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: James F. Gero  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Frank J. Crespo  Management Yes F F
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Brendan J. Deely  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Ronald J. Fenech  Management Yes F F
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Tracy D. Graham  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Virginia L. Henkels  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Jason D. Lippert  Management Yes F F
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: Kieran M. O’Sullivan  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 Election of Director: David A. Reed  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 To approve, in a non-binding advisory vote, the compensation of the Company’s named executive officers.  Management Yes N N
LCI INDUSTRIES LCII 50189K103 23-May-2019 To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2019.  Management Yes N N
FIREEYE, INC. FEYE 31816Q101 23-May-2019 Election of Class III Director: Ronald E. F. Codd  Management Yes F F
FIREEYE, INC. FEYE 31816Q101 23-May-2019 Election of Class III Director: Kevin R. Mandia  Management Yes F F
FIREEYE, INC. FEYE 31816Q101 23-May-2019 Election of Class III Director: Enrique Salem  Management Yes N N
FIREEYE, INC. FEYE 31816Q101 23-May-2019 To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019.  Management Yes N N
FIREEYE, INC. FEYE 31816Q101 23-May-2019 Advisory vote to approve named executive officer compensation.  Management Yes F F
BLUCORA INC BCOR 095229100 23-May-2019 Election of Director: Steven Aldrich  Management Yes F F
BLUCORA INC BCOR 095229100 23-May-2019 Election of Director: William L. Atwell  Management Yes N N
BLUCORA INC BCOR 095229100 23-May-2019 Election of Director: John S. Clendening  Management Yes F F
BLUCORA INC BCOR 095229100 23-May-2019 Election of Director: H. McIntyre Gardner  Management Yes F F
BLUCORA INC BCOR 095229100 23-May-2019 Election of Director: Christopher W. Walters  Management Yes F F
BLUCORA INC BCOR 095229100 23-May-2019 Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.  Management Yes N N
BLUCORA INC BCOR 095229100 23-May-2019 Approve, on a non-binding advisory basis, the compensation of our Named Executive Officers, as disclosed in the Proxy Statement.  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes W N
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 DIRECTOR  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 Advisory vote to approve Named Executive Officer compensation.  Management Yes F F
HEIDRICK & STRUGGLES INTERNATIONAL, INC. HSII 422819102 23-May-2019 To ratify the appointment of RSM US LLP as the Company’s independent registered public accounting firm for 2019.  Management Yes F F
EL PASO ELECTRIC COMPANY EE 283677854 23-May-2019 Election of Director: PAUL M. BARBAS  Management Yes F F
EL PASO ELECTRIC COMPANY EE 283677854 23-May-2019 Election of Director: JAMES W. CICCONI  Management Yes N N
EL PASO ELECTRIC COMPANY EE 283677854 23-May-2019 Election of Director: MARY E. KIPP  Management Yes F F
EL PASO ELECTRIC COMPANY EE 283677854 23-May-2019 Ratify the selection of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019.  Management Yes N N
EL PASO ELECTRIC COMPANY EE 283677854 23-May-2019 Approve the advisory resolution on executive compensation.  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Randall C. Benson  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Suzanne Blanchet  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Jennifer C. Dolan  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Richard D. Falconer  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Jeffrey A. Hearn  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Yves Laflamme  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Bradley P. Martin  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Alain Rhéaume  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Election of Director: Michael S. Rousseau  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Ratification of PricewaterhouseCoopers LLP appointment.  Management Yes N N
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Advisory vote to approve executive compensation (“say-on-pay”).  Management Yes F F
RESOLUTE FOREST PRODUCTS INC. RFP 76117W109 24-May-2019 Adoption of the Resolute Forest Products 2019 Equity Incentive Plan.  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Richard S. Ziman  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Howard Schwimmer  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Michael S. Frankel  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Robert L. Antin  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Steven C. Good  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Diana J. Ingram  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Tyler H. Rose  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 Election of Director: Peter E. Schwab  Management Yes F F
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
REXFORD INDUSTRIAL REALTY, INC. REXR 76169C100 28-May-2019 The advisory resolution to approve the Company’s named executive officer compensation, as described in the Rexford Industrial Realty, Inc. Proxy Statement.  Management Yes F F
FIVE9, INC. FIVN 338307101 28-May-2019 DIRECTOR  Management Yes F F
FIVE9, INC. FIVN 338307101 28-May-2019 DIRECTOR  Management Yes F F
FIVE9, INC. FIVN 338307101 28-May-2019 DIRECTOR  Management Yes F F
FIVE9, INC. FIVN 338307101 28-May-2019 To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement.  Management Yes F F
FIVE9, INC. FIVN 338307101 28-May-2019 Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019.  Management Yes N N
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: Thomas J. Carley  Management Yes N N
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: Thomas B. Cusick  Management Yes F F
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: Michael L. Elich  Management Yes F F
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: James B. Hicks, Ph.D.  Management Yes N N
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: Jon L. Justesen  Management Yes N N
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: Anthony Meeker  Management Yes N N
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Election of Director: Vincent P. Price  Management Yes F F
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Approval of Employee Stock Purchase Plan.  Management Yes F F
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Advisory vote to approve executive compensation.  Management Yes F F
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Ratification of selection of Deloitte and Touche LLP as our independent registered public accounting firm for 2019.  Management Yes F F
BARRETT BUSINESS SERVICES, INC. BBSI 068463108 29-May-2019 Stockholder Proposal.  Management Yes F N
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Election of Director: Jeffrey S. Davis  Management Yes N N
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Election of Director: Ralph C. Derrickson  Management Yes N N
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Election of Director: James R. Kackley  Management Yes F F
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Election of Director: David S. Lundeen  Management Yes N N
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Election of Director: Brian L. Matthews  Management Yes F F
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Election of Director: Gary M. Wimberly  Management Yes F F
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Proposal to approve, on an advisory basis, a resolution relating to the 2018 compensation of the named executive officers.  Management Yes F F
PERFICIENT, INC. PRFT 71375U101 29-May-2019 Proposal to ratify KPMG LLP as Perficient, Inc.’s independent registered public accounting firm for the 2019 fiscal year.  Management Yes N N
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: James H. Haworth  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: Kelly M. Malson  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: Bob L. Martin  Management Yes N N
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: Douglas H. Martin  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: Norman L. Miller  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: William E. Saunders, Jr.  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: William (David) Schofman  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 Election of Director: Oded Shein  Management Yes F F
CONN’S, INC. CONN 208242107 29-May-2019 To ratify the Audit Committee’s appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2020.  Management Yes N N
CONN’S, INC. CONN 208242107 29-May-2019 To approve, on a non-binding advisory basis, named executive officers’ compensation.  Management Yes F F
FORESCOUT TECHNOLOGIES, INC. FSCT 34553D101 29-May-2019 Election of Class II Director: Mark Jensen  Management Yes F F
FORESCOUT TECHNOLOGIES, INC. FSCT 34553D101 29-May-2019 Approve, on an advisory basis, the compensation of our named executive officers.  Management Yes F F
FORESCOUT TECHNOLOGIES, INC. FSCT 34553D101 29-May-2019 Approve, on an advisory basis, the frequency of holding future stockholder advisory votes on the compensation of our named executive officers.  Management Yes 1 F
FORESCOUT TECHNOLOGIES, INC. FSCT 34553D101 29-May-2019 Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019.  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes W N
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes W N
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 DIRECTOR  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 Advisory vote on the compensation of the Company’s named executive officers.  Management Yes F F
OCEANFIRST FINANCIAL CORP. OCFC 675234108 29-May-2019 Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019.  Management Yes N N
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 DIRECTOR  Management Yes W N
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 DIRECTOR  Management Yes W N
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 DIRECTOR  Management Yes F F
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 DIRECTOR  Management Yes W N
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 DIRECTOR  Management Yes F F
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 DIRECTOR  Management Yes W N
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 Ratification of Anticipated Selection of Independent Auditor: Ernst & Young LLP.  Management Yes N N
CNX RESOURCES CORPORATION CNX 12653C108 29-May-2019 Approval, on an Advisory Basis, of Compensation Paid to CNX Resources Corporation’s Named Executives in 2018.  Management Yes N N
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers (“Say-on-Pay”).  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers (“Say-on-Pay”).  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management No    
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Opposition Yes F F
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Opposition Yes F F
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 DIRECTOR  Opposition Yes F F
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 Company proposal to ratify the selection of PricewaterhouseCoopers LLP as Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Opposition Yes N N
PDC ENERGY, INC. PDCE 69327R101 29-May-2019 Company proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers.  Opposition Yes N F
MICROSTRATEGY INCORPORATED MSTR 594972408 29-May-2019 DIRECTOR  Management Yes W N
MICROSTRATEGY INCORPORATED MSTR 594972408 29-May-2019 DIRECTOR  Management Yes F F
MICROSTRATEGY INCORPORATED MSTR 594972408 29-May-2019 DIRECTOR  Management Yes W N
MICROSTRATEGY INCORPORATED MSTR 594972408 29-May-2019 DIRECTOR  Management Yes F F
MICROSTRATEGY INCORPORATED MSTR 594972408 29-May-2019 DIRECTOR  Management Yes W N
MICROSTRATEGY INCORPORATED MSTR 594972408 29-May-2019 To ratify the selection of KPMG LLP as MicroStrategy Incorporated’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
EXPONENT, INC. EXPO 30214U102 30-May-2019 Election of Director: Catherine Ford Corrigan  Management Yes F F
EXPONENT, INC. EXPO 30214U102 30-May-2019 Election of Director: Paul R. Johnston  Management Yes N N
EXPONENT, INC. EXPO 30214U102 30-May-2019 Election of Director: Carol Lindstrom  Management Yes F F
EXPONENT, INC. EXPO 30214U102 30-May-2019 Election of Director: Karen A. Richardson  Management Yes F F
EXPONENT, INC. EXPO 30214U102 30-May-2019 Election of Director: John B. Shoven  Management Yes N N
EXPONENT, INC. EXPO 30214U102 30-May-2019 Election of Director: Debra L. Zumwalt  Management Yes F F
EXPONENT, INC. EXPO 30214U102 30-May-2019 To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 3, 2020.  Management Yes N N
EXPONENT, INC. EXPO 30214U102 30-May-2019 To approve, on an advisory basis, the fiscal 2018 compensation of the Company’s named executive officers.  Management Yes F F
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Election of Director: Lee A. Daniels  Management Yes F F
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Election of Director: Ann S. Blouin  Management Yes F F
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Election of Director: Barry R. Port  Management Yes F F
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Approval of the amendment to the Certificate of Incorporation to increase the size of the Board of Directors to eight from seven.  Management Yes F F
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Approval of the amendment to the Certificate of Incorporation to increase the authorized shares to 100 million.  Management Yes F F
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019.  Management Yes N N
THE ENSIGN GROUP, INC ENSG 29358P101 30-May-2019 Approval, on an advisory basis, of our named executive officers’ compensation.  Management Yes F F
AXON ENTERPRISE, INC. AAXN 05464C101 31-May-2019 DIRECTOR  Management Yes W N
AXON ENTERPRISE, INC. AAXN 05464C101 31-May-2019 DIRECTOR  Management Yes W N
AXON ENTERPRISE, INC. AAXN 05464C101 31-May-2019 Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes N N
AXON ENTERPRISE, INC. AAXN 05464C101 31-May-2019 Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2019.  Management Yes N N
AXON ENTERPRISE, INC. AAXN 05464C101 31-May-2019 Proposal No. 4 requests that shareholders vote to approve an amendment to the Company’s Certificate of Incorporation to declassify the Board of Directors.  Management Yes F F
AXON ENTERPRISE, INC. AAXN 05464C101 31-May-2019 Proposal No. 5 is a shareholder proposal that the Board of Directors take necessary steps to remove the super-majority vote requirement to approve amendments to the Company’s charter and bylaws, and to replace with a simple majority vote requirement.  Management Yes F  
MONARCH CASINO & RESORT, INC. MCRI 609027107 04-Jun-2019 Election of Director: Bob Farahi  Management Yes N N
MONARCH CASINO & RESORT, INC. MCRI 609027107 04-Jun-2019 Election of Director: Yvette E. Landau  Management Yes F F
MONARCH CASINO & RESORT, INC. MCRI 609027107 04-Jun-2019 To approve an amendment to our 2014 Equity Incentive Plan.  Management Yes F F
MONARCH CASINO & RESORT, INC. MCRI 609027107 04-Jun-2019 To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers.  Management Yes F F
RENT-A-CENTER, INC. RCII 76009N100 04-Jun-2019 ELECTION OF CLASS I DIRECTOR: Harold Lewis  Management Yes F F
RENT-A-CENTER, INC. RCII 76009N100 04-Jun-2019 ELECTION OF CLASS I DIRECTOR: Carol A. McFate  Management Yes F F
RENT-A-CENTER, INC. RCII 76009N100 04-Jun-2019 To ratify the audit committee’s selection of KPMG LLP, registered independent accountants, as the Company’s independent auditors for the fiscal year ended December 31, 2019.  Management Yes F F
RENT-A-CENTER, INC. RCII 76009N100 04-Jun-2019 To conduct an advisory vote to approve the compensation of the named executive officers for the fiscal year ended December 31, 2018  Management Yes F F
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 DIRECTOR  Management Yes W N
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 DIRECTOR  Management Yes W N
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 DIRECTOR  Management Yes W N
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 Advisory vote to approve the compensation of our named executive officers.  Management Yes F F
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 Advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers.  Management Yes 1 F
PACIRA BIOSCIENCES, INC. PCRX 695127100 04-Jun-2019 Approval of the Amended and Restated 2011 Stock Incentive Plan  Management Yes N N
VERA BRADLEY INC VRA 92335C106 04-Jun-2019 DIRECTOR  Management Yes F F
VERA BRADLEY INC VRA 92335C106 04-Jun-2019 DIRECTOR  Management Yes F F
VERA BRADLEY INC VRA 92335C106 04-Jun-2019 DIRECTOR  Management Yes F F
VERA BRADLEY INC VRA 92335C106 04-Jun-2019 DIRECTOR  Management Yes F F
VERA BRADLEY INC VRA 92335C106 04-Jun-2019 To ratify the Audit Committee’s appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2020.  Management Yes F F
VERA BRADLEY INC VRA 92335C106 04-Jun-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers.  Management Yes F F
CASTLIGHT HEALTH, INC. CSLT 14862Q100 05-Jun-2019 DIRECTOR  Management Yes F F
CASTLIGHT HEALTH, INC. CSLT 14862Q100 05-Jun-2019 DIRECTOR  Management Yes F F
CASTLIGHT HEALTH, INC. CSLT 14862Q100 05-Jun-2019 DIRECTOR  Management Yes W N
CASTLIGHT HEALTH, INC. CSLT 14862Q100 05-Jun-2019 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes W N
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes W N
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes W N
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 DIRECTOR  Management Yes F F
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 To approve, on an advisory basis, the compensation of our named executive officers (say on pay).  Management Yes N N
STIFEL FINANCIAL CORP. SF 860630102 05-Jun-2019 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.  Management Yes N N
CROCS, INC. CROX 227046109 05-Jun-2019 DIRECTOR  Management Yes F F
CROCS, INC. CROX 227046109 05-Jun-2019 DIRECTOR  Management Yes F F
CROCS, INC. CROX 227046109 05-Jun-2019 DIRECTOR  Management Yes F F
CROCS, INC. CROX 227046109 05-Jun-2019 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2019.  Management Yes N N
CROCS, INC. CROX 227046109 05-Jun-2019 An advisory vote to approve the compensation of our named executive officers.  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Brenda J. Bacon  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Mark S. Bartlett  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Claudio Costamagna  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Vernon Ellis  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Nicholas C. Fanandakis  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Steven H. Gunby  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Gerard E. Holthaus  Management Yes N N
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Election of Director: Laureen E. Seeger  Management Yes F F
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Ratify the appointment of KPMG LLP as FTI Consulting, Inc.’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
FTI CONSULTING, INC. FCN 302941109 05-Jun-2019 Vote on an advisory (non-binding) resolution to approve the compensation of the named executive officers for the year ended December 31, 2018, as described in the Proxy Statement for the Annual Meeting of Shareholders.  Management Yes F F
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 DIRECTOR  Management Yes F F
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 DIRECTOR  Management Yes F F
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 DIRECTOR  Management Yes W N
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 DIRECTOR  Management Yes F F
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 DIRECTOR  Management Yes F F
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 ADVISORY APPROVAL OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION  Management Yes F F
SEACOR HOLDINGS INC. CKH 811904101 05-Jun-2019 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019  Management Yes F F
ZUMIEZ INC. ZUMZ 989817101 05-Jun-2019 Election of Director: Kalen F. Holmes  Management Yes F F
ZUMIEZ INC. ZUMZ 989817101 05-Jun-2019 Election of Director: Travis D. Smith  Management Yes F F
ZUMIEZ INC. ZUMZ 989817101 05-Jun-2019 Election of Director: Scott A. Bailey  Management Yes F F
ZUMIEZ INC. ZUMZ 989817101 05-Jun-2019 Ratification of the selection of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 1, 2020 (fiscal 2019).  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes W N
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes W N
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 DIRECTOR  Management Yes W N
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2019.  Management Yes F F
MCGRATH RENTCORP MGRC 580589109 05-Jun-2019 To hold a non-binding, advisory vote to approve the compensation of the Company’s named executive officers.  Management Yes F F
ALARM.COM HOLDINGS, INC. ALRM 011642105 05-Jun-2019 DIRECTOR  Management Yes F F
ALARM.COM HOLDINGS, INC. ALRM 011642105 05-Jun-2019 DIRECTOR  Management Yes F F
ALARM.COM HOLDINGS, INC. ALRM 011642105 05-Jun-2019 To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019.  Management Yes N N
ALARM.COM HOLDINGS, INC. ALRM 011642105 05-Jun-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement.  Management Yes F F
ALARM.COM HOLDINGS, INC. ALRM 011642105 05-Jun-2019 To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company’s certificate of incorporation and its bylaws to eliminate each voting requirement therein that calls for a greater than simple majority vote.  Management Yes F N
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes W N
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes W N
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes W N
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 DIRECTOR  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 Ratification and approval of the Company’s Equity Incentive Plan, as amended (formerly known as the 2005 Equity Incentive Plan), including an amendment to increase number of shares of Common Stock reserved for issuance.  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 Approval, on an advisory and non-binding basis, of the compensation of named executive officers.  Management Yes F F
BJ’S RESTAURANTS, INC. BJRI 09180C106 05-Jun-2019 Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019.  Management Yes N N
CLEAN HARBORS, INC. CLH 184496107 05-Jun-2019 DIRECTOR  Management Yes F F
CLEAN HARBORS, INC. CLH 184496107 05-Jun-2019 DIRECTOR  Management Yes F F
CLEAN HARBORS, INC. CLH 184496107 05-Jun-2019 To approve an advisory vote on the Company’s executive compensation.  Management Yes F F
CLEAN HARBORS, INC. CLH 184496107 05-Jun-2019 To approve the Company’s 2019 CEO Annual Incentive Bonus Plan.  Management Yes N N
CLEAN HARBORS, INC. CLH 184496107 05-Jun-2019 To ratify the selection by the Audit Committee of the Company’s Board of Directors of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the current fiscal year.  Management Yes N N
CLARUS CORPORATION CLAR 18270P109 05-Jun-2019 DIRECTOR  Management Yes F F
CLARUS CORPORATION CLAR 18270P109 05-Jun-2019 DIRECTOR  Management Yes W N
CLARUS CORPORATION CLAR 18270P109 05-Jun-2019 DIRECTOR  Management Yes W N
CLARUS CORPORATION CLAR 18270P109 05-Jun-2019 DIRECTOR  Management Yes F F
CLARUS CORPORATION CLAR 18270P109 05-Jun-2019 To ratify the appointment of Deloitte & Touche LLP as Clarus Corporation’s independent registered public accounting firm for the year ending December 31, 2019  Management Yes F F
GLU MOBILE INC. GLUU 379890106 06-Jun-2019 DIRECTOR  Management Yes W N
GLU MOBILE INC. GLUU 379890106 06-Jun-2019 DIRECTOR  Management Yes F F
GLU MOBILE INC. GLUU 379890106 06-Jun-2019 DIRECTOR  Management Yes F F
GLU MOBILE INC. GLUU 379890106 06-Jun-2019 Approval of an amendment and restatement of Glu’s 2007 Equity Incentive Plan.  Management Yes F F
GLU MOBILE INC. GLUU 379890106 06-Jun-2019 An advisory vote to approve the compensation paid to Glu’s named executive officers.  Management Yes F F
GLU MOBILE INC. GLUU 379890106 06-Jun-2019 Ratification of the appointment of PricewaterhouseCoopers LLP as Glu’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
YELP INC YELP 985817105 06-Jun-2019 Election of Director: Fred D. Anderson, Jr.  Management Yes F F
YELP INC YELP 985817105 06-Jun-2019 Election of Director: Sharon Rothstein  Management Yes F F
YELP INC YELP 985817105 06-Jun-2019 Election of Director: Brian Sharples  Management Yes F F
YELP INC YELP 985817105 06-Jun-2019 To ratify the selection of Deloitte & Touche LLP as Yelp’s independent registered public accounting firm for the year ending December 31, 2019.  Management Yes N N
YELP INC YELP 985817105 06-Jun-2019 To approve, on an advisory basis, the compensation of Yelp’s named executive officers, as disclosed in the accompanying proxy statement.  Management Yes F F
YELP INC YELP 985817105 06-Jun-2019 To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of Yelp’s named executive officers.  Management Yes 1 F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes W N
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes W N
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes F F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes F F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes W N
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes F F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes F F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 DIRECTOR  Management Yes W N
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 Ratification of Independent Registered Public Accounting Firm.  Management Yes N N
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 Approval of the Compensation of the Named Executive Officers.  Management Yes F F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 Approval of Amendment and Restatement of the Ligand Pharmaceuticals Incorporated 2002 Stock Incentive Plan.  Management Yes F F
LIGAND PHARMACEUTICALS INCORPORATED LGND 53220K504 06-Jun-2019 Approval of Amendment and Restatement of the Ligand Pharmaceuticals Incorporated Employee Stock Purchase Plan  Management Yes F F
ARCUS BIOSCIENCES, INC. RCUS 03969F109 06-Jun-2019 DIRECTOR  Management Yes F F
ARCUS BIOSCIENCES, INC. RCUS 03969F109 06-Jun-2019 DIRECTOR  Management Yes F F
ARCUS BIOSCIENCES, INC. RCUS 03969F109 06-Jun-2019 To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of Arcus for the year ending December 31, 2019.  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes W N
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes W N
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes W N
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes W N
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 DIRECTOR  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2019.  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 Non-binding advisory vote to approve named executive officer compensation.  Management Yes N N
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 Approval of the Amended and Restated Navient Corporation Employee Stock Purchase Plan.  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 Election of Director: Marjorie Bowen  Management Yes F F
NAVIENT CORPORATION NAVI 63938C108 06-Jun-2019 Election of Director: Larry Klane  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Douglas M. VanOort  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Steven C. Jones  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Kevin C. Johnson  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Raymond R. Hipp  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Bruce K. Crowther  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Lynn A. Tetrault  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Alison L. Hannah  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Election of Director: Stephen M. Kanovsky  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Advisory Vote on the Compensation Paid to our Named Executive Officers.  Management Yes F F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Advisory Vote on Frequency of Future Advisory Votes on the Compensation Paid to our Named Executive Officers.  Management Yes 1 F
NEOGENOMICS, INC. NEO 64049M209 06-Jun-2019 Ratification of Appointment of Independent Registered Public Accounting Firm.  Management Yes F F
QUALYS, INC. QLYS 74758T303 07-Jun-2019 DIRECTOR  Management Yes F F
QUALYS, INC. QLYS 74758T303 07-Jun-2019 DIRECTOR  Management Yes F F
QUALYS, INC. QLYS 74758T303 07-Jun-2019 To ratify the appointment of Grant Thornton LLP as Qualys, Inc.’s independent registered public accounting firm for its fiscal year ending December 31, 2019.  Management Yes N N
QUALYS, INC. QLYS 74758T303 07-Jun-2019 To approve, on an advisory and non-binding basis, the compensation of Qualys, Inc.’s named executive officers as described in the proxy statement.  Management Yes F F
CARE.COM INC. CRCM 141633107 07-Jun-2019 DIRECTOR  Management Yes F F
CARE.COM INC. CRCM 141633107 07-Jun-2019 DIRECTOR  Management Yes F F
CARE.COM INC. CRCM 141633107 07-Jun-2019 To ratify the selection, by the Audit Committee of the Company’s Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 28, 2019  Management Yes N N
GUESS?, INC. GES 401617105 10-Jun-2019 DIRECTOR  Management Yes F F
GUESS?, INC. GES 401617105 10-Jun-2019 DIRECTOR  Management Yes W N
GUESS?, INC. GES 401617105 10-Jun-2019 DIRECTOR  Management Yes F F
GUESS?, INC. GES 401617105 10-Jun-2019 Advisory vote to approve the compensation of the named executive officers.  Management Yes F F
GUESS?, INC. GES 401617105 10-Jun-2019 Ratification of the appointment of Ernst & Young LLP as the Company’s independent auditor for the fiscal year ending February 1, 2020.  Management Yes N N
GUESS?, INC. GES 401617105 10-Jun-2019 Shareholder proposal regarding shareholder approval of future severance arrangements with senior executives.  Management Yes F N
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes W N
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 DIRECTOR  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 Advisory vote on compensation of named executive officers.  Management Yes F F
ORTHOFIX MEDICAL INC. OFIX 68752M108 10-Jun-2019 Ratification of the selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019.  Management Yes N N
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes W N
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 DIRECTOR  Management Yes F F
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
ACI WORLDWIDE, INC. ACIW 004498101 11-Jun-2019 Advisory approval of the Company’s named executive officer compensation.  Management Yes F F
VERACYTE, INC. VCYT 92337F107 11-Jun-2019 DIRECTOR  Management Yes F F
VERACYTE, INC. VCYT 92337F107 11-Jun-2019 DIRECTOR  Management Yes F F
VERACYTE, INC. VCYT 92337F107 11-Jun-2019 The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.  Management Yes F F
VERACYTE, INC. VCYT 92337F107 11-Jun-2019 The approval, on a non-binding advisory basis, of the compensation of our named executive officers, as disclosed in our proxy statement.  Management Yes F F
VERACYTE, INC. VCYT 92337F107 11-Jun-2019 The selection, on a non-binding advisory basis, whether future advisory votes on the compensation paid by us to our named executive officers should be held every one, two or three years.  Management Yes 1 F
TIER REIT, INC. TIER 88650V208 12-Jun-2019 To approve the merger of the Company with and into Murphy Subsidiary Holdings Corporation (“Merger Sub”), with Merger Sub surviving the merger (the “Merger”) as a wholly owned subsidiary of Cousins Properties Incorporated (“Cousins”), on the terms and subject to the conditions of the agreement and plan of merger, dated March 25, 2019, as may be amended or supplemented from time to time, by and among the Company, Cousins and Merger Sub.  Management Yes F F
TIER REIT, INC. TIER 88650V208 12-Jun-2019 To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the Merger.  Management Yes F F
TIER REIT, INC. TIER 88650V208 12-Jun-2019 To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the Merger, if there are insufficient votes at the time of such adjournment to approve the Merger.  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: Marc Boroditsky  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: Scott M. Clements  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: Michael P. Cullinane  Management Yes N N
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: John N. Fox, Jr.  Management Yes N N
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: Jean K. Holley  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: T. Kendall Hunt  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: Matthew Moog  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 Election of Director: Marc Zenner  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 To approve the OneSpan Inc. 2019 Omnibus Incentive Plan  Management Yes F F
ONESPAN INC OSPN 68287N100 12-Jun-2019 To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019  Management Yes N N
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 Election of Director: Jean Clifton  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 Election of Director: Geoffrey Cook  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 Election of Director: Christopher Fralic  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 Election of Director: Spencer Rhodes  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 Election of Director: Bedi Singh  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 Election of Director: Jason Whitt  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 To approve on an advisory basis our named executive officer compensation as disclosed in the Proxy Statement.  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 To ratify the appointment of RSM US LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019.  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 To approve our Amended and Restated Certificate of Incorporation in the form presented in the Proxy Statement.  Management Yes F F
THE MEET GROUP, INC. MEET 58513U101 12-Jun-2019 To recommend, by non-binding vote, the frequency of executive compensation votes.  Management Yes 1 F
RAPID7, INC. RPD 753422104 12-Jun-2019 DIRECTOR  Management Yes F F
RAPID7, INC. RPD 753422104 12-Jun-2019 DIRECTOR  Management Yes W N
RAPID7, INC. RPD 753422104 12-Jun-2019 To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
RAPID7, INC. RPD 753422104 12-Jun-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the accompanying Proxy Statement.  Management Yes F F
RAPID7, INC. RPD 753422104 12-Jun-2019 To indicate, on an advisory basis, the preferred frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers.  Management Yes 1 F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 DIRECTOR  Management Yes F F
MEDIFAST, INC. MED 58470H101 12-Jun-2019 Ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019.  Management Yes N N
MEDIFAST, INC. MED 58470H101 12-Jun-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: Joan H. Gillman  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: S. Douglas Hutcheson  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: John A. Kritzmacher  Management Yes N N
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: John D. Markley, Jr.  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: William J. Merritt  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: Jean F. Rankin  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Election of Director: Philip P. Trahanas  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Advisory resolution to approve executive compensation.  Management Yes F F
INTERDIGITAL, INC. IDCC 45867G101 12-Jun-2019 Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of InterDigital, Inc. for the year ending December 31, 2019.  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Kerrii B. Anderson  Management Yes F F
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: James B. Bachmann  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Terry L. Burman  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Sarah M. Gallagher  Management Yes F F
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Michael E. Greenlees  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Archie M. Griffin  Management Yes F F
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Fran Horowitz  Management Yes F F
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Helen E. McCluskey  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Charles R. Perrin  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Election of Director: Nigel Travis  Management Yes F F
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Approval of advisory resolution to approve executive compensation.  Management Yes F F
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Approval of an amendment to the Abercrombie & Fitch Co. 2016 Long-Term Incentive Plan for Associates to authorize 2,200,000 additional shares.  Management Yes N N
ABERCROMBIE & FITCH CO. ANF 002896207 12-Jun-2019 Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 1, 2020.  Management Yes N N
THE PROVIDENCE SERVICE CORPORATION PRSC 743815102 12-Jun-2019 Election of Class I Director: Christopher S. Shackelton  Management Yes F F
THE PROVIDENCE SERVICE CORPORATION PRSC 743815102 12-Jun-2019 Election of Class I Director: Richard A. Kerley  Management Yes F F
THE PROVIDENCE SERVICE CORPORATION PRSC 743815102 12-Jun-2019 A non-binding advisory vote to approve named executive officer compensation.  Management Yes F F
THE PROVIDENCE SERVICE CORPORATION PRSC 743815102 12-Jun-2019 To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company to serve for the 2019 fiscal year.  Management Yes N N
VANDA PHARMACEUTICALS INC. VNDA 921659108 13-Jun-2019 DIRECTOR  Management Yes F F
VANDA PHARMACEUTICALS INC. VNDA 921659108 13-Jun-2019 DIRECTOR  Management Yes W N
VANDA PHARMACEUTICALS INC. VNDA 921659108 13-Jun-2019 To ratify the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019.  Management Yes N N
VANDA PHARMACEUTICALS INC. VNDA 921659108 13-Jun-2019 To approve on an advisory basis the named executive officer compensation.  Management Yes F F
LHC GROUP, INC. LHCG 50187A107 13-Jun-2019 DIRECTOR  Management Yes F F
LHC GROUP, INC. LHCG 50187A107 13-Jun-2019 DIRECTOR  Management Yes F F
LHC GROUP, INC. LHCG 50187A107 13-Jun-2019 DIRECTOR  Management Yes F F
LHC GROUP, INC. LHCG 50187A107 13-Jun-2019 To adopt, on an advisory basis, a resolution approving the compensation of our named executive officers.  Management Yes F F
LHC GROUP, INC. LHCG 50187A107 13-Jun-2019 The ratification of the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes N N
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes W N
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 DIRECTOR  Management Yes W N
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice.  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 To approve an amendment and restatement of the Arena Pharmaceuticals, Inc. Amended and Restated 2017 Long-Term Incentive Plan to, among other things, increase the number of shares authorized for issuance under the Amended and Restated 2017 Long-Term Incentive Plan.  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 To approve the Arena Pharmaceuticals, Inc. 2019 Employee Stock Purchase Plan.  Management Yes F F
ARENA PHARMACEUTICALS, INC. ARNA 040047607 13-Jun-2019 To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as our independent auditors for the fiscal year ending December 31, 2019.  Management Yes N N
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes W N
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes W N
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes W N
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 DIRECTOR  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 To vote on the approval of our Amended and Restated 2005 Stock Incentive Plan that includes an increase in the number of shares available for issuance under the plan by 500,000 shares, a change in the automatic equity grants to outside directors, and the addition of certain other best practice plan provisions.  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 To approve, on a non-binding advisory basis, the compensation of our named executive officers.  Management Yes F F
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.  Management Yes N N
GENOMIC HEALTH, INC. GHDX 37244C101 13-Jun-2019 To approve a stockholder proposal concerning simple majority voting, if properly presented at the Annual Meeting.  Management Yes F N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes W N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes W N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes W N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes W N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 DIRECTOR  Management Yes W N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 Advisory vote to approve the compensation of named executive officers.  Management Yes F F
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 Proposal to approve amendment to our 2015 Long-Term Incentive Plan.  Management Yes N N
G-III APPAREL GROUP, LTD. GIII 36237H101 13-Jun-2019 Proposal to ratify the appointment of Ernst & Young LLP.  Management Yes N N
SHOE CARNIVAL, INC. SCVL 824889109 13-Jun-2019 Election of Director: Clifton E. Sifford  Management Yes F F
SHOE CARNIVAL, INC. SCVL 824889109 13-Jun-2019 Election of Director: James A. Aschleman  Management Yes F F
SHOE CARNIVAL, INC. SCVL 824889109 13-Jun-2019 Election of Director: Andrea R. Guthrie  Management Yes F F
SHOE CARNIVAL, INC. SCVL 824889109 13-Jun-2019 To approve, in an advisory (non-binding) vote, the compensation paid to the Company’s named executive officers.  Management Yes F F
SHOE CARNIVAL, INC. SCVL 824889109 13-Jun-2019 To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2019.  Management Yes N N
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: Douglas R. Waggoner  Management Yes N N
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: Samuel K. Skinner  Management Yes N N
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: Matthew Ferguson  Management Yes F F
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: David Habiger  Management Yes F F
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: Nelda J. Connors  Management Yes F F
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: William M. Farrow III  Management Yes F F
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Election of Director: Virginia L. Henkels  Management Yes F F
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.  Management Yes F F
ECHO GLOBAL LOGISTICS, INC. ECHO 27875T101 14-Jun-2019 Advisory approval of the Company’s Compensation of Executives as disclosed in this Proxy Statement.  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: William H. Lenehan  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: Douglas B. Hansen  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: John S. Moody  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: Marran H. Ogilvie  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: Paul E. Szurek  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: Charles L. Jemley  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Election of Director: Eric S. Hirschhorn  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Management Yes F F
FOUR CORNERS PROPERTY TRUST, INC. FCPT 35086T109 14-Jun-2019 To approve, on a non-binding advisory basis, the compensation of our named executive officers.  Management Yes F F
ANIKA THERAPEUTICS, INC. ANIK 035255108 18-Jun-2019 DIRECTOR  Management Yes W N
ANIKA THERAPEUTICS, INC. ANIK 035255108 18-Jun-2019 DIRECTOR  Management Yes W N
ANIKA THERAPEUTICS, INC. ANIK 035255108 18-Jun-2019 DIRECTOR  Management Yes W N
ANIKA THERAPEUTICS, INC. ANIK 035255108 18-Jun-2019 Approval of the amendment to the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan  Management Yes N N
ANIKA THERAPEUTICS, INC. ANIK 035255108 18-Jun-2019 Ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm  Management Yes F F
ANIKA THERAPEUTICS, INC. ANIK 035255108 18-Jun-2019 Advisory vote on the compensation of the Company’s named executive officers  Management Yes N N
ACORDA THERAPEUTICS, INC. ACOR 00484M106 19-Jun-2019 DIRECTOR  Management Yes F F
ACORDA THERAPEUTICS, INC. ACOR 00484M106 19-Jun-2019 DIRECTOR  Management Yes W N
ACORDA THERAPEUTICS, INC. ACOR 00484M106 19-Jun-2019 DIRECTOR  Management Yes W N
ACORDA THERAPEUTICS, INC. ACOR 00484M106 19-Jun-2019 To approve the Acorda Therapeutics, Inc. 2019 Employee Stock Purchase Plan.  Management Yes F F
ACORDA THERAPEUTICS, INC. ACOR 00484M106 19-Jun-2019 To ratify the appointment of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2019.  Management Yes N N
ACORDA THERAPEUTICS, INC. ACOR 00484M106 19-Jun-2019 An advisory vote to approve named executive officer compensation.  Management Yes N N
CLOUDERA, INC. CLDR 18914U100 20-Jun-2019 DIRECTOR  Management Yes F F
CLOUDERA, INC. CLDR 18914U100 20-Jun-2019 DIRECTOR  Management Yes F F
CLOUDERA, INC. CLDR 18914U100 20-Jun-2019 DIRECTOR  Management Yes F F
CLOUDERA, INC. CLDR 18914U100 20-Jun-2019 Ratification of independent registered public accounting firm, Ernst & Young LLP, for the fiscal year ending January 31, 2020  Management Yes F F
CLOUDERA, INC. CLDR 18914U100 20-Jun-2019 Non-binding advisory vote to approve the compensation of our named executive officers.  Management Yes F F
CLOUDERA, INC. CLDR 18914U100 20-Jun-2019 Non-binding advisory vote on the frequency of future non- binding advisory votes to approve the compensation of our named executive officers.  Management Yes 1 N
PDL BIOPHARMA, INC. PDLI 69329Y104 20-Jun-2019 DIRECTOR  Management Yes W N
PDL BIOPHARMA, INC. PDLI 69329Y104 20-Jun-2019 DIRECTOR  Management Yes F F
PDL BIOPHARMA, INC. PDLI 69329Y104 20-Jun-2019 DIRECTOR  Management Yes F F
PDL BIOPHARMA, INC. PDLI 69329Y104 20-Jun-2019 To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019.  Management Yes F F
PDL BIOPHARMA, INC. PDLI 69329Y104 20-Jun-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy statement.  Management Yes N N
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes W N
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes W N
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes W N
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 DIRECTOR  Management Yes F F
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 31, 2020.  Management Yes N N
MOVADO GROUP, INC. MOV 624580106 20-Jun-2019 To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the proxy statement under “Executive Compensation”.  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes W N
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes W N
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes W N
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes W N
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 DIRECTOR  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 Non-binding vote to approve the compensation of the Company’s named executive officers.  Management Yes N N
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 Ratification of selection of BDO USA, LLP as independent registered public accounting firm for the fiscal year 2019.  Management Yes F F
ENCORE CAPITAL GROUP, INC. ECPG 292554102 20-Jun-2019 Amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of our common stock from 50,000,000 to 75,000,000.  Management Yes F F
BALCHEM CORPORATION BCPC 057665200 20-Jun-2019 DIRECTOR  Management Yes F F
BALCHEM CORPORATION BCPC 057665200 20-Jun-2019 DIRECTOR  Management Yes F F
BALCHEM CORPORATION BCPC 057665200 20-Jun-2019 Ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the year 2019.  Management Yes F F
BALCHEM CORPORATION BCPC 057665200 20-Jun-2019 Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement.  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes F F
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 DIRECTOR  Management Yes W N
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2019.  Management Yes N N
TAILORED BRANDS, INC. TLRD 87403A107 21-Jun-2019 Advisory vote to approve the compensation of our named executive officers.  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 DIRECTOR  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 Proposal to ratify RSM US LLP as the independent public accounting firm for 2019  Management Yes F F
XENCOR INC XNCR 98401F105 26-Jun-2019 Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy materials  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To re-elect (as a Class II director) James Healy, who is retiring by rotation in accordance with the Articles of Association of the Company, as a director of the Company.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To re-elect (as a Class II director) Rafaèle Tordjman, who is retiring by rotation in accordance with the Articles of Association of the Company, as a director of the Company.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To re-elect (as a Class II director) Cyrille Leperlier, who is retiring by rotation in accordance with the Articles of Association of the Company, as a director of the Company.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To re-appoint Ernst & Young LLP as auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next annual general meeting of the Company.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To authorise the directors to determine the remuneration of the auditors of the Company.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To receive the Company’s audited accounts for the financial year ended 31 December 2018, together with the Strategic Report, Directors’ Report and Auditors’ Report on those accounts.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 To receive and approve the Directors’ Remuneration Report for the financial year ended 31 December 2018.  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 That the directors be generally and unconditionally authorised pursuant to Section 551 of the Companies Act 2006 (the “Act”) to exercise all the powers of the Company to allot shares in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 640,000. This authority shall, unless previously renewed, revoked or varied by the Company in general meeting, expire on the conclusion of the annual general meeting ...(Due to space limits, see proxy material for full proposal).  Management Yes F F
NUCANA PLC NCNA 67022C106 27-Jun-2019 That, subject to the passing of resolution 8, the directors be empowered pursuant to Section 570 of the Act to allot equity securities (as defined in Section 560 (1) of the Act) for cash under the authority given by that resolution as if Section 561 (1) of the Act did not apply to any such allotment, provided that such authority shall be limited to the allotment of equity securities up to a nominal amount of GBP 640,000, such authority to expire on the conclusion of the annual general ...(Due to space limits, see proxy material for full proposal).  Management Yes F F

 

 

 

 

=========================ADVISORSHARES DORSEY WRIGHT ADR ETF ========================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2018 - 06/30/2019

REGISTRANT  ADDRESS: 4800 Montgomery Lane, STE 150, Bethsda, MD 20814

NAME OF SERIES (FUND):  AdvisorShares Dorsey Wright ADR ETF (AADR)

 

Issuer of Portfolio Security Exchange Ticker Symbol Provider Security ID Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Management Recommendation
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Reappoint Somekh Chaikin as Auditors Management Yes For For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Reelect Jonathan Adereth as Director Management Yes For For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Reelect Ori Hadomi as Director Management Yes For For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Reelect Michael Berman as Director Management Yes For For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Reelect Sarit Soccary Ben-Yochanan as Director Management Yes For For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Reelect Gil Bianco as Director Management Yes For For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Vote FOR if you are a controlling shareholder or have a personal interest in item 6 as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager Management Yes Against None
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Approve Equity Awards to Ori Hadomi, CEO Management Yes Against For
Mazor Robotics Ltd. MZOR 57886P103  27-Sep-18 Vote FOR if you are a controlling shareholder or have a personal interest in item 7 as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager Management Yes Against None
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Accept Financial Statements and Statutory Reports Management Yes For For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Ratify Grant Thornton India LLP as Auditors Management Yes For For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Authorize Board to Fix Remuneration of Auditors Management Yes For For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Reelect Renu S. Karnad as a Director Management Yes Against For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Reelect John Freeland as a Director Management Yes For For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Reelect Francoise Gri as a Director Management Yes For For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Approve Remuneration of Directors Management Yes For For
WNS (Holdings) Ltd. WNS 92932M101  27-Sep-18 Amend Omnibus Stock Plan Management Yes For For
51job, Inc. JOBS 316827104  09-Oct-18 Elect Junichi Arai as Director Management Yes For For
51job, Inc. JOBS 316827104  09-Oct-18 Elect David K. Chao as Director Management Yes For For
51job, Inc. JOBS 316827104  09-Oct-18 Elect Li-Lan Cheng as Director Management Yes For For
51job, Inc. JOBS 316827104  09-Oct-18 Elect Eric He as Director Management Yes For For
51job, Inc. JOBS 316827104  09-Oct-18 Elect Rick Yan as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Colin Beggs as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Stephen Cornell as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Manuel Cuambe as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect JJ Njeke as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Bongani Nqwababa as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Elect Muriel Dube as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Elect Martina Floel as Director Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint N Ndiweni as Individual Registered Auditor Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Colin Beggs as Member of the Audit Committee Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Trix Kennealy as Member of the Audit Committee Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Nomgando Matyumza as Member of the Audit Committee Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect JJ Njeke as Member of the Audit Committee Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Re-elect Stephen Westwell as Member of the Audit Committee Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Approve Remuneration Policy Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Approve Implementation Report of the Remuneration Policy Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Approve Remuneration Payable to Non-executive Directors Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Approve Financial Assistance to Related or Inter-related Companies Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Authorise Repurchase of Issued Share Capital and/or Sasol BEE Ordinary Shares Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Authorise Repurchase of Issued Share Capital from a Director and/or a Prescribed Officer of the Company Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Amend Memorandum of Incorporation Re: Termination of Contract Verification Process and the Adoption of the BEE Verification Agent Process Management Yes For For
Sasol Ltd. SOL 803866300  16-Nov-18 Authorise Issue of SOLBE1 Shares Pursuant to the Automatic Share Exchange Management Yes For For
Shire Plc SHP 82481R106  05-Dec-18 Approve Scheme of Arrangement Management Yes For For
Shire Plc SHP 82481R106  05-Dec-18 Approve Matters Relating to the Recommended Cash and Share Offer for Shire plc by Takeda Pharmaceutical Company Limited Management Yes For For
Ensco Plc ESV G3157S106  21-Feb-19 Approve Acquisition of Rowan Companies plc Management Yes For For
Ensco Plc ESV G3157S106  21-Feb-19 Approve Reverse Stock Split Management Yes For For
Ensco Plc ESV G3157S106  21-Feb-19 Authorize Issue of Equity with Pre-emptive Rights Management Yes For For
Ensco Plc ESV G3157S106  21-Feb-19 Advisory Vote on Golden Parachutes Management Yes For For
Ensco Plc ESV G3157S106  21-Feb-19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management Yes For For
Ensco Plc ESV G3157S106  21-Feb-19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management Yes For For
Infosys Ltd. 500209 456788108  12-Mar-19 Approve Buyback of Equity Shares Management Yes For For
Infosys Ltd. 500209 456788108  12-Mar-19 Reelect Kiran Mazumdar-Shaw as Director Management Yes For For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Approve Annual Report Management Yes For For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Approve Financial Statements Management Yes For For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Authorize Board to Approve Dividends Management Yes For For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Approve Distribution of Dividends Management Yes For For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Approve Remuneration Policy Management Yes Against For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Approve Remuneration of Directors Management Yes For For
Compania de Minas Buenaventura SAA BUENAVC1 204448104  25-Mar-19 Appoint Auditors Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Approve Financial Statements and Allocation of Income Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Amend Articles of Incorporation Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Approve Stock Option Grants Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Approve Stock Option Grants Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Elect Kim Seok-dong as Outside Director Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Elect Kim Seok-dong as a Member of Audit Committee Management Yes For For
SK Telecom Co., Ltd. 017670 78440P108  26-Mar-19 Approve Total Remuneration of Inside Directors and Outside Directors Management Yes For For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner Management No Do Not Vote None
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Elect Chairman of Meeting Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Prepare and Approve List of Shareholders Management No    
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Agenda of Meeting Management No    
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Acknowledge Proper Convening of Meeting Management No    
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Designate Inspector(s) of Minutes of Meeting Management No    
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Receive Financial Statements and Statutory Reports Management No    
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Receive President’s Report Management No    
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Accept Financial Statements and Statutory Reports Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Discharge of Board and President Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Allocation of Income and Dividends of SEK 1 Per Share Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Determine Number of Directors (10) and Deputy Directors (0) of Board Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 1.02 Million for Other Directors, Approve Remuneration for Committee Work Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Jon Baksaas as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Jan Carlson as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Nora Denzel as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Borje Ekholm as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Eric Elzvik as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Kurt Jofs as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Ronnie Leten as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Kristin Rinne as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Helena Stjernholm as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Jacob Wallenberg as Director Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Reelect Ronnie Leten as Board Chairman Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Determine Number of Auditors (1) and Deputy Auditors (0) Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Remuneration of Auditors Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Ratify PricewaterhouseCoopers as Auditors Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Remuneration Policy And Other Terms of Employment For Executive Management Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Long-Term Variable Compensation Program 2018 (LTV 2019) Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Equity Plan Financing of LTV 2019 Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Alternative Equity Plan Financing of LTV 2019 Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Equity Plan Financing of LTV 2018 Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Alternative Equity Plan Financing of LTV 2018 Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Approve Equity Plan Financing of LTV 2015, 2016 and 2017 Management No Do Not Vote For
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2020 Share Holder No Do Not Vote None
Telefonaktiebolaget LM Ericsson ERIC.B 294821608  27-Mar-19 Close Meeting Management No    
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Mar-19 Amend the Deadline to Transfer the Control of Amazonas Distribuidora de Energia S.A. (Amazonas Energia), Approved at the December 28, 2018, EGM Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Safety Guidelines Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Verify Quorum Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Opening by Chief Executive Officer Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Approve Meeting Agenda Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Elect Chairman of Meeting Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Appoint Committee in Charge of Scrutinizing Elections and Polling Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Elect Meeting Approval Committee Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Present Board of Directors’ Report, CEO’s Evaluation and Compliance with the Corporate Governance Code Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Present Board of Directors and Chairman’s Report Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Present Individual and Consolidated Financial Statements Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Present Auditor’s Report Management Yes    
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Approve Financial Statements and Statutory Reports Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Approve Allocation of Income Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Approve Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Elect Directors Management Yes For For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Amend Bylaws Management Yes Against For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Amend Regulations on General Meetings Management Yes Against For
Ecopetrol SA ECOPETROL 279158109  29-Mar-19 Transact Other Business (Non-Voting) Management Yes    
KT Corp. 030200 48268K101  29-Mar-19 Approve Financial Statements and Allocation of Income Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Amend Articles of Incorporation Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Elect Kim In-hoe as Inside Director Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Elect Lee Dong-myeon as Inside Director Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Elect Seong Tae-yoon as Outside Director Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Elect Yoo Hui-yeol as Outside Director Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Elect Kim Dae-yoo as a Member of Audit Committee Management Yes For For
KT Corp. 030200 48268K101  29-Mar-19 Approve Total Remuneration of Inside Directors and Outside Directors Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Accept Financial Statements and Statutory Reports Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Approve Remuneration Report Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Approve Discharge of Board and Senior Management Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Approve Allocation of Income and Dividends of CHF 2.45 per Share Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Paul Bulcke as Director and Board Chairman Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Ulf Schneider as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Henri de Castries as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Beat Hess as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Renato Fassbind as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Ann Veneman as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Eva Cheng as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Patrick Aebischer as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Ursula Burns as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Kasper Rorsted as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Pablo Isla as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Reelect Kimberly Ross as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Elect Dick Boer as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Elect Dinesh Paliwal as Director Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Appoint Beat Hess as Member of the Compensation Committee Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Appoint Patrick Aebischer as Member of the Compensation Committee Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Appoint Ursula Burns as Member of the Compensation Committee Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Appoint Pablo Isla as Member of the Compensation Committee Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Ratify KPMG AG as Auditors Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Designate Hartmann Dreyer as Independent Proxy Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Approve Remuneration of Directors in the Amount of CHF 10 Million Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares Management Yes For For
Nestle SA NESN 641069406  11-Apr-19 Transact Other Business (Voting) Management Yes Against Against
Smith & Nephew Plc SN 83175M205  11-Apr-19 Accept Financial Statements and Statutory Reports Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Approve Remuneration Report Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Approve Final Dividend Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Graham Baker as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Vinita Bali as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Baroness Virginia Bottomley as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Roland Diggelmann as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Erik Engstrom as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Robin Freestone as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Elect Namal Nawana as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Marc Owen as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Angie Risley as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Re-elect Roberto Quarta as Director Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Reappoint KPMG LLP as Auditors Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Authorise Board to Fix Remuneration of Auditors Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Authorise Issue of Equity Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Authorise Issue of Equity without Pre-emptive Rights Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Authorise Market Purchase of Ordinary Shares Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Authorise the Company to Call General Meeting with Two Weeks’ Notice Management Yes For For
Smith & Nephew Plc SN 83175M205  11-Apr-19 Adopt New Articles of Association Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Receive Chairman’s Report Management Yes    
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Approve Consolidated Financial Statements and Statutory Reports Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Approve Allocation of Income and Dividends of CLP 358.33 per Share and CLP 716.66 per ADR to Be Distributed on April 29, 2019 Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Present Dividend Policy and Distribution Procedures Management Yes    
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Elect Directors Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Approve Remuneration of Directors Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Approve Remuneration and Budget of Directors’ Committee Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Approve Remuneration and Budget of Audit Committee Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Appoint Auditors Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Designate Risk Assessment Companies Management Yes For For
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Receive Directors’ Committee Report on Activities Management Yes    
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Receive Report Regarding Related-Party Transactions Management Yes    
Cia Cervecerias Unidas SA CCU 204429104  17-Apr-19 Transact Other Business (Non-Voting) Management Yes    
AstraZeneca Plc AZN 046353108  26-Apr-19 Accept Financial Statements and Statutory Reports Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Approve Dividends Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Reappoint PricewaterhouseCoopers LLP as Auditors Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise Board to Fix Remuneration of Auditors Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Leif Johansson as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19  Re-elect Pascal Soriot as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Marc Dunoyer as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Genevieve Berger as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Philip Broadley as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Graham Chipchase as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Deborah DiSanzo as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Sheri McCoy as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Elect Tony Mok as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Nazneen Rahman as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Re-elect Marcus Wallenberg as Director Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Approve Remuneration Report Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise EU Political Donations and Expenditure Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise Issue of Equity Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise Issue of Equity without Pre-emptive Rights Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise Market Purchase of Ordinary Shares Management Yes For For
AstraZeneca Plc AZN 046353108  26-Apr-19 Authorise the Company to Call General Meeting with Two Weeks’ Notice Management Yes For For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 Management Yes For For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Approve Allocation of Income and Dividends Management Yes For For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? Management Yes Abstain None
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Elect Directors Management Yes Abstain For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Elect Jose Roberto Bueno Junior as Fiscal Council Member and Lorena Melo Silva Perim as Alternate Management Yes Abstain For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Elect Thais Marcia Fernandes Matano Lacerda as Fiscal Council Member and Dario Spegiorin Silveira as Alternate Management Yes Abstain For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Approve Remuneration of Company’s Management and Fiscal Council Management Yes For For
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Elect Daniel alves Ferreira as Director Appointed by Minority Shareholder Share Holder Yes For None
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? Management Yes For None
Centrais Eletricas Brasileiras SA ELET6 15234Q207  29-Apr-19 Elect Patricia Valente Stierli as Fiscal Council Member and Gaspar Carreira Junior as Alternate Appointed by Minority Shareholder Share Holder Yes For None
Galapagos NV GLPG 36315X101  30-Apr-19 Receive Directors’ and Auditors’ Reports (Non-Voting) Management Yes    
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Financial Statements and Allocation of Income Management Yes For For
Galapagos NV GLPG 36315X101  30-Apr-19 Receive Auditors’ Reports (Non-Voting) Management Yes    
Galapagos NV GLPG 36315X101  30-Apr-19 Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) Management Yes    
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Remuneration Report Management Yes Against For
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Discharge of Directors and Auditor Management Yes For For
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Auditors’ Remuneration Management Yes For For
Galapagos NV GLPG 36315X101  30-Apr-19 Elect Peter Guenter as Independent Director Management Yes For For
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Remuneration of Directors Management Yes For For
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Galapagos Warrant Plan 2019 Management Yes Against For
Galapagos NV GLPG 36315X101  30-Apr-19 Approve Change-of-Control Clause Management Yes For For
Galapagos NV GLPG 36315X101  30-Apr-19 Transact Other Business Management Yes    
Vale SA VALE3 91912E105  30-Apr-19 Amend Articles Management Yes For For
Vale SA VALE3 91912E105  30-Apr-19 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 Management Yes Against For
Vale SA VALE3 91912E105  30-Apr-19 Approve Capital Budget and Allocation of Income Management Yes For For
Vale SA VALE3 91912E105  30-Apr-19 Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? Management Yes For None
Vale SA VALE3 91912E105  30-Apr-19 Elect Directors Management Yes Against For
Vale SA VALE3 91912E105  30-Apr-19 In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? Management Yes Against None
Vale SA VALE3 91912E105  30-Apr-19 In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Marcio Hamilton Ferreira as Director and Gilmar Dalilo Cezar Wanderley as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Marcelo Augusto Dutra Labuto as Director and Ivan Luiz Modesto Schara as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Oscar Augusto de Camargo Filho as Director and Yoshitomo Nishimitsu as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director and Respective Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director and Respective Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Director and Respective Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Director and Adriano Cives Seabra as Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Percentage of Votes to Be Assigned - Elect Clarissa de Araujo Lins as Director and Respective Alternate Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Elect Patricia Gracindo Marques de Assis Bentes and Marcelo Gasparino da Silva as Board Members Appointed by Minority Shareholder Share Holder Yes For None
Vale SA VALE3 91912E105  30-Apr-19 In Case Cumulative Voting Is Adopted, Do You Wish Distribute Your Full Position to the Above Nominee? Management Yes For None
Vale SA VALE3 91912E105  30-Apr-19 As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? Management Yes Abstain None
Vale SA VALE3 91912E105  30-Apr-19 Elect Fiscal Council Members Management Yes Abstain For
Vale SA VALE3 91912E105  30-Apr-19 In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? Management Yes Against None
Vale SA VALE3 91912E105  30-Apr-19 Elect Raphael Manhaes Martins as Fiscal Council Member and Gaspar Carreira Junior as Alternate Appointed by Minority Shareholder Share Holder Yes For None
Vale SA VALE3 91912E105  30-Apr-19 Approve Remuneration of Company’s Management and Fiscal Council Management Yes Against For
argenx SE ARGX 04016X101  07-May-19 Open Meeting Management Yes    
argenx SE ARGX 04016X101  07-May-19 Receive Report of Management Board (Non-Voting) Management Yes    
argenx SE ARGX 04016X101  07-May-19 Discuss Remuneration Policy Management Yes    
argenx SE ARGX 04016X101  07-May-19 Discuss Annual Report for FY 2018 Management Yes    
argenx SE ARGX 04016X101  07-May-19 Adopt Financial Statements and Statutory Reports Management Yes For For
argenx SE ARGX 04016X101  07-May-19 Discussion on Company’s Corporate Governance Structure Management Yes    
argenx SE ARGX 04016X101  07-May-19 Approve Allocation of Losses to the Retained Earnings of the Company Management Yes For For
argenx SE ARGX 04016X101  07-May-19 Approve Discharge of the Board of Directors Management Yes For For
argenx SE ARGX 04016X101  07-May-19 Reelect Donald deBethizy as Non-Executive Director Management Yes For For
argenx SE ARGX 04016X101  07-May-19 Approve Amended Argenx Stock Option Plan Management Yes Against For
argenx SE ARGX 04016X101  07-May-19 Approve Stock Option Grants Re: Argenx Amended Stock Option Plan Management Yes Against For
argenx SE ARGX 04016X101  07-May-19 Grant Board Authority to Issue Shares up to 20 Percent of Issued Capital Management Yes Against For
argenx SE ARGX 04016X101  07-May-19 Authorize Board to Exclude Preemptive Rights from Share Issuances Management Yes Against For
argenx SE ARGX 04016X101  07-May-19 Ratify Deloitte as Auditors Management Yes For For
argenx SE ARGX 04016X101  07-May-19 Other Business (Non-Voting) Management Yes    
argenx SE ARGX 04016X101  07-May-19 Close Meeting Management Yes    
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Re-elect Maria Richter as Director Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Elect Kelvin Dushnisky as Director Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Elect Alan Ferguson as Director Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Elect Jochen Tilk as Director Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Re-elect Rodney Ruston as Member of the Audit and Risk Committee Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Re-elect Maria Richter as Member of the Audit and Risk Committee Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Elect Alan Ferguson as Member of the Audit and Risk Committee Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Reappoint Ernst & Young Inc as Auditors of the Company with Ernest Botha as the Lead Audit Partner Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Place Authorised but Unissued Shares under Control of Directors Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Approve Remuneration Policy Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Approve Remuneration Implementation Report Management Yes Against For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Approve Remuneration of Non-executive Directors Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Authorise Repurchase of Issued Share Capital Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Authorise Board to Issue Shares for Cash Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act Management Yes For For
AngloGold Ashanti Ltd. ANG 035128206  09-May-19 Authorise Ratification of Approved Resolutions Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Appoint PricewaterhouseCoopers Inc as Auditors of the Company Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Elect Phuti Mahanyele-Dabengwa as Director Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Paul Schmidt as Director Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Alhassan Andani as Director Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Peter Bacchus as Director Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Carmen Letton as Director Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Yunus Suleman as Chairperson of the Audit Committee Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Alhassan Andani as Member of the Audit Committee Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Peter Bacchus as Member of the Audit Committee Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Re-elect Richard Menell as Member of the Audit Committee Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Place Authorised but Unissued Shares under Control of Directors Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Authorise Board to Issue Shares for Cash Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Approve Remuneration Policy Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Approve Remuneration Implementation Report Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Approve Remuneration of Non-executive Directors Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act Management Yes For For
Gold Fields Ltd. GFI 38059T106  21-May-19 Authorise Repurchase of Issued Share Capital Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Accept Financial Statements and Statutory Reports Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Approve Final Dividend Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Elect Yang Jie as Director Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Elect Dong Xin as Director Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Elect Moses Cheng Mo Chi as Director Management Yes Against For
China Mobile Ltd. 941 16941M109  22-May-19 Elect Yang Qiang as Director Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Authorize Repurchase of Issued Share Capital Management Yes For For
China Mobile Ltd. 941 16941M109  22-May-19 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management Yes Against For
China Mobile Ltd. 941 16941M109  22-May-19 Authorize Reissuance of Repurchased Shares Management Yes Against For
CNOOC Limited 883 126132109  23-May-19 Accept Financial Statements and Statutory Reports Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Approve Final Dividend Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Elect Wang Dongjin as Director Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Elect Xu Keqiang as Director Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Elect Chiu Sung Hong as Director Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Elect Qiu Zhi Zhong as Director Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Authorize Board to Fix the Remuneration of Directors Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Authorize Repurchase of Issued Share Capital Management Yes For For
CNOOC Limited 883 126132109  23-May-19 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management Yes Against For
CNOOC Limited 883 126132109  23-May-19 Authorize Reissuance of Repurchased Shares Management Yes Against For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director Carla Cico Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director Kirk S. Hachigian Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director Nicole Parent Haughey Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director David D. Petratis Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director Dean I. Schaffer Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director Charles L. Szews Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Elect Director Martin E. Welch, III Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Advisory Vote to Ratify Named Executive Officers’ Compensation Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their  Remuneration Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Renew the Board’s Authority to Issue Shares Under Irish Law Management Yes For For
Allegion Plc ALLE G0176J109  05-Jun-19 Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Management Yes For For
MercadoLibre, Inc. MELI 58733R102  10-Jun-19 Elect Director Emiliano Calemzuk Management Yes For For
MercadoLibre, Inc. MELI 58733R102  10-Jun-19 Elect Director Marcos Galperin Management Yes For For
MercadoLibre, Inc. MELI 58733R102  10-Jun-19 Elect Director Roberto Balls Sallouti Management Yes Withhold For
MercadoLibre, Inc. MELI 58733R102  10-Jun-19 Advisory Vote to Ratify Named Executive Officers’ Compensation Management Yes For For
MercadoLibre, Inc. MELI 58733R102  10-Jun-19 Amend Omnibus Stock Plan Management Yes For For
MercadoLibre, Inc. MELI 58733R102  10-Jun-19 Ratify Deloitte & Co. S.A. as Auditor Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Receive and Approve Board’s and Auditor’s Reports Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Approve Financial Statements Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Approve Consolidated Financial Statements Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Approve Allocation of Income Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Approve Discharge of Directors Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Reelect Edward Kangas as Director Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Reelect John Diercksen as Director Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Approve Remuneration of Directors Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Renew Appointment of KPMG LLP as Auditor Management Yes For For
Intelsat SA I L5140P101  13-Jun-19 Approve Share Repurchase Management Yes Against For
Intelsat SA I L5140P101  13-Jun-19 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management Yes Against For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Elect Gil Shwed as Director Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Elect Marius Nacht as Director Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Elect Jerry Ungerman as Director Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Elect Dan Propper as Director Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Elect Tal Shavit as Director Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Elect Shai Weiss as Director Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Approve Employment Terms of Gil Shwed, CEO Management Yes Against For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Approve Compensation Policy for the Directors and Officers of the Company Management Yes Against For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Approve Amended Employee Stock Purchase Plan Management Yes For For
Check Point Software Technologies Ltd. CHKP M22465104  19-Jun-19 Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager Management Yes Against None
Infosys Limited 500209 456788108  22-Jun-19 Accept Financial Statements and Statutory Reports Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Dividend Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Elect Nandan M. Nilekani as Director Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Infosys Expanded Stock Ownership Program - 2019 to Eligible Employees of the Company Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Infosys Expanded Stock Ownership Program - 2019 to Eligible Employees of the Company’s Subsidiaries Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Secondary Acquisition of Shares of the Company by the Infosys Expanded Stock Ownership Trust Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Grant of Stock Incentives to Salil Parekh Under Infosys Expanded Stock Ownership Program - 2019 Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Change of Terms of Appointment of Salil Parekh as Chief Executive Officer and Managing Director Management Yes For For
Infosys Limited 500209 456788108  22-Jun-19 Approve Grant of Stock Incentives to U. B. Pravin Rao Under Infosys Expanded Stock Ownership Program - 2019 Management Yes For For

 

 

 

 

======================ADVISORSHARES DOUBLELINE VALUE EQUITY ETF=====================

 

Issuer Company Name Ticker Security ID Meeting Date Agenda Item Number Agenda Item Description Management or Shareholder Proposal Whether Vote was Cast Management Recommendation Fund Vote
3M Co. MMM 88579Y101 20190514 1 Elect Thomas K. Brown MGMT Yes For For
3M Co. MMM 88579Y101 20190514 2 Elect Pamela J. Craig MGMT Yes For For
3M Co. MMM 88579Y101 20190514 3 Elect David B. Dillon MGMT Yes For For
3M Co. MMM 88579Y101 20190514 4 Elect Michael L. Eskew MGMT Yes For For
3M Co. MMM 88579Y101 20190514 5 Elect Herbert L. Henkel MGMT Yes For For
3M Co. MMM 88579Y101 20190514 6 Elect Amy E. Hood MGMT Yes For For
3M Co. MMM 88579Y101 20190514 7 Elect Muhtar Kent MGMT Yes For For
3M Co. MMM 88579Y101 20190514 8 Elect Edward M. Liddy MGMT Yes For For
3M Co. MMM 88579Y101 20190514 9 Elect Dambisa F. Moyo MGMT Yes For For
3M Co. MMM 88579Y101 20190514 10 Elect Gregory R. Page MGMT Yes For For
3M Co. MMM 88579Y101 20190514 11 Elect Michael F. Roman MGMT Yes For For
3M Co. MMM 88579Y101 20190514 12 Elect Patricia A. Woertz MGMT Yes For For
3M Co. MMM 88579Y101 20190514 13 Ratification of Auditor MGMT Yes For For
3M Co. MMM 88579Y101 20190514 14 Advisory Vote on Executive Compensation MGMT Yes For For
3M Co. MMM 88579Y101 20190514 15 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 1.1 Elect Larry Page MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.2 Elect Sergey Brin MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.3 Elect John L. Hennessy MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.4 Elect L. John Doerr MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.5 Elect Roger W. Ferguson, Jr. MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.6 Elect Ann Mather MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.7 Elect Alan R. Mulally MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.8 Elect Sundar Pichai MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.9 Elect K. Ram Shriram MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 1.10 Elect Robin L. Washington MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 2 Ratification of Auditor MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 3 Amendment to the 2012 Stock Plan MGMT Yes For For
Alphabet Inc GOOGL 02079K305 20190619 4 Shareholder Proposal Regarding Recapitalization Sharehold Yes Against For
Alphabet Inc GOOGL 02079K305 20190619 5 Shareholder Proposal Regarding Policy on Inequitable Employment Practices Sharehold Yes Against For
Alphabet Inc GOOGL 02079K305 20190619 6 Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 7 Shareholder Proposal Regarding Preparation of Sexual Harassment Report Sharehold Yes Against For
Alphabet Inc GOOGL 02079K305 20190619 8 Shareholder Proposal Regarding Majority Vote for Election of Directors Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 9 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 10 Shareholder Proposal Regarding Strategic Alternatives Committee Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 11 Shareholder Proposal Regarding Employee Representative Director Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 12 Shareholder Proposal Regarding Simple Majority Vote Sharehold Yes Against For
Alphabet Inc GOOGL 02079K305 20190619 13 Shareholder Proposal Regarding Linking Executive Pay to Sustainability Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 14 Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China Sharehold Yes Against Against
Alphabet Inc GOOGL 02079K305 20190619 15 Shareholder Proposal Regarding Clawback Policy Sharehold Yes Against For
Alphabet Inc GOOGL 02079K305 20190619 16 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Sharehold Yes Against For
Amazon.com Inc. AMZN 023135106 20190522 1 Elect Jeffrey P. Bezos MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 2 Elect Rosalind G. Brewer MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 3 Elect Jamie S. Gorelick MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 4 Elect Daniel P. Huttenlocher MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 5 Elect Judith A. McGrath MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 6 Elect Indra K. Nooyi MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 7 Elect Jonathan J. Rubinstein MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 8 Elect Thomas O. Ryder MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 9 Elect Patricia Q. Stonesifer MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 10 Elect Wendell P. Weeks MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 11 Ratification of Auditor MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 12 Advisory Vote on Executive Compensation MGMT Yes For For
Amazon.com Inc. AMZN 023135106 20190522 13 Shareholder Proposal Regarding Report on Food Waste Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 14 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Yes Against For
Amazon.com Inc. AMZN 023135106 20190522 15 Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products Sharehold Yes Against For
Amazon.com Inc. AMZN 023135106 20190522 18 Shareholder Proposal Regarding Independent Chair Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 19 Shareholder Proposal Regarding Preparation of Sexual Harassment Report Sharehold Yes Against For
Amazon.com Inc. AMZN 023135106 20190522 20 Shareholder Proposal Regarding Climate Change Report Sharehold Yes Against For
Amazon.com Inc. AMZN 023135106 20190522 21 Shareholder Proposal Regarding Disclosure of Board Qualifications Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 22 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 23 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity Sharehold Yes Against Against
Amazon.com Inc. AMZN 023135106 20190522 24 Shareholder Proposal Regarding Counting Abstentions Sharehold Yes Against Against
American Tower Corp. AMT 03027X100 20190521 1 Elect Raymond P. Dolan MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 2 Elect Robert D. Hormats MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 3 Elect Gustavo Lara Cantu MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 4 Elect Grace D. Lieblein MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 5 Elect Craig Macnab MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 6 Elect JoAnn A. Reed MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 7 Elect Pamela D.A. Reeve MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 8 Elect David E. Sharbutt MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 9 Elect James D. Taiclet, Jr. MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 10 Elect Samme L. Thompson MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 11 Ratification of Auditor MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 12 Advisory Vote on Executive Compensation MGMT Yes For For
American Tower Corp. AMT 03027X100 20190521 13 Shareholder Proposal Regarding Independent Chair Sharehold Yes Against Against
American Tower Corp. AMT 03027X100 20190521 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Sharehold Yes Against For
Anthem Inc ANTM 036752103 20190515 1 Elect Bahija Jallal MGMT Yes For For
Anthem Inc ANTM 036752103 20190515 2 Elect Elizabeth E. Tallett MGMT Yes For For
Anthem Inc ANTM 036752103 20190515 3 Ratification of Auditor MGMT Yes For For
Anthem Inc ANTM 036752103 20190515 4 Advisory Vote on Executive Compensation MGMT Yes For For
Anthem Inc ANTM 036752103 20190515 5 Repeal of Classified Board MGMT Yes For For
Anthem Inc ANTM 036752103 20190515 6 Shareholder Proposal Regarding Declassification of the Board Sharehold Yes N/A Against
Astrazeneca plc AZN 046353108 20190426 1 Accounts and Reports MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 2 Allocation of Profits/Dividends MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 3 Appointment of Auditor MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 4 Authority to Set Auditor’s Fees MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 5 Elect Leif Johansson MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 6 Elect Pascal Soriot MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 7 Elect Marc Dunoyer MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 8 Elect Geneviève B. Berger MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 9 Elect Philip Broadley MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 10 Elect Graham Chipchase MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 11 Elect Deborah DiSanzo MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 12 Elect Sheri McCoy MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 13 Elect Tony SK MOK MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 14 Elect Nazneen Rahman MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 15 Elect Marcus Wallenberg MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 16 Remuneration Report (Advisory) MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 17 Authorisation of Political Donations MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 18 Authority to Issue Shares w/ Preemptive Rights MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 19 Authority to Issue Shares w/o Preemptive Rights MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 21 Authority to Repurchase Shares MGMT Yes For For
Astrazeneca plc AZN 046353108 20190426 22 Authority to Set General Meeting Notice Period at 14 Days MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 1 Elect Sharon L. Allen MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 2 Elect Susan S. Bies MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 3 Elect Jack O. Bovender, Jr. MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 4 Elect Frank P. Bramble, Sr. MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 5 Elect Pierre J. P. de Weck MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 6 Elect Arnold W. Donald MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 7 Elect Linda P. Hudson MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 8 Elect Monica C. Lozano MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 9 Elect Thomas J. May MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 10 Elect Brian T. Moynihan MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 11 Elect Lionel L. Nowell, III MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 12 Elect Clayton S. Rose MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 13 Elect Michael D. White MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 14 Elect Thomas D. Woods MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 15 Elect R. David Yost MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 16 Elect Maria T. Zuber MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 17 Advisory Vote on Executive Compensation MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 18 Ratification of Auditor MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 19 Amendment to the Key Employee Equity Plan MGMT Yes For For
Bank Of America Corp. BAC 060505104 20190424 20 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Yes Against Against
Bank Of America Corp. BAC 060505104 20190424 21 Shareholder Proposal Regarding Right to Act by Written Consent Sharehold Yes Against For
Bank Of America Corp. BAC 060505104 20190424 22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Sharehold Yes Against For
Bank Of New York Mellon Corp BK 064058100 20190409 1 Elect Steven D. Black MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 2 Elect Linda Z. Cook MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 3 Elect Joseph J. Echevarria MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 4 Elect Edward P. Garden MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 5 Elect Jeffrey A. Goldstein MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 6 Elect John M. Hinshaw MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 7 Elect Edmund F. Kelly MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 8 Elect Jennifer B. Morgan MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 9 Elect Elizabeth E. Robinson MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 10 Elect Charles W. Scharf MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 11 Elect Samuel C. Scott III MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 12 Elect Alfred W. Zollar MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 13 Advisory Vote on Executive Compensation MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 14 Ratification of Auditor MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 15 Adoption of Shareholder Written Consent Right MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 16 Approval of 2019 Long-Term Incentive Plan MGMT Yes For For
Bank Of New York Mellon Corp BK 064058100 20190409 17 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Yes Against Against
Bayer AG BAYRY 072730302 20190426 1 Presentation of Accounts and Reports; Allocation of Profits/Dividends MGMT Yes For For
Bayer AG BAYRY 072730302 20190426 2 Ratification of Management Board Acts MGMT Yes For For
Bayer AG BAYRY 072730302 20190426 3 Ratification of Supervisory Board Acts MGMT Yes For For
Bayer AG BAYRY 072730302 20190426 4 Elect Simone Bagel-Trah as Supervisory Board Member MGMT Yes For For
Bayer AG BAYRY 072730302 20190426 5 Authority to Repurchase and Reissue Shares MGMT Yes For For
Bayer AG BAYRY 072730302 20190426 6 Authority to Repurchase Shares Using Equity Derivatives MGMT Yes For For
Bayer AG BAYRY 072730302 20190426 7 Appointment of Auditor MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 1 Elect Wanda M. Austin MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 2 Elect John B. Frank MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 3 Elect Alice P. Gast MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 4 Elect Enrique Hernandez, Jr. MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 5 Elect Charles W. Moorman, IV MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 6 Elect Dambisa F. Moyo MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 7 Elect Debra L. Reed-Klages MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 8 Elect Ronald D. Sugar MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 9 Elect Inge G. Thulin MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 10 Elect D. James Umpleby MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 11 Elect Michael K. Wirth MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 12 Ratification of Auditor MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 13 Advisory Vote on Executive Compensation MGMT Yes For For
Chevron Corp. CVX 166764100 20190529 14 Shareholder Proposal Regarding Human Right to Water Sharehold Yes Against Against
Chevron Corp. CVX 166764100 20190529 15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Sharehold Yes Against For
Chevron Corp. CVX 166764100 20190529 16 Shareholder Proposal Regarding Formation of Climate Change Committee Sharehold Yes Against Against
Chevron Corp. CVX 166764100 20190529 17 Shareholder Proposal Regarding Independent Chair Sharehold Yes Against Against
Chevron Corp. CVX 166764100 20190529 18 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Yes Against For
Chubb Limited CB H1467J104 20190516 1 Accounts and Reports MGMT Yes For For
Chubb Limited CB H1467J104 20190516 2 Allocation of Disposable Profit MGMT Yes For For
Chubb Limited CB H1467J104 20190516 3 Distribution of a Dividend out of Legal Reserves MGMT Yes For For
Chubb Limited CB H1467J104 20190516 4 Ratification of Board Acts MGMT Yes For For
Chubb Limited CB H1467J104 20190516 5 Election of Statutory Auditors MGMT Yes For For
Chubb Limited CB H1467J104 20190516 6 Appointment of Auditor MGMT Yes For For
Chubb Limited CB H1467J104 20190516 7 Appointment of Special Auditor MGMT Yes For For
Chubb Limited CB H1467J104 20190516 8 Elect Evan G. Greenberg MGMT Yes For For
Chubb Limited CB H1467J104 20190516 9 Elect Robert M. Hernandez MGMT Yes For For
Chubb Limited CB H1467J104 20190516 10 Elect Michael G. Atieh MGMT Yes For For
Chubb Limited CB H1467J104 20190516 11 Elect Sheila P. Burke MGMT Yes For For
Chubb Limited CB H1467J104 20190516 12 Elect James I. Cash, Jr. MGMT Yes For For
Chubb Limited CB H1467J104 20190516 13 Elect Mary A. Cirillo MGMT Yes For For
Chubb Limited CB H1467J104 20190516 14 Elect Michael P. Connors MGMT Yes For For
Chubb Limited CB H1467J104 20190516 15 Elect John A. Edwardson MGMT Yes For For
Chubb Limited CB H1467J104 20190516 16 Elect Kimberly Ross MGMT Yes For For
Chubb Limited CB H1467J104 20190516 17 Elect Robert W. Scully MGMT Yes For For
Chubb Limited CB H1467J104 20190516 18 Elect Eugene B. Shanks, Jr. MGMT Yes For For
Chubb Limited CB H1467J104 20190516 19 Elect Theodore Shasta MGMT Yes For For
Chubb Limited CB H1467J104 20190516 20 Elect David H. Sidwell MGMT Yes For For
Chubb Limited CB H1467J104 20190516 21 Elect Olivier Steimer MGMT Yes For For
Chubb Limited CB H1467J104 20190516 22 Elect Evan G. Greenberg MGMT Yes For Against
Chubb Limited CB H1467J104 20190516 23 Elect Michael P. Connors MGMT Yes For For
Chubb Limited CB H1467J104 20190516 24 Elect Mary A. Cirillo MGMT Yes For For
Chubb Limited CB H1467J104 20190516 25 Elect John A. Edwardson MGMT Yes For For
Chubb Limited CB H1467J104 20190516 26 Elect Robert M. Hernandez MGMT Yes For For
Chubb Limited CB H1467J104 20190516 27 Appointment of Independent Proxy (Switzerland) MGMT Yes For For
Chubb Limited CB H1467J104 20190516 28 Board Compensation MGMT Yes For For
Chubb Limited CB H1467J104 20190516 29 Executive Compensation MGMT Yes For For
Chubb Limited CB H1467J104 20190516 30 Advisory Vote on Executive Compensation MGMT Yes For For
Chubb Limited CB H1467J104 20190516 31 Additional or Amended Proposals MGMT Yes For For
Cigna Corp. CI 125523100 20190424 1 Elect David M. Cordani MGMT Yes For For
Cigna Corp. CI 125523100 20190424 2 Elect William J. DeLaney MGMT Yes For For
Cigna Corp. CI 125523100 20190424 3 Elect Eric J. Foss MGMT Yes For For
Cigna Corp. CI 125523100 20190424 4 Elect Elder Granger MGMT Yes For For
Cigna Corp. CI 125523100 20190424 5 Elect Isaiah Harris, Jr. MGMT Yes For For
Cigna Corp. CI 125523100 20190424 6 Elect Roman Martinez IV MGMT Yes For For
Cigna Corp. CI 125523100 20190424 7 Elect Kathleen M. Mazzarella MGMT Yes For For
Cigna Corp. CI 125523100 20190424 8 Elect Mark B. McClellan MGMT Yes For For
Cigna Corp. CI 125523100 20190424 9 Elect John M. Partridge MGMT Yes For For
Cigna Corp. CI 125523100 20190424 10 Elect William L. Roper MGMT Yes For For
Cigna Corp. CI 125523100 20190424 11 Elect Eric C. Wiseman MGMT Yes For For
Cigna Corp. CI 125523100 20190424 12 Elect Donna F. Zarcone MGMT Yes For For
Cigna Corp. CI 125523100 20190424 13 Elect William D. Zollars MGMT Yes For For
Cigna Corp. CI 125523100 20190424 14 Advisory Vote on Executive Compensation MGMT Yes For For
Cigna Corp. CI 125523100 20190424 15 Ratification of Auditor MGMT Yes For For
Cigna Corp. CI 125523100 20190424 16 Shareholder Proposal Regarding Right to Act by Written Consent Sharehold Yes Against For
Cigna Corp. CI 125523100 20190424 17 Shareholder Proposal Regarding Cyber Risk Report Sharehold Yes Against Against
Cigna Corp. CI 125523100 20190424 18 Shareholder Proposal Regarding Gender Pay Equity Report Sharehold Yes Against Against
Citigroup Inc C 172967424 20190416 1 Elect Michael L. Corbat MGMT Yes For For
Citigroup Inc C 172967424 20190416 2 Elect Ellen M. Costello MGMT Yes For For
Citigroup Inc C 172967424 20190416 3 Elect Barbara J. Desoer MGMT Yes For For
Citigroup Inc C 172967424 20190416 4 Elect John C. Dugan MGMT Yes For For
Citigroup Inc C 172967424 20190416 5 Elect Duncan P. Hennes MGMT Yes For For
Citigroup Inc C 172967424 20190416 6 Elect Peter B. Henry MGMT Yes For For
Citigroup Inc C 172967424 20190416 7 Elect S. Leslie Ireland MGMT Yes For For
Citigroup Inc C 172967424 20190416 8 Elect Lew W. Jacobs, IV MGMT Yes For For
Citigroup Inc C 172967424 20190416 9 Elect Renée J. James MGMT Yes For For
Citigroup Inc C 172967424 20190416 10 Elect Eugene M. McQuade MGMT Yes For For
Citigroup Inc C 172967424 20190416 11 Elect Gary M. Reiner MGMT Yes For For
Citigroup Inc C 172967424 20190416 12 Elect Diana L. Taylor MGMT Yes For For
Citigroup Inc C 172967424 20190416 13 Elect James S. Turley MGMT Yes For For
Citigroup Inc C 172967424 20190416 14 Elect Deborah C. Wright MGMT Yes For For
Citigroup Inc C 172967424 20190416 15 Elect Ernesto Zedillo Ponce de León MGMT Yes For For
Citigroup Inc C 172967424 20190416 16 Ratification of Auditor MGMT Yes For For
Citigroup Inc C 172967424 20190416 17 Advisory Vote on Executive Compensation MGMT Yes For For
Citigroup Inc C 172967424 20190416 18 Approval of the 2019 Stock Incentive Plan MGMT Yes For For
Citigroup Inc C 172967424 20190416 19 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Sharehold Yes Against For
Citigroup Inc C 172967424 20190416 20 Shareholder Proposal Regarding Government Service Vesting Sharehold Yes Against Against
Citigroup Inc C 172967424 20190416 21 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Yes Against For
Citizens Financial Group Inc CFG 174610105 20190425 1 Elect Bruce Van Saun MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 2 Elect Mark S. Casady MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 3 Elect Christine M. Cumming MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 4 Elect William P. Hankowsky MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 5 Elect Howard W. Hanna III MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 6 Elect Leo I. Higdon, Jr. MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 7 Elect Edward J. Kelly, III MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 8 Elect Charles J. Koch MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 9 Elect Terrance J. Lillis MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 10 Elect Shivan S. Subramaniam MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 11 Elect Wendy A. Watson MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 12 Elect Marita Zuraitis MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 13 Advisory Vote on Executive Compensation MGMT Yes For For
Citizens Financial Group Inc CFG 174610105 20190425 14 Ratification of Auditor MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.1 Elect Kenneth J. Bacon MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.2 Elect Madeline S. Bell MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.3 Elect Sheldon M. Bonovitz MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.4 Elect Edward D. Breen MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.5 Elect Gerald L. Hassell MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.6 Elect Jeffrey A. Honickman MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.7 Elect Maritza Gomez Montiel MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.8 Elect Asuka Nakahara MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.9 Elect David C. Novak MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 1.10 Elect Brian L. Roberts MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 2 Ratification of Auditor MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 3 Approval of the 2019 Omnibus Sharesave Plan MGMT Yes For Against
Comcast Corp CMCSA 20030N101 20190605 4 Advisory vote on executive compensation MGMT Yes For For
Comcast Corp CMCSA 20030N101 20190605 5 Shareholder Proposal Regarding Independent Chair Sharehold Yes Against Against
Comcast Corp CMCSA 20030N101 20190605 6 Shareholder Proposal Regarding Lobbying Report Sharehold Yes Against For
CVS Health Corp CVS 126650100 20190516 1 Elect Fernando Aguirre MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 2 Elect Mark T. Bertolini MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 3 Elect Richard M. Bracken MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 4 Elect C. David Brown II MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 5 Elect Alecia A. DeCoudreaux MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 6 Elect Nancy-Ann M. DeParle MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 7 Elect David W. Dorman MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 8 Elect Roger N. Farah MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 9 Elect Anne M. Finucane MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 10 Elect Edward J. Ludwig MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 11 Elect Larry J. Merlo MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 12 Elect Jean-Pierre Millon MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 13 Elect Mary L. Schapiro MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 14 Elect Richard J. Swift MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 15 Elect William C. Weldon MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 16 Elect Tony L. White MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 17 Ratification of Auditor MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 18 Advisory Vote on Executive Compensation MGMT Yes For For
CVS Health Corp CVS 126650100 20190516 19 Shareholder Proposal Regarding Including Legal Costs in Executive Compensation Sharehold Yes Against Against
Dollar General Corp. DG 256677105 20190529 1 Elect Warren F. Bryant MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 2 Elect Michael M. Calbert MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 3 Elect Sandra B. Cochran MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 4 Elect Patricia Fili-Krushel MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 5 Elect Timothy I. McGuire MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 6 Elect William C. Rhodes, III MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 7 Elect Ralph E. Santana MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 8 Elect Todd J. Vasos MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 9 Advisory Vote on Executive Compensation MGMT Yes For For
Dollar General Corp. DG 256677105 20190529 10 Ratification of Auditor MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 1 Elect Arnold S. Barron MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 2 Elect Gregory M. Bridgeford MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 3 Elect Thomas W. Dickson MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 4 Elect Conrad M. Hall MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 5 Elect Lemuel E. Lewis MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 6 Elect Jeffrey G. Naylor MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 7 Elect Gary M. Philbin MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 8 Elect Bob Sasser MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 9 Elect Thomas A. Saunders III MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 10 Elect Stephanie P. Stahl MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 11 Elect Carrie A. Wheeler MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 12 Elect Thomas E. Whiddon MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 13 Elect Carl P. Zeithaml MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 14 Advisory Vote on Executive Compensation MGMT Yes For For
Dollar Tree Inc DLTR 256746108 20190613 15 Ratification of Auditor MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 1 Elect Janet F. Clark MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 2 Elect Charles R. Crisp MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 3 Elect Robert P. Daniels MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 4 Elect James C. Day MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 5 Elect C. Christopher Gaut MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 6 Elect Julie J. Robertson MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 7 Elect Donald F. Textor MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 8 Elect William R. Thomas MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 9 Ratification of Auditor MGMT Yes For For
EOG Resources, Inc. EOG 26875P101 20190429 10 Advisory Vote on Executive Compensation MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 1 Elect Ellen R. Alemany MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 2 Elect Keith W. Hughes MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 3 Elect David K. Hunt MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 4 Elect Stephan A. James MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 5 Elect Leslie M. Muma MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 6 Elect Alexander Navab MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 7 Elect Gary A. Norcross MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 8 Elect Louise M. Parent MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 9 Elect Brian T. Shea MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 10 Elect James B. Stallings, Jr. MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 11 Advisory Vote on Executive Compensation MGMT Yes For For
Fidelity National Information Services, Inc. FIS 31620M106 20190522 12 Ratification of Auditor MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 1 Elect James S. Crown MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 2 Elect Rudy F. deLeon MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 3 Elect Cecil D. Haney MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 4 Elect Lester L. Lyles MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 5 Elect Mark M. Malcolm MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 6 Elect Phebe N. Novakovic MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 7 Elect C. Howard Nye MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 8 Elect William A. Osborn MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 9 Elect Catherine B. Reynolds MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 10 Elect Laura J. Schumacher MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 11 Elect Peter A. Wall MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 12 Ratification of Auditor MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 13 Advisory Vote on Executive Compensation MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 14 Approve 2019 UK Share Save Plan MGMT Yes For For
General Dynamics Corp. GD 369550108 20190501 15 Shareholder Proposal Regarding Independent Board Chair Sharehold Yes Against Against
General Motors Company GM 37045V100 20190604 1 Elect Mary T. Barra MGMT Yes For For
General Motors Company GM 37045V100 20190604 2 Elect Wesley G. Bush MGMT Yes For For
General Motors Company GM 37045V100 20190604 3 Elect Linda R. Gooden MGMT Yes For For
General Motors Company GM 37045V100 20190604 4 Elect Joseph Jimenez MGMT Yes For For
General Motors Company GM 37045V100 20190604 5 Elect Jane L. Mendillo MGMT Yes For For
General Motors Company GM 37045V100 20190604 6 Elect Judith Miscik MGMT Yes For For
General Motors Company GM 37045V100 20190604 7 Elect Patricia F. Russo MGMT Yes For For
General Motors Company GM 37045V100 20190604 8 Elect Thomas M. Schoewe MGMT Yes For For
General Motors Company GM 37045V100 20190604 9 Elect Theodore M. Solso MGMT Yes For For
General Motors Company GM 37045V100 20190604 10 Elect Carol M. Stephenson MGMT Yes For For
General Motors Company GM 37045V100 20190604 11 Elect Devin N. Wenig MGMT Yes For For
General Motors Company GM 37045V100 20190604 12 Advisory Vote on Executive Compensation MGMT Yes For For
General Motors Company GM 37045V100 20190604 13 Ratification of Auditor MGMT Yes For For
General Motors Company GM 37045V100 20190604 14 Shareholder Proposal Regarding Independent Chair Sharehold Yes Against Against
General Motors Company GM 37045V100 20190604 15 Shareholder Proposal Regarding Lobbying Report Sharehold Yes Against For
Halliburton Co. HAL 406216101 20190515 1 Elect Abdulaziz F. Al Khayyal MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 2 Elect William E. Albrecht MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 3 Elect M. Katherine Banks MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 4 Elect Alan M. Bennett MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 5 Elect Milton Carroll MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 6 Elect Nance K. Dicciani MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 7 Elect Murry S. Gerber MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 8 Elect Patricia Hemingway Hall MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 9 Elect Robert A. Malone MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 10 Elect Jeffrey A. Miller MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 11 Ratification of Auditor MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 12 Advisory Vote on Executive Compensation MGMT Yes For For
Halliburton Co. HAL 406216101 20190515 13 Amendment to the Stock and Incentive Plan MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 1 Elect Jean-Paul L. Montupet MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 2 Elect Richard W. Roedel MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 3 Elect James A. Rosenthal MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 4 Elect Lance Uggla MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 5 Ratification of Auditor MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 6 Advisory Vote on Executive Compensation MGMT Yes For For
IHS Markit Ltd INFO G47567105 20190411 7 Adoption of Proxy Access MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 1 Elect Sharon Y. Bowen MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 2 Elect Charles R. Crisp MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 3 Elect Duriya M. Farooqui MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 4 Elect Jean-Marc Forneri MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 5 Elect Lord Hague of Richmond MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 6 Elect Fred W. Hatfield MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 7 Elect Thomas E. Noonan MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 8 Elect Frederic V. Salerno MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 9 Elect Jeffrey C. Sprecher MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 10 Elect Judith A. Sprieser MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 11 Elect Vincent S. Tese MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 12 Advisory Vote on Executive Compensation MGMT Yes For For
Intercontinental Exchange Inc ICE 45866F104 20190517 13 Ratification of Auditor MGMT Yes For For
International Paper Co. IP 460146103 20190513 1 Elect William J. Burns MGMT Yes For For
International Paper Co. IP 460146103 20190513 2 Elect Christopher M. Connor MGMT Yes For For
International Paper Co. IP 460146103 20190513 3 Elect Ahmet Cemal Dorduncu MGMT Yes For For
International Paper Co. IP 460146103 20190513 4 Elect Ilene S. Gordon MGMT Yes For For
International Paper Co. IP 460146103 20190513 5 Elect Anders Gustafsson MGMT Yes For For
International Paper Co. IP 460146103 20190513 6 Elect Jacqueline C. Hinman MGMT Yes For For
International Paper Co. IP 460146103 20190513 7 Elect Clinton A. Lewis, Jr. MGMT Yes For For
International Paper Co. IP 460146103 20190513 8 Elect Kathryn D. Sullivan MGMT Yes For For
International Paper Co. IP 460146103 20190513 9 Elect Mark S. Sutton MGMT Yes For For
International Paper Co. IP 460146103 20190513 10 Elect J. Steven Whisler MGMT Yes For For
International Paper Co. IP 460146103 20190513 11 Elect Ray G. Young MGMT Yes For For
International Paper Co. IP 460146103 20190513 12 Ratification of Auditor MGMT Yes For For
International Paper Co. IP 460146103 20190513 13 Advisory Vote on Executive Compensation MGMT Yes For For
International Paper Co. IP 460146103 20190513 14 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Yes Against For
JPMorgan Chase & Co. JPM 46625H100 20190521 1 Elect Linda B. Bammann MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 2 Elect James A. Bell MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 3 Elect Stephen B. Burke MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 4 Elect Todd A. Combs MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 5 Elect James S. Crown MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 6 Elect James Dimon MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 7 Elect Timothy P. Flynn MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 8 Elect Mellody Hobson MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 9 Elect Laban P. Jackson, Jr. MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 10 Elect Michael A. Neal MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 11 Elect Lee R. Raymond MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 12 Advisory Vote on Executive Compensation MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 13 Ratification of Auditor MGMT Yes For For
JPMorgan Chase & Co. JPM 46625H100 20190521 14 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Yes Against Against
JPMorgan Chase & Co. JPM 46625H100 20190521 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Sharehold Yes Against For
JPMorgan Chase & Co. JPM 46625H100 20190521 16 Shareholder Proposal Regarding Cumulative Voting Sharehold Yes Against For
Marathon Oil Corporation MRO 565849106 20190529 1 Elect Gregory H. Boyce MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 2 Elect Chadwick C. Deaton MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 3 Elect Marcela E. Donadio MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 4 Elect Jason B. Few MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 5 Elect Douglas L. Foshee MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 6 Elect M. Elise Hyland MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 7 Elect Lee M. Tillman MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 8 Elect J. Kent Wells MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 9 Ratification of Auditor MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 10 Advisory Vote on Executive Compensation MGMT Yes For For
Marathon Oil Corporation MRO 565849106 20190529 11 Approval of the 2019 Incentive Compensation Plan MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 1 Elect Gregory Q. Brown MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 2 Elect Kenneth D. Denman MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 3 Elect Egon Durban MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 4 Elect Clayton M. Jones MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 5 Elect Judy C. Lewent MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 6 Elect Gregory K. Mondre MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 7 Elect Anne R. Pramaggiore MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 8 Elect Joseph M. Tucci MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 9 Ratification of Auditor MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 10 Advisory Vote on Executive Compensation MGMT Yes For For
Motorola Solutions Inc MSI 620076307 20190513 11 Shareholder Proposal Regarding Human Rights Expertise on Board Sharehold Yes Against Against
Motorola Solutions Inc MSI 620076307 20190513 12 Shareholder Proposal Regarding Lobbying Report Sharehold Yes Against For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.1 Elect Mitchell Jacobson MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.2 Elect Erik Gershwind MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.3 Elect Jonathan Byrnes MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.4 Elect Roger Fradin MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.5 Elect Louise K. Goeser MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.6 Elect Michael Kaufmann MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.7 Elect Denis Kelly MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.8 Elect Steven Paladino MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 1.9 Elect Philip R. Peller MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 2 Ratification of Auditor MGMT Yes For For
MSC Industrial Direct Co., Inc. MSM 553530106 20190129 3 Advisory Vote on Executive Compensation MGMT Yes For Against
Northrop Grumman Corp. NOC 666807102 20190515 1 Elect Wesley G. Bush MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 2 Elect Marianne C. Brown MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 3 Elect Donald E. Felsinger MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 4 Elect Ann M. Fudge MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 5 Elect Bruce S. Gordon MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 6 Elect William H. Hernandez MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 7 Elect Madeleine A. Kleiner MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 8 Elect Karl J. Krapek MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 9 Elect Gary Roughead MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 10 Elect Thomas M. Schoewe MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 11 Elect James S. Turley MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 12 Elect Kathy J Warden MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 13 Elect Mark A. Welsh III MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 14 Advisory Vote on Executive Compensation MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 15 Ratification of Auditor MGMT Yes For For
Northrop Grumman Corp. NOC 666807102 20190515 16 Shareholder Proposal Regarding Human Rights Policy Implementation Report Sharehold Yes Against Against
Northrop Grumman Corp. NOC 666807102 20190515 17 Shareholder Proposal Regarding Independent Board Chair Sharehold Yes Against Against
Novartis AG NVS 66987V109 20190228 1 Accounts and Reports MGMT Yes For For
Novartis AG NVS 66987V109 20190228 2 Ratification of Board and Management Acts MGMT Yes For For
Novartis AG NVS 66987V109 20190228 3 Allocation of Profits/Dividends MGMT Yes For For
Novartis AG NVS 66987V109 20190228 4 Cancellation of Shares and Reduction in Share Capital MGMT Yes For For
Novartis AG NVS 66987V109 20190228 5 Authority to Repurchase Shares MGMT Yes For For
Novartis AG NVS 66987V109 20190228 6 Dividend in Kind to Effect Spin-Off of Alcon Inc. MGMT Yes For For
Novartis AG NVS 66987V109 20190228 7 Board Compensation MGMT Yes For For
Novartis AG NVS 66987V109 20190228 8 Executive Compensation MGMT Yes For For
Novartis AG NVS 66987V109 20190228 9 Compensation Report MGMT Yes For For
Novartis AG NVS 66987V109 20190228 10 Elect Jörg Reinhardt as Board Chair MGMT Yes For For
Novartis AG NVS 66987V109 20190228 11 Elect Nancy C. Andrews MGMT Yes For For
Novartis AG NVS 66987V109 20190228 12 Elect Ton Büchner MGMT Yes For For
Novartis AG NVS 66987V109 20190228 13 Elect Srikant M. Datar MGMT Yes For For
Novartis AG NVS 66987V109 20190228 14 Elect Elizabeth Doherty MGMT Yes For For
Novartis AG NVS 66987V109 20190228 15 Elect Ann M. Fudge MGMT Yes For For
Novartis AG NVS 66987V109 20190228 16 Elect Frans van Houten MGMT Yes For For
Novartis AG NVS 66987V109 20190228 17 Elect Andreas von Planta MGMT Yes For For
Novartis AG NVS 66987V109 20190228 18 Elect Charles L. Sawyers MGMT Yes For For
Novartis AG NVS 66987V109 20190228 19 Elect Enrico Vanni MGMT Yes For For
Novartis AG NVS 66987V109 20190228 20 Elect William T. Winters MGMT Yes For For
Novartis AG NVS 66987V109 20190228 21 Elect Patrice Bula MGMT Yes For For
Novartis AG NVS 66987V109 20190228 22 Elect Srikant M. Datar as Compensation Committee Member MGMT Yes For For
Novartis AG NVS 66987V109 20190228 23 Elect Ann M. Fudge as Compensation Committee Member MGMT Yes For For
Novartis AG NVS 66987V109 20190228 24 Elect Enrico Vanni as Compensation Committee Member MGMT Yes For For
Novartis AG NVS 66987V109 20190228 25 Elect William T. Winters as Compensation Committee Member MGMT Yes For For
Novartis AG NVS 66987V109 20190228 26 Elect Patrice Bula as Compensation Committee Member MGMT Yes For For
Novartis AG NVS 66987V109 20190228 27 Appointment of Auditor MGMT Yes For For
Novartis AG NVS 66987V109 20190228 28 Appointment of Independent Proxy MGMT Yes For For
Novartis AG NVS 66987V109 20190228 29 Additional or Amended Proposals MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 1 Elect Rodney C. Adkins MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 2 Elect Wences Casares MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 3 Elect Jonathan Christodoro MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 4 Elect John J. Donahoe II MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 5 Elect David W. Dorman MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 6 Elect Belinda J. Johnson MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 7 Elect Gail J. McGovern MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 8 Elect Deborah M. Messemer MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 9 Elect David M. Moffett MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 10 Elect Ann M. Sarnoff MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 11 Elect Daniel H. Schulman MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 12 Elect Frank D. Yeary MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 13 Advisory Vote on Executive Compensation MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 14 Ratification of Auditor MGMT Yes For For
PayPal Holdings Inc PYPL 70450Y103 20190522 15 Shareholder Proposal Regarding Political Contributions and Expenditures Report Sharehold Yes Against For
PayPal Holdings Inc PYPL 70450Y103 20190522 16 Shareholder Proposal Regarding Integration of Human and Indigenous Peoples’ Rights Policy in Corporate Documents Sharehold Yes Against Against
Philip Morris International Inc PM 718172109 20190501 1 Elect André Calantzopoulos MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 2 Elect Louis C. Camilleri MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 3 Elect Massimo Ferragamo MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 4 Elect Werner Geissler MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 5 Elect Lisa A. Hook MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 6 Elect Jennifer Xin-Zhe Li MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 7 Elect Jun Makihara MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 8 Elect Kalpana Morparia MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 9 Elect Lucio A. Noto MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 10 Elect Frederik Paulsen MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 11 Elect Robert B. Polet MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 12 Elect Stephen M. Wolf MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 13 Advisory Vote on Executive Compensation MGMT Yes For For
Philip Morris International Inc PM 718172109 20190501 14 Ratification of Auditor MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 1 Elect Edison C. Buchanan MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 2 Elect Andrew F. Cates MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 3 Elect Phillip A. Gobe MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 4 Elect Larry R. Grillot MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 5 Elect Stacy P. Methvin MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 6 Elect Royce W. Mitchell MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 7 Elect Frank A. Risch MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 8 Elect Scott D. Sheffield MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 9 Elect Mona K. Sutphen MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 10 Elect J. Kenneth Thompson MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 11 Elect Phoebe A. Wood MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 12 Elect Michael D. Wortley MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 13 Ratification of Auditor MGMT Yes For For
Pioneer Natural Resources Co. PXD 723787107 20190516 14 Advisory Vote on Executive Compensation MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 1 Elect Joseph Alvarado MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 2 Elect Charles E. Bunch MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 3 Elect Debra A. Cafaro MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 4 Elect Marjorie Rodgers Cheshire MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 5 Elect William S. Demchak MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 6 Elect Andrew T. Feldstein MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 7 Elect Richard J. Harshman MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 8 Elect Daniel R. Hesse MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 9 Elect Richard B. Kelson MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 10 Elect Linda R. Medler MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 11 Elect Martin Pfinsgraff MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 12 Elect Toni Townes-Whitley MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 13 Elect Michael J. Ward MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 14 Ratification of Auditor MGMT Yes For For
PNC Financial Services Group PNC 693475105 20190423 15 Advisory Vote on Executive Compensation MGMT Yes For For
Sanofi SNY 80105N105 20190430 1 Accounts and Reports; Non-Tax Deductible Expenses MGMT Yes For For
Sanofi SNY 80105N105 20190430 2 Consolidated Accounts and Reports MGMT Yes For For
Sanofi SNY 80105N105 20190430 3 Allocation of Profits/Dividends MGMT Yes For For
Sanofi SNY 80105N105 20190430 4 Elect Serge Weinberg MGMT Yes For For
Sanofi SNY 80105N105 20190430 5 Elect Suet-Fern Lee MGMT Yes For For
Sanofi SNY 80105N105 20190430 6 Ratification of the Co-option of Christophe Babule MGMT Yes For For
Sanofi SNY 80105N105 20190430 7 Remuneration Policy (Chair) MGMT Yes For For
Sanofi SNY 80105N105 20190430 8 Remuneration Policy (CEO) MGMT Yes For For
Sanofi SNY 80105N105 20190430 9 Remuneration of Serge Weinberg, Chair MGMT Yes For For
Sanofi SNY 80105N105 20190430 10 Remuneration of Olivier Brandicourt, CEO MGMT Yes For For
Sanofi SNY 80105N105 20190430 11 Authority to Repurchase and Reissue Shares MGMT Yes For For
Sanofi SNY 80105N105 20190430 12 Authority to Cancel Shares and Reduce Capital MGMT Yes For For
Sanofi SNY 80105N105 20190430 13 Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights MGMT Yes For For
Sanofi SNY 80105N105 20190430 14 Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights MGMT Yes For For
Sanofi SNY 80105N105 20190430 15 Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement MGMT Yes For For
Sanofi SNY 80105N105 20190430 16 Authority to Issue Debt Instruments MGMT Yes For For
Sanofi SNY 80105N105 20190430 17 Greenshoe MGMT Yes For For
Sanofi SNY 80105N105 20190430 18 Authority to Increase Capital in Consideration for Contributions In Kind  MGMT Yes For For
Sanofi SNY 80105N105 20190430 19 Authority to Grant Stock Options MGMT Yes For For
Sanofi SNY 80105N105 20190430 20 Authority to Issue Performance Shares MGMT Yes For For
Sanofi SNY 80105N105 20190430 21 Authority to Increase Capital through Capitalisation MGMT Yes For For
Sanofi SNY 80105N105 20190430 22 Employee Stock Purchase Plan MGMT Yes For Against
Sanofi SNY 80105N105 20190430 23 Authorisation of Legal Formalities MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 1 Ownership Status: Indicate whether you are (A) both the record holder and beneficial owner (as defined on the reverse side hereof) of the ADSs for which you have provided voting instructions (if (A) applies mark FOR ) or (B) the record holder of such ADSs acting on behalf of the beneficial owner (if (B) applies mark AGAINST ). Note: By marking AGAINST you are making certain further certifications set out on the reverse side hereof. MGMT Yes N/A Against
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 2 Election of Presiding Chair MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 3 Accounts and Reports MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 4 Ratification of Board and CEO Acts MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 5 Allocation of Profits/Dividends MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 6 Board Size MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 7 Directors’ Fees MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 8 Elect Jon Fredrik Baksaas MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 9 Elect Jan Carlson MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 10 Elect Nora M. Denzel MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 11 Elect Börje E. Ekholm MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 12 Elect Eric A. Elzvik MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 13 Elect Kurt Jofs MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 14 Elect Ronnie Leten MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 15 Elect Kristin S. Rinne MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 16 Elect Helena Stjernholm MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 17 Elect Jacob Wallenberg MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 18 Elect Ronnie Leten as Chair MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 19 Number of Auditors MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 20 Authority to Set Auditor’s Fees MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 21 Appointment of Auditor MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 22 Remuneration Guidelines MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 23 Long-Term Variable Compensation Program 2019 (LTV 2019) MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 24 Equity Financing for LTV 2019 MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 25 Equity Swap Agreement with third party in relation to the LTV 2019 MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 26 Equity Financing for LTV 2018 MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 27 Equity Swap Agreement with third party pursuant to the LTV 2018 MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 28 Transfer of Treasury Shares pursuant to Long-Term Variable Compensation Programs 2015, 2016 and 2017 MGMT Yes For For
Telefonaktiebolaget L M Ericsson ERIC SE0000108656 20190327 29 Shareholder Proposal Regarding Unequal Voting Rights Sharehold Yes N/A For
TJX Companies, Inc. TJX 872540109 20190604 1 Elect Zein Abdalla MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 2 Elect Alan M. Bennett MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 3 Elect Rosemary T. Berkery MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 4 Elect David T. Ching MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 5 Elect Ernie Herrman MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 6 Elect Michael F. Hines MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 7 Elect Amy B. Lane MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 8 Elect Carol Meyrowitz MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 9 Elect Jackwyn L. Nemerov MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 10 Elect John F. O’Brien MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 11 Elect Willow B. Shire MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 12 Ratification of Auditor MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 13 Advisory Vote on Executive Compensation MGMT Yes For For
TJX Companies, Inc. TJX 872540109 20190604 14 Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report Sharehold Yes Against Against
TJX Companies, Inc. TJX 872540109 20190604 15 Shareholder Proposal Regarding Prison Labor Report Sharehold Yes Against Against
TJX Companies, Inc. TJX 872540109 20190604 16 Shareholder Proposal Regarding Report on Human Rights Risks Sharehold Yes Against Against
US Foods Holding Corp USFD 912008109 20190501 1 Elect Robert M. Dutkowsky MGMT Yes For For
US Foods Holding Corp USFD 912008109 20190501 2 Elect Sunil Gupta MGMT Yes For For
US Foods Holding Corp USFD 912008109 20190501 3 Elect Pietro Satriano MGMT Yes For For
US Foods Holding Corp USFD 912008109 20190501 4 Advisory Vote on Executive Compensation MGMT Yes For For
US Foods Holding Corp USFD 912008109 20190501 5 Approval of the 2019 Long-Term Incentive Plan MGMT Yes For For
US Foods Holding Corp USFD 912008109 20190501 6 Repeal of Classified Board MGMT Yes For For
US Foods Holding Corp USFD 912008109 20190501 7 Ratification of Auditor MGMT Yes For For
Verisk Analytics Inc VRSK 92345Y106 20190515 1 Elect Scott G. Stephenson MGMT Yes For For
Verisk Analytics Inc VRSK 92345Y106 20190515 2 Elect Andrew G. Mills MGMT Yes For For
Verisk Analytics Inc VRSK 92345Y106 20190515 3 Elect Constantine P. Iordanou MGMT Yes For For
Verisk Analytics Inc VRSK 92345Y106 20190515 4 Advisory Vote on Executive Compensation MGMT Yes For For
Verisk Analytics Inc VRSK 92345Y106 20190515 5 Ratification of Auditor MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 1 Elect Shellye L. Archambeau MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 2 Elect Mark T. Bertolini MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 3 Elect Vittorio Colao MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 4 Elect Melanie L. Healey MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 5 Elect Clarence Otis, Jr. MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 6 Elect Daniel H. Schulman MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 7 Elect Rodney E. Slater MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 8 Elect Kathryn A. Tesija MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 9 Elect Hans Vestberg MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 10 Elect Gregory G. Weaver MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 11 Ratification of Auditor MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 12 Advisory Vote on Executive Compensation MGMT Yes For For
Verizon Communications Inc VZ 92343V104 20190502 13 Shareholder Proposal Regarding Executive Deferral Plan Sharehold Yes Against Against
Verizon Communications Inc VZ 92343V104 20190502 14 Shareholder Proposal Regarding Independent Chair Sharehold Yes Against For
Verizon Communications Inc VZ 92343V104 20190502 15 Shareholder Proposal Regarding Report on Online Child Exploitation Sharehold Yes Against Against
Verizon Communications Inc VZ 92343V104 20190502 16 Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity Sharehold Yes Against Against
Verizon Communications Inc VZ 92343V104 20190502 17 Shareholder Proposal Regarding Severance Approval Policy Sharehold Yes Against For
Visa Inc V 92826C839 20190129 1 Elect Lloyd A. Carney MGMT Yes For For
Visa Inc V 92826C839 20190129 2 Elect Mary B. Cranston MGMT Yes For For
Visa Inc V 92826C839 20190129 3 Elect Francisco Javier Fernández-Carbajal MGMT Yes For For
Visa Inc V 92826C839 20190129 4 Elect Alfred F. Kelly, Jr. MGMT Yes For For
Visa Inc V 92826C839 20190129 5 Elect John F. Lundgren MGMT Yes For For
Visa Inc V 92826C839 20190129 6 Elect Robert W. Matschullat MGMT Yes For For
Visa Inc V 92826C839 20190129 7 Elect Denise M. Morrison MGMT Yes For For
Visa Inc V 92826C839 20190129 8 Elect Suzanne Nora Johnson MGMT Yes For For
Visa Inc V 92826C839 20190129 9 Elect John A.C. Swainson MGMT Yes For For
Visa Inc V 92826C839 20190129 10 Elect Maynard G. Webb, Jr. MGMT Yes For For
Visa Inc V 92826C839 20190129 11 Advisory Vote on Executive Compensation MGMT Yes For Against
Visa Inc V 92826C839 20190129 12 Ratification of Auditor MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 1 Elect Anna C. Catalano MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 2 Elect Victor F. Ganzi MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 3 Elect John J. Haley MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 4 Elect Wendy E. Lane MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 5 Elect Brendan R. O’Neill MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 6 Elect Jaymin Patel MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 7 Elect Linda D. Rabbitt MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 8 Elect Paul Thomas MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 9 Elect Wilhelm Zeller MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 10 Ratification of Auditor MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 11 Advisory Vote on Executive Compensation MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 12 Authority to Issue Shares w/ Preemptive Rights MGMT Yes For For
Willis Towers Watson Public Limited Co WLTW G96629103 20190520 13 Authority to Issue Shares w/o Preemptive Rights MGMT Yes For For

 

 

 

 

===========================ADVISORSHARES FOCUSED EQUITY ETF==========================

 

REGISTRANT NAME:  AdvisorShares  
INVESTMENT COMPANY ACT FILE NUMBER:       811-22110   
REPORTING PERIOD:  07/01/2018 - 06/30/2019  
REGISTRANT  ADDRESS:  4800 Montgomery Lane, STE 150, Bethesda, MD 20814  
NAME OF SERIES (FUND):  Focused Equity ETF  
     

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Election of Director Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Ratification of appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the 2019 fiscal year. Issuer Yes For For
THE J. M. SMUCKER COMPANY  SJM 832696405 8/14/18 Advisory approval of the Company’s executive compensation.  Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Election of Director Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Election of Director Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Election of Director Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Election of Director Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Election of Director Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Election of Director Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 To elect Yoav Chelouche as outside director for an additional three-year term.  Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 To elect Guy Gecht as outside director for an additional three-year term. Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2018.  Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 Approve compensation to Check Point’s Chief Executive Officer. Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 The undersigned is a controlling shareholder or has a personal interest in Item 2. Mark “for” = yes or “against” = no.  Issuer Yes For For
CHECK POINT SOFTWARE TECHNOLOGIES LTD. CHKP M22465104 8/19/18 The undersigned is a controlling shareholder or has a personal interest in Item 4. Mark “for” = yes or “against” = no.  Issuer Yes For For
RPM INTERNATIONAL INC RPM 749685103 10/4/18 Approve the amendment of the Amended and Restated Certificate of Incorporation. Issuer Yes For For
RPM INTERNATIONAL INC RPM 749685103 10/4/18 Approve the amendment of the Amended and Restated By-Laws Issuer Yes For For
RPM INTERNATIONAL INC RPM 749685103 10/4/18 Election of Director Issuer Yes For For
RPM INTERNATIONAL INC RPM 749685104 10/4/18 Approve the Company’s executive compensation. Issuer Yes For For
RPM INTERNATIONAL INC RPM 749685105 10/4/18 Approve the amendment of the 2014 Omnibus Plan Issuer Yes For For
RPM INTERNATIONAL INC RPM 749685106 10/4/18 Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm.  Issuer Yes For For
SIGNATURE BANK SBNY 82669G104 10/17/18 To approve the repurchase, from the Bank’s stockholders from time to time in open market transactions, of shares of the Bank’s common stock in an aggregate purchase amount of up to $500 million under the Stock Repurchase Program.  Issuer Yes For For
Westinghouse Air Brake Technologies Corporation WAB 929740108 11/14/18 Authorize the issuance of shares of Wabtec common stock in the Merger. Issuer Yes For For
Westinghouse Air Brake Technologies Corporation WAB 929740108 11/14/18 Amend the Wabtec Charter to increase the number of authorized shares of common stock from 200 Million to 500 Million.  Issuer Yes For For
Westinghouse Air Brake Technologies Corporation WAB 929740108 11/14/18 Approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies.  Issuer Yes For For
FACTSET RESEARCH SYSTEMS INC. FDS 303075105 12/18/18 DIRECTORS Issuer Yes For For
FACTSET RESEARCH SYSTEMS INC. FDS 303075105 12/18/18 TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2019.  Issuer Yes For For
FACTSET RESEARCH SYSTEMS INC. FDS 303075105 12/18/18 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.  Issuer Yes For For
BECTON, DICKINSON AND COMPANY BDX 075887109 1/22/19 Election of Director Issuer Yes For For
BECTON, DICKINSON AND COMPANY BDX 075887109 1/22/19 Ratification of selection of independent registered public accounting firm. Issuer Yes For For
BECTON, DICKINSON AND COMPANY BDX 075887109 1/22/19 Advisory vote to approve named executive officer compensation.  Issuer Yes For For
BECTON, DICKINSON AND COMPANY BDX 075887109 1/22/19 Amendment to BD’s Restated Certificate of Incorporation Issuer Yes For For
HORMEL FOODS CORPORATION  HRL 440452100 1/29/19 Election of Director Issuer Yes For For
HORMEL FOODS CORPORATION  HRL 440452100 1/29/19 Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm.  Issuer Yes For For
HORMEL FOODS CORPORATION  HRL 440452100 1/29/19 Approve the Named Executive Officer compensation as disclosed in the Company’s 2019 annual meeting proxy statement.  Issuer Yes For For
THE WALT DISNEY COMPANY DIS 254687106 3/7/19 Election of Director Issuer Yes For For
THE WALT DISNEY COMPANY DIS 254687106 3/7/19 To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2019.  Issuer Yes For For
THE WALT DISNEY COMPANY DIS 254687106 3/7/19 To approve the advisory resolution on executive compensation.  Issuer Yes For For
THE WALT DISNEY COMPANY DIS 254687106 3/7/19 Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities.  Shareholder Yes Against For
THE WALT DISNEY COMPANY DIS 254687106 3/7/19 Shareholder proposal requesting a report on use of additional cyber security and data privacy metrics in determining compensation of senior executives.  Shareholder Yes Against For
SIGNATURE BANK SBNY 82669G104 4/18/19 DIRECTORS Issuer Yes For For
SIGNATURE BANK SBNY 82669G104 4/18/19 To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditors for the year ending December 31, 2019.  Issuer Yes For For
SIGNATURE BANK SBNY 82669G104 4/18/19
Advisory vote on executive compensation.
Issuer Yes For For
SIGNATURE BANK SBNY 82669G104 4/18/19 Approval of the continuation of the Bank’s share repurchase plan. Issuer Yes For For
MOODY’S CORPORATION  MCO 615369105 4/15/19 DIRECTORS Issuer Yes For For
MOODY’S CORPORATION  MCO 615369105 4/15/19 Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2019.  Issuer Yes For For
MOODY’S CORPORATION  MCO 615369105 4/15/19 Advisory resolution approving executive compensation.  Issuer Yes For For
FISERV, INC.  FISV 337738108 4/18/19 To approve the issuance of shares of Fiserv, Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation.  Issuer Yes For For
FISERV, INC.  FISV 337738108 4/18/19 To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained.  Issuer Yes For For
TORCHMARK CORPORATION TMK 891027104 4/25/19 DIRECTORS Issuer Yes For For
TORCHMARK CORPORATION TMK 891027104 4/25/19 Ratification of Auditors. Issuer Yes For For
TORCHMARK CORPORATION TMK 891027104 4/25/19 Approval of 2018 Executive Compensation Issuer Yes For For
AFLAC INCORPORATED AFL 001055102 5/6/19 DIRECTORS Issuer Yes For For
AFLAC INCORPORATED AFL 001055102 5/6/19 To consider the following non-binding advisory proposal: “Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement”  Issuer Yes For For
AFLAC INCORPORATED AFL 001055102 5/6/19 To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019  Issuer Yes For For
STRYKER CORP SYK 863667101 4/30/19 DIRECTORS Issuer Yes For For
STRYKER CORP SYK 863667101 4/30/19 Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019 Issuer Yes For For
STRYKER CORP SYK 863667102 4/30/19 Advisory vote to approve named executive officer compensation.  Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 5/2/19 DIRECTORS Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 5/2/19 Advisory vote to approve compensation of our named executive officers Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 5/2/19 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019.  Issuer Yes For For
DANAHER CORPORATION  DHR 235851102 5/7/19 DIRECTORS Issuer Yes For For
DANAHER CORPORATION  DHR 235851102 5/7/19 To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2019. Issuer Yes For For
DANAHER CORPORATION  DHR 235851102 5/7/19 To approve on an advisory basis the Company’s named executive officer compensation.  Issuer Yes For For
DANAHER CORPORATION  DHR 235851102 5/7/19 To act upon a shareholder proposal requesting adoption of a policy requiring an independent Board Chair whenever possible.  Shareholder Yes Against For
CONTINENTAL BUILDING PRODUCTS, INC CBPX 211171103 5/1/19 DIRECTORS Issuer Yes For For
CONTINENTAL BUILDING PRODUCTS, INC CBPX 211171103 5/1/19 To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019.  Issuer Yes For For
CONTINENTAL BUILDING PRODUCTS, INC CBPX 211171103 5/1/19 To approve, on an advisory basis, the compensation of the Company’s named executive officers.  Issuer Yes For For
CONTINENTAL BUILDING PRODUCTS, INC CBPX 211171103 5/1/19 To approve amendments to the Company’s Amended and Restated Certificate of Incorporation to remove supermajority voting standards applicable to the following actions: For stockholder approval of future amendments to the Company’s Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws.  Issuer Yes For For
CONTINENTAL BUILDING PRODUCTS, INC CBPX 211171103 5/1/19 For removal of directors. Issuer Yes For For
INTERCONTINENTAL EXCHANGE ICE 45866F104 5/17/19 DIRECTORS Issuer Yes For For
INTERCONTINENTAL EXCHANGE ICE 45866F104 5/17/19 To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers.  Issuer Yes For For
INTERCONTINENTAL EXCHANGE ICE 45866F104 5/17/19 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.  Issuer Yes For For
EAGLE BANCORP INC EGBN 268948106 5/16/19 DIRECTORS Issuer Yes For For
EAGLE BANCORP INC EGBN 268948106 5/16/19 Ratification of the Appointment of Independent Registered Public Accounting Firm. Issuer Yes For For
EAGLE BANCORP INC EGBN 268948106 5/16/19 Non-Binding Advisory Vote on Executive Compensation.  Issuer Yes For For
FISERV, INC.  FISV 337738108 5/22/19 DIRECTORS Issuer Yes For For
FISERV, INC.  FISV 337738108 5/22/19 To approve the Fiserv, Inc. Amended and Restated Employee Stock Purchase Plan.  Issuer Yes For For
FISERV, INC.  FISV 337738108 5/22/19 To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. Issuer Yes For For
FISERV, INC.  FISV 337738108 5/22/19 To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2019.  Issuer Yes For For
FISERV, INC.  FISV 337738108 5/22/19 A shareholder proposal requesting the company provide a political contribution report.  Issuer Yes For For
ROSS STORES, INC. ROST 778296103 5/22/19 DIRECTORS Issuer Yes For For
ROSS STORES, INC. ROST 778296103 5/22/19 Advisory vote to approve the resolution on the compensation of the named executive officers.  Issuer Yes For For
ROSS STORES, INC. ROST 778296103 5/22/19 To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 1, 2020.  Issuer Yes For For
ROSS STORES, INC. ROST 778296103 5/22/19 To vote on a stockholder proposal on Greenhouse Gas Emissions Goals, if properly presented at the Annual Meeting.  Shareholder Yes Against For
HERSHEY COMPANY HSY 427866108 5/21/19 DIRECTORS Issuer Yes For For
HERSHEY COMPANY HSY 427866108 5/21/19 Ratify the appointment of Ernst & Young LLP as independent auditors for 2019 Issuer Yes For For
HERSHEY COMPANY HSY 427866108 5/21/19 Approve named executive officer compensation on a non-binding advisory basis.  Issuer Yes For For
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH 192446102 6/4/19 DIRECTORS Issuer Yes For For
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH 192446102 6/4/19 Approve, on an advisory (non-binding) basis, the compensation of the company’s named executive officers.  Issuer Yes For For
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH 192446102 6/4/19 Ratify the appointment of PricewaterhouseCoopers LLP as the company’s independent registered public accounting firm for the year ending December 31, 2019.  Issuer Yes For For
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH 192446102 6/4/19 Shareholder proposal requesting that the company provide a report disclosing its political spending and related company policies.  Shareholder Yes Against For
COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH 192446102 6/4/19 Shareholder proposal requesting that the board of directors adopt a policy and amend the company’s governing documents to require that the chairman of the board be an independent director.  Shareholder Yes Against For
RAYTHEON CO RTN 755111507 5/30/19 DIRECTORS Issuer Yes For  For
RAYTHEON CO RTN 755111507 5/30/19 Advisory vote to approve named executive officer compens Issuer Yes For  For
RAYTHEON CO RTN 755111507 5/30/19
Approval of the Raytheon 2019 Stock Plan 
Issuer Yes For  For
RAYTHEON CO RTN 755111507 5/30/19 Ratification of Independent Auditors.  Issuer Yes For  For
CERNER CORPORATION CERN 156782104 5/30/19 DIRECTORS Issuer Yes For  For
CERNER CORPORATION CERN 156782104 5/30/19 Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2019.  Issuer Yes For  For
CERNER CORPORATION CERN 156782104 5/30/19 Approval, on an advisory basis, of the compensation of our Named Executive Officers.  Issuer Yes For  For
CERNER CORPORATION CERN 156782104 5/30/19 Approval of the proposed amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan, including an increase in the number of authorized shares under the plan.  Issuer Yes For  For
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19 DIRECTORS Issuer Yes For  For
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19 To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2019 Issuer Yes For  For
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19 Approve compensation to Check Point’s Chief Executive Officer.  Issuer Yes For  For
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19 Readopt Check Point’s executive compensation policy.  Issuer Yes For  For
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19
To amend the Company’s Employee Stock Purchase Plan.
Issuer Yes For  For
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19 The undersigned is a controlling shareholder or has a personal interest in Item 3. Mark “for” = yes or “against” = no.  Issuer Yes Against NONE
CHECK POINT SOFTWARE TECHNOLOGIES CHKP M22465104 6/19/19 The undersigned is a controlling shareholder or has a personal interest in Item 4. Mark “for” = yes or “against” = no.  Issuer Yes Against NONE

 

 

 

 

========================ADVISORSHARES NEW TECH AND MEDIA ETF========================

 

REGISTRANT NAME: AdvisorShares

 

REGISTRANT  ADDRESS: 4800 Montgomery Lane, STE 150, Bethsda, MD 20814

NAME OF SERIES (FUND):  AdvisorShares New Tech and Media ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol Cusip ShareHolder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
Microchip Technology Inc MCHP 595017104 8/14/2018 Election of Director : Steve Sanghi Issuer Yes For For
Microchip Technology Inc MCHP 595017104 8/14/2018 Election of Director: Matthew W. Chapman Issuer Yes For For
Microchip Technology Inc MCHP 595017104 8/14/2018 Election of Director: L.B. Day Issuer Yes For For
Microchip Technology Inc MCHP 595017104 8/14/2018 Election of Director: Esther L. Johnson Issuer Yes For For
Microchip Technology Inc MCHP 595017104 8/14/2018 Election of Director: Wade F. Meyercord Issuer Yes For For
Microchip Technology Inc MCHP 595017104 8/14/2018 Proposal to appoint ernst and Young as Accountant Issuer Yes For For
Microchip Technology Inc MCHP 595017104 8/14/2018 Proposal to approve executive compensation Issuer Yes For For
                 
New Relic, Inc NEWR 64829B100 8/21/2018 Election of Director: Soahaib Abbasi Issuer Yes For For
New Relic, Inc NEWR 64289B100 8/21/2018 Election of Director: Hope Cochran Issuer Yes For For
New Relic, Inc NEWR 64289B100 8/21/2018 Election of Director: Adam Messinger Issuer Yes For For
New Relic, Inc NEWR 64289B100 8/21/2018 To approve names executive directors Issuer Yes For For
New Relic, Inc NEWR 64289B100 8/21/2018 proposal to appoint Deloitte as accountant Issuer Yes For For
                 
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: T. Michael Nevens Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: Gerald Held Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: Kathryn M. Hill Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Ekection of Director: Deborah L. Kerr Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: George Kurlan Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: Scott F. Schenkel Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: George T. Shaheen Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Election of Director: Richard P. Wallace Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 To Approve 1999 Stock option Plan Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 To Approve Employee Stock Purchase Plan Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 To hold vote on executive compensation Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 To appoint Deloitte as accountant Issuer Yes For For
NetApp Inc NTAP 64110D104 9/13/2018 Ratify stockholder special meeting provisions Issuer Yes For For
                 
Altbaba AABA 21346101 10/16/2018 Election of Director: Tor R. Brahan Issuer Yes For For
Altbaba AABA 21346101 10/16/2018 Election of Director: Eric K. Brandt Issuer Yes For For
Altbaba AABA 21346101 10/16/2018 Election of Director: Catherine J. Friedman Issuer Yes For For
Altbaba AABA 21346101 10/16/2018 Election of Director: Richard L. Kauffman Issuer Yes For For
Altbaba AABA 21346101 10/16/2018 Election of Director: Thmoas J. McIberney Issuer Yes For For
                 
Microsoft MSFT 594918104 11/28/2018 Election of Director: William H. Gates III Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Reid G. Hoffman Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Hugh F. Johnston Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Teri L. List-Stoll Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Salya Nadella Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Charles H. Noski Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Helmut Panke Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Sandra E. Peterson Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Penny S. Pritzker Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Charles W. Scharf Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Anne M. Sorenson Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: John W. Stanton Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: John W. Thompson Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 Election of Director: Padmasree Warrior Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 To approve executive compensation Issuer Yes For For
Microsoft MSFT 594918104 11/28/2018 ratify Deloitte as auditor Issuer Yes For For
                 
Atlassian Corp TEAM G06242104 12/4/2018 To receive company account reports Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 To approve directors renumeration Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 To reappoint Ernst & Young as auditor Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 To authorize Audit Committee Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Shona Brown as Director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Michael Cannon-Brookes as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Scott Farquhar as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Heather Mirjahangir as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Sasan Goodarzi as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Jay Parikh as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Enrique Salem as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Steven Sordello as director Issuer Yes For For
Atlassian Corp TEAM G06242104 12/4/2018 Re-Elect Richard P. Wong as director Issuer Yes For For
                 
Twilio Inc TWLO 90138F102 1/30/2019 Approve issuance of Class A common stock Issuer Yes For For
Twilio Inc TWLO 90138F102 1/30/2019 Approve adjustments of special meeting Issuer Yes For For
                 
                 
Zebra Technologies Corp ZBRA 989207105 5/16/2019 Frank B Modruson for Director Issuer Yes For For
Zebra Technologies Corp ZBRA 989207105 5/16/2109 Michael A Smith for Director Issuer Yes For For
Zebra Technologies Corp ZBRA 989207105 5/16/2019 Proposal to approve compensation of named exxecutives Issuer Yes For For
Zebra Technologies Corp ZBRA 989207105 5/16/2019 Ratify Ernst and Young for Auditor Issuer Yes For For
                 
Amarin Corporation PLC AMRN 23111206 5/20/2019 Re-Elect Jan van Heek as Director Issuer Yes For For
Amarin Corporation PLC AMRN 23111206 5/20/2019 Re-Elect Kristine Peterson as Director Issuer Yes For For
Amarin Corporation PLC AMRN 23111206 5/20/2019 Advisory vote on named executive officer compensation Issuer Yes For For
Amarin Corporation PLC AMRN 23111206 5/20/2019 Appoint Ernst and Young as Auditor Issuer Yes For For
Amarin Corporation PLC AMRN 23111206 5/20/2019 To generally and unconditionally reauthorize the Board of Directors of theCompany to exercise all powers of theCompany to allot shares in the Company orgrant rights to subscribe for or to convertany security into shares of the Company upto an aggregate nominal amount of GBP148,000,000 (being the aggregate nominalamount of GBP 125,000,000 in respect ofordinary shares and GBP 23,000,000 inrespect of preference shares) as describedin full on pages 11 to 12 of theaccompanying Proxy Statement. Issuer Yes For For
                 
                 
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Jeffrey P Bezos Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Rosalind G Brewer Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Jamie S Gorelick Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Daniel P Huttenlocher Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Judith A McGrath Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director:Indra K Nooyi Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Jonathan J Rubinstein Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director:Thomas o Ryder Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Patricia Q Stonesifer Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Wednell p Weeks Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Ratification of Ernst and Young as Accountant Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Approve executive compensation Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Requesting an annual report on management of food waste Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Reduction in the ownership threshold for calling special shareholder meetings Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Requesting a ban on government use of certain technologies Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a repor ton certain products Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requestinig an independent board chair policy Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a report on certain employment policies Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 request a report on climate change topics Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a board ideology disclosure policy Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting chnages to the companies gender pay reporting Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a report on metrics into executive compensation Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 proposal regarding vote-counting practices for shareholder proposals Shareholder Yes For For
                 
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Robert K Burgess issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Tench Coxe issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Persis S Drell issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: James C Gather issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Jen-Hsun Huang issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Dawn Hudson issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Harvey C Jones issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Michael G McCaffery issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Stephen C Neal issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Mark L Perry issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: A Brooke Seawell issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Election of Director: Mark A Stevens issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Ratify Price Waterhouse Cooper accountant issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Approval of executive compensation issuer yes for for
Nvidia Corporation NVDA 67066G104 5/22/2019 Eliminate supermajority voting to remove a director without cause issuer yes for for
                 
                 
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Joshua G James Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Fraser Bullock Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Carine S Clark Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Daniel Daniel Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Dana Evan Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Mark Goldberg Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Election of Director: Nehra Raj Issuer Yes For For
Domo Inc DOMO 257554105 6/4/2019 Ratify Ernst & Young as accountant Issuer Yes For For
                 
Netflix NFLX 64110L106 6/6/2019 Election of Class II Director: Timothy M Haley Issuer Yes For For
Netflix NFLX 64110L106 6/6/2019 Election of Class II Director: Leslie Kilgore Issuer Yes For For
Netflix NFLX 64110L106 6/6/2019 Election of Class II Director: Ann Mather Issuer Yes For For
Netflix NFLX 64110L106 6/6/2019 Election of Class II Director: Susan Rice Issuer Yes For For
Netflix NFLX 64110L106 6/6/2019 Ratify ernst & Young as accountant Issuer Yes For For
Netflix NFLX 64110L106 6/6/2019 Approval of executive officer compensation Issuer Yes For For
Netflix NFLX 64110L106 6/6/2019 Shareholder proposal regarding political disclosure Shareholder Yes For For
Netflix NFLX 64110L106 6/6/2019 Shareholder proposal for simple majority vote Shareholder Yes For For
                 
                 
Twilio Inc TWLO 90138F102 6/18/2019 Election of Director: Elena Donio Issuer Yes For For
Twilio Inc TWLO 90138F102 6/18/2019 Election of Director: Donna L Dubinsky Issuer Yes For For
Twilio Inc TWLO 90138F102 6/18/2019 Ratify KPMG as accountant Issuer Yes For For
Twilio Inc TWLO 90138F102 6/18/2019 Approve named executive compensation Issuer Yes Abstain Abstain

 

 

 

 

============================ADVISORSHARES PURE CANNABIS ETF==========================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2018 - 06/30/2019

REGISTRANT  ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (FUND): Pure Cannabis ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
VILLAGE FARMS INTERNATIONAL VFF 92707Y108 6/25/2019 1. DIRECTORS Issuer Yes For For
VILLAGE FARMS INTERNATIONAL VFF 92707Y108 6/25/2019 2. Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Issuer Yes For For

 

 

 

 

=============================ADVISORSHARES SABRETOOTH ETF===========================

 

REGISTRANT NAME: AdvisorShares

 

REGISTRANT  ADDRESS: 4800 Montgomery Lane, STE 150, Bethsda, MD 20814

NAME OF SERIES (FUND):  AdvisorShares Sabretooth ETF (BKCH)

 

Issuer of Portfolio Security Exchange Ticker Symbol Cusip ShareHolder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
                 
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Melissa M. Arnoldi Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Charlene T. Begley Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Steven D. Black Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Adena T. Friedman Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Essa Kazim Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Thomas A. Kloet Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: John D. Rainey Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Michael R. Splinter Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Jacob Wallenberg Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Lars R. Wedenborn Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Election of Director: Alfred W. Zollar Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Approve executive compensation Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 Ratification of Ernst and Young Issuer Yes For For
Nasdaq, inc NDAQ 631103108 4/23/2019 stockholder proposal “Right to act by written consent” Shareholder Yes For For
                 
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Election of Director: M.L. Eskew issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Ratification of Independent Accounting Firm issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Advisory vote on Executive Compensation issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Approval of long term incentive performance terms issuer Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 Stockholder Proposal on right to act by written consent Shareholder Yes For For
International Business Machines Corp IBM 459200101 4/30/2019 stockholder proposal to have independent board chairman Shareholder Yes For For
                 
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: M. Michele Burns Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Drew G. Faust Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Mark A. Flaherty Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Ellen J. Kullman Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Lakshmi N. Mittal Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Adebayo O. Oguniesi Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Peter Oppenheimer Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: David M. Solomon Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Jan E. Tighe Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: David A. Viniar Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Election of Director: Mark O. Winkelman Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Vote to approve Executive Compnesation Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Ratification of Price Waterhouse Cooper Issuer Yes For For
Goldman Sachs GS 38141G104 5/2/2019 Proposal regarding right to act by written consent Shareholder Yes For For
                 
American Express AXP 25816109 5/7/2019 Election of Director: Charlene Barshefsky Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: John J Brennan Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Peter Chermin Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Ralph de la Vega Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Anne Lauvergeon Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Michael O. Leavitt Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Theodore J Leonsis Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Stephen J Squeri Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Daniel L Vasella Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: ronald A Williams Issuer Yes For For
American Express AXP 25816109 5/7/2019 Election of Director: Christopher D Young Issuer Yes For For
American Express AXP 25816109 5/7/2019 Ratify Price Cooper Waterhouse Issuer Yes For For
American Express AXP 25816109 5/7/2019 Approve Executive Compensation Issuer Yes For For
American Express AXP 25816109 5/7/2019 Proposal regarding right to act by written consent Shareholder Yes For For
American Express AXP 25816109 5/7/2019 Proposal to deduct stock buyback impact from executive pay Shareholder Yes For For
American Express AXP 25816109 5/7/2019 Proposal relating to gender pay equity Shareholder Yes For For
                 
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Linda B Bammann Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: James A Bell Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Stephen B Burke Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Todd A Combs Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: James S Crown Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: James Dimon Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Timothy P Flynn Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Melody Hobson Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Laban P Jackson, Jr Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Michael A Neal Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Election of Director: Lee R Raymond Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Approve Executive Compensation Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Ratify Independent Registered Public Accounting firm Issuer Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 General Pay equity report Shareholder Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Enhance Shareholder proxy access Shareholder Yes For For
JP Morgan Chase JPM 46625H100 5/21/2019 Cumulative Voting Shareholder Yes For For
                 
Alteryx Inc AYX 02156B103 5/22/2019 For Director: Kimberly E Alexy Issuer Yes For For
Alteryx Inc AYX 02156B103 5/22/2019 For Director: Mark Anderson Issuer Yes For For
Alteryx Inc AYX 02156B103 5/22/2019 For Director: John Bellizzi Issuer Yes For For
Alteryx Inc AYX 02156B103 5/22/2019 Ratify Deloitte as accountant Issuer Yes Abstain Abstained
Alteryx Inc AYX 02156B103 5/22/2019 Approve compensation for named executives Issuer Yes Abstain Abstained
Alteryx Inc AYX 02156B103 5/22/2019 Selection, on a non-binding advisory basis, of the frequency of advisory votes on thecompensation of our named executiveofficers. Issuer Yes Abstain Abstained
                 
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Jeffrey P Bezos Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Rosalind G Brewer Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Jamie S Gorelick Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Daniel P Huttenlocher Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Judith A McGrath Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director:Indra K Nooyi Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Jonathan J Rubinstein Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director:Thomas o Ryder Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Patricia Q Stonesifer Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Election Of Director: Wednell p Weeks Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Ratification of Ernst and Young as Accountant Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Approve executive compensation Issuer Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Requesting an annual report on management of food waste Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Reduction in the ownership threshold for calling special shareholder meetings Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 Requesting a ban on government use of certain technologies Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a repor ton certain products Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requestinig an independent board chair policy Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a report on certain employment policies Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 request a report on climate change topics Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a board ideology disclosure policy Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting chnages to the companies gender pay reporting Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 requesting a report on metrics into executive compensation Shareholder Yes For For
Amazon.com, Inc AMZN 23135106 5/22/2019 proposal regarding vote-counting practices for shareholder proposals Shareholder Yes For For
                 
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Rodney C Adkins Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Wences Casares Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Jonathan Christodoro Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: John J Donohue Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: David W Dorman Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Belinda J Johnson Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Gail J McGovern Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Deborah M Messemer Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: David M Moffett Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Ann M Sarnoff Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Daniel H Schulman Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Election of Director: Frank D Yeary Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Vote to approve executive officer compensation Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 Ratification of price Waterhouse as auditor Issuer Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 proposal regarding political disclosure Shareholder Yes For For
Paypal Holdings Inc PYPL 70450Y103 5/22/2019 proposal regarding human and indigenous peoples rights Shareholder Yes For For
                 
Fireeye Inc FEYE 31816Q101 5/23/2019 Election of Director: Ronald E F Codd Issuer Yes For For
Fireeye Inc FEYE 31816Q101 5/23/2019 Election of Director: Kevin R Mandia Issuer Yes For For
Fireeye Inc FEYE 31816Q101 5/23/2019 Election of Director: Enrique Salem Issuer Yes For For
Fireeye Inc FEYE 31816Q101 5/23/2019 Ratify Deloitte as accountant Issuer Yes For For
Fireeye Inc FEYE 31816Q101 5/23/2019 Vote to approve executive compensation Issuer Yes For For
                 
Arista Networks ANET 40413106 5/28/2019 Election of Director: Charles Giancarlo Issuer Yes For For
Arista Networks ANET 40413106 5/28/2019 Election of Director: Ann Mather Issuer Yes For For
Arista Networks ANET 40413106 5/28/2019 Election of Director: Daniel Scheinman Issuer Yes For For
Arista Networks ANET 40413106 5/28/2019 Approve executive compensation Issuer Yes For For
Arista Networks ANET 40413106 5/28/2019 Ratify Ernst and Young as accountant Issuer Yes For For
                 
Zendesk Inc ZEN 98936J101 5/29/2019 Election of Director: Carl Bass Issuer Yes For For
Zendesk Inc ZEN 98936J101 5/29/2019 Election of Director: Michael Frandsen Issuer Yes For For
Zendesk Inc ZEN 98936J101 5/29/2019 Election of Director: Thomas Szkutak Issuer Yes For For
Zendesk Inc ZEN 98936J101 5/29/2019 Ratify Ernst and Young as accountant Issuer Yes For For
Zendesk Inc ZEN 98936J101 5/29/2019 Approve executive compensation Issuer Yes For For
                 
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Willaim C Ballard Jr. Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Richard T Burke Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Timothy p Flynn Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Stephen J Hemsley Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Michele J Hooper Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: F William McNabb III Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Valerie C Montgomery Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: John H Noseworthy Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Glenn M Renwick Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: David S Wichmann Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Election of Director: Gail R Wilensky, PHD Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Approve executive compensation Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 Ratify Deloitte as accountant Issuer Yes For For
United Health Group Inc UNH 91324P102 6/3/2019 The shareholder proposal set forth in the proxy statement requesting an amendmentto the proxy access bylaw, if properlypresented at the 2019 Annual Meeting ofShareholders. Shareholder Yes For For
                 
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Marc Benoff Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Keth Block Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Parker Harris Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Craig Conway Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Alan Hassenfield Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Neelie Kroes Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2109 Election of Director: Colin Powell Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Sanford Robertson Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: John V Ross Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Bernard Tyson Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Robin Washington Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Maynard Webb Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Election of Director: Susan Wojcicki Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Amendment and restatement of our Certificate of Incorporation to removesupermajority voting provisions relating to:Amendments to the Certificate ofIncorporation and Bylaws Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Amendment and restatement of our Certificate of Incorporation to removesupermajority voting provisions relating to:Removal of directors Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Amendment and restatement of our 2013 Equity Incentive Plan to, among otherthings, increase the number of sharesauthorized for issuance by 35.5 millionshares. Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 Ratification of the appointment of Ernst & Young LLP as our independent registeredpublic accounting firm for the fiscal yearending January 31, 2020. Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 An advisory vote to approve the fiscal 2019 compensation of our named executiveofficers. Issuer Yes For For
Salesforce.com CRM 79466L302 6/6/2019 A stockholder proposal regarding a “true diversity” board policy. Shareholder Yes For For
                 
Servicenow Inc NOW 81762P102 6/12/2019 Election of Director: Teresa Briggs Issuer Yes For For
Servicenow Inc NOW 81762P102 6/12/2019 Election of Director: Paul E  Chamberlain Issuer Yes For For
Servicenow Inc NOW 81762P102 6/12/2019 Election of Director: Tamat O Yehoshua Issuer Yes For For
Servicenow Inc NOW 81762P102 6/12/2019 Approve compensation of named executives Issuer Yes For For
Servicenow Inc NOW 81762P102 6/12/2019 Ratify Price Waterhouse as auditor Issuer Yes For For
                 
Okta Inc OKTA 679295105 6/13/2019 Election of Director: J Frederick Kerrest Issuer Yes For For
Okta Inc OKTA 679295105 6/13/2019 Election of Director: J Frederick Kerrest Issuer Yes For For
Okta Inc OKTA 679295105 6/13/2019 Election of Director: J Frederick Kerrest Issuer Yes For For
Okta Inc OKTA 679295105 6/13/2019 ratify Ernst & Young as accountant Issuer Yes For For
Okta Inc OKTA 679295105 6/13/2019 Approve named executive compensation Issuer Yes For For
Okta Inc OKTA 679295105 6/13/2019 Approve frequency of future votes for executive compensation Issuer Yes For For
                 
Splunk inc SPLK 848637104 6/13/2019 Election of Class I Director: Mark Carges Issuer Yes For For
Splunk inc SPLK 848637104 6/13/2019 Election of Class I Director: elisa Steele Issuer Yes For For
Splunk inc SPLK 848637104 6/13/2019 Election of Class I Director: Sri Viswanath Issuer Yes For For
Splunk inc SPLK 848637104 6/13/2019 Ratfy Price Waterhouse as accountant Issuer Yes For For
Splunk inc SPLK 848637104 6/13/2019 Approve named executive compensation Issuer Yes For For
Splunk inc SPLK 848637104 6/13/2019 Vote on the frequency of future votes on executive compensation issuer Yes Abstain Abstain
                 
Square Inc SQ 852234103 6/18/2019 election of Director: Jack Dorsey Issuer Yes For For
Square Inc SQ 852234103 6/18/2019 election of Director: David Viniar Issuer Yes For For
Square Inc SQ 852234103 6/18/2019 election of Director: Paul Deighton Issuer Yes For For
Square Inc SQ 852234103 6/18/2019 election of Director: Anna Patterson Issuer Yes For For
Square Inc SQ 852234103 6/18/2019 Vote on named executive compensation Issuer Yes Abstain Abstain
                 
Twilio Inc TWLO 90138F102 6/18/2019 Election of Director: Elena Donio Issuer Yes For For
Twilio Inc TWLO 90138F102 6/18/2019 Election of Director: Donna L Dubinsky Issuer Yes For For
Twilio Inc TWLO 90138F102 6/18/2019 Ratify KPMG as accountant Issuer Yes For For
Twilio Inc TWLO 90138F102 6/18/2019 Approve named executive compensation Issuer Yes Abstain Abstain
                 
Workday inc WDAY 98138H101 6/18/2019 Election of Director: Carl M Eschenbach Issuer Yes For For
Workday inc WDAY 98138H101 6/18/2019 Election of Director: Michael M McNamara Issuer Yes For For
Workday inc WDAY 98138H101 6/18/2019 Election of Director: Jerry Yang Issuer Yes For For
Workday inc WDAY 98138H101 6/18/2019 Ratify Ernst & Young as accountant Issuer Yes For For
Workday inc WDAY 98138H101 6/18/2019 Approve named executive officer compensation Issuer Yes For For
                 
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Richard Haythornwaite Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Ajay Banga Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: David R Carlucci Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Richard K Davis Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Steven J Freiberg Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Julius Genachowski Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Choon Phong Goh Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Merit E Janow Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Oki Matsumoto Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Youngme Moon Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Rima Quereshi Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Jose Octavio Reyes Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Gabrielle Sulzberger Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Jackson Tai Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Election of Director: Lance uggla Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Approve executive compensation Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 Ratofy Price Waterhouse as accountant Issuer Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 consider stockholder proposal on gebder pay gap Shareholder Yes For For
Mastercard Inc MA 57636Q104 6/25/2019 consider creation of human rights committee Shareholder Yes For For
                 
VMWare Inc VMW 928563402 6/25/2019 An advisory vote to approve named executive officer compensation, asdescribed in VMware’s Proxy Statement. Issuer Yes For For
VMWare Inc VMW 928563402 6/25/2019 To approve an amendment to the Amended and Restated 2007 Equity and IncentivePlan. Issuer Yes For For
VMWare Inc VMW 928563402 6/25/2019 To approve an amendment to the Amended and Restated 2007 Employee StockPurchase Plan Issuer Yes For For
VMWare Inc VMW 928563402 6/25/2019 To ratify the selection by the Audit Committee of VMware’s Board of Directorsof PricewaterhouseCoopers LLP asVMware’s independent auditor for the fiscalyear ending January 31, 2020. Issuer Yes For For

 

 

 

 

================================ADVISORSHARES VICE ETF ===============================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2018 - 06/30/2019

REGISTRANT  ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (FUND):  AdvisorShares Vice ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   With 
UNIVERSAL CORPORATION UVV 913456109 8/8/2018 1. DIRECTOR Issuer YES For With 
UNIVERSAL CORPORATION UVV 913456109 8/8/2018 2. Approve a non-binding advisory resolution approving the compensation of the named executive officers  Issuer YES For With 
UNIVERSAL CORPORATION UVV 913456109 8/8/2018 3. Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2019  Issuer YES For With 
ALLIANCE ONE INTERNATIONAL, INC.  AOI 018772301 8/16/2018 1. DIRECTOR Issuer YES For With 
ALLIANCE ONE INTERNATIONAL, INC.  AOI 018772301 8/16/2018 2. Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent auditors for the fiscal year ending March 31, 2019.  Issuer YES For With 
ALLIANCE ONE INTERNATIONAL, INC.  AOI 018772301 8/16/2018 3. Adoption of a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers.  Issuer YES For With 
ALLIANCE ONE INTERNATIONAL, INC.  AOI 018772301 8/16/2018 4. Approval of an amendment to the Company’s amended and restated articles of incorporation to change the name of the Company to Pyxus International, Inc.  Issuer YES For With 
BROWN-FORMAN CORPORATION  BF.b 115637209 7/26/2018 1. DIRECTORS Issuer YES For With 
RCI Hospitality Holdings Inc. RICK 74934Q108 8/29/2018 1. DIRECTOR Issuer YES For With 
RCI Hospitality Holdings Inc. RICK 74934Q108 8/29/2018 2. PROPOSAL TO RATIFY THE SELECTION OF BDO USA LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018.  Issuer YES For With 
RCI Hospitality Holdings Inc. RICK 74934Q108 8/29/2018 3. RESOLVED, that the compensation paid to RCI Hospitality Holdings, Inc.’s named executive officers, as disclosed in this Proxy Statement pursuant to Item 402 of Regulation S--K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby APPROVED.  Issuer YES For With 
RCI Hospitality Holdings Inc. RICK 74934Q108 8/29/2018 4. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING.  Issuer YES For With 
DARDEN RESTAURANTS INC DRI 237194105 9/19/2018 1. DIRECTOR Issuer YES For With 
DARDEN RESTAURANTS INC DRI 237194105 9/19/2018 2. To obtain advisory approval of the Company’s executive compensation. Issuer YES For With 
DARDEN RESTAURANTS INC DRI 237194105 9/19/2018 3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 26, 2019.  Issuer YES For With 
DARDEN RESTAURANTS INC DRI 237194105 9/19/2018 4. To vote on a shareholder proposal requesting that the Company issue a report on the feasibility of adopting a policy to eliminate the use of medically important antibiotics for disease prevention in its supply chain.  Shareholder YES Against With 
DIAGEO PLC DEO 25243Q205 9/20/2018 1. Report and accounts 2018 Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 2. Directors’ remuneration report 2018.  Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 3.  Declaration of final dividend Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 4. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 5. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 6. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 6. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 8. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 9. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 10. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 11. DIRECTOR Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 12. Re-appointment of auditor.  Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 13. Remuneration of auditor.  Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 14. Authority to make political donations and/or to incur political expenditure in the EU Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 15. Authority to allot shares.  Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 16. Disapplication of pre-emption rights Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 17. Authority to purchase own shares.  Issuer YES For With 
DIAGEO PLC DEO 25243Q205 9/20/2018 19. Notice of a general meeting.  Issuer YES For With 
CATALENT, INC. CTLT 148806102 10/31/2018 1. DIRECTORS Issuer YES For With 
CATALENT, INC. CTLT 148806102 10/31/2018 2. Ratify the appointment of Ernst & Young LLP as the independent auditor of the Company.  Issuer YES For With 
CATALENT, INC. CTLT 148806102 10/31/2018 3. To approve, by non-binding vote, the compensation of our named executive officers (say-on-pay). Issuer YES For With 
CATALENT, INC. CTLT 148806102 10/31/2018 4. To approve our 2018 Omnibus Incentive Plan Issuer YES For With 
CATALENT, INC. CTLT 148806102 10/31/2018 5. To approve our 2019 Employee Stock Purchase Plan Issuer YES For With 
CATALENT, INC. CTLT 148806102 10/31/2018 6. To approve the amendment and restatement of our Second Amended and Restated Certificate of Incorporation to declassify our Board of Directors. Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  16890T105 12/20/2018 1. As an ordinary resolution, THAT Hengxiu Song be re-elected as a director of the Company, to hold office until the close of the next annual general meeting of shareholders of the Company, or his earlier death, resignation or removal Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  THAT Simon Langelier be re-elected as a Director of the Company 12/20/2018 2.
As an ordinary resolution, THAT Jinmiao Wang be re-elected as a director of the Company, to hold office until the close of the next annual general meeting of shareholders of the Company, or his earlier death, resignation or removal
Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  16890T105 12/20/2018 3. As an ordinary resolution, THAT Binbin Jiang be re-elected as a director of the Company, to hold office until the close of the ...(due to space limits, see proxy material for full proposal). Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  16890T105 12/20/2018 4. As an ordinary resolution, THAT Xisheng Lu be re-elected as a ...(due to space limits, see proxy material for full proposal).  Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  16890T105 12/20/2018 5. As an ordinary resolution, THAT Shufeng Jia be elected as a director of the Company, to hold office until the close of the ...(due to space limits, see proxy material for full proposal).  Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  16890T105 12/20/2018 6. As an ordinary resolution, THAT the appointment of the ...(due to space limits, see proxy material for full proposal). Issuer YES For With 
CHINA NEW BORUN CORPORATION BORN  16890T105 12/20/2018 7. To transact any such other business that may properly come before the meeting. Issuer YES For With 
THE SCOTTS MIRACLE-GRO COMPANY  SMG 810186106 1/25/2019 1. DIRECTOR Issuer YES For With 
THE SCOTTS MIRACLE-GRO COMPANY  SMG 810186106 1/25/2019 2. Approval, on an advisory basis, of the compensation of the Company’s named executive officers.  Issuer YES For With 
THE SCOTTS MIRACLE-GRO COMPANY  SMG 810186106 1/25/2019 3. Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 1. THAT the Annual Report and Accounts for the financial year ended 30 September 2018 be received.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 2. THAT the Directors’ Remuneration Report (excluding the Directors’ Remuneration Policy) set out on pages 56 to 75 of the Annual Report and Accounts for the financial year ended 30 September 2018, be approved Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 3. THAT a final dividend for the financial year ended 30 September 2018 of 65.46 pence per ordinary share of 10 pence payable on 29 March 2019 to those shareholders on the register at the close of business on 22 February 2019 be declared.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 4. THAT Susan Clark be elected as a Director of the Company.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 5. THAT Alison Cooper be re-elected as a Director of the Company Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 6. THAT Therese Esperdy be re-elected as a Director of the Company.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 7. THAT Simon Langelier be re-elected as a Director of the Company. Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 8. THAT Matthew Phillips be re-elected as a Director of the Company.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 9. THAT Steven Stanbrook be re-elected as a Director of the Company.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 10. THAT Oliver Tant be re-elected as a Director of the Company. Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 11. THAT Mark Williamson be re-elected as a Director of the Company.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 12.  THAT Karen Witts be re-elected as a Director of the Company. Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 13. THAT Malcolm Wyman be re-elected as a Director of the Company.   Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 14. THAT PricewaterhouseCoopers LLP be reappointed as auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 15. THAT the Audit Committee (for and on behalf of the Board) be authorised to set the remuneration of the auditor.   Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 16. To consider and, if thought fit, pass resolution 16 as ordinary resolution as set forth in the Company’s Notice of Meeting.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 17. To consider and, if thought fit, pass resolution 17 as ordinary resolution as set forth in the Company’s Notice of Meeting. Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 18. To consider and, if thought fit, pass resolution 18 as special resolution as set forth in the Company’s Notice of Meeting.  Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 19. To consider and, if thought fit, pass resolution 19 as special resolution as set forth in the Company’s Notice of Meeting. Issuer YES For With 
IMPERIAL BRANDS PLC IMBBY 45262P102 2/6/2019 20. To consider and, if thought fit, pass resolution 20 as special resolution as set forth in the Company’s Notice of Meeting.  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 1. Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2018 Financial Year  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 2. Discharge from Liability of the Members of the Board of Directors and the Executive Committee  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 3. Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 4. Reduction of Share Capital  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 5. Further Share Repurchase Program  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 6. Special Distribution by Way of a Dividend in Kind to Effect the Spin-off of Alcon Inc.  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 7a. Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Binding Vote on the Maximum Aggregate Amount of Compensation for Members of the Board of Directors from the 2019 Annual General Meeting to the 2020 Annual General Meeting Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 7b. Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Binding Vote on the Maximum Aggregate Amount of Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2020  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 7c. Votes on Compensation for the Members of the Board of Directors and the Executive Committee: Advisory Vote on the 2018 Compensation Report  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 8. DIRECTORS Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 9. Re-election of member of the Compensation Committee  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 10. Re-election of the Statutory Auditor  Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 11. Re-election of the Independent Proxy Issuer YES For With 
NOVARTIS AG NVS 66987V109 2/28/2019 12. General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations.  Issuer YES For With 
ABBOTT LABORATORIES ABT 002824100 4/26/2019 1. DIRECTORS Issuer YES For With 
ABBOTT LABORATORIES ABT 002824100 4/26/2019 2. Ratification of Ernst & Young LLP as Auditors  Issuer YES For With 
ABBOTT LABORATORIES ABT 002824100 4/26/2019 3. Say on Pay - An Advisory Vote to Approve Executive Compensation  Issuer YES For With 
ABBOTT LABORATORIES ABT 002824100 4/26/2019 4. Shareholder Proposal - Independent Board Chairman Shareholder YES Against With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 2. Approval of the Annual Report, Consolidated Financial Statements and External Auditors’ Report corresponding to the fiscal year ended on December 31, 2018.  Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 3. Distribution of the profits accrued during fiscal year 2018 and dividend payment. Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 5. Election of the members of the Board of Directors.  Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 6. Determination of the remuneration of the members of the Board of Directors for fiscal year 2019.  Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 7.  Determination of the remuneration of the members of the Directors Committee and its budget for the fiscal year2019.  Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 8. Determination of the remuneration of the members of the Audit Committee and its budget for the fiscal year 2019 Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 9a. Appointment of External Auditors Firm for the 2019 fiscal year.  Issuer YES For With 
COMPANIA CERVECERIAS UNIDAS CCU 204429104 4/17/2019 9b. Appointment of Risk Rating Agencies for the 2019 fiscal year.  Issuer YES For With 
VECTOR GROUP LTD.  VGR 92240M108 5/2/2019 1. DIRECTOR Issuer YES For With 
VECTOR GROUP LTD.  VGR 92240M108 5/2/2019 2. Advisory approval of executive compensation (say on pay).  Issuer YES For With 
VECTOR GROUP LTD.  VGR 92240M108 5/2/2019 3. Approval of ratification of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2019 Issuer YES For With 
VECTOR GROUP LTD.  VGR 92240M108 5/2/2019 4. Advisory approval of a shareholder proposal requiring the Chairman of the Board of Directors to be an independent director.  Shareholder YES Against With 
PHILIP MORRIS INTERNATIONAL PM 718172109 5/1/2019 1. DIRECTOR Issuer YES For With 
PHILIP MORRIS INTERNATIONAL PM 718172109 5/1/2019 2. Advisory Vote Approving Executive Compensation Issuer YES For With 
PHILIP MORRIS INTERNATIONAL PM 718172109 5/1/2019 3. Ratification of the Selection of Independent Auditors  Issuer YES For With 
ABBVIE INC ABBV 00287Y109 5/3/2019 1. DIRECTOR Issuer YES For With 
ABBVIE INC ABBV 00287Y109 5/3/2019 2. Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2019  Issuer YES For With 
ABBVIE INC ABBV 00287Y109 5/3/2019 3. Say on Pay - An advisory vote on the approval of executive compensation  Issuer YES For With 
ABBVIE INC ABBV 00287Y109 5/3/2019 4. Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote  Issuer YES For With 
ABBVIE INC ABBV 00287Y109 5/3/2019 5. Stockholder Proposal - to Issue an Annual Report on Lobbying  Shareholder YES Against With 
ABBVIE INC ABBV 00287Y109 5/3/2019 6. Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing  Shareholder YES Against With 
ABBVIE INC ABBV 00287Y109 5/3/2019 7. Stockholder Proposal - to Adopt a Policy to Require Independent Chairman  Shareholder YES Against With 
TURNING POINT BRANDS, INC. TPB 90041L105 5/1/2019 1. DIRECTOR Issuer YES For With 
TURNING POINT BRANDS, INC. TPB 90041L105 5/1/2019 2. Ratify the appointment of RSM US LLP as the Company’s independent auditors for the fiscal year ending December 31, 2019.  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 1. Receipt of the 2018 Annual Report and Accounts  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 2. Approval of the Directors’ remuneration policy  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 3. Approval of the 2018 Directors’ remuneration report, other than the Directors’ remuneration policy  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 4. Reappointment of the Auditors  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 5. Authority for the Audit Committee to agree the Auditors’ remuneration  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 6. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 7. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 8. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 9. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 10. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 11. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 12. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 13. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 14. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 15. DIRECTOR Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 16. Renewal of the Directors’ authority to allot shares Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 17. Renewal of the Directors’ authority to disapply pre-emption rights  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 18. Authority for the Company to purchase its own shares  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 19. Authority to make donations to political organisations and to incur political expenditure  Issuer YES For With 
BRITISH AMERICAN TOBACCO BTI 110448107 4/25/2019 20. Notice period for General Meeting Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 1c. Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows “Article 4. CORPORATE PURPOSE (See reverse side for additional text) Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 2. Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows “Article 23. CHAIRPERSON OF THE BOARD (See reverse side for additional text) Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 6. Approval of the statutory annual accounts  Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 7. Discharge to the directors  Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 8. Discharge to the statutory auditor  Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 9. DIRECTORS Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 10. Appointment of statutory auditor and remuneration Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 11a. Remuneration: Remuneration policy and remuneration report of the Company  Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 11b.  Remuneration: Change to the fixed remuneration of the directors  Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 11c. Remuneration: Restricted Stock Units for directors  Issuer YES For With 
ANHEUSER-BUSCH INBEV SA BUD 03524A108 4/24/2019 12. Filings  Issuer YES For With 
ALTRIA GROUP, INC MO 02209S103 5/16/2019 1. DIRECTORS Issuer YES For With 
ALTRIA GROUP, INC MO 02209S103 5/16/2019 2. Ratification of the Selection of Independent Registered Public Accounting Firm  Issuer YES For With 
ALTRIA GROUP, INC MO 02209S103 5/16/2019 3. Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers  Issuer YES For With 
ALTRIA GROUP, INC MO 02209S103 5/16/2019 4. Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands  Shareholder YES Against With 
ALTRIA GROUP, INC MO 02209S103 5/16/2019 5. Shareholder Proposal - Disclosure of Lobbying Policies and Practices Shareholder YES Against With 
THE BOSTON BEER COMPANY SAM 100557107 5/16/2019 1. DIRECTORS Issuer YES For With 
THE BOSTON BEER COMPANY SAM 100557107 5/16/2019 2. Advisory vote to approve our Named Executive Officers’ executive compensation.  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 O1 Analysis of the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2018.  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 O2 Allocation of the net profits for the fiscal year ended December 31, 2018 and ratification of the payment of interest on own capital and dividends related to the fiscal year ended on December 31, 2018, approved by the Board of Directors at meetings held on May 15th, 2018 and December 3rd, 2018.  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 O4a To determine managers’ overall compensation for the year of 2019, in the annual amount of up to R$101,728,287.00, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year.  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 O4b To determine the overall compensation of the Fiscal Council’s members for the year of 2019, in the annual amount of up to R$ 2,146,762.00, with alternate members’ compensation corresponding to half of the amount received by the effective members, in accordance with the Management Proposal.  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 E1a  Approve the amendment of the Company’s bylaws: to amend the heading of article 5th, in order to reflect the capital increases approved by the Board of Directors up to the date of the AGOE, within the authorized capital limit  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 E1b Approve the amendment of the Company’s bylaws: to amend the heading of article 16, in order to reduce the maximum number of effective members of the Board of Directors and their respective alternates from 15 (fifteen) to 11 (eleven), in order to reflect the reality of the composition of the Company’s Board of Directors in recent years, to ensure the quality of discussions within the said body is maintained and to facilitate effective and timely decision-making  Issuer YES For With 
AMBEV S.A ABEV 02319V103 4/26/2019 E1c Approve the amendment of the Company’s bylaws: to consolidate the Company’s by-laws.  Issuer YES For With 
MOLSON COORS BREWING CO TAP 60871R209 5/22/2019 1. DIRECTORS Issuer YES For With 
MOLSON COORS BREWING CO TAP 60871R209 5/22/2019 2. To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay).  Issuer YES For With 
MGP INGREDIENTS INC  MGPI 55303J106 5/23/2019 1. DIRECTORS Issuer YES For With 
MGP INGREDIENTS INC  MGPI 55303J106 5/23/2019 2. To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm.  Issuer YES For With 
MGP INGREDIENTS INC  MGPI 55303J106 5/23/2019 3. To adopt an advisory resolution to approve the compensation of our named executive officers.  Issuer YES For With 
THERMO FISHER SCIENTIFIC INC TMO 883556102 5/22/2019 1. DIRECTORS Issuer YES For With 
THERMO FISHER SCIENTIFIC INC TMO 883556102 5/22/2019 2. An advisory vote to approve named executive officer compensation.  Issuer YES For With 
THERMO FISHER SCIENTIFIC INC TMO 883556102 5/22/2019 3. Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2019.  Issuer YES For With 
CRAFT BREW ALLIANCE, INC BREW 224122101 5/14/2019 1. DIRECTORS Issuer YES For With 
CRAFT BREW ALLIANCE, INC BREW 224122101 5/14/2019 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.  Issuer YES For With 
CRAFT BREW ALLIANCE, INC BREW 224122101 5/14/2019 3. ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION.  Issuer YES For With 
BJ’S RESTAURANTS, INC BJRI 09180C106 6/5/2019 1. DIRECTORS Issuer YES For With 
BJ’S RESTAURANTS, INC BJRI 09180C106 6/5/2019 2. Ratification and approval of the Company’s Equity Incentive Plan, as amended (formerly known as the 2005 Equity Incentive Plan), including an amendment to increase number of shares of Common Stock reserved for issuance.  Issuer YES For With 
BJ’S RESTAURANTS, INC BJRI 09180C106 6/5/2019 3. Approval, on an advisory and non-binding basis, of the compensation of named executive officers.  Issuer YES For With 
BJ’S RESTAURANTS, INC BJRI 09180C106 6/5/2019 4. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019.  Issuer YES For With 
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 5/30/2019 1. DIRECTORS Issuer YES For With 
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 5/30/2019 2. Ratify the appointment of Accell Audit & Compliance, PA. as the Company’s independent public accountant for the fiscal year ending December 31, 2019.  Issuer YES For With 
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 5/30/2019 3. To approve an increase in the total number of shares of the Company’s authorized common stock to 200,000,000 shares.  Issuer YES For With 
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 5/30/2019 4. To approve of the New Age Beverages Corporation 2019 Equity Incentive plan.  Issuer YES For With 
DAVE AND BUSTERS ENTERTAINMENT INC PLAY 238337109 6/13/2019 1. DIRECTORS Issuer YES For With 
DAVE AND BUSTERS ENTERTAINMENT INC PLAY 238337109 6/13/2019 2. Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm  Issuer YES For With 
DAVE AND BUSTERS ENTERTAINMENT INC PLAY 238337109 6/13/2019 3. Advisory Approval of Executive Compensation  Issuer YES For With 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant AdvisorShares Trust
   
By (Signature and Title)* /s/ Noah Hamman
  Noah Hamman, Chief Executive Officer
  (principal executive officer)

 

Date August 19, 2019

 

*Print the name and title of each signing officer under his or her signature.