N-PX 1 s126557_npx.htm N-PX

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number    811-22110   

 

AdvisorShares Trust

 

(Exact name of registrant as specified in charter)

 

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

 

(Address of principal executive offices) (Zip code)

 

Dan Ahrens

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code:    1-877-843-3831   

 

Date of fiscal year end:    June 30   

 

Date of reporting period:    July 1, 2019 – June 30, 2020   

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020

 

Item 1. Proxy Voting Record.

 

=================ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF=================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=====================ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF====================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=======================ADVISORSHARES DORSEY WRIGHT SHORT ETF =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================== ADVISORSHARES RANGER EQUITY BEAR ETF =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================= ADVISORSHARES SAGE CORE RESERVES ETF =========================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

 

 

 

================ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2019 - 06/30/2020

REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (FUND): Dorsey Wright Alpha Equity Weight ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors Whether Vote Was For or Against Management
WYNDHAM DESTINATIONS INC WYND 98310W108 5/14/2020 1. DIRECTORS Issuer Yes For For
WYNDHAM DESTINATIONS INC WYND 98310W108 5/14/2020 2. To vote on a non-binding, advisory resolution to approve our executive compensation program. Issuer Yes For For
WYNDHAM DESTINATIONS INC WYND 98310W108 5/14/2020 3. To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2020. Issuer Yes For For
NVR, INC. NVR 62944T105 5/5/2020 1. DIRECTORS Issuer Yes For For
NVR, INC. NVR 62944T105 5/5/2020 2. Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2020. Issuer Yes For For
NVR, INC. NVR 62944T105 5/5/2020 3. Advisory vote to approve executive compensation. Issuer Yes For For
EVERGY, INC. EVRG 30034W106 5/5/2020 1. DIRECTORS Issuer Yes For For
EVERGY, INC. EVRG 30034W106 5/5/2020 2. Approval, on a non-binding advisory basis, the 2019 compensation of the Company's named executive officers. Issuer Yes For For
EVERGY, INC. EVRG 30034W106 5/5/2020 3. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. Issuer Yes For For
WEC ENERGY GROUP, INC. WEC 92939U106 5/6/2020 1. DIRECTORS Issuer Yes For For
WEC ENERGY GROUP, INC. WEC 92939U106 5/6/2020 2. Advisory Vote to Approve Compensation of the Named Executive Officers. Issuer Yes For For
WEC ENERGY GROUP, INC. WEC 92939U106 5/6/2020 3. Ratification of Deloitte & Touche LLP as Independent Auditors for 2020 Issuer Yes For For
ESSENTIAL UTILITIES INC WTRG 29670G102 5/6/2020 1. DIRECTORS Issuer Yes For For
ESSENTIAL UTILITIES INC WTRG 29670G102 5/6/2020 2. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. Issuer Yes For For
ESSENTIAL UTILITIES INC WTRG 29670G102 5/6/2020 3. To approve an advisory vote on the compensation paid to the Company's named executive officers for 2019 Issuer Yes For For
ESSENTIAL UTILITIES INC WTRG 29670G102 5/6/2020 4. To approve an amendment to the Articles of Incorporation to establish a majority voting standard in uncontested director elections. Issuer Yes For For
ESSENTIAL UTILITIES INC WTRG 29670G102 5/6/2020 5. To approve an amendment to the Articles of Incorporation to increase the number of authorized shares of common stock from 300 million to 600 million. Issuer Yes For For
ENTERGY CORPORATION ETR 29364G103 5/8/2020 1. DIRECTORS Issuer Yes For For
ENTERGY CORPORATION ETR 29364G103 5/8/2020 2. Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2020. Issuer Yes For For
ENTERGY CORPORATION ETR 29364G103 5/8/2020 3. Advisory Vote to Approve Named Executive Officer Compensation. Issuer Yes For For
AMERICAN WATER WORKS COMPANY, INC AWK 030420103 5/13/2020 1. DIRECTORS Issuer Yes For For
AMERICAN WATER WORKS COMPANY, INC AWK 030420103 5/13/2020 2. Approval, on an advisory basis, of the compensation of the Company's named executive officers. Issuer Yes For For
AMERICAN WATER WORKS COMPANY, INC AWK 030420103 5/13/2020 3. Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. Issuer Yes For For
PNM RESOURCES, INC PNM 69349H107 5/12/2020 1. DIRECTORS Issuer Yes For For
PNM RESOURCES, INC PNM 69349H107 5/12/2020 2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. Issuer Yes For For
PNM RESOURCES, INC PNM 69349H107 5/12/2020 3. Approve, on an advisory basis, the compensation of the named executive officers as disclosed in the 2020 proxy statement. Issuer Yes For For
PNM RESOURCES, INC PNM 69349H107 5/12/2020 4. Publish a report on coal combustion residual matters at San Juan Generating Station. Shareholder Yes Abstain Abstain
TYLER TECHNOLOGIES, INC. TYL 902252105 5/12/2020 1. DIRECTORS Issuer Yes For For
TYLER TECHNOLOGIES, INC. TYL 902252105 5/12/2020 2. Ratification of Ernst & Young LLP as independent auditors. Issuer Yes For For
TYLER TECHNOLOGIES, INC. TYL 902252105 5/12/2020 3. Approval of an advisory resolution on executive compensation. Issuer Yes For For
FISERV, INC. FISV 337738108 5/14/2020 1. DIRECTORS Issuer Yes For For
FISERV, INC. FISV 337738108 5/14/2020 2. To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. Issuer Yes For For
FISERV, INC. FISV 337738108 5/14/2020 3. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. Issuer Yes For For
FISERV, INC. FISV 337738108 5/14/2020 4. A shareholder proposal requesting the company provide political spending disclosure. Shareholder Yes Against For
ROSS STORES, INC. ROST 778296103 5/20/2020 1. DIRECTORS Issuer Yes For For
ROSS STORES, INC. ROST 778296103 5/20/2020 2. Advisory vote to approve the resolution on the compensation of the named executive officers. Issuer Yes For For
ROSS STORES, INC. ROST 778296103 5/20/2020 3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. Issuer Yes For For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 1. DIRECTORS Issuer Yes For For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 2. Ratification of the Appointment of KPMG LLP Issuer Yes For For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 3. Advisory Vote to Approve Executive Compensation ("Say-on-Pay") Issuer Yes For For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 4. Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right Shareholder Yes Against For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 5. Shareholder Proposal Regarding EEO-1 Disclosure Shareholder Yes Against For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 6. Shareholder Proposal Regarding Executive Ownership Guidelines Shareholder Yes Against For
THE HOME DEPOT, INC. HD 437076102 5/21/2020 7. Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis Shareholder Yes Against For
NEXTERA ENERGY INC NEE 65339F101 5/21/2020 1. DIRECTORS Issuer Yes For For
NEXTERA ENERGY INC NEE 65339F101 5/21/2020 2. Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 Issuer Yes For For
NEXTERA ENERGY INC NEE 65339F101 5/21/2020 3. Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement Issuer Yes For For
NEXTERA ENERGY INC NEE 65339F101 5/21/2020 4. A proposal entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures Shareholder Yes Against For
NEXTERA ENERGY INC NEE 65339F101 5/21/2020 5. A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders Shareholder Yes Against For

 

 

 

 

 

=========================ADVISORSHARES DORSEY WRIGHT ADR ETF ========================

 

Company Name Ticker Provider Security ID Meeting Date Proponent Proposal Text Management Recommendation Vote Instruction Voted
ICON plc ICLR G4705A100  23-Jul-19 Management Elect Director John Climax For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Elect Director Steve Cutler For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Elect Director William Hall For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Accept Financial Statements and Statutory Reports For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Authorize Board to Fix Remuneration of Auditors For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Authorize Issue of Equity For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Authorize Issue of Equity without Pre-emptive Rights For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Authorize Share Repurchase Program For For Yes
ICON plc ICLR G4705A100  23-Jul-19 Management Approve the Price Range for the Reissuance of Shares For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Accept Financial Statements and Statutory Reports For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Approve Dividend For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Reelect G V Prasad as Director For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Reelect Sridar Iyengar as Director For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Reelect Kalpana Morparia as Director For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Elect Leo Puri as Director For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Elect Shikha Sharma as Director For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Elect Allan Oberman as Director For For Yes
Dr. Reddy's Laboratories Ltd. 500124 256135203  30-Jul-19 Management Approve Remuneration of Cost Auditors For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect David Kostman as Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect Rimon Ben-Shaoul as Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect Yehoshua (Shuki) Ehrlich as Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect Leo Apotheker as Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect Joseph (Joe) Cowan as Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect Dan Falk as External Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Vote FOR if you are a controlling shareholder or have a personal interest in Item 2a, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager None Against Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reelect Yocheved Dvir as External Director For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Vote FOR if you are a controlling shareholder or have a personal interest in Item 2b, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager None Against Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Approve Amendments to the Equity-Based Compensation for Executive For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager None Against Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Approve Amendments to the Equity-Based Compensation for Non-Executive Directors For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager None Against Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration For For Yes
NICE Ltd. (Israel) NICE 653656108  18-Sep-19 Management Discuss Financial Statements and the Report of the Board for 2016     Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Accept Financial Statements and Statutory Reports For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Approve Remuneration Report For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Approve Final Dividend For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Elect Debra Crew as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Lord Davies as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Javier Ferran as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Susan Kilsby as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Ho KwonPing as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Nicola Mendelsohn as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Ivan Menezes as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Kathryn Mikells as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Re-elect Alan Stewart as Director For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Reappoint PricewaterhouseCoopers LLP as Auditors For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Authorise the Audit Committee to Fix Remuneration of Auditors For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Authorise EU Political Donations and Expenditure For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Authorise Issue of Equity For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Approve Irish Sharesave Scheme For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Authorise Issue of Equity without Pre-emptive Rights For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Authorise Market Purchase of Ordinary Shares For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Authorise the Company to Call General Meeting with Two Weeks' Notice For For Yes
Diageo Plc DGE 25243Q205  19-Sep-19 Management Adopt New Articles of Association For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Accept Financial Statements and Statutory Reports For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Ratify Grant Thornton India LLP as Auditors For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Authorize Board to Fix Remuneration of Auditors For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Reelect Adrian T. Dillon as a Director For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Reelect Gareth Williams as a Director For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Reelect Mario P. Vitale as a Director For For Yes
WNS (Holdings) Limited WNS 92932M101  26-Sep-19 Management Approve Remuneration of Directors For For Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Elect Daniel O'Day as Director For For Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Elect Linda Higgins as Director For For Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Approve Auditors' Remuneration For For Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Receive Special Board Report Re: Issuance of Warrants     Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Receive Special Auditor Report Re: Issuance of Warrants     Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Approve Issuance of Warrants For For Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Receive Special Board Report Re: Increase of Authorized Capital     Yes
Galapagos NV GLPG 36315X101  22-Oct-19 Management Renew Authorization to Increase Share Capital by Up to 20 Percent within the Framework of Authorized Capital For Against Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Accept Financial Statements and Statutory Reports For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Appoint Ernst & Young as Auditor of the Company For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve General Authority to Issue Shares in BHP Group Plc For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve General Authority to Issue Shares in BHP Group Plc for Cash For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve the Repurchase of Shares in BHP Group Plc For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve Remuneration Policy For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve Remuneration Report for UK Law Purposes For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve Remuneration Report for Australian Law Purposes For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Approve the Grant of Awards to Andrew Mackenzie For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Ian Cockerill as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Susan Kilsby as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Terry Bowen as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Malcolm Broomhead as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Anita Frew as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Andrew Mackenzie as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Lindsay Maxsted as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect John Mogford as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Shriti Vadera as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Management Elect Ken MacKenzie as Director For For Yes
BHP Group Limited BHP 088606108  07-Nov-19 Share Holder Amend Constitution of BHP Group Limited Against Against Yes
BHP Group Limited BHP 088606108  07-Nov-19 Share Holder Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement Against Against Yes
Centrais Eletricas Brasileiras SA ELET6 15234Q207  14-Nov-19 Management Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government For For Yes
argenx SE ARGX 04016X101  25-Nov-19 Management Open Meeting     Yes
argenx SE ARGX 04016X101  25-Nov-19 Management Amend Articles to Reflect Changes in Capital For For Yes
argenx SE ARGX 04016X101  25-Nov-19 Management Amend Argenx Option Plan For Against Yes
argenx SE ARGX 04016X101  25-Nov-19 Management Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital For Against Yes
argenx SE ARGX 04016X101  25-Nov-19 Management Other Business (Non-Voting)     Yes
argenx SE ARGX 04016X101  25-Nov-19 Management Close Meeting     Yes
Dr. Reddy's Laboratories Limited 500124 256135203  02-Jan-20 Management Approve Scheme of Amalgamation and Arrangement For For Yes
Sibanye-Stillwater Ltd. SGL 825724206  23-Jan-20 Management Approve Acquisition of the Scheme Shares by Sibanye-Stillwater For For Yes
Sibanye-Stillwater Ltd. SGL 825724206  23-Jan-20 Management Approve Revocation of Special Resolution Number 1 if the Scheme Does Not Become Unconditional and is Not Continued For For Yes
Sibanye-Stillwater Ltd. SGL 825724206  23-Jan-20 Management Authorise Ratification of Approved Resolutions For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Accept Financial Statements and Statutory Reports For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Approve Discharge of Board and Senior Management For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Approve Allocation of Income and Dividends of CHF 2.95 per Share For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Approve Remuneration of Directors in the Amount of CHF 9 Million For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Approve Remuneration Report For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Joerg Reinhardt as Director and Board Chairman For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Nancy Andrews as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Ton Buechner as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Patrice Bula as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Srikant Datar as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Elizabeth Doherty as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Ann Fudge as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Frans van Houten as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Andreas von Planta as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Charles Sawyers as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect Enrico Vanni as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reelect William Winters as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Elect Bridgette Heller as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Elect Simon Moroney as Director For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reappoint Patrice Bula as Member of the Compensation Committee For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reappoint Srikant Datar as Member of the Compensation Committee For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reappoint Enrico Vanni as Member of the Compensation Committee For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Reappoint William Winters as Member of the Compensation Committee For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Appoint Bridgette Heller as Member of the Compensation Committee For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Ratify PricewaterhouseCoopers AG as Auditors For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Designate Peter Zahn as Independent Proxy For For Yes
Novartis AG NOVN 66987V109  28-Feb-20 Management Transact Other Business (Voting) For Against Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Accept Financial Statements and Statutory Reports For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Approve Remuneration Policy For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Approve Remuneration Report For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Approve Final Dividend For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Graham Baker as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Vinita Bali as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Baroness Virginia Bottomley as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Roland Diggelmann as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Erik Engstrom as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Robin Freestone as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Marc Owen as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Angie Risley as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Re-elect Roberto Quarta as Director For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Reappoint KPMG LLP as Auditors For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Authorise Board to Fix Remuneration of Auditors For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Approve Global Share Plan 2020 For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Authorise Issue of Equity For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Authorise Issue of Equity without Pre-emptive Rights For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Authorise Market Purchase of Ordinary Shares For For Yes
Smith & Nephew Plc SN 83175M205  09-Apr-20 Management Authorise the Company to Call General Meeting with Two Weeks' Notice For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Open Meeting     Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Receive Report of Management Board (Non-Voting)     Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Adopt Financial Statements For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Receive Explanation on Company's Reserves and Dividend Policy     Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Approve Discharge of Management Board For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Reelect Paul T. Dacier as Non-Executive Director For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Reelect Richard M. Gradon as Non-Executive Director For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Reelect Robert G. Warden as Non-Executive Director For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Appoint Peter L. Juhas to Represent the Management in Case All Directors are Absent or Prevented from Acting For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Ratify PricewaterhouseCoopers as Auditors For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Grant Board Authority to Issue Shares For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.a For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Grant Board Authority to Issue Additional Shares For Against Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c For Against Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Authorize Repurchase of Shares For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Conditional Authorization to Repurchase Additional Shares For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Approve Reduction in Share Capital through Cancellation of Shares For For Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Allow Questions     Yes
AerCap Holdings NV AER N00985106  22-Apr-20 Management Close Meeting     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Open Meeting     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Discuss the Company's Business, Financial Situation and Sustainability     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Remuneration Report For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Adopt Financial Statements and Statutory Reports For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Receive Clarification on Company's Reserves and Dividend Policy     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Dividends of EUR 2.40 Per Share For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Discharge of Management Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Discharge of Supervisory Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Number of Shares for Management Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Certain Adjustments to the Remuneration Policy for Management Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Approve Remuneration Policy for Supervisory Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Announce Vacancies on the Supervisory Board     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Opportunity to Make Recommendations     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Reelect A.P. (Annet) Aris to Supervisory Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Elect D.M. (Mark) Durcan to Supervisory Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Elect D.W.A. (Warren) East to Supervisory Board For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Receive Information on the Composition of the Supervisory Board     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Ratify KPMG as Auditors For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Authorize Cancellation of Repurchased Shares For For Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Other Business (Non-Voting)     Yes
ASML Holding NV ASML N07059210  22-Apr-20 Management Close Meeting     Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Accept Financial Statements and Statutory Reports For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Approve Final Dividend For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Approve Remuneration Report For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Richie Boucher as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Elect Johan Karlstrom as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Elect Shaun Kelly as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Heather McSharry as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Albert Manifold as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Senan Murphy as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Gillian Platt as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Mary Rhinehart as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Lucinda Riches as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Re-elect Siobhan Talbot as Director For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Authorise Board to Fix Remuneration of Auditors For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Ratify Deloitte Ireland LLP as Auditors For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Authorise Issue of Equity For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Authorise Issue of Equity without Pre-emptive Rights For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Authorise Market Purchase of Ordinary Shares For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Authorise Reissuance of Treasury Shares For For Yes
CRH Plc CRH 12626K203  23-Apr-20 Management Approve Scrip Dividend For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Accept Financial Statements and Statutory Reports For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Approve Remuneration Report For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Approve Discharge of Board and Senior Management For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Approve Allocation of Income and Dividends of CHF 2.70 per Share For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Paul Bulcke as Director and Board Chairman For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Ulf Schneider as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Henri de Castries as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Renato Fassbind as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Ann Veneman as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Eva Cheng as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Patrick Aebischer as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Ursula Burns as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Kasper Rorsted as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Pablo Isla as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Kimberly Ross as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Dick Boer as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Reelect Dinesh Paliwal as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Elect Hanne Jimenez de Mora as Director For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Appoint Patrick Aebischer as Member of the Compensation Committee For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Appoint Ursula Burns as Member of the Compensation Committee For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Appoint Pablo Isla as Member of the Compensation Committee For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Appoint Dick Boer as Member of the Compensation Committee For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Ratify Ernst & Young AG as Auditors For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Designate Hartmann Dreyer as Independent Proxy For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Approve Remuneration of Directors in the Amount of CHF 10 Million For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Approve Remuneration of Executive Committee in the Amount of CHF 55 Million For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares For For Yes
Nestle SA NESN 641069406  23-Apr-20 Management Transact Other Business (Voting) Against Against Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Receive Directors' and Auditors' Reports (Non-Voting)     Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Approve Financial Statements and Allocation of Income For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Receive Auditors' Reports (Non-Voting)     Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)     Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Approve Remuneration Policy For Against Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Approve Remuneration Report For Against Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Approve Discharge of Directors and Auditor For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Acknowledge Information on Auditors' Remuneration     Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Ratify Deloitte as Auditor and Approve Auditors' Remuneration For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Re-elect Mary Kerr as Independent Director For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Elect Elisabeth Svanberg as Independent Director For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Approve Remuneration of Directors For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Approve Offer of 85,000 Subscription Rights For Against Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Receive Special Board Report Re: Change Purpose of Company     Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Amend Corporate Purpose For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Amend Articles Re: New Code of Companies and Associations For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Elect Supervisory Board Members For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Authorize Implementation of Approved Resolutions and Coordination of Article For For Yes
Galapagos NV GLPG 36315X101  28-Apr-20 Management Authorize Filing of Required Documents/Formalities at Trade Registry For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Accept Financial Statements and Statutory Reports For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Approve Dividends For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Reappoint PricewaterhouseCoopers LLP as Auditors For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise Board to Fix Remuneration of Auditors For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Leif Johansson as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Pascal Soriot as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Marc Dunoyer as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Genevieve Berger as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Philip Broadley as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Graham Chipchase as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Elect Michel Demare as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Deborah DiSanzo as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Sheri McCoy as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Tony Mok as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Nazneen Rahman as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Re-elect Marcus Wallenberg as Director For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Approve Remuneration Report For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Approve Remuneration Policy For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise EU Political Donations and Expenditure For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise Issue of Equity For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise Issue of Equity without Pre-emptive Rights For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise Market Purchase of Ordinary Shares For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Authorise the Company to Call General Meeting with Two Weeks' Notice For For Yes
AstraZeneca Plc AZN 046353108  29-Apr-20 Management Approve Performance Share Plan For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management President's Speech     Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Receive Explanation on Company's Reserves and Dividend Policy     Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Adopt Financial Statements and Statutory Reports For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Dividends of EUR 0.85 Per Share For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Remuneration Report For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Discharge of Management Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Discharge of Supervisory Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Remuneration Policy for Management Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Long Term Incentive Plan for Management Board Members For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Remuneration Policy for Supervisory Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Reelect N. Dhawan to Supervisory Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Elect F. Sijbesma to Supervisory Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Elect P. Loscher to Supervisory Board For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Grant Board Authority to Issue Shares For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Authorize Board to Exclude Preemptive Rights from Share Issuances For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Approve Cancellation of Repurchased Shares For For Yes
Koninklijke Philips NV PHIA 500472303  30-Apr-20 Management Other Business (Non-Voting)     Yes
argenx SE ARGX 04016X101  12-May-20 Management Open Meeting     Yes
argenx SE ARGX 04016X101  12-May-20 Management Receive Report of Management Board (Non-Voting)     Yes
argenx SE ARGX 04016X101  12-May-20 Management Adopt Remuneration Policy For Against Yes
argenx SE ARGX 04016X101  12-May-20 Management Approve Remuneration Report For Against Yes
argenx SE ARGX 04016X101  12-May-20 Management Discuss Annual Report for FY 2019     Yes
argenx SE ARGX 04016X101  12-May-20 Management Adopt Financial Statements and Statutory Reports For For Yes
argenx SE ARGX 04016X101  12-May-20 Management Discussion on Company's Corporate Governance Structure     Yes
argenx SE ARGX 04016X101  12-May-20 Management Approve Allocation of Losses to the Retained Earnings of the Company For For Yes
argenx SE ARGX 04016X101  12-May-20 Management Approve Discharge of Directors For For Yes
argenx SE ARGX 04016X101  12-May-20 Management Reelect Pamela Klein as Non-Executive Director For For Yes
argenx SE ARGX 04016X101  12-May-20 Management Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights For Against Yes
argenx SE ARGX 04016X101  12-May-20 Management Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights For For Yes
argenx SE ARGX 04016X101  12-May-20 Management Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights For Against Yes
argenx SE ARGX 04016X101  12-May-20 Management Ratify Deloitte as Auditors For For Yes
argenx SE ARGX 04016X101  12-May-20 Management Other Business (Non-Voting)     Yes
argenx SE ARGX 04016X101  12-May-20 Management Close Meeting     Yes
SAP SE SAP 803054204  20-May-20 Management Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)     Yes
SAP SE SAP 803054204  20-May-20 Management Approve Allocation of Income and Dividends of EUR 1.58 per Share For For Yes
SAP SE SAP 803054204  20-May-20 Management Approve Discharge of Management Board for Fiscal 2019 For For Yes
SAP SE SAP 803054204  20-May-20 Management Approve Discharge of Supervisory Board for Fiscal 2019 For For Yes
SAP SE SAP 803054204  20-May-20 Management Ratify KPMG AG as Auditors for Fiscal 2020 For For Yes
SAP SE SAP 803054204  20-May-20 Management Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights For For Yes
SAP SE SAP 803054204  20-May-20 Management Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights For For Yes
SAP SE SAP 803054204  20-May-20 Management Approve Remuneration Policy for the Management Board For For Yes
SAP SE SAP 803054204  20-May-20 Management Approve Remuneration Policy for the Supervisory Board For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Reappoint Ernst & Young Inc as Auditors of the Company with Lance Tomlinson as the Designated Individual Partner For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Elect Elaine Dorward-King as Director For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Elect Vincent Maphai as Director For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Timothy Cumming as Director For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Charl Keyter as Director For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Keith Rayner as Chair of the Audit Committee For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Timothy Cumming as Member of the Audit Committee For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Savannah Danson as Member of the Audit Committee For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Rick Menell as Member of the Audit Committee For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Nkosemntu Nika as Member of the Audit Committee For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Re-elect Susan van der Merwe as Member of the Audit Committee For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Place Authorised but Unissued Shares under Control of Directors For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Authorise Board to Issue Shares for Cash For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Approve Remuneration Policy For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Approve Remuneration Implementation Report For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Approve Remuneration of Non-Executive Directors For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Approve that Lead Independent Director Recompense for Period Since Appointment For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act For For Yes
Sibanye Stillwater Ltd. SSW 82575P107  26-May-20 Management Authorise Repurchase of Issued Share Capital For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Adopt Financial Statements and Statutory Reports For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Approve Discharge of Board Members For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Elect Kurt Sievers as Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Peter Bonfield as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Kenneth A. Goldman as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Josef Kaeser as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Lena Olving as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Peter Smitham as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Julie Southern as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Jasmin Staiblin as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Gregory Summe as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Reelect Karl-Henrik Sundstrom as Non-Executive Director For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Authorize Board to Exclude Preemptive Rights from Share Issuances For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Approve Cancellation of Ordinary Shares For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Ratify Ernst & Young Accountants LLP as Auditors For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Amend Articles to Establish Quorum Requirement For For Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
NXP Semiconductors N.V. NXPI N6596X109  27-May-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director David Thomson For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Steve Hasker For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Kirk E. Arnold For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director David W. Binet For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director W. Edmund Clark For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Michael E. Daniels For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Kirk Koenigsbauer For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Vance K. Opperman For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Kim M. Rivera For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Barry Salzberg For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Peter J. Thomson For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Elect Director Wulf von Schimmelmann For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Management Advisory Vote on Executive Compensation Approach For For Yes
Thomson Reuters Corporation TRI 884903709  03-Jun-20 Share Holder SP 1: Produce a Human Rights Risk Report at Reasonable Cost and Omitting Proprietary Information Against Against Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director Kirk S. Hachigian For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director Steven C. Mizell For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director Nicole Parent Haughey For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director David D. Petratis For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director Dean I. Schaffer For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director Charles L. Szews For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Elect Director Martin E. Welch, III For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their  Remuneration For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Renew the Board's Authority to Issue Shares Under Irish Law For For Yes
Allegion Plc ALLE G0176J109  04-Jun-20 Management Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights For For Yes
MercadoLibre, Inc. MELI 58733R102  08-Jun-20 Management Elect Director Susan Segal For For Yes
MercadoLibre, Inc. MELI 58733R102  08-Jun-20 Management Elect Director Mario Eduardo Vazquez For For Yes
MercadoLibre, Inc. MELI 58733R102  08-Jun-20 Management Elect Director Alejandro Nicolas Aguzin For For Yes
MercadoLibre, Inc. MELI 58733R102  08-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
MercadoLibre, Inc. MELI 58733R102  08-Jun-20 Management Ratify Deloitte & Co. S.A. as Auditors For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Re-elect Sipho Pityana as Director For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Re-elect Albert Garner as Director For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Re-elect Rhidwaan Gasant as Director For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Elect Maria Ramos as Director For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Elect Nelisiwe Magubane as Director For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Re-elect Maria Richter as Member of the Audit and Risk Committee For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Re-elect Alan Ferguson as Member of the Audit and Risk Committee For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Elect Jochen Tilk as Member of the Audit and Risk Committee For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Reappoint Ernst & Young Inc as Auditors of the Company with Ernest Botha as the Lead Audit Partner For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Place Authorised but Unissued Shares under Control of Directors For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Approve Remuneration Policy For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Approve Remuneration Implementation Report For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Approve Non-executive Directors' Fees For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Authorise Repurchase of Issued Share Capital For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Authorise Board to Issue Shares for Cash For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Amend Memorandum of Incorporation For For Yes
AngloGold Ashanti Ltd. ANG 035128206  10-Jun-20 Management Authorise Ratification of Approved Resolutions For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Approve Annual Report and Financial Statements For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Approve Allocation of Income and Dividends of RUB 20.57 per Share For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Feliks Evtushenkov as Director None Against Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Artem Zasurskii as Director None Against Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Aleksei Kornia as Director None Against Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Regina von Flemming as Director None For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Shaygan Kheradpir as Director None For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Thomas Holtrop as Director None Against Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Nadia Shouraboura as Director None For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Konstantin Ernst as Director None For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Valentin Iumashev as Director None For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Irina Borisenkova as Member of Audit Commission For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Natalia Mikheeva as Member of Audit Commission For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Elect Andrei Porokh as Member of Audit Commission For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Ratify Auditor For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Approve New Edition of Regulations on Board of Directors For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Approve New Edition of Regulations on Management For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Approve Company's Membership in Russian Union of Industrialists and Entrepreneurs For For Yes
Mobile TeleSystems PJSC MTSS 607409109  24-Jun-20 Management Approve Company's Membership in AI-Russia Alliance For For Yes
Koninklijke Philips NV PHIA 500472303  26-Jun-20 Management Approve Dividends of EUR 0.85 Per Share For For Yes

 

 

 

 

=====================ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF===================== 

 

Company Name Ticker Provider Security ID Meeting Date Proponent Proposal Text Management Recommendation Vote Instruction Voted
Impinj, Inc. PI 453204109  23-Oct-19 Management Elect Director Peter van Oppen For Withhold Yes
Impinj, Inc. PI 453204109  23-Oct-19 Management Elect Director Theresa Wise For Withhold Yes
Impinj, Inc. PI 453204109  23-Oct-19 Management Elect Director Cathal Phelan For For Yes
Impinj, Inc. PI 453204109  23-Oct-19 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director Peter Farrell For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director Joseph E. Payne For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director Andy Sassine For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director James Barlow For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director Edward W. Holmes For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director Magda Marquet For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Elect Director Karah Parschauer For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Approve Omnibus Stock Plan For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Advisory Vote on Say on Pay Frequency Three Years One Year Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  25-Oct-19 Management Ratify Ernst & Young LLP as Auditors For For Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Franz Walt For For Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Thomas Bologna For Withhold Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Frederick Hallsworth For Withhold Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Brian McDonough For Withhold Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Sarah O'Connor For For Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Heino von Prondzynski For Withhold Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director Zubeen Shroff For Withhold Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Elect Director John Wilkerson For For Yes
Quotient Limited QTNT G73268107  30-Oct-19 Management Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director Martha Z. Carnes For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director John D. Chandler For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director John W. Gibson For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director John R. Hewitt For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director Liane K. Hinrichs For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director James H. Miller For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Elect Director Jim W. Mogg For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Matrix Service Company MTRX 576853105  05-Nov-19 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director John J. Sullivan For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director Gary M. Owens For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director John B. Schmieder For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director Robert V. Dwyer For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director Evan C. Guillemin For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director David M. Kelly For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director David B. Perez For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Elect Director Jennifer S. Alltoft For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Ratify Plante & Moran, PLLC as Auditors For For Yes
Mesa Laboratories, Inc. MLAB 59064R109  05-Nov-19 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Eldorado Resorts, Inc. ERI 28470R102  15-Nov-19 Management Issue Shares in Connection with Merger For For Yes
Eldorado Resorts, Inc. ERI 28470R102  15-Nov-19 Management Change State of Incorporation from Nevada to Delaware For For Yes
Eldorado Resorts, Inc. ERI 28470R102  15-Nov-19 Management Approve the ERI A&R Nevada Charter For For Yes
Eldorado Resorts, Inc. ERI 28470R102  15-Nov-19 Management Adjourn Meeting For For Yes
Dorian LPG Ltd. LPG Y2106R110  21-Nov-19 Management Elect Director John C. Hadjipateras For For Yes
Dorian LPG Ltd. LPG Y2106R110  21-Nov-19 Management Elect Director Malcolm McAvity For Withhold Yes
Dorian LPG Ltd. LPG Y2106R110  21-Nov-19 Management Ratify Deloitte Certified Public Accountants S.A. as Auditors For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Elect Director Deborah A. Farrington For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Elect Director Joseph R. Martin For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Elect Director A. J. "Bert" Moyer For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Elect Director Joseph J. Orlando For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Elect Director Bruce A. Stevens For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Ratify Grant Thornton LLP as Auditors For For Yes
Collectors Universe, Inc. CLCT 19421R200  03-Dec-19 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Elect Director Michael Klein For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Elect Director Rakesh Patel For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Elect Director Susan Wood For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Elect Director Andy Sassine For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Ratify BDO USA, LLP as Auditors For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
iCAD, Inc. ICAD 44934S206  06-Dec-19 Management Approve Qualified Employee Stock Purchase Plan For For Yes
Hebron Technology Co., Ltd. HEBT G4418R101  20-Dec-19 Management Elect Anyuan Sun as Director For For Yes
Hebron Technology Co., Ltd. HEBT G4418R101  20-Dec-19 Management Elect Xuesong Liu as Director For For Yes
Hebron Technology Co., Ltd. HEBT G4418R101  20-Dec-19 Management Elect Haiying Xiang as Director For For Yes
Hebron Technology Co., Ltd. HEBT G4418R101  20-Dec-19 Management Approve Appointment of Wei, Wei & Co., LLP as Independent Registered Public Accounting Firm For For Yes
Hebron Technology Co., Ltd. HEBT G4418R101  20-Dec-19 Management Approve One Million Share Incentive Plan For Against Yes
Hebron Technology Co., Ltd. HEBT G4418R101  20-Dec-19 Management Approve Adjournment Proposal For Against Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Elect Director Mark W. Harding For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Elect Director Harrison H. Augur For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Elect Director Patrick J. Beirne For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Elect Director Arthur G. Epker, III For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Elect Director Richard L. Guido For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Elect Director Peter C. Howell For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Ratify Plante & Moran PLLC as Auditors For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Pure Cycle Corporation PCYO 746228303  15-Jan-20 Management Advisory Vote on Say on Pay Frequency Three Years One Year Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Anne H. Chow For Withhold Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Clayton M. Christensen For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Michael Fung For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Dennis G. Heiner For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Donald J. McNamara For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Joel C. Peterson For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director E. Kay Stepp For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Derek C.M. van Bever For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Elect Director Robert A. Whitman For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Franklin Covey Co. FC 353469109  24-Jan-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director Elizabeth S. Acton For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director Laurent Alpert For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director Allan P. Merrill For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director Peter M. Orser For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director Norma A. Provencio For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director Danny R. Shepherd For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director David J. Spitz For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Elect Director C. Christian Winkle For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Beazer Homes USA, Inc. BZH 07556Q881  05-Feb-20 Management Amend Omnibus Stock Plan For For Yes
Ingles Markets, Inc. IMKTA 457030104  11-Feb-20 Management Elect Director Ernest E. Ferguson For Withhold Yes
Ingles Markets, Inc. IMKTA 457030104  11-Feb-20 Management Elect Director John R. Lowden For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Elect Director Charles T. Munger For Withhold Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Elect Director J.P. Guerin For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Elect Director Gerald L. Salzman For Withhold Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Elect Director Peter D. Kaufman For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Elect Director Gary L. Wilcox For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Elect Director Mary Conlin For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Ratify Squar Milner LLP as Auditors For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Adopt Majority Voting for Uncontested Election of Directors For For Yes
Daily Journal Corporation DJCO 233912104  12-Feb-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Reelect Eyal Kaplan as Director For For Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Reelect Dror Erez as Director For For Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Approve Compensation Policy for the Directors and Officers of the Company For Against Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Approve Amended Compensation of Non-Executive Directors For Against Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Approve Compensation of Eyal Kaplan, Chairman For Against Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Approve Employment Terms of Doron Gerstel, CEO For For Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration For For Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Discuss Financial Statements and the Report of the Board     Yes
Perion Network Ltd. PERI M78673114  13-Feb-20 Management Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager None Against Yes
Powell Industries, Inc. POWL 739128106  19-Feb-20 Management Elect Director Christopher E. Cragg For For Yes
Powell Industries, Inc. POWL 739128106  19-Feb-20 Management Elect Director Perry L. Elders For For Yes
Powell Industries, Inc. POWL 739128106  19-Feb-20 Management Elect Director Katheryn B. Curtis For For Yes
Powell Industries, Inc. POWL 739128106  19-Feb-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Elect Director Walter S. Woltosz For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Elect Director John K. Paglia For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Elect Director David L. Ralph For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Elect Director Daniel Weiner For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Elect Director Lisa LaVange For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Ratify Rose, Snyder, & Jacobs, LLP as Auditors For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Simulations Plus, Inc. SLP 829214105  21-Feb-20 Management Advisory Vote on Say on Pay Frequency Three Years One Year Yes
Kornit Digital Ltd. KRNT M6372Q113  27-Feb-20 Management Approval Renewal of Liability Insurance Policy to Directors/Officers For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director Robert R. Buck For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director Susan F. Davis For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director William C. Griffiths For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director Donald R. Maier For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director Meredith W. Mendes For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director Joseph D. Rupp For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director Curtis M. Stevens For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Elect Director George L. Wilson For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Approve Omnibus Stock Plan For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Quanex Building Products Corporation NX 747619104  27-Feb-20 Management Ratify Grant Thornton LLP as Auditors For For Yes
Construction Partners, Inc. ROAD 21044C107  06-Mar-20 Management Elect Director Craig Jennings For Withhold Yes
Construction Partners, Inc. ROAD 21044C107  06-Mar-20 Management Elect Director Mark R. Matteson For Withhold Yes
Construction Partners, Inc. ROAD 21044C107  06-Mar-20 Management Ratify RSM US LLP as Auditors For For Yes
Independent Bank Corporation IBCP 453838609  21-Apr-20 Management Elect Director Terance L. Beia For For Yes
Independent Bank Corporation IBCP 453838609  21-Apr-20 Management Elect Director Stephen L. Gulis, Jr. For For Yes
Independent Bank Corporation IBCP 453838609  21-Apr-20 Management Elect Director William B. Kessel For For Yes
Independent Bank Corporation IBCP 453838609  21-Apr-20 Management Ratify Crowe LLP as Auditors For For Yes
Independent Bank Corporation IBCP 453838609  21-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Independent Bank Corporation IBCP 453838609  21-Apr-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Elect Director Celestino R. ("Chuck") Pennoni For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Elect Director Vito S. Pantilione For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Elect Director Edward Infantolino For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Elect Director Elizabeth A. Milavsky For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Approve Omnibus Stock Plan For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Ratify RSM US LLP as Auditors For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Parke Bancorp, Inc. PKBK 700885106  21-Apr-20 Management Advisory Vote on Say on Pay Frequency Three Years One Year Yes
Ares Commercial Real Estate Corporation ACRE 04013V108  23-Apr-20 Management Elect Director William S. Benjamin For For Yes
Ares Commercial Real Estate Corporation ACRE 04013V108  23-Apr-20 Management Elect Director Caroline E. Blakely For Withhold Yes
Ares Commercial Real Estate Corporation ACRE 04013V108  23-Apr-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Ares Commercial Real Estate Corporation ACRE 04013V108  23-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Capital City Bank Group, Inc. CCBG 139674105  23-Apr-20 Management Elect Director Thomas A. Barron For For Yes
Capital City Bank Group, Inc. CCBG 139674105  23-Apr-20 Management Elect Director Stanley W. Connally, Jr. For For Yes
Capital City Bank Group, Inc. CCBG 139674105  23-Apr-20 Management Elect Director J. Everitt Drew For For Yes
Capital City Bank Group, Inc. CCBG 139674105  23-Apr-20 Management Elect Director W. Eric Grant For For Yes
Capital City Bank Group, Inc. CCBG 139674105  23-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Capital City Bank Group, Inc. CCBG 139674105  23-Apr-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Paul J. Bickel, III For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director J. McCauley Brown For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director David P. Heintzman For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Donna L. Heitzman For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Carl G. Herde For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director James A. Hillebrand For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Richard A. Lechleiter For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Stephen M. Priebe For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director John L. Schutte For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Norman Tasman For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Elect Director Kathy C. Thompson For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Ratify BKD, LLP as Auditor For For Yes
Stock Yards Bancorp, Inc. SYBT 861025104  23-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Heritage-Crystal Clean, Inc. HCCI 42726M106  28-Apr-20 Management Elect Director Bruce Bruckmann For Withhold Yes
Heritage-Crystal Clean, Inc. HCCI 42726M106  28-Apr-20 Management Elect Director Carmine Falcone For Withhold Yes
Heritage-Crystal Clean, Inc. HCCI 42726M106  28-Apr-20 Management Elect Director Robert W. Willmschen, Jr. For For Yes
Heritage-Crystal Clean, Inc. HCCI 42726M106  28-Apr-20 Management Ratify Grant Thornton LLP as Auditors For For Yes
Heritage-Crystal Clean, Inc. HCCI 42726M106  28-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Heritage-Crystal Clean, Inc. HCCI 42726M106  28-Apr-20 Management Other Business For Against Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Mark B. Segall For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director David E. Glazek For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Lawrence A. Goodman For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director David R. Haas *Withdrawn Resolution*     Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Kurt C. Hall For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Thomas F. Lesinski For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Lee Roy Mitchell For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Donna Reisman For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Elect Director Renana Teperberg For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Approve Omnibus Stock Plan For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Ratify 2019 Equity Grants to Thomas F. Lesinski For For Yes
National CineMedia, Inc. NCMI 635309107  28-Apr-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Ryerson Holding Corporation RYI 783754104  28-Apr-20 Management Elect Director Kirk K. Calhoun For For Yes
Ryerson Holding Corporation RYI 783754104  28-Apr-20 Management Elect Director Jacob Kotzubei For Withhold Yes
Ryerson Holding Corporation RYI 783754104  28-Apr-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Robert L. Zerbe For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Alan L. Rubino For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Heidi Hagen For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Steven C. Gilman For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Kevin E. McLaughlin For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Paul K. Wotton For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Elect Director Dominick C. Colangelo For Withhold Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Amend Omnibus Stock Plan For For Yes
Vericel Corporation VCEL 92346J108  29-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Elect Director John McLernon For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Elect Director James Farrar For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Elect Director William Flatt For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Elect Director Sabah Mirza For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Elect Director Mark Murski For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Elect Director John Sweet For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Ratify KPMG LLP as Auditors For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
City Office REIT, Inc. CIO 178587101  30-Apr-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Goosehead Insurance, Inc. GSHD 38267D109  04-May-20 Management Elect Director Mark E. Jones For Withhold Yes
Goosehead Insurance, Inc. GSHD 38267D109  04-May-20 Management Elect Director Robyn Jones For Withhold Yes
Goosehead Insurance, Inc. GSHD 38267D109  04-May-20 Management Elect Director Peter Lane For For Yes
Goosehead Insurance, Inc. GSHD 38267D109  04-May-20 Management Elect Director Mark Miller For For Yes
Goosehead Insurance, Inc. GSHD 38267D109  04-May-20 Management Elect Director James Reid For For Yes
Goosehead Insurance, Inc. GSHD 38267D109  04-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
The York Water Company YORW 987184108  04-May-20 Management Elect Director Joseph T. Hand For For Yes
The York Water Company YORW 987184108  04-May-20 Management Elect Director Erin C. McGlaughlin For For Yes
The York Water Company YORW 987184108  04-May-20 Management Elect Director Robert P. Newcomer For For Yes
The York Water Company YORW 987184108  04-May-20 Management Elect Director Ernest J. Waters For For Yes
The York Water Company YORW 987184108  04-May-20 Management Ratify Baker Tilly Virchow Krause, LLP as Auditors For For Yes
The York Water Company YORW 987184108  04-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Macatawa Bank Corporation MCBC 554225102  05-May-20 Management Elect Director Birgit M. Klohs For For Yes
Macatawa Bank Corporation MCBC 554225102  05-May-20 Management Elect Director Thomas P. Rosenbach For For Yes
Macatawa Bank Corporation MCBC 554225102  05-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Macatawa Bank Corporation MCBC 554225102  05-May-20 Management Ratify BDO USA, LLP as Auditors For For Yes
Neoleukin Therapeutics, Inc. NLTX 64049K104  05-May-20 Management Elect Director M. Cantey Boyd For For Yes
Neoleukin Therapeutics, Inc. NLTX 64049K104  05-May-20 Management Elect Director Todd Simpson For For Yes
Neoleukin Therapeutics, Inc. NLTX 64049K104  05-May-20 Management Approve Qualified Employee Stock Purchase Plan For For Yes
Neoleukin Therapeutics, Inc. NLTX 64049K104  05-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Neoleukin Therapeutics, Inc. NLTX 64049K104  05-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Neoleukin Therapeutics, Inc. NLTX 64049K104  05-May-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Jerry C. Atkin For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director W. Steve Albrecht For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Russell A. Childs For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Henry J. Eyring For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Meredith S. Madden For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Ronald J. Mittelstaedt For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Andrew C. Roberts For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Keith E. Smith For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director Steven F. Udvar-Hazy For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Elect Director James L. Welch For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
SkyWest, Inc. SKYW 830879102  05-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Accel Entertainment, Inc. ACEL 00436Q106  06-May-20 Management Elect Director Andrew Rubenstein For For Yes
Accel Entertainment, Inc. ACEL 00436Q106  06-May-20 Management Elect Director Karl Peterson For Withhold Yes
Accel Entertainment, Inc. ACEL 00436Q106  06-May-20 Management Ratify KPMG LLP as Auditors For For Yes
Ducommun Incorporated DCO 264147109  06-May-20 Management Elect Director Richard A. Baldridge For For Yes
Ducommun Incorporated DCO 264147109  06-May-20 Management Elect Director Stephen G. Oswald For For Yes
Ducommun Incorporated DCO 264147109  06-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Ducommun Incorporated DCO 264147109  06-May-20 Management Approve Omnibus Stock Plan For For Yes
Ducommun Incorporated DCO 264147109  06-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Great Lakes Dredge & Dock Corporation GLDD 390607109  06-May-20 Management Elect Director Elaine J. Dorward-King For For Yes
Great Lakes Dredge & Dock Corporation GLDD 390607109  06-May-20 Management Elect Director Ryan J. Levenson For For Yes
Great Lakes Dredge & Dock Corporation GLDD 390607109  06-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Great Lakes Dredge & Dock Corporation GLDD 390607109  06-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Elect Director Alan Gardner For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Elect Director Claire Gulmi For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Elect Director Robert Hensley For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Elect Director Lawrence Van Horn For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Elect Director Timothy Wallace For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Community Healthcare Trust Incorporated CHCT 20369C106  07-May-20 Management Ratify BDO USA, LLP as Auditors For For Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Gerald Eugene O'Shaughnessy For Against Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director James Franklin Park For Against Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Juan Cristobal Pavez For For Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Carlos Alberto Gulisano For Against Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Pedro Enrique Aylwin Chiorrini For Against Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Robert A. Bedingfield For For Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Jamie Bennett Coulter For For Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Elect Director Constantin Papadimitriou For For Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Ratify Pistrelli, Henry Martin y Asociados S.R.L. as Auditors For For Yes
GeoPark Limited GPRK G38327105  07-May-20 Management Authorize Audit Committee to Fix Remuneration of the Auditors For For Yes
Gladstone Commercial Corporation GOOD 376536108  07-May-20 Management Elect Director Michela A. English For Withhold Yes
Gladstone Commercial Corporation GOOD 376536108  07-May-20 Management Elect Director Anthony W. Parker For Withhold Yes
Gladstone Commercial Corporation GOOD 376536108  07-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Vectrus, Inc. VEC 92242T101  07-May-20 Management Elect Director William F. Murdy For For Yes
Vectrus, Inc. VEC 92242T101  07-May-20 Management Elect Director Melvin F. Parker For For Yes
Vectrus, Inc. VEC 92242T101  07-May-20 Management Elect Director Stephen L. Waechter For For Yes
Vectrus, Inc. VEC 92242T101  07-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Vectrus, Inc. VEC 92242T101  07-May-20 Management Amend Omnibus Stock Plan For For Yes
Vectrus, Inc. VEC 92242T101  07-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Zymeworks Inc. ZYME 98985W102  07-May-20 Management Elect Director Hollings C. Renton For Withhold Yes
Zymeworks Inc. ZYME 98985W102  07-May-20 Management Elect Director Lota Zoth For Withhold Yes
Zymeworks Inc. ZYME 98985W102  07-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Zymeworks Inc. ZYME 98985W102  07-May-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Zymeworks Inc. ZYME 98985W102  07-May-20 Management Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Elect Director Darren Lampert For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Elect Director Michael Salaman For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Elect Director Stephen Aiello For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Elect Director Sean Stiefel For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Elect Director Paul F. Ciasullo, Jr. For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Ratify Plante & Moran, PLLC as Auditors For For Yes
GrowGeneration, Corp. GRWG 39986L109  11-May-20 Management Amend Omnibus Stock Plan For Against Yes
Luna Innovations Incorporated LUNA 550351100  11-May-20 Management Elect Director Warren B. Phelps, III For For Yes
Luna Innovations Incorporated LUNA 550351100  11-May-20 Management Elect Director Mary Beth Vitale For For Yes
Luna Innovations Incorporated LUNA 550351100  11-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Luna Innovations Incorporated LUNA 550351100  11-May-20 Management Ratify Grant Thornton LLP as Auditors For For Yes
Luna Innovations Incorporated LUNA 550351100  11-May-20 Management Approve Qualified Employee Stock Purchase Plan For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Robert B. Atwell For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Rachel Campos-Duffy For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Michael E. Daniels For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director John N. Dykema For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Terrence R. Fulwiler For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Christopher J. Ghidorzi For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Andrew F. Hetzel, Jr. For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Donald J. Long, Jr. For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Dustin J. McClone For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Susan L. Merkatoris For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Oliver Pierce Smith For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Elect Director Robert J. Weyers For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Ratify Wipfli LLP as Auditors For For Yes
Nicolet Bankshares, Inc. NCBS 65406E102  11-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Steven I. Barlow For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Russell A. Colombo For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director James C. Hale For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Robert Heller For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Norma J. Howard For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Kevin R. Kennedy For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director William H. McDevitt, Jr. For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Leslie E. Murphy For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Joel Sklar For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Elect Director Brian M. Sobel For Withhold Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Approve Outside Director Stock Awards/Options in Lieu of Cash For For Yes
Bank of Marin Bancorp BMRC 063425102  12-May-20 Management Ratify Moss Adams LLP as Auditor For For Yes
Ichor Holdings, Ltd. ICHR G4740B105  12-May-20 Management Elect Director Laura Black For For Yes
Ichor Holdings, Ltd. ICHR G4740B105  12-May-20 Management Elect Director Iain MacKenzie For For Yes
Ichor Holdings, Ltd. ICHR G4740B105  12-May-20 Management Elect Director Thomas Rohrs For For Yes
Ichor Holdings, Ltd. ICHR G4740B105  12-May-20 Management Ratify KPMG LLP as Auditors For For Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Elect Director J. Bryan King For For Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Elect Director Charles D. Hale For Withhold Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Ratify BDO USA, LLP as Auditors For For Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Declassify the Board of Directors For For Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Eliminate Supermajority Vote Requirements to Amend Bylaws For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Eliminate Supermajority Vote Requirement to Remove Directors For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Change Range for Size of the Board For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Eliminate Cumulative Voting For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Amend Articles of Incorporation to Modify Stockholder Proposal Procedures For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Provide Right to Call Special Meeting For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements for Specified Provisions and Opt Out of Section 203 of the Delaware General Corporation Law For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Amend Certificate of Incorporation Regarding Combination Proposals For Against Yes
Lawson Products, Inc. LAWS 520776105  12-May-20 Management Amend Articles of Incorporation For For Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Elect Director James Dondero For For Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Elect Director Brian Mitts For For Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Elect Director Edward Constantino For Withhold Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Elect Director Scott Kavanaugh For Withhold Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Elect Director Arthur Laffer For Withhold Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
NexPoint Residential Trust, Inc. NXRT 65341D102  12-May-20 Management Ratify KPMG LLP as Auditors For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Elect Director Kathy Crusco For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Elect Director Kevin DeNuccio For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Elect Director Michael Everett For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Amend Omnibus Stock Plan For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Amend Nonqualified Employee Stock Purchase Plan For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Calix, Inc. CALX 13100M509  13-May-20 Management Ratify KPMG LLP as Auditors For For Yes
Cytokinetics, Incorporated CYTK 23282W605  13-May-20 Management Elect Director L. Patrick Gage For For Yes
Cytokinetics, Incorporated CYTK 23282W605  13-May-20 Management Elect Director Edward M. Kaye For For Yes
Cytokinetics, Incorporated CYTK 23282W605  13-May-20 Management Elect Director Wendell Wierenga For For Yes
Cytokinetics, Incorporated CYTK 23282W605  13-May-20 Management Amend Qualified Employee Stock Purchase Plan For For Yes
Cytokinetics, Incorporated CYTK 23282W605  13-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Cytokinetics, Incorporated CYTK 23282W605  13-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Elect Director Thomas F. Robards For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Elect Director Lisa Mumford For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Elect Director Laurence Penn For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Elect Director Ronald I. Simon For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Elect Director Edward Resendez For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Ellington Financial Inc. EFC 28852N109  13-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Elect Director Harlan W. Waksal For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Elect Director Tasos G. Konidaris For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Elect Director Eugene Bauer For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Elect Director Cynthia Schwalm For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Elect Director David E. Cohen For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Elect Director Arthur Kirsch For For Yes
Kadmon Holdings, Inc. KDMN 48283N106  13-May-20 Management Ratify BDO USA, LLP as Auditors For For Yes
Retail Value Inc. RVI 76133Q102  13-May-20 Management Elect Director Gary N. Boston For For Yes
Retail Value Inc. RVI 76133Q102  13-May-20 Management Elect Director Henrie W. Koetter For Against Yes
Retail Value Inc. RVI 76133Q102  13-May-20 Management Elect Director David R. Lukes For For Yes
Retail Value Inc. RVI 76133Q102  13-May-20 Management Elect Director Scott D. Roulston For For Yes
Retail Value Inc. RVI 76133Q102  13-May-20 Management Elect Director Barry A. Sholem For Against Yes
Retail Value Inc. RVI 76133Q102  13-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditor For For Yes
Safehold Inc. SAFE 78645L100  13-May-20 Management Elect Director Dean S. Adler For Withhold Yes
Safehold Inc. SAFE 78645L100  13-May-20 Management Elect Director Robin Josephs For For Yes
Safehold Inc. SAFE 78645L100  13-May-20 Management Elect Director Jay S. Nydick For Withhold Yes
Safehold Inc. SAFE 78645L100  13-May-20 Management Elect Director Stefan M. Selig For Withhold Yes
Safehold Inc. SAFE 78645L100  13-May-20 Management Elect Director Jay Sugarman For For Yes
Safehold Inc. SAFE 78645L100  13-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Elect Director Craig D. Gates For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Elect Director Subodh Kulkarni For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Elect Director Michael M. Selzer, Jr. For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Elect Director Vivek Mohindra For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Elect Director Cheryl Beranek For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
CyberOptics Corporation CYBE 232517102  14-May-20 Management Ratify BDO USA, LLP as Auditors For For Yes
Gladstone Land Corporation LAND 376549101  14-May-20 Management Elect Director David Gladstone For For Yes
Gladstone Land Corporation LAND 376549101  14-May-20 Management Elect Director Paul W. Adelgren For Withhold Yes
Gladstone Land Corporation LAND 376549101  14-May-20 Management Elect Director John H. Outland For Withhold Yes
Gladstone Land Corporation LAND 376549101  14-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Vinit K. Asar For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Asif Ahmad For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Christopher B. Begley For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director John T. Fox For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Thomas C. Freyman For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Stephen E. Hare For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Cynthia L. Lucchese For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Richard R. Pettingill For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Elect Director Kathryn M. Sullivan For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Hanger, Inc. HNGR 41043F208  14-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Whitestone REIT WSR 966084204  14-May-20 Management Elect Director Jeffrey A. Jones For For Yes
Whitestone REIT WSR 966084204  14-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Whitestone REIT WSR 966084204  14-May-20 Management Ratify Pannell Kerr Forster of Texas, P.C. as Auditors For For Yes
Five9, Inc. FIVN 338307101  18-May-20 Management Elect Director Kimberly Alexy For Withhold Yes
Five9, Inc. FIVN 338307101  18-May-20 Management Elect Director Michael Burkland For Withhold Yes
Five9, Inc. FIVN 338307101  18-May-20 Management Elect Director Robert Zollars For Withhold Yes
Five9, Inc. FIVN 338307101  18-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Five9, Inc. FIVN 338307101  18-May-20 Management Ratify KPMG LLP as Auditors For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Tzu-Yin "TY" Chiu For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Richard J. Faubert For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director R. John Fletcher For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Arthur L. George, Jr. For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Joseph P. Keithley For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director John T. Kurtzweil For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Mary G. Puma For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Thomas St. Dennis For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Elect Director Jorge Titinger For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Approve Qualified Employee Stock Purchase Plan For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Ratify Ernst & Young LLP as Auditor For For Yes
Axcelis Technologies, Inc. ACLS 054540208  19-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Kevin C. Clark For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director W. Larry Cash For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Thomas C. Dircks For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Gale Fitzgerald For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Darrell S. Freeman, Sr. For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Janice E. Nevin For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Mark Perlberg For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Elect Director Joseph A. Trunfio For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Approve Omnibus Stock Plan For For Yes
Cross Country Healthcare, Inc. CCRN 227483104  19-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Forterra, Inc. FRTA 34960W106  19-May-20 Management Elect Director Maureen Harrell For Withhold Yes
Forterra, Inc. FRTA 34960W106  19-May-20 Management Elect Director Chad Lewis For Withhold Yes
Forterra, Inc. FRTA 34960W106  19-May-20 Management Elect Director Karl H. Watson, Jr. For Withhold Yes
Forterra, Inc. FRTA 34960W106  19-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Forterra, Inc. FRTA 34960W106  19-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Middlesex Water Company MSEX 596680108  19-May-20 Management Elect Director James F. Cosgrove, Jr. For For Yes
Middlesex Water Company MSEX 596680108  19-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Middlesex Water Company MSEX 596680108  19-May-20 Management Ratify Baker Tilly Virchow Krause, LLP as Auditor For For Yes
South Plains Financial, Inc. SPFI 83946P107  19-May-20 Management Elect Director Richard 'Danny' Campbell For Against Yes
South Plains Financial, Inc. SPFI 83946P107  19-May-20 Management Elect Director Cynthia B. 'Cindi' Keith For Against Yes
South Plains Financial, Inc. SPFI 83946P107  19-May-20 Management Ratify Weaver and Tidwell, L.L.P. as Auditors For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Elect Director Joseph Ciaffoni For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Elect Director Michael Heffernan For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Elect Director Gino Santini For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Declassify the Board of Directors For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Eliminate Supermajority Vote Requirement to Amend Bylaws For For Yes
Collegium Pharmaceutical, Inc. COLL 19459J104  20-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Elect Director Angela K. Freeman For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Elect Director Dominic A. Romeo For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Elect Director Andrew M. Rooke For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Change Company Name to The Shyft Group, Inc. For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Amend Omnibus Stock Plan For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Ratify BDO USA, LLP as Auditors For For Yes
Spartan Motors, Inc. SPAR 846819100  20-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Elect Director James R. Neal For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Elect Director W. Denman Van Ness For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Elect Director Joseph M. Limber For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Elect Director Jack L. Wyszomierski For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Elect Director Matthew D. Perry For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Elect Director Barbara Kosacz For Withhold Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
XOMA Corporation XOMA 98419J206  20-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Elect Director Thomas Sandgaard For For Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Elect Director Barry D. Michaels For For Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Elect Director Michael Cress For For Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Elect Director Joshua R. Disbrow For Withhold Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Advisory Vote on Say on Pay Frequency Three Years One Year Yes
Zynex, Inc. ZYXI 98986M103  20-May-20 Management Ratify Plante & Moran, PLLC as Auditors For For Yes
Karyopharm Therapeutics Inc. KPTI 48576U106  21-May-20 Management Elect Director Barry E. Greene For For Yes
Karyopharm Therapeutics Inc. KPTI 48576U106  21-May-20 Management Elect Director Mansoor Raza Mirza For For Yes
Karyopharm Therapeutics Inc. KPTI 48576U106  21-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Karyopharm Therapeutics Inc. KPTI 48576U106  21-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director George C. Freeman, III For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director John D. Gottwald For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director William M. Gottwald For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director Kenneth R. Newsome For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director Gregory A. Pratt For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director Thomas G. Snead, Jr. For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director John M. Steitz For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director Carl E. Tack, III For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Elect Director Anne G. Waleski For For Yes
Tredegar Corporation TG 894650100  21-May-20 Management Ratify KPMG LLP as Auditor For For Yes
AppFolio, Inc. APPF 03783C100  22-May-20 Management Elect Director Klaus Schauser For Withhold Yes
AppFolio, Inc. APPF 03783C100  22-May-20 Management Elect Director William Rauth For Withhold Yes
AppFolio, Inc. APPF 03783C100  22-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
AppFolio, Inc. APPF 03783C100  22-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director Theodore H. Ashford, III For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director A. Russell Chandler, III For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director William G. Miller For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director William G. Miller, II For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director Richard H. Roberts For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director Leigh Walton For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Elect Director Deborah L. Whitmire For For Yes
Miller Industries, Inc. MLR 600551204  22-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Stephen W. Bershad For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Lonny J. Carpenter For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Deborah DiSanzo For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Matthijs Glastra For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Brian D. King For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Ira J. Lamel For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Maxine L. Mauricio For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Dominic A. Romeo For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Elect Director Thomas N. Secor For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Novanta Inc. NOVT 67000B104  26-May-20 Management Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation For For Yes
Verra Mobility Corporation VRRM 92511U102  26-May-20 Management Elect Director Jay Geldmacher For Withhold Yes
Verra Mobility Corporation VRRM 92511U102  26-May-20 Management Elect Director John Rexford For Withhold Yes
Verra Mobility Corporation VRRM 92511U102  26-May-20 Management Elect Director David Roberts For Withhold Yes
Verra Mobility Corporation VRRM 92511U102  26-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Verra Mobility Corporation VRRM 92511U102  26-May-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Verra Mobility Corporation VRRM 92511U102  26-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
PCTEL, Inc. PCTI 69325Q105  27-May-20 Management Elect Director Steven D. Levy For For Yes
PCTEL, Inc. PCTI 69325Q105  27-May-20 Management Elect Director Giacomo Marini For For Yes
PCTEL, Inc. PCTI 69325Q105  27-May-20 Management Elect Director David A. Neumann For For Yes
PCTEL, Inc. PCTI 69325Q105  27-May-20 Management Reduce Authorized Common Stock For For Yes
PCTEL, Inc. PCTI 69325Q105  27-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
PCTEL, Inc. PCTI 69325Q105  27-May-20 Management Ratify Grant Thornton LLP as Auditor For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Michael C. Feiner For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Joseph G. Flanagan For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director John B. Henneman, III For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Alex J. Mandl For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Neal Moszkowski For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Ian Sacks For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Jill Smith For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Anthony J. Speranzo For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Anthony R. Tersigni For For Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Elect Director Albert (Bert) R. Zimmerli For Withhold Yes
R1 RCM Inc. RCM 749397105  27-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director Michael P. Kehoe For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director Steven J. Bensinger For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director Anne C. Kronenberg For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director Robert Lippincott, III For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director James J. Ritchie For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director Frederick L. Russell, Jr. For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Elect Director Gregory M. Share For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Kinsale Capital Group, Inc. KNSL 49714P108  28-May-20 Management Ratify KPMG LLP as Auditors For For Yes
Molecular Templates, Inc. MTEM 608550109  28-May-20 Management Elect Director Eric E. Poma For Against Yes
Molecular Templates, Inc. MTEM 608550109  28-May-20 Management Elect Director Harold E. "Barry" Selick For Against Yes
Molecular Templates, Inc. MTEM 608550109  28-May-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Molecular Templates, Inc. MTEM 608550109  28-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Elect Director Ryan L. Pape For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Elect Director Mark E. Adams For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Elect Director John A. Constantine For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Elect Director Richard K. Crumly For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Elect Director Michael A. Klonne For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Ratify Baker Tilly Virchow Krause, LLP as Auditors For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Approve Omnibus Stock Plan For For Yes
XPEL, Inc. XPEL 98379L100  28-May-20 Management Other Business None Against Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Elect Director David J. Anderson For For Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Elect Director Thomas S. Murley For Withhold Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Elect Director Frank V. Wisneski For For Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Ratify RSM US LLP as Auditors For For Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Amend Qualified Employee Stock Purchase Plan For For Yes
Ameresco, Inc. AMRC 02361E108  29-May-20 Management Approve Omnibus Stock Plan For Against Yes
Krystal Biotech, Inc. KRYS 501147102  29-May-20 Management Elect Director Krish S. Krishnan For Withhold Yes
Krystal Biotech, Inc. KRYS 501147102  29-May-20 Management Elect Director Kirti Ganorkar For Withhold Yes
Krystal Biotech, Inc. KRYS 501147102  29-May-20 Management Ratify Mayer Hoffman McCann P.C. as Auditors For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Elect Director Clifford De Souza For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Elect Director Robin Josephs For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Elect Director Richard Lieb For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Elect Director Barry W. Ridings For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Elect Director Anita Sands For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Elect Director Jay Sugarman For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
iStar Inc. STAR 45031U101  01-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Julian S. Inclan For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Jose Rafael Fernandez For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Juan C. Aguayo For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Jorge Colon-Gerena For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Nestor de Jesus For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Susan Harnett For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Pedro Morazzani For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Edwin Perez For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Elect Director Christa Steele For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Amend Omnibus Stock Plan For For Yes
OFG Bancorp OFG 67103X102  01-Jun-20 Management Ratify KPMG LLP as Auditors For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director Howard G. Berger For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director Marvin S. Cadwell For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director John V. Crues, III For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director Laura P. Jacobs For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director Lawrence L. Levitt For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director David L. Swartz For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Elect Director Ruth V. Wilson For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
RadNet, Inc. RDNT 750491102  01-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Michael M. Tarnow For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Mohammad Azab For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Clarissa Desjardins For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Steven R. Gannon For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Michael R. Hayden For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Frank A. Holler For Withhold Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Gary Patou For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Simon N. Pimstone For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Elect Director Dawn A. Svoronos For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Amend Omnibus Stock Plan For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Ratify KPMG LLP as Auditors For For Yes
Xenon Pharmaceuticals Inc. XENE 98420N105  01-Jun-20 Management Authorize Board to Fix Remuneration of Auditors For For Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Elect Director David H. Wang For Against Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Elect Director Haiping Dun For Against Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Elect Director Chenming C. Hu For Against Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Elect Director Tracy Liu For Against Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Elect Director Yinan Xiang For Against Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Elect Director Zhengfan Yang For Against Yes
ACM Research, Inc. ACMR 00108J109  02-Jun-20 Management Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors For For Yes
Casella Waste Systems, Inc. CWST 147448104  02-Jun-20 Management Elect Director Michael L. Battles For For Yes
Casella Waste Systems, Inc. CWST 147448104  02-Jun-20 Management Elect Director Joseph G. Doody For For Yes
Casella Waste Systems, Inc. CWST 147448104  02-Jun-20 Management Elect Director Emily Nagle Green For For Yes
Casella Waste Systems, Inc. CWST 147448104  02-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Casella Waste Systems, Inc. CWST 147448104  02-Jun-20 Management Ratify RSM US LLP as Auditors For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Elect Director Ivan Kaufman For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Elect Director Melvin F. Lazar For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Elect Director George Tsunis For Withhold Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Elect Director Kenneth J. Bacon For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Amend Omnibus Stock Plan For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Arbor Realty Trust, Inc. ABR 038923108  03-Jun-20 Management Advisory Vote on Say on Pay Frequency Three Years One Year Yes
Arvinas, Inc. ARVN 04335A105  03-Jun-20 Management Elect Director Leslie V. Norwalk For For Yes
Arvinas, Inc. ARVN 04335A105  03-Jun-20 Management Elect Director Liam Ratcliffe For Withhold Yes
Arvinas, Inc. ARVN 04335A105  03-Jun-20 Management Elect Director Timothy Shannon For Withhold Yes
Arvinas, Inc. ARVN 04335A105  03-Jun-20 Management Ratify Deloitte and Touche LLP as Auditors For For Yes
Clarus Corporation CLAR 18270P109  03-Jun-20 Management Elect Director Warren B. Kanders For Withhold Yes
Clarus Corporation CLAR 18270P109  03-Jun-20 Management Elect Director Donald L. House For Withhold Yes
Clarus Corporation CLAR 18270P109  03-Jun-20 Management Elect Director Nicholas Sokolow For Withhold Yes
Clarus Corporation CLAR 18270P109  03-Jun-20 Management Elect Director Michael A. Henning For Withhold Yes
Clarus Corporation CLAR 18270P109  03-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Clarus Corporation CLAR 18270P109  03-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Omega Flex, Inc. OFLX 682095104  03-Jun-20 Management Elect Director Kevin R. Hoben For For Yes
Omega Flex, Inc. OFLX 682095104  03-Jun-20 Management Elect Director Mark F. Albino For For Yes
Omega Flex, Inc. OFLX 682095104  03-Jun-20 Management Elect Director James M. Dubin For Withhold Yes
Omega Flex, Inc. OFLX 682095104  03-Jun-20 Management Ratify RSM US LLP as Auditors For For Yes
Omega Flex, Inc. OFLX 682095104  03-Jun-20 Share Holder Require a Majority Vote for the Election of Directors Against For Yes
OrthoPediatrics Corp. KIDS 68752L100  03-Jun-20 Management Elect Director David R. Pelizzon For Withhold Yes
OrthoPediatrics Corp. KIDS 68752L100  03-Jun-20 Management Elect Director Harald Ruf For Withhold Yes
OrthoPediatrics Corp. KIDS 68752L100  03-Jun-20 Management Elect Director Terry D. Schlotterback For Withhold Yes
OrthoPediatrics Corp. KIDS 68752L100  03-Jun-20 Management Elect Director Kevin L. Unger For Withhold Yes
OrthoPediatrics Corp. KIDS 68752L100  03-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Elect Director Derek Dubner For For Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Elect Director Peter Benz For For Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Elect Director Steven Rubin For Withhold Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Elect Director Robert Swayman For For Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Ratify Grant Thornton LLP as Auditors For For Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
Red Violet, Inc. RDVT 75704L104  03-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106  03-Jun-20 Management Elect Director Gregory P. Hickey For For Yes
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106  03-Jun-20 Management Elect Director Jon Barker For For Yes
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106  03-Jun-20 Management Ratify KPMG LLP as Auditors For For Yes
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106  03-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106  03-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Zumiez Inc. ZUMZ 989817101  03-Jun-20 Management Elect Director Thomas D. Campion For For Yes
Zumiez Inc. ZUMZ 989817101  03-Jun-20 Management Elect Director Sarah (Sally) G. McCoy For For Yes
Zumiez Inc. ZUMZ 989817101  03-Jun-20 Management Elect Director Ernest R. Johnson For For Yes
Zumiez Inc. ZUMZ 989817101  03-Jun-20 Management Elect Director Liliana Gil Valletta For For Yes
Zumiez Inc. ZUMZ 989817101  03-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Zumiez Inc. ZUMZ 989817101  03-Jun-20 Management Ratify Moss Adams LLP as Auditors For For Yes
Limelight Networks, Inc. LLNW 53261M104  04-Jun-20 Management Elect Director Walter D. Amaral For For Yes
Limelight Networks, Inc. LLNW 53261M104  04-Jun-20 Management Elect Director Scott Genereux For For Yes
Limelight Networks, Inc. LLNW 53261M104  04-Jun-20 Management Elect Director Patricia Hadden For For Yes
Limelight Networks, Inc. LLNW 53261M104  04-Jun-20 Management Ratify Ernst & Young LLP as Auditor For For Yes
Limelight Networks, Inc. LLNW 53261M104  04-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Northwest Pipe Company NWPX 667746101  04-Jun-20 Management Elect Director Scott Montross For For Yes
Northwest Pipe Company NWPX 667746101  04-Jun-20 Management Elect Director John Paschal For Withhold Yes
Northwest Pipe Company NWPX 667746101  04-Jun-20 Management Elect Director William Yearsley For For Yes
Northwest Pipe Company NWPX 667746101  04-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Northwest Pipe Company NWPX 667746101  04-Jun-20 Management Ratify Moss Adams LLP as Auditors For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Elect Director Savneet Singh For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Elect Director Douglas G. Rauch For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Elect Director Cynthia A. Russo For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Elect Director John W. Sammon For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Elect Director James C. Stoffel For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Increase Authorized Common Stock For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Amend Omnibus Stock Plan For For Yes
PAR Technology Corporation PAR 698884103  04-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Yossi Ben Shalom as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Nir Cohen as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Kineret Ya'ari as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Joseph Weiss as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Alon Dumanis as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Guy Zur as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reelect Haim Regev as Director For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Re-approval Employment Terms of Yossi Ben Shalom, Chairman For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Approve Compensation of Joseph Weiss, Director and Business Development Consultant to For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Approve Amended Employment Terms of Dov Sella, CEO For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Approve Amended Compensation Policy for the Directors and Officers of the Company For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration For For Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Discuss Financial Statements and the Report of the Board     Yes
Rada Electronic Industries Ltd. RADA M81863124  04-Jun-20 Management Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager None Against Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director Peter Farrell For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director Joseph E. Payne For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director Andy Sassine For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director James Barlow For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director Edward W. Holmes For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director Magda Marquet For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Elect Director Karah Parschauer For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Approve Qualified Employee Stock Purchase Plan For For Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
Arcturus Therapeutics Holdings Inc. ARCT 03969T109  05-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Veracyte, Inc. VCYT 92337F107  05-Jun-20 Management Elect Director Bonnie H. Anderson For For Yes
Veracyte, Inc. VCYT 92337F107  05-Jun-20 Management Elect Director Robert S. Epstein For For Yes
Veracyte, Inc. VCYT 92337F107  05-Jun-20 Management Elect Director Evan Jones For For Yes
Veracyte, Inc. VCYT 92337F107  05-Jun-20 Management Amend Qualified Employee Stock Purchase Plan For For Yes
Veracyte, Inc. VCYT 92337F107  05-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Veracyte, Inc. VCYT 92337F107  05-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Elect Director Donald R. Brisch For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Elect Director Michael P. Dempsey For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Elect Director Robert W. Holmes For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Elect Director Stephen E. Johnson For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Elect Director David R. Sachse For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Ratify Dixon Hughes Goodman, LLP as Auditors For For Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Approve Omnibus Stock Plan For Against Yes
Bank First Corporation BFC 06211J100  08-Jun-20 Management Other Business For Against Yes
Kodiak Sciences Inc. KOD 50015M109  08-Jun-20 Management Elect Director Taiyin Yang For For Yes
Kodiak Sciences Inc. KOD 50015M109  08-Jun-20 Management Elect Director Bassil I. Dahiyat For Withhold Yes
Kodiak Sciences Inc. KOD 50015M109  08-Jun-20 Management Elect Director Charles A. Bancroft For For Yes
Kodiak Sciences Inc. KOD 50015M109  08-Jun-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Ardelyx, Inc. ARDX 039697107  09-Jun-20 Management Elect Director Robert Bazemore For Withhold Yes
Ardelyx, Inc. ARDX 039697107  09-Jun-20 Management Elect Director Gordon Ringold For Withhold Yes
Ardelyx, Inc. ARDX 039697107  09-Jun-20 Management Elect Director Richard Rodgers For Withhold Yes
Ardelyx, Inc. ARDX 039697107  09-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Ardelyx, Inc. ARDX 039697107  09-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Ardelyx, Inc. ARDX 039697107  09-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Calithera Biosciences, Inc. CALA 13089P101  09-Jun-20 Management Elect Director Susan M. Molineaux For Withhold Yes
Calithera Biosciences, Inc. CALA 13089P101  09-Jun-20 Management Elect Director Blake Wise For Withhold Yes
Calithera Biosciences, Inc. CALA 13089P101  09-Jun-20 Management Elect Director H. Ward Wolff For Withhold Yes
Calithera Biosciences, Inc. CALA 13089P101  09-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Calithera Biosciences, Inc. CALA 13089P101  09-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Calithera Biosciences, Inc. CALA 13089P101  09-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Elect Director Byron L. Boston For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Elect Director Michael R. Hughes For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Elect Director Barry A. Igdaloff For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Elect Director Robert A. Salcetti For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Elect Director David H. Stevens For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Approve Omnibus Stock Plan For For Yes
Dynex Capital, Inc. DX 26817Q886  09-Jun-20 Management Ratify BDO USA, LLP as Auditors For For Yes
IVERIC bio, Inc. ISEE 46583P102  09-Jun-20 Management Elect Director Jane P. Henderson For For Yes
IVERIC bio, Inc. ISEE 46583P102  09-Jun-20 Management Elect Director Glenn P. Sblendorio For For Yes
IVERIC bio, Inc. ISEE 46583P102  09-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
IVERIC bio, Inc. ISEE 46583P102  09-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Syndax Pharmaceuticals, Inc. SNDX 87164F105  09-Jun-20 Management Elect Director Fabrice Egros For Withhold Yes
Syndax Pharmaceuticals, Inc. SNDX 87164F105  09-Jun-20 Management Elect Director Pierre Legault For Withhold Yes
Syndax Pharmaceuticals, Inc. SNDX 87164F105  09-Jun-20 Management Elect Director Michael A. Metzger For For Yes
Syndax Pharmaceuticals, Inc. SNDX 87164F105  09-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
TechTarget, Inc. TTGT 87874R100  09-Jun-20 Management Elect Director Michael Cotoia For For Yes
TechTarget, Inc. TTGT 87874R100  09-Jun-20 Management Elect Director Roger M. Marino For For Yes
TechTarget, Inc. TTGT 87874R100  09-Jun-20 Management Elect Director Christina G. Van Houten For For Yes
TechTarget, Inc. TTGT 87874R100  09-Jun-20 Management Ratify Stowe & Degon, LLC as Auditors For For Yes
TechTarget, Inc. TTGT 87874R100  09-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director Paul D. Arling For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director Satjiv S. Chahil For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director Sue Ann R. Hamilton For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director William C. Mulligan For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director J.C. Sparkman For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director Gregory P. Stapleton For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director Carl E. Vogel For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Elect Director Edward K. Zinser For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Universal Electronics Inc. UEIC 913483103  09-Jun-20 Management Ratify Grant Thornton LLP as Auditors For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Ofer Elyakim For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Thomas A. Lacey For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Cynthia Paul For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Gabi Seligsohn For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Yair Seroussi For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Norman P. Taffe For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Elect Director Kenneth H. Traub For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Amend Qualified Employee Stock Purchase Plan For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Ratify Kost Forer Gabbay & Kasierer as Auditor For For Yes
DSP Group, Inc. DSPG 23332B106  10-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director Patrick J. Harshman For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director Patrick Gallagher For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director Deborah L. Clifford For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director David Krall For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director Mitzi Reaugh For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director Susan G. Swenson For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Elect Director Nikos Theodosopoulos For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Amend Qualified Employee Stock Purchase Plan For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Amend Omnibus Stock Plan For For Yes
Harmonic Inc. HLIT 413160102  10-Jun-20 Management Ratify Armanino LLP as Auditors For For Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director Patrick Soon-Shiong For For Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director Barry J. Simon For For Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director Steve Gorlin For Withhold Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director Michael D. Blaszyk For Withhold Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director Frederick W. Driscoll For For Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director John C. Thomas, Jr. For For Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Elect Director Cheryl L. Cohen For Withhold Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
NantKwest, Inc. NK 63016Q102  10-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director M. Scott Ashbrook For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director R. Blake Chatelain For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director Kirk D. Cooper For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director F. William Hackmeyer, Jr. For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director Barry D. Hines For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director Robert A. Nichols For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director Willie P. Obey For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director Teddy R. Price For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director John C. Simpson For Withhold Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director Don L. Thompson For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Elect Director H. Lindsey Torbett For For Yes
Red River Bancshares, Inc. RRBI 75686R202  10-Jun-20 Management Ratify Postlethwaite & Netterville, APAC as Auditors For For Yes
UFP Technologies, Inc. UFPT 902673102  10-Jun-20 Management Elect Director Robert W. Pierce, Jr. For For Yes
UFP Technologies, Inc. UFPT 902673102  10-Jun-20 Management Elect Director Daniel C. Croteau For For Yes
UFP Technologies, Inc. UFPT 902673102  10-Jun-20 Management Elect Director Cynthia L. Feldmann For For Yes
UFP Technologies, Inc. UFPT 902673102  10-Jun-20 Management Declassify the Board of Directors For For Yes
UFP Technologies, Inc. UFPT 902673102  10-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
UFP Technologies, Inc. UFPT 902673102  10-Jun-20 Management Ratify Grant Thornton LLP as Auditor For For Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director David Blundin For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director Sanju Bansal For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director Seth Birnbaum For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director Paul Deninger For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director John Lunny For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director George Neble For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director John Shields For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Elect Director Mira Wilczek For Withhold Yes
EverQuote, Inc. EVER 30041R108  11-Jun-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Elect Director John F. Barr For For Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Elect Director Brian R. Boal For For Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Elect Director John W. McCullough For Withhold Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Elect Director Marisa A. Shockley For For Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Ratify Baker Tilly Virchow Krause, LLP as Auditors For For Yes
First United Corporation FUNC 33741H107  11-Jun-20 Share Holder Elect Director Michael J. Driscoll For Do Not Vote Yes
First United Corporation FUNC 33741H107  11-Jun-20 Share Holder Elect Director Lisa Narrell-Mead For Do Not Vote Yes
First United Corporation FUNC 33741H107  11-Jun-20 Share Holder Elect Director Ethan C. Elzen For Do Not Vote Yes
First United Corporation FUNC 33741H107  11-Jun-20 Share Holder Management Nominee Marisa A. Shockley For Do Not Vote Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation Against Do Not Vote Yes
First United Corporation FUNC 33741H107  11-Jun-20 Management Ratify Baker Tilly Virchow Krause, LLP as Auditors Against Do Not Vote Yes
UMH Properties, Inc. UMH 903002103  11-Jun-20 Management Elect Director Jeffrey A. Carus For Withhold Yes
UMH Properties, Inc. UMH 903002103  11-Jun-20 Management Elect Director Matthew I. Hirsch For Withhold Yes
UMH Properties, Inc. UMH 903002103  11-Jun-20 Management Elect Director Kenneth K. Quigley, Jr. For Withhold Yes
UMH Properties, Inc. UMH 903002103  11-Jun-20 Management Ratify PKF O'Connor Davies, LLP as Auditors For For Yes
UMH Properties, Inc. UMH 903002103  11-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Elect Director Roger Susi For Withhold Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Elect Director Leslie McDonnell - Withdrawn     Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Elect Director James Hawkins For For Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Elect Director Monty Allen For For Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Elect Director Anthony Vuoto For For Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Ratify RSM US LLP as Auditors For For Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
IRadimed Corporation IRMD 46266A109  12-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Mersana Therapeutics, Inc. MRSN 59045L106  12-Jun-20 Management Elect Director David Mott For Withhold Yes
Mersana Therapeutics, Inc. MRSN 59045L106  12-Jun-20 Management Elect Director Anna Protopapas For Withhold Yes
Mersana Therapeutics, Inc. MRSN 59045L106  12-Jun-20 Management Elect Director Lawrence M. Alleva For Withhold Yes
Mersana Therapeutics, Inc. MRSN 59045L106  12-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Newtek Business Services Corp. NEWT 652526203  12-Jun-20 Management Elect Director Richard J. Salute For For Yes
Newtek Business Services Corp. NEWT 652526203  12-Jun-20 Management Elect Director Salvatore F. Mulia For For Yes
Newtek Business Services Corp. NEWT 652526203  12-Jun-20 Management Ratify RSM US LLP as Auditors For For Yes
Newtek Business Services Corp. NEWT 652526203  12-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Aspen Aerogels, Inc. ASPN 04523Y105  18-Jun-20 Management Elect Director Steven R. Mitchell For Withhold Yes
Aspen Aerogels, Inc. ASPN 04523Y105  18-Jun-20 Management Elect Director Richard F. Reilly For Withhold Yes
Aspen Aerogels, Inc. ASPN 04523Y105  18-Jun-20 Management Elect Director Donald R. Young For Withhold Yes
Aspen Aerogels, Inc. ASPN 04523Y105  18-Jun-20 Management Ratify KPMG LLP as Auditors For For Yes
Aspen Aerogels, Inc. ASPN 04523Y105  18-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Aspen Aerogels, Inc. ASPN 04523Y105  18-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Minerva Neurosciences, Inc. NERV 603380106  19-Jun-20 Management Elect Director David Kupfer For Withhold Yes
Minerva Neurosciences, Inc. NERV 603380106  19-Jun-20 Management Elect Director Jan van Heek For Withhold Yes
Minerva Neurosciences, Inc. NERV 603380106  19-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
Minerva Neurosciences, Inc. NERV 603380106  19-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Minerva Neurosciences, Inc. NERV 603380106  19-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Minerva Neurosciences, Inc. NERV 603380106  19-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Adverum Biotechnologies, Inc. ADVM 00773U108  23-Jun-20 Management Elect Director Mehdi Gasmi For For Yes
Adverum Biotechnologies, Inc. ADVM 00773U108  23-Jun-20 Management Elect Director Mark Lupher For Withhold Yes
Adverum Biotechnologies, Inc. ADVM 00773U108  23-Jun-20 Management Elect Director Scott M. Whitcup For For Yes
Adverum Biotechnologies, Inc. ADVM 00773U108  23-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Adverum Biotechnologies, Inc. ADVM 00773U108  23-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Adverum Biotechnologies, Inc. ADVM 00773U108  23-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director Lawrence "Larry" Mendelsohn For For Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director Russell Schaub For For Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director Steven L. Begleiter For For Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director John C. Condas For For Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director Jonathan Bradford Handley, Jr. For Withhold Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director Paul Friedman For For Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Elect Director J. Kirk Ogren, Jr. For Withhold Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Ratify Moss Adams LLP as Auditors For For Yes
Great Ajax Corp. AJX 38983D300  23-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Elect Director Joseph R. Bronson For For Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Elect Director Marco Iansiti For For Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Ratify BPM LLP as Auditors For For Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Amend Qualified Employee Stock Purchase Plan For Against Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Amend the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes For Against Yes
PDF Solutions, Inc. PDFS 693282105  23-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Sculptor Capital Management, Inc. SCU 811246107  24-Jun-20 Management Elect Director Robert S. Shafir For For Yes
Sculptor Capital Management, Inc. SCU 811246107  24-Jun-20 Management Elect Director James S. Levin For For Yes
Sculptor Capital Management, Inc. SCU 811246107  24-Jun-20 Management Ratify Ernst & Young LLP as Auditors For For Yes
Sculptor Capital Management, Inc. SCU 811246107  24-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Kala Pharmaceuticals, Inc. KALA 483119103  25-Jun-20 Management Elect Director Robert Paull For Withhold Yes
Kala Pharmaceuticals, Inc. KALA 483119103  25-Jun-20 Management Elect Director Howard B. Rosen For Withhold Yes
Kala Pharmaceuticals, Inc. KALA 483119103  25-Jun-20 Management Elect Director Rajeev Shah For Withhold Yes
Kala Pharmaceuticals, Inc. KALA 483119103  25-Jun-20 Management Ratify Deloitte & Touche LLP as Auditors For For Yes
Kala Pharmaceuticals, Inc. KALA 483119103  25-Jun-20 Management Amend Omnibus Stock Plan For Against Yes
Ocular Therapeutix, Inc. OCUL 67576A100  25-Jun-20 Management Elect Director Jeffrey S. Heier For Withhold Yes
Ocular Therapeutix, Inc. OCUL 67576A100  25-Jun-20 Management Elect Director Bruce A. Peacock For Withhold Yes
Ocular Therapeutix, Inc. OCUL 67576A100  25-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Ocular Therapeutix, Inc. OCUL 67576A100  25-Jun-20 Management Advisory Vote on Say on Pay Frequency One Year One Year Yes
Ocular Therapeutix, Inc. OCUL 67576A100  25-Jun-20 Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Accept Financial Statements and Statutory Reports For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Allocation of Income and Omission of Dividends For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Discharge of Board and Senior Management For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Fixed Remuneration of Directors in the Amount of CHF 565,000 For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Equity Remuneration of Directors in the Amount of CHF 635,000 For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Fixed Remuneration of Executive Committee in the Amount of CHF 2.8 Million For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Variable Remuneration of Executive Committee in the Amount of CHF 1.1 Million For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Equity Remuneration of Executive Committee in the Amount of CHF 3.5 Million For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Remuneration Report For Against Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Douglas Williams as Director and Board Chairman For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Martin Velasco as Director and Vice Chairman For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Peter Bollmann as Director For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Andrea Pfeifer as Director For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Tom Graney as Director For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Werner Lanthaler as Director For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reelect Roy Twyman as Director For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reappoint Douglas Williams as Member of the Compensation, Nomination and Corporate Governance Committee For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reappoint Martin Velasco as Member of the Compensation, Nomination and Corporate Governance Committee For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Reappoint Tom Graney as Member of the Compensation, Nomination and Corporate Governance Committee For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Ratify PricewaterhouseCoopers SA as Auditors For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Designate Reymond & Associes as Independent Proxy For For Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Creation of CHF 290,000 Pool of Capital without Preemptive Rights For Against Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Approve Creation of CHF 91,561 Pool of Conditional Capital for Bonds or Similar Debt Instruments For Against Yes
AC Immune SA ACIU H00263105  26-Jun-20 Management Transact Other Business (Voting) For Against Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Elect Director Michael Klein For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Elect Director Nathaniel Dalton For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Elect Director Rakesh Patel For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Elect Director Andy Sassine For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Elect Director Susan Wood For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Increase Authorized Common Stock For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
iCAD, Inc. ICAD 44934S206  26-Jun-20 Management Ratify BDO USA, LLP as Auditors For For Yes
BRT Apartments Corp. BRT 055645303  30-Jun-20 Management Elect Director Fredric H. Gould For For Yes
BRT Apartments Corp. BRT 055645303  30-Jun-20 Management Elect Director Gary Hurand For Against Yes
BRT Apartments Corp. BRT 055645303  30-Jun-20 Management Elect Director Elie Weiss For For Yes
BRT Apartments Corp. BRT 055645303  30-Jun-20 Management Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
BRT Apartments Corp. BRT 055645303  30-Jun-20 Management Approve Omnibus Stock Plan For Against Yes

 

 

 

 

======================ADVISORSHARES DOUBLELINE VALUE EQUITY ETF=====================

  

Company Name Meeting Date Ticker Security ID Agenda Item Description Management or Shareholder Proposal Management Recommendation Fund Vote
Company Name as it appeared on the ballot ISO Date Format (yyyymmdd)   Cusip, isin, or sedol as it appears on the ballot. As it appears on the ballot Identify MGMT or Sharehold - any item not defined will be assumed management As it appears on the ballot FOR, AGAINST, ABSTAIN, WITHHOLD, etc
Alcon AG 20200506 ALC H01301128 Accounts and Reports MGMT For TNA
Alcon AG 20200506 ALC H01301128 Ratification of Board and Management Acts MGMT For TNA
Alcon AG 20200506 ALC H01301128 Allocation of Profits MGMT For TNA
Alcon AG 20200506 ALC H01301128 Compensation Report MGMT For TNA
Alcon AG 20200506 ALC H01301128 Board Compensation MGMT For TNA
Alcon AG 20200506 ALC H01301128 Executive Compensation MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect F. Michael Ball as Board Chair MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Lynn D. Bleil MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Arthur Cummings MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect David Endicott MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Thomas Glanzmann MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect D. Keith Grossman MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Scott H. Maw MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Karen J. May MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Ines Poschel MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Dieter Spalti MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Thomas Glanzmann as Compensation Committee Member MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect D. Keith Grossman as Compensation Committee Member MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Karen J. May as Compensation Committee Member MGMT For TNA
Alcon AG 20200506 ALC H01301128 Elect Ines Poschel as Compensation Committee Member MGMT For TNA
Alcon AG 20200506 ALC H01301128 Appointment of Independent Proxy MGMT For TNA
Alcon AG 20200506 ALC H01301128 Appointment of Auditor MGMT For TNA
Alcon AG 20200506 ALC H01301128 Additional or Amended Proposals MGMT N/A TNA
Alibaba Group Holding Limited 20190715 BABA 01609W102 Share Subdivision MGMT For For
Alibaba Group Holding Limited 20190715 BABA 01609W102 Elect Daniel Yong ZHANG MGMT For For
Alibaba Group Holding Limited 20190715 BABA 01609W102 Elect Chee Hwa Tung MGMT For For
Alibaba Group Holding Limited 20190715 BABA 01609W102 Elect Jerry YANG Chih-Yuan MGMT For For
Alibaba Group Holding Limited 20190715 BABA 01609W102 Elect Wan Ling Martello MGMT For For
Alibaba Group Holding Limited 20190715 BABA 01609W102 Ratification of Auditor MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Larry Page MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Sergey Brin MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Sundar Pichai MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect John L. Hennessy MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Frances H. Arnold MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect L. John Doerr MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Roger W. Ferguson, Jr. MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Ann Mather MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Alan R. Mulally MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect K. Ram Shriram MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Elect Robin L. Washington MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Ratification of Auditor MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Amendment to the 2012 Stock Plan MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Advisory Vote on Executive Compensation MGMT For For
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Recapitalization Sharehold Against For
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Report on Government Takedown Requests Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Majority Vote for Election of Directors Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board Sharehold Against Against
Alphabet Inc. 20200603 GOOGL 02079K305 Shareholder Proposal Regarding Report on Whistleblower Policies Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Jeffrey P. Bezos MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Rosalind G. Brewer MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Jamie S. Gorelick MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Daniel P. Huttenlocher MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Judith A. McGrath MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Indra K. Nooyi MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Jonathan J. Rubinstein MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Thomas O. Ryder MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Patricia Q. Stonesifer MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Elect Wendell P. Weeks MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Ratification of Auditor MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Advisory Vote on Executive Compensation MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Reduce Ownership Threshold for Shareholders to Call Special Meetings MGMT For For
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Report on Food Waste Sharehold Against For
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Report on Customer Due Diligence Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products Sharehold Against For
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Report on Community Impacts Sharehold Against For
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Report on Viewpoint Discrimination Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Report on Promotion Data Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Against For
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Human Rights Impact Assessment Sharehold Against Against
Amazon.com, Inc. 20200527 AMZN 023135106 Shareholder Proposal Regarding Lobbying Report Sharehold Against For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Nicholas K. Akins MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect David J. Anderson MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect J. Barnie Beasley, Jr. MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Ralph D. Crosby, Jr. MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Art A. Garcia MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Linda A. Goodspeed MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Thomas E. Hoaglin MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Sandra Beach Lin MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Margaret M. McCarthy MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Richard C. Notebaert MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Stephen S. Rasmussen MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Oliver G. Richard, III MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Elect Sara Martinez Tucker MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Ratification of Auditor MGMT For For
American Electric Power Company, Inc. 20200421 AEP 025537101 Advisory Vote on Executive Compensation MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Thomas Bartlett MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Raymond P. Dolan MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Robert D. Hormats MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Gustavo Lara Cantu MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Grace D. Lieblein MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Craig Macnab MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect JoAnn A. Reed MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Pamela D.A. Reeve MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect David E. Sharbutt MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Bruce L. Tanner MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Elect Samme L. Thompson MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Ratification of Auditor MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Advisory Vote on Executive Compensation MGMT For For
American Tower Corporation 20200518 AMT 03027X100 Shareholder Proposal Regarding Political Contributions and Expenditures Report Sharehold Against For
American Tower Corporation 20200518 AMT 03027X100 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Against For
Anadarko Petroleum Corporation 20190808 APC 032511107 Merger MGMT For For
Anadarko Petroleum Corporation 20190808 APC 032511107 Advisory Vote on Golden Parachutes MGMT For Against
Anthem, Inc. 20200521 ANTM 036752103 Elect Gail K. Boudreaux MGMT For For
Anthem, Inc. 20200521 ANTM 036752103 Elect R. Kerry Clark MGMT For For
Anthem, Inc. 20200521 ANTM 036752103 Elect Robert L. Dixon, Jr. MGMT For For
Anthem, Inc. 20200521 ANTM 036752103 Advisory Vote on Executive Compensation MGMT For For
Anthem, Inc. 20200521 ANTM 036752103 Ratification of Auditor MGMT For For
Anthem, Inc. 20200521 ANTM 036752103 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Against For
Astrazeneca plc 20200429 AZN 046353108 Accounts and Reports MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Allocation of Profits/Dividends MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Appointment of Auditor MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authority to Set Auditor's Fees MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Leif Johansson MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Pascal Soriot MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Marc Dunoyer MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Genevieve B. Berger MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Philip Broadley MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Graham A. Chipchase MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Michel Demare MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Deborah DiSanzo Eldracher MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Sheri McCoy MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Tony SK MOK MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Nazneen Rahman MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Elect Marcus Wallenberg MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Remuneration Report (Advisory) MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Remuneration Policy (Binding) MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authorisation of Political Donations MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authority to Issue Shares w/ Preemptive Rights MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authority to Issue Shares w/o Preemptive Rights MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authority to Repurchase Shares MGMT For For
Astrazeneca plc 20200429 AZN 046353108 Authority to Set General Meeting Notice Period at 14 Days MGMT For For
Astrazeneca plc 20200429 AZN 046353108 2020 Performance Share Plan MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Sharon L. Allen MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Susan S. Bies MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Jack O. Bovender, Jr. MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Frank P. Bramble, Sr. MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Pierre J. P. de Weck MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Arnold W. Donald MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Linda P. Hudson MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Monica C. Lozano MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Thomas J. May MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Brian T. Moynihan MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Lionel L. Nowell, III MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Denise L. Ramos MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Clayton S. Rose MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Michael D. White MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Thomas D. Woods MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect R. David Yost MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Elect Maria T. Zuber MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Advisory Vote on Executive Compensation MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Ratification of Auditor MGMT For For
Bank of America Corporation 20200422 BAC 060505104 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Sharehold Against For
Bank of America Corporation 20200422 BAC 060505104 Shareholder Proposal Regarding Right to Act by Written Consent Sharehold Against For
Bank of America Corporation 20200422 BAC 060505104 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Sharehold Against For
Bank of America Corporation 20200422 BAC 060505104 Shareholder Proposal Regarding Purpose of a Corporation Sharehold Against Against
Chevron Corporation 20200527 CVX 166764100 Elect Wanda M. Austin MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect John B. Frank MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Alice P. Gast MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Enrique Hernandez, Jr. MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Charles W. Moorman IV MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Dambisa F. Moyo MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Debra L. Reed-Klages MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Ronald D. Sugar MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect D. James Umpleby III MGMT For For
Chevron Corporation 20200527 CVX 166764100 Elect Michael K. Wirth MGMT For For
Chevron Corporation 20200527 CVX 166764100 Ratification of Auditor MGMT For For
Chevron Corporation 20200527 CVX 166764100 Advisory Vote on Executive Compensation MGMT For For
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Lobbying Report Sharehold Against For
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Formation of Climate Change Committee Sharehold Against For
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Sharehold Against For
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Sharehold Against For
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Report on Human Rights Risks Sharehold Against Against
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Against For
Chevron Corporation 20200527 CVX 166764100 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
Chubb Limited 20200520 CB H1467J104 Accounts and Reports MGMT For For
Chubb Limited 20200520 CB H1467J104 Allocation of Profits MGMT For For
Chubb Limited 20200520 CB H1467J104 Dividend from Reserves MGMT For For
Chubb Limited 20200520 CB H1467J104 Ratification of Board Acts MGMT For For
Chubb Limited 20200520 CB H1467J104 Election of Statutory Auditor MGMT For For
Chubb Limited 20200520 CB H1467J104 Appointment of Auditor MGMT For For
Chubb Limited 20200520 CB H1467J104 Appointment of Special Auditor MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Evan G. Greenberg MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Michael G. Atieh MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Sheila P. Burke MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect James I. Cash, Jr. MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Mary A. Cirillo MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Michael P. Connors MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect John A. Edwardson MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Robert J. Hugin MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Robert W. Scully MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Eugene B. Shanks, Jr. MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Theodore E. Shasta MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect David H. Sidwell MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Olivier Steimer MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Frances F. Townsend MGMT For For
Chubb Limited 20200520 CB H1467J104 Election of Board Chair Evan G. Greenberg MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Michael P. Connors MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Mary A. Cirillo MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect John A. Edwardson MGMT For For
Chubb Limited 20200520 CB H1467J104 Elect Frances F. Townsend MGMT For For
Chubb Limited 20200520 CB H1467J104 Appointment of Independent Proxy (Switzerland) MGMT For Against
Chubb Limited 20200520 CB H1467J104 Amendment to Articles Regarding Authorized Share Capital for General Purposes MGMT For For
Chubb Limited 20200520 CB H1467J104 Cancellation of Shares and Reduction in Share Capital MGMT For For
Chubb Limited 20200520 CB H1467J104 Board Compensation MGMT For For
Chubb Limited 20200520 CB H1467J104 Executive Compensation MGMT For For
Chubb Limited 20200520 CB H1467J104 Advisory Vote on Executive Compensation MGMT For For
Chubb Limited 20200520 CB H1467J104 Additional or Amended Proposals MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect David M. Cordani MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect William J. DeLaney MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Eric J. Foss MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Elder Granger MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Isaiah Harris, Jr. MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Roman Martinez IV MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Kathleen M. Mazzarella MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Mark B. McClellan MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect John M. Partridge MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect William L. Roper MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Eric C. Wiseman MGMT For For
Cigna Corporation 20200422 CI 125523100 Elect Donna F. Zarcone MGMT For For
Cigna Corporation 20200422 CI 125523100 Advisory Vote on Executive Compensation MGMT For For
Cigna Corporation 20200422 CI 125523100 Ratification of Auditor MGMT For For
Cigna Corporation 20200422 CI 125523100 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Against For
Cigna Corporation 20200422 CI 125523100 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Against Against
Comcast Corporation 20200603 CMCSA 20030N101 Elect Kenneth J. Bacon MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Madeline S. Bell MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Naomi M. Bergman MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Edward D. Breen MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Gerald L. Hassell MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Jeffrey A. Honickman MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Maritza Gomez Montiel MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Asuka Nakahara MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect David C. Novak MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Elect Brian L. Roberts MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Ratification of Auditor MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Amendment to the 2003 Stock Option Plan MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Amendment to the 2002 Restricted Stock Plan MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Advisory vote on executive compensation MGMT For For
Comcast Corporation 20200603 CMCSA 20030N101 Shareholder Proposal Regarding Lobbying Report Sharehold Against For
Comcast Corporation 20200603 CMCSA 20030N101 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
Comcast Corporation 20200603 CMCSA 20030N101 Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment Sharehold Against For
Concho Resources Inc. 20200427 CXO 20605P101 Elect Timothy A. Leach MGMT For For
Concho Resources Inc. 20200427 CXO 20605P101 Elect William H. Easter III MGMT For For
Concho Resources Inc. 20200427 CXO 20605P101 Ratification of Auditor MGMT For For
Concho Resources Inc. 20200427 CXO 20605P101 Advisory Vote on Executive Compensation MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Fernando Aguirre MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect C. David Brown II MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Alecia A. DeCoudreaux MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Nancy-Ann M. DeParle MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect David W. Dorman MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Roger N. Farah MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Anne M. Finucane MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Edward J. Ludwig MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Larry J. Merlo MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Jean-Pierre Millon MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Mary L. Schapiro MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect William C. Weldon MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Elect Tony L. White MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Ratification of Auditor MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Advisory Vote on Executive Compensation MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Amendment to the 2017 Incentive Compensation Plan MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Amendment to the 2007 Employee Stock Purchase Plan MGMT For For
CVS Health Corporation 20200514 CVS 126650100 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Sharehold Against For
CVS Health Corporation 20200514 CVS 126650100 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
Dollar General Corporation 20200527 DG 256677105 Elect Warren F. Bryant MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Michael M. Calbert MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Sandra B. Cochran MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Patricia D. Fili-Krushel MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Timothy I. McGuire MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect William C. Rhodes, III MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Debra A. Sandler MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Ralph E. Santana MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elect Todd J. Vasos MGMT For For
Dollar General Corporation 20200527 DG 256677105 Advisory Vote on Executive Compensation MGMT For For
Dollar General Corporation 20200527 DG 256677105 Ratification of Auditor MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elimination of Supermajority Requirement to amend the Company's Charter MGMT For For
Dollar General Corporation 20200527 DG 256677105 Elimination of Supermajority Requirement to amend the Company's Bylaws MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect Janet F. Clark MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect Charles R. Crisp MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect Robert P. Daniels MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect James C. Day MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect C. Christopher Gaut MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect Julie J. Robertson MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect Donald F. Textor MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Elect William R. Thomas MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Ratification of Auditor MGMT For For
EOG Resources, Inc. 20200430 EOG 26875P101 Advisory Vote on Executive Compensation MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Peggy Alford MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Marc L. Andreessen MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Andrew W. Houston MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Nancy Killefer MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Robert M. Kimmitt MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Sheryl K. Sandberg MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Peter A. Thiel MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Tracey T. Travis MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Elect Mark Zuckerberg MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Ratification of Auditor MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Director Compensation Policy MGMT For For
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Recapitalization Sharehold Against For
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Majority Vote for Election of Directors Sharehold Against Against
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Report on Political Advertising Sharehold Against For
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board Sharehold Against Against
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks Sharehold Against Against
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Report on Online Child Exploitation Sharehold Against For
Facebook, Inc. 20200527 FB 30303M102 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Sharehold Against Against
FedEx Corporation 20190923 FDX 31428X106 Elect John A. Edwardson MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Marvin R. Ellison MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Susan Patricia Griffith MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect John Chris Inglis MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Kimberly A. Jabal MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Shirley Ann Jackson MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect R. Brad Martin MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Joshua Cooper Ramo MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Susan C. Schwab MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Frederick W. Smith MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect David P. Steiner MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Elect Paul S. Walsh MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Advisory Vote on Executive Compensation MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Approval of the 2019 Omnibus Stock Incentive Plan MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Ratification of Auditor MGMT For For
FedEx Corporation 20190923 FDX 31428X106 Shareholder Proposal Regarding Lobbying Report Sharehold Against For
FedEx Corporation 20190923 FDX 31428X106 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Sharehold Against Against
Fidelity National Information Services Inc. 20190724 FIS 31620M106 Stock Issuance for Merger MGMT For For
Fidelity National Information Services Inc. 20190724 FIS 31620M106 Increase of Authorized Common Stock MGMT For For
Fidelity National Information Services Inc. 20190724 FIS 31620M106 Right to Adjourn Meeting MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Lee Adrean MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Ellen R. Alemany MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Lisa A. Hook MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Keith W. Hughes MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Gary L. Lauer MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Gary A. Norcross MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Louise M. Parent MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Brian T. Shea MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect James B. Stallings, Jr. MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Elect Jeffrey E. Stiefler MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Advisory Vote on Executive Compensation MGMT For For
Fidelity National Information Services, Inc. 20200528 FIS 31620M106 Ratification of Auditor MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect Lance Uggla MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect John Browne MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect Ruann F. Ernst MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect William E. Ford MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect Jean-Paul L. Montupet MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect Deborah Keiko Orida MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Elect James A. Rosenthal MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Advisory Vote on Executive Compensation MGMT For For
IHS Markit Ltd. 20200416 INFO G47567105 Ratification of Auditor MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Sharon Y. Bowen MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Charles R. Crisp MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Duriya M. Farooqui MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Jean-Marc Forneri MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Lord Hague of Richmond MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Fred W. Hatfield MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Thomas E. Noonan MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Frederic V. Salerno MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Jeffrey C. Sprecher MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Judith A. Sprieser MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Elect Vincent S. Tese MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Advisory Vote on Executive Compensation MGMT For For
Intercontinental Exchange, Inc. 20200515 ICE 45866F104 Ratification of Auditor MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Linda B. Bammann MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Stephen B. Burke MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Todd A. Combs MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect James S. Crown MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect James Dimon MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Timothy P. Flynn MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Mellody Hobson MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Michael A. Neal MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Lee R. Raymond MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Elect Virginia M. Rometty MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Advisory Vote on Executive Compensation MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Ratification of Auditor MGMT For For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
JPMorgan Chase & Co. 20200519 JPM 46625H100 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report Sharehold Against For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Sharehold Against For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Sharehold Against For
JPMorgan Chase & Co. 20200519 JPM 46625H100 Shareholder Proposal Regarding Charitable Contributions Disclosure Sharehold Against Against
JPMorgan Chase & Co. 20200519 JPM 46625H100 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Sharehold Against For
Microsoft Corporation 20191204 MSFT 594918104 Elect William H. Gates III MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Reid G. Hoffman MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Hugh F. Johnston MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Teri L. List-Stoll MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Satya Nadella MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Sandra E. Peterson MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Penny S. Pritzker MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Charles W. Scharf MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Arne M. Sorenson MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect John W. Stanton MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect John W. Thompson MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Emma N. Walmsley MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Elect Padmasree Warrior MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Advisory Vote on Executive Compensation MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Ratification of Auditor MGMT For For
Microsoft Corporation 20191204 MSFT 594918104 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Sharehold Against Against
Microsoft Corporation 20191204 MSFT 594918104 Shareholder Proposal Regarding Median Gender Pay Equity Report Sharehold Against Against
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Gregory Q. Brown MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Kenneth D. Denman MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Egon Durban MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Clayton M. Jones MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Judy C. Lewent MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Gregory K. Mondre MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Anne R. Pramaggiore MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Elect Joseph M. Tucci MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Ratification of Auditor MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Advisory Vote on Executive Compensation MGMT For For
Motorola Solutions, Inc. 20200511 MSI 620076307 Shareholder Proposal Regarding Political Contributions and Expenditures Report Sharehold Against For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Kathy J Warden MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Marianne C. Brown MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Donald E. Felsinger MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Ann M. Fudge MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Bruce S. Gordon MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect William H. Hernandez MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Madeleine A. Kleiner MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Karl J. Krapek MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Gary Roughead MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Thomas M. Schoewe MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect James S. Turley MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Elect Mark A. Welsh III MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Advisory Vote on Executive Compensation MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Ratification of Auditor MGMT For For
Northrop Grumman Corporation 20200520 NOC 666807102 Shareholder Proposal Regarding Report on Human Rights Impact Assessments Sharehold Against Against
Northrop Grumman Corporation 20200520 NOC 666807102 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Sharehold Against For
Novartis AG 20200228 NOVN 66987V109 Accounts and Reports MGMT For For
Novartis AG 20200228 NOVN 66987V109 Ratification of Board and Management Acts MGMT For For
Novartis AG 20200228 NOVN 66987V109 Allocation of Profits/Dividends MGMT For For
Novartis AG 20200228 NOVN 66987V109 Cancellation of Shares and Reduction in Share Capital MGMT For For
Novartis AG 20200228 NOVN 66987V109 Board Compensation MGMT For For
Novartis AG 20200228 NOVN 66987V109 Executive Compensation MGMT For For
Novartis AG 20200228 NOVN 66987V109 Compensation Report MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Jorg Reinhardt as Board Chair MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Nancy C. Andrews MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Ton Buchner MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Patrice Bula MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Srikant M. Datar MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Elizabeth Doherty MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Ann M. Fudge MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Frans van Houten MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Andreas von Planta MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Charles L. Sawyers MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Enrico Vanni MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect William T. Winters MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Bridgette P. Heller MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Simon Moroney MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Patrice Bula as Compensation Committee

Member		 MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Srikant M. Datar as Compensation Committee

Member		 MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Enrico Vanni as Compensation Committee

Member		 MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect William T. Winters as Compensation Committee

Member		 MGMT For For
Novartis AG 20200228 NOVN 66987V109 Elect Bridgette P. Heller as Compensation Committee

Member		 MGMT For For
Novartis AG 20200228 NOVN 66987V109 Appointment of Auditor MGMT For For
Novartis AG 20200228 NOVN 66987V109 Appointment of Independent Proxy MGMT For For
Novartis AG 20200228 NOVN 66987V109 Additional or Amended Proposals MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Andre Calantzopoulos MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Louis C. Camilleri MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Werner Geissler MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Lisa A. Hook MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Jennifer Xin-Zhe Li MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Jun Makihara MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Kalpana Morparia MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Lucio A. Noto MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Frederik Paulsen MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Elect Robert B. Polet MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Advisory Vote on Executive Compensation MGMT For For
Philip Morris International Inc. 20200506 PM 718172109 Ratification of Auditor MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Lloyd J. Austin, III MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Gregory J. Hayes MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Marshall O. Larsen MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Robert K. Ortberg MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Margaret L. O'Sullivan MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Denise L. Ramos MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Fredric G. Reynolds MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Elect Brian C. Rogers MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Advisory Vote on Executive Compensation MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Ratification of Auditor MGMT For For
Raytheon Technologies Corporation 20200427 RTX 913017109 Shareholder Proposal Regarding Simple Majority Vote Sharehold Against For
Raytheon Technologies Corporation 20200427 RTX 913017109 Shareholder Proposal Regarding Report on Plant Closures Sharehold Against Against
Sanofi 20200428 SAN 80105N105 Accounts and Reports; Non-Tax Deductible Expenses MGMT For For
Sanofi 20200428 SAN 80105N105 Consolidated Accounts and Reports MGMT For For
Sanofi 20200428 SAN 80105N105 Allocation of Profits/Dividends MGMT For For
Sanofi 20200428 SAN 80105N105 Special Auditors Report on Regulated Agreements MGMT For For
Sanofi 20200428 SAN 80105N105 Ratification of the Co-option of Paul Hudson MGMT For For
Sanofi 20200428 SAN 80105N105 Elect Laurent Attal MGMT For For
Sanofi 20200428 SAN 80105N105 Elect Carole Piwnica MGMT For For
Sanofi 20200428 SAN 80105N105 Elect Diane Souza MGMT For For
Sanofi 20200428 SAN 80105N105 Elect Thomas Sudhof MGMT For For
Sanofi 20200428 SAN 80105N105 Elect Rachel Duan MGMT For For
Sanofi 20200428 SAN 80105N105 Elect Lise Kingo MGMT For For
Sanofi 20200428 SAN 80105N105 Directors' fees MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration Policy (Board of Directors) MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration Policy (Chair) MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration Policy (CEO) MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration Report MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration of Serge Weinberg, Chair MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration of Paul Hudson, CEO MGMT For For
Sanofi 20200428 SAN 80105N105 Remuneration of Olivier Brandicourt, Former CEO MGMT For For
Sanofi 20200428 SAN 80105N105 Authority to Repurchase and Reissue Shares MGMT For For
Sanofi 20200428 SAN 80105N105 Authorisation of Legal Formalities MGMT For For
Taiwan Semiconductor Manufacturing Co., Ltd. 20200609 2330 874039100 Accounts and Reports MGMT For For
Taiwan Semiconductor Manufacturing Co., Ltd. 20200609 2330 874039100 Amendments to Procedural Rules-Capital Loans MGMT For For
Taiwan Semiconductor Manufacturing Co., Ltd. 20200609 2330 874039100 Elect Yancey HAI MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Douglas M. Baker, Jr. MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect George S. Barrett MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Brian C. Cornell MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Calvin Darden MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Robert L. Edwards MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Melanie L. Healey MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Donald R. Knauss MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Monica C. Lozano MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Mary E. Minnick MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Kenneth L. Salazar MGMT For For
Target Corporation 20200610 TGT 87612E106 Elect Dmitri L. Stockton MGMT For For
Target Corporation 20200610 TGT 87612E106 Ratification of Auditor MGMT For For
Target Corporation 20200610 TGT 87612E106 Advisory Vote on Executive Compensation MGMT For For
Target Corporation 20200610 TGT 87612E106 Approval of the 2020 Long-Term Incentive Plan MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Mark A. Blinn MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Todd M. Bluedorn MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Janet F. Clark MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Carrie S. Cox MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Martin S. Craighead MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Jean M. Hobby MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Michael D. Hsu MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Ronald Kirk MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Pamela H. Patsley MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Robert E. Sanchez MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Elect Richard K. Templeton MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Advisory Vote on Executive Compensation MGMT For For
Texas Instruments Incorporated 20200423 TXN 882508104 Ratification of Auditor MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Linda Z. Cook MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Joseph J. Echevarria MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Thomas P. Gibbons MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Jeffrey A. Goldstein MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Edmund F. Kelly MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Jennifer B. Morgan MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Elizabeth E. Robinson MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Samuel C. Scott III MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Frederick O. Terrell MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Elect Alfred W. Zollar MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Advisory Vote on Executive Compensation MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Ratification of Auditor MGMT For For
The Bank of New York Mellon Corporation 20200415 BK 064058100 Shareholder Proposal Regarding  Median Gender and Racial Pay Equity Report Sharehold Against Against
The Bank of New York Mellon Corporation 20200415 BK 064058100 Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments Sharehold Against Against
The Boeing Company 20200427 BA 097023105 Elect Robert A. Bradway MGMT For For
The Boeing Company 20200427 BA 097023105 Elect David L. Calhoun MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Arthur D. Collins, Jr. MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Edmund P. Giambastiani, Jr. MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Lynn J. Good MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Nikki R Haley MGMT N/A For
The Boeing Company 20200427 BA 097023105 Elect Akhil Johri MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Lawrence W. Kellner MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Caroline B. Kennedy MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Steven M. Mollenkopf MGMT For For
The Boeing Company 20200427 BA 097023105 Elect John M. Richardson MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Susan C. Schwab MGMT For For
The Boeing Company 20200427 BA 097023105 Elect Ronald A. Williams MGMT For For
The Boeing Company 20200427 BA 097023105 Advisory Vote on Executive Compensation MGMT For For
The Boeing Company 20200427 BA 097023105 Ratification of Auditor MGMT For For
The Boeing Company 20200427 BA 097023105 Shareholder Proposal Regarding Disclosure of Board Qualifications Sharehold Against Against
The Boeing Company 20200427 BA 097023105 Shareholder Proposal Regarding Lobbying Report Sharehold Against For
The Boeing Company 20200427 BA 097023105 Shareholder Proposal Regarding Independent Chair Sharehold Against Against
The Boeing Company 20200427 BA 097023105 Shareholder Proposal Regarding Right to Act by Written Consent Sharehold Against For
The Boeing Company 20200427 BA 097023105 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Sharehold Against Against
The Boeing Company 20200427 BA 097023105 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation Sharehold Against Against
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect M. Michele Burns MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Drew G. Faust MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Mark Flaherty MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Ellen J. Kullman MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Lakshmi N. Mittal MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Adebayo O. Ogunlesi MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Peter Oppenheimer MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect David M. Solomon MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Jan E. Tighe MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect David A. Viniar MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Elect Mark O. Winkelman MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Advisory Vote on Executive Compensation MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Ratification of Auditor MGMT For For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Shareholder Proposal Regarding Right to Act by Written Consent Sharehold Against For
The Goldman Sachs Group, Inc. 20200430 GS 38141G104 Shareholder Proposal Regarding Purpose of Corporation Sharehold Against Against
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Joseph Alvarado MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Charles E. Bunch MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Debra A. Cafaro MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Marjorie Rodgers Cheshire MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect William S. Demchak MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Andrew T. Feldstein MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Richard J. Harshman MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Daniel R. Hesse MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Linda R. Medler MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Martin Pfinsgraff MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Toni Townes-Whitley MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Elect Michael J. Ward MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Ratification of Auditor MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Advisory Vote on Executive Compensation MGMT For For
The PNC Financial Services Group, Inc. 20200428 PNC 693475105 Approval of The 2020 Employee Stock Purchase Plan MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Zein Abdalla MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Alan M. Bennett MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Rosemary T. Berkery MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect David T. Ching MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Ernie Herrman MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Michael F. Hines MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Amy B. Lane MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Carol Meyrowitz MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Jackwyn L. Nemerov MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect John F. O'Brien MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Elect Willow B. Shire MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Ratification of Auditor MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Advisory Vote on Executive Compensation MGMT For For
The TJX Companies, Inc. 20200609 TJX 872540109 Shareholder Proposal Regarding Report on Chemicals Sharehold Against For
The TJX Companies, Inc. 20200609 TJX 872540109 Shareholder Proposal Regarding Report on Animal Welfare Sharehold Against Against
The TJX Companies, Inc. 20200609 TJX 872540109 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Sharehold Against Against
The TJX Companies, Inc. 20200609 TJX 872540109 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age Sharehold Against Against
United Technologies Corporation 20191011 UTX 913017109 Stock Issuance for Merger with Raytheon MGMT For For
United Technologies Corporation 20191011 UTX 913017109 Right to Adjourn Meeting MGMT For For
US Foods Holding Corp. 20200513 USFD 912008109 Elect Court D. Carruthers MGMT For For
US Foods Holding Corp. 20200513 USFD 912008109 Elect David M. Tehle MGMT For For
US Foods Holding Corp. 20200513 USFD 912008109 Elect Ann E. Ziegler MGMT For For
US Foods Holding Corp. 20200513 USFD 912008109 Advisory Vote on Executive Compensation MGMT For For
US Foods Holding Corp. 20200513 USFD 912008109 Ratification of Auditor MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Shellye L. Archambeau MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Mark T. Bertolini MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Vittorio Colao MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Melanie L. Healey MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Clarence Otis, Jr. MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Daniel H. Schulman MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Rodney E. Slater MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Hans Vestberg MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Elect Gregory G. Weaver MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Advisory Vote on Executive Compensation MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Ratification of Auditor MGMT For For
Verizon Communications Inc. 20200507 VZ 92343V104 Shareholder Proposal Regarding Executive Deferral Plan Sharehold Against Against
Verizon Communications Inc. 20200507 VZ 92343V104 Shareholder Proposal Regarding Right to Call Special Meetings Sharehold Against For
Verizon Communications Inc. 20200507 VZ 92343V104 Shareholder Proposal Regarding Lobbying Report Sharehold Against For
Verizon Communications Inc. 20200507 VZ 92343V104 Shareholder Proposal Regarding Linking Executive Pay to Data Privacy Sharehold Against Against
Verizon Communications Inc. 20200507 VZ 92343V104 Shareholder Proposal Regarding Severance Approval Policy Sharehold Against For
Walmart Inc. 20200603 WMT 931142103 Elect Cesar Conde MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Timothy P. Flynn MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Sarah J. Friar MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Carla A. Harris MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Thomas W. Horton MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Marissa A. Mayer MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect C. Douglas McMillon MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Gregory B. Penner MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Steven S Reinemund MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect S. Robson Walton MGMT For For
Walmart Inc. 20200603 WMT 931142103 Elect Steuart Walton MGMT For For
Walmart Inc. 20200603 WMT 931142103 Advisory Vote on Executive Compensation MGMT For For
Walmart Inc. 20200603 WMT 931142103 Ratification of Auditor MGMT For For
Walmart Inc. 20200603 WMT 931142103 Amendment to the ASDA Sharesave Plan 2000 MGMT For Against
Walmart Inc. 20200603 WMT 931142103 Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags Sharehold Against For
Walmart Inc. 20200603 WMT 931142103 Shareholder Proposal Regarding Use of Antibiotics Sharehold Against For
Walmart Inc. 20200603 WMT 931142103 Shareholder Proposal Regarding Hourly Associate Representation on the Board Sharehold Against Against
Walmart Inc. 20200603 WMT 931142103 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment Sharehold Against Against
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Anna C. Catalano MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Victor F. Ganzi MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect John J. Haley MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Wendy E. Lane MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Brendan R. O'Neill MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Jaymin B. Patel MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Linda D. Rabbitt MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Paul D. Thomas MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Elect Wilhelm Zeller MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Ratification of Auditor MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Advisory Vote on Executive Compensation MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Authority to Issue Shares w/ Preemptive Rights MGMT For For
Willis Towers Watson Public Limited Company 20200610 WLTW G96629103 Authority to Issue Shares w/o Preemptive Rights MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Lynn Casey MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Benjamin G.S. Fowke III MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Netha Johnson MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect George Kehl MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Richard T. O'Brien MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect David K. Owens MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Christopher J. Policinski MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect James T. Prokopanko MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect A. Patricia Sampson MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect James J. Sheppard MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect David A. Westerlund MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Kim Williams MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Timothy V. Wolf MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Elect Daniel Yohannes MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Advisory Vote on Executive Compensation MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Ratification of Auditor MGMT For For
Xcel Energy Inc. 20200522 XEL 98389B100 Shareholder Proposal Regarding Report on Climate-related Activities Sharehold Against For

  

 

 

 

===========================ADVISORSHARES FOCUSED EQUITY ETF==========================

 

REGISTRANT NAME: AdvisorShares
INVESTMENT COMPANY ACT FILE NUMBER: 811-22110
REPORTING PERIOD: 07/01/2019 - 06/30/2020
REGISTRANT  ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814
NAME OF SERIES (FUND): Focused Equity ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of
Matter Voted On		 Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Whether Vote Was For or Against Management
THE J. M. SMUCKER COMPANY SJM 832696405 8/14/19 1. DIRECTORS Issuer Yes For For
THE J. M. SMUCKER COMPANY SJM 832696405 8/14/19 2. Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. Issuer Yes For For
THE J. M. SMUCKER COMPANY SJM 832696405 8/14/19 3. Advisory approval of the Company's executive compensation. Issuer Yes For For
THE J. M. SMUCKER COMPANY RPM 749685103 10/3/19 1. DIRECTORS Issuer Yes For For
THE J. M. SMUCKER COMPANY RPM 749685103 10/3/19 2. Approve the Company's executive compensation Issuer Yes For For
THE J. M. SMUCKER COMPANY RPM 749685103 10/3/19 3. Approve the amendment of the 2014 Omnibus Plan. Issuer Yes For For
THE J. M. SMUCKER COMPANY RPM 749685103 10/3/19 4. Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. Issuer Yes For For
THE J. M. SMUCKER COMPANY RTN 755111507 10/11/19 1. Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). Issuer Yes For For
THE J. M. SMUCKER COMPANY RTN 755111507 10/11/19 2. Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. Issuer Yes For For
THE J. M. SMUCKER COMPANY RTN 755111507 10/11/19 3. Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. Issuer Yes For For
THE J. M. SMUCKER COMPANY BR 11133T103 11/14/19 1. DIRECTORS Issuer Yes For For
THE J. M. SMUCKER COMPANY BR 11133T103 11/14/19 2. Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). Issuer Yes For For
THE J. M. SMUCKER COMPANY BR 11133T103 11/14/19 3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. Issuer Yes For For
THE J. M. SMUCKER COMPANY FDS 303075105 12/19/19 1. DIRECTORS Issuer Yes For For
THE J. M. SMUCKER COMPANY FDS 303075105 12/19/19 2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2020. Issuer Yes For For
THE J. M. SMUCKER COMPANY FDS 303075105 12/19/19 3. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. Issuer Yes For For
THE J. M. SMUCKER COMPANY BDX 075887109 1/28/20 1. DIRECTORS Issuer Yes For For
THE J. M. SMUCKER COMPANY BDX 075887109 1/28/20 2. Ratification of selection of independent registered public accounting firm. Issuer Yes For For
THE J. M. SMUCKER COMPANY BDX 075887109 1/28/20 3. Advisory vote to approve named executive officer compensation. Issuer Yes For For
THE J. M. SMUCKER COMPANY BDX 075887109 1/28/20 4. Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. Issuer Yes For For
THE J. M. SMUCKER COMPANY BDX 075887109 1/28/20 5. Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan Issuer Yes For For
THE J. M. SMUCKER COMPANY BDX 075887109 1/28/20 6. Shareholder proposal regarding special shareholder meetings. Issuer Yes For For
The Walt Disney Company DIS 254687106 3/11/20 1. DIRECTORS Issuer Yes For For
The Walt Disney Company DIS 254687106 3/11/20 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. Issuer Yes For For
The Walt Disney Company DIS 254687106 3/11/20 3. To approve the advisory resolution on executive compensation. Issuer Yes For For
The Walt Disney Company DIS 254687106 3/11/20 4.
To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. 		Issuer Yes For For
The Walt Disney Company DIS 254687106 3/11/20 5. Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. Sharesholder Yes Against For
THE SHERWIN-WILLIAMS COMPANY SHW 824348106 4/22/20 1. DIRECTORS Issuer Yes For For
THE SHERWIN-WILLIAMS COMPANY SHW 824348106 4/22/20 2. Advisory approval of the compensation of the named executives. Issuer Yes For For
THE SHERWIN-WILLIAMS COMPANY SHW 824348106 4/22/20 3. Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. Issuer Yes For For
MOODY'S CORPORATION MCO 615369105 4/21/20 1. DIRECTORS Issuer Yes For For
MOODY'S CORPORATION MCO 615369105 4/21/20 2A. Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. Issuer Yes For For
MOODY'S CORPORATION MCO 615369105 4/21/20 2B. Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. Issuer Yes For For
MOODY'S CORPORATION MCO 615369105 4/21/20 2C. Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. Issuer Yes For For
MOODY'S CORPORATION MCO 615369105 4/21/20 3. Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. Issuer Yes For For
MOODY'S CORPORATION MCO 615369105 4/21/20 4. Advisory resolution approving executive compensation. Issuer Yes For For
TREX COMPANY, INC TREX 89531P105 4/29/20 1. DIRECTORS Issuer Yes For For
TREX COMPANY, INC TREX 89531P105 4/29/20 2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. Issuer Yes For For
TREX COMPANY, INC TREX 89531P105 4/29/20 3. To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. Issuer Yes For For
TREX COMPANY, INC TREX 89531P105 4/29/20 4. To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. Issuer Yes For For
AFLAC INCORPORATED AFL 001055102 5/3/20 1. DIRECTORS Issuer Yes For For
AFLAC INCORPORATED AFL 001055102 5/3/20 2. To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2020 Annual Meeting of Shareholders and Proxy Statement" Issuer Yes For For
AFLAC INCORPORATED AFL 001055102 5/3/20 3. To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2020 Issuer Yes For For
GLOBE LIFE INC. GL 37959E102 4/30/20 1. DIRECTORS Issuer Yes For For
GLOBE LIFE INC. GL 37959E102 4/30/20 2. Ratification of Auditors. Issuer Yes For For
GLOBE LIFE INC. GL 37959E102 4/30/20 3. Approval of 2019 Executive Compensation. Issuer Yes For For
STEPAN COMPANY SCL 858586100 4/21/20 1. DIRECTORS Issuer Yes For For
STEPAN COMPANY SCL 858586100 4/21/20 2. Advisory vote to approve named executive officer compensation. Issuer Yes For For
STEPAN COMPANY SCL 858586100 4/21/20 3. Ratify the appointment of Deloitte & Touche LLP as Stepan Company's independent registered public accounting firm for 2020. Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 4/30/20 1. DIRECTORS Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 4/30/20 2. An advisory vote to approve compensation of our named executive officers. Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 4/30/20 3. Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 4/30/20 4. Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 4/30/20 5. Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). Issuer Yes For For
CHURCH & DWIGHT CO CHD 171340102 4/30/20 6.
Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. 		Issuer Yes For For
DANAHER CORP DHR 235851102 5/5/20 1. DIRECTORS Issuer Yes For For
DANAHER CORP DHR 235851102 5/5/20 2. To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 Issuer Yes For For
DANAHER CORP DHR 235851102 5/5/20 3. To approve on an advisory basis the Company's named executive officer compensation Issuer Yes For For
DANAHER CORP DHR 235851102 5/5/20 4. To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% Sharesholder Yes Against For
HERSHEY HSY 427866108 5/12/20 1. DIRECTORS Issuer Yes For For
HERSHEY HSY 427866108 5/12/20 2. Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. Issuer Yes For For
HERSHEY HSY 427866108 5/12/20 3. Approve named executive officer compensation on a non-binding advisory basis. Issuer Yes For For
FISERV INC FISV 337738108 5/14/20 1. DIRECTORS Issuer Yes For For
FISERV INC FISV 337738108 5/14/20 2. To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. Issuer Yes For For
FISERV INC FISV 337738108 5/14/20 3. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. Issuer Yes For For
FISERV INC FISV 337738108 5/14/20 4. A shareholder proposal requesting the company provide political spending disclosure. Sharesholder Yes Against For
INTERCONTINENTAL EXCHANGE, INC. ICE 45866F104 5/15/20 1. DIRECTORS Issuer Yes For For
INTERCONTINENTAL EXCHANGE, INC. ICE 45866F104 5/15/20 2. To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. Issuer Yes For For
INTERCONTINENTAL EXCHANGE, INC. ICE 45866F104 5/15/20 3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Issuer Yes For For
ROSS STORES ROST 778296103 5/20/20 1. DIRECTORS Issuer Yes For For
ROSS STORES ROST 778296103 5/20/20 2. Advisory vote to approve the resolution on the compensation of the named executive officers. Issuer Yes For For
ROSS STORES ROST 778296103 5/20/20 3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. Issuer Yes For For
CERNER CORPORATION CERN 156782104 5/22/20 1. DIRECTORS Issuer Yes For For
CERNER CORPORATION CERN 156782104 5/22/20 2. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020. Issuer Yes For For
CERNER CORPORATION CERN 156782104 5/22/20 3. Approval, on an advisory basis, of the compensation of our Named Executive Officers. Issuer Yes For For
CERNER CORPORATION CERN 156782104 5/22/20 4. Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors. Issuer Yes For For
CERNER CORPORATION CERN 156782104 5/22/20 5. Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations. Issuer Yes For For
EAGLE BANCORP, INC EGBN 268948106 5/21/20 1. DIRECTORS Issuer Yes For For
EAGLE BANCORP, INC EGBN 268948106 5/21/20 2. To ratify the appointment of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm to audit the consolidated financial statements of the Company for the year ended December 31, 2020. Issuer Yes For For
EAGLE BANCORP, INC EGBN 268948106 5/21/20 3. To vote on a non-binding, advisory resolution approving the compensation of our named executive officers Issuer Yes For For
ANSYS, INC ANSS 03662Q105 5/15/20 1. DIRECTORS Issuer Yes For For
ANSYS, INC ANSS 03662Q105 5/15/20 2. The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. Issuer Yes For For
ANSYS, INC ANSS 03662Q105 5/15/20 3. The advisory vote to approve compensation of our named executive officers. Issuer Yes For For
SILGAN HOLDINGS INC. SLGN 827048109 6/8/20 1. DIRECTORS Issuer Yes For For
SILGAN HOLDINGS INC. SLGN 827048109 6/8/20 2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. Issuer Yes For For
SILGAN HOLDINGS INC. SLGN 827048109 6/8/20 3. Advisory vote to approve the compensation of the Company's named executive officers. Issuer Yes For For
THE MIDDLEBY CORPORATION MIDD 596278101 6/8/20 1. DIRECTORS Issuer Yes For For
THE MIDDLEBY CORPORATION MIDD 596278101 6/8/20 2. Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 2, 2021 Issuer Yes For For
THE MIDDLEBY CORPORATION MIDD 596278101 6/8/20 3. Approval, by an advisory vote, of the 2019 compensation of the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("SEC") Issuer Yes For For

 

 

 

 

============================ADVISORSHARES PURE CANNABIS ETF==========================

  

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2019 - 06/30/2020

REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (FUND): Pure Cannabis ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors Whether Vote Was For or Against Management
PYXUS INTERNATIONAL, INC PYX 74737V106 8/15/2019 1. DIRECTOR Issuer Yes For For
PYXUS INTERNATIONAL, INC PYX 74737V106 8/15/2019 2. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditors for the fiscal year ending March 31, 2020. Issuer Yes For For
PYXUS INTERNATIONAL, INC PYX 74737V106 8/15/2019 3. Adoption of a resolution approving, on an advisory basis, the compensation paid to the Company's named executive officers. Issuer Yes For For
PYXUS INTERNATIONAL, INC PYX 74737V106 8/15/2019 4. Approval of the proposed amendment and restatement of the 2016 Incentive Plan. Issuer Yes For For
NEPTUNE WELLNESS SOLUTIONS NEPT 64079L105 8/14/2019 1. DIRECTOR Issuer Yes For For
NEPTUNE WELLNESS SOLUTIONS NEPT 64079L105 8/14/2019 2. Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For
NEPTUNE WELLNESS SOLUTIONS NEPT 64079L105 8/14/2019 3. To consider and, if deemed appropriate, to pass, with or without variation, an ordinary resolution approving certain amendments to the Corporation's stock option plan and equity incentive plan, and ratifying and confirming the grant of 7,800,000 options to purchase common shares of the Corporation to Michael Cammarata, as more particularly described in the circular. Issuer Yes For For
CANOPY GROWTH CORPORATION CGC 138035100 9/17/2019 1. DIRECTOR Issuer Yes For For
CANOPY GROWTH CORPORATION CGC 138035100 9/17/2019 2. Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For
AURORA CANNABIS INC ACB 05156X108 11/9/2019 1. To Set the Number of Directors at Eight (8) Issuer Yes For For
AURORA CANNABIS INC ACB 05156X108 11/9/2019 2. DIRECTORS Issuer Yes For For
AURORA CANNABIS INC ACB 05156X108 11/9/2019 3. Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year. Issuer Yes For For
AURORA CANNABIS INC ACB 05156X108 11/9/2019 4. To consider and, if deemed appropriate, to pass with or without variation, a non-binding advisory resolution on executive compensation, as more particularly described in the accompanying Information Circular. Issuer Yes For For
APHRIA INC. APHA 03765K104 11/14/2019 1. DIRECTORS Issuer Yes For For
APHRIA INC. APHA 03765K104 11/14/2019 2. Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For
INTEC PHARMA LTD NTEC M53644106 12/2/2019 1. DIRECTORS Issuer Yes For For
INTEC PHARMA LTD NTEC M53644106 12/2/2019 2. To approve the terms of Dr. Kozarich as Chairman of the Company. Issuer Yes For For
INTEC PHARMA LTD NTEC M53644106 12/2/2019 3. To approve an amendment to the Company's 2015 Equity Incentive Plan, or the Plan, to increase the aggregate number of ordinary shares authorized for issuance under the Plan by 1,000,000 ordinary shares. Issuer Yes For For
INTEC PHARMA LTD NTEC M53644106 12/2/2019 4. To approve and ratify the re-appointment of Kesselman & Kesselman, Certified Public Accountant (Isr.), independent registered public accounting firm, a member of PricewaterhouseCoopers International Limited as the independent auditors of the Company for the period ending at the close of the next annual general meeting. Issuer Yes For For
TILRAY INC TLRY 88688T100 12/6/2019 1. To consider and vote upon a proposal to approve and adopt the Agreement and Plan of Merger and Reorganization, dated as of September 9, 2019 ("Merger Agreement") by and among Company, Privateer Holdings, Inc. ("Privateer"), and Down River Merger Sub, LLC, a copy of which is attached as Annex A to the proxy statement/prospectus/information statement, and the transactions contemplated thereby, including the merger, the issuance of shares of Company's Class 1 common stock & Class 2 common stock to Privateer's stockholders and option holders. Issuer Yes For For
TILRAY INC TLRY 88688T100 12/6/2019 2. To approve the amended and restated certificate of incorporation of the Company in the form attached as Annex B to the proxy statement/prospectus/information statement. Issuer Yes For For
TILRAY INC TLRY 88688T100 12/6/2019 3. To consider and, if necessary, vote upon an adjournment of the Company's Special Meeting of Stockholders to solicit additional proxies if there are not sufficient votes in favor of Proposal Nos. 1 and 2. Issuer Yes For For
HEXO CORP HEXO 428304109 1/15/2020 1. DIRECTORS Issuer Yes For For
HEXO CORP HEXO 428304109 1/15/2020 2. Appointment of MNP LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For
GROWGENERATION CORP GRWG 39986L109 5/11/2020 1. DIRECTORS Issuer Yes For For
GROWGENERATION CORP GRWG 39986L109 5/11/2020 2. To approve and ratify the appointment of Plante & Moran, PLLC as the Company's independent registered public accounting firm to audit the Company's financial statements as of December 31, 2020 and for the fiscal years then ending. Issuer Yes For For
GROWGENERATION CORP GRWG 39986L109 5/11/2020 3.
To approve and ratify the amendment and restatement of the Company's 2018 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,500,000 to 5,000,000. 		Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 1. To re-elect Dr. Geoffrey W. Guy as a Director Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 2. To re-elect Cabot Brown as a Director Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 3. To approve the 2020 Long Term Incentive Plan Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 4. To approve the Directors' Remuneration Report Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 5. To approve the compensation of the Company's named executive officers Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 6. To ratify the appointment of Deloitte and Touche LLP as the Company's US public accounting firm Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 7. To re-appoint Deloitte LLP as the UK Auditor Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 8. To authorise the Directors to determine the Auditors' remuneration Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 9. To receive, consider and adopt the Directors' and Auditors' Reports and Statement of Accounts for the 12-month period ended 31 December 2019 and note that the Directors do not recommend the payment of a dividend Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 10. To authorise the Directors to allot shares pursuant to Section 551 of the Companies Act 2006 (the "2006 Act") such authority to be valid up to 26 May 2021 Issuer Yes For For
GW PHARMACEUTICALS PLC GWPH 36197T103 5/26/2020 11. Subject to the passing of Resolution 10, to authorise the Directors to allot equity securities, under Section 570 of the 2006 Act as if Section 561(1) of the 2006 Act did not apply to such allotment Issuer Yes For For
CORBUS PHARMACEUTICALS HOLDINGS, INC. CRBP 21833P103 5/19/2020 1. DIRECTORS Issuer Yes For For
CORBUS PHARMACEUTICALS HOLDINGS, INC. CRBP 21833P104 5/19/2020 2. Ratification of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. Issuer Yes For For
CORBUS PHARMACEUTICALS HOLDINGS, INC. CRBP 21833P105 5/19/2020 3. Approval, on an advisory basis, of the executive compensation of the Company's named executive officers. Issuer Yes For For
CORBUS PHARMACEUTICALS HOLDINGS, INC. CRBP 21833P106 5/19/2020 4. To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensation. Issuer Yes For For
INNOVATIVE INDUSTRIAL PROPERTIES, INC. IIPR 45781V101 6/2/2020 1. DIRECTORS Issuer Yes For For
INNOVATIVE INDUSTRIAL PROPERTIES, INC. IIPR 45781V101 6/2/2020 2. Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. Issuer Yes For For
INNOVATIVE INDUSTRIAL PROPERTIES, INC. IIPR 45781V101 6/2/2020 3. Approval of an amendment to the Company's charter to provide stockholders the ability to alter, amend or repeal the Company's bylaws and adopt new bylaws. Issuer Yes For For
INNOVATIVE INDUSTRIAL PROPERTIES, INC. IIPR 45781V101 6/2/2020 4. Approval on a non-binding advisory basis of the compensation of the Company's named executive officers. Issuer Yes For For
INNOVATIVE INDUSTRIAL PROPERTIES, INC. IIPR 45781V101 6/2/2020 5. To recommend, by non-binding advisory vote, the frequency of stockholder non-binding advisory votes relating to the Company's executive compensation. Issuer Yes For For
CARA THERAPEUTICS, INC. CARA 140755109 6/4/2020 1. DIRECTORS Issuer Yes For For
CARA THERAPEUTICS, INC. CARA 140755109 6/4/2020 2. Advisory vote to approve the compensation of our named executive officers. Issuer Yes For For
CARA THERAPEUTICS, INC. CARA 140755109 6/4/2020 3. Advisory vote to approve the frequency of future non-binding advisory votes to approve the compensation of our named executive officers Issuer Yes 1 Year For
CARA THERAPEUTICS, INC. CARA 140755109 6/4/2020 4. Ratification of the appointment of Ernst & Young LLP as the registered public accounting firm for the fiscal year ending December 31, 2020. Issuer Yes For For
ZYNERBA PHARMACEUTICALS, INC. ZYNE 98986X109 6/10/2020 1. DIRECTORS Issuer Yes For For
ZYNERBA PHARMACEUTICALS, INC. ZYNE 98986X109 6/10/2020 2. Ratification of appointment of KPMG LLP as Independent Registered Public Accounting Firm for the 2020 Fiscal Year. Issuer Yes For For
ARENA PHARMACEUTICALS, INC. ARNA 040047607 6/12/2020 1. DIRECTORS Issuer Yes For For
ARENA PHARMACEUTICALS, INC. ARNA 040047607 6/12/2020 2. To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. Issuer Yes For For
ARENA PHARMACEUTICALS, INC. ARNA 040047607 6/12/2020 3. To approve an amendment to our Amended and Restated Certificate of Incorporation to effect an increase in the total number of authorized shares of our common stock. Issuer Yes For For
ARENA PHARMACEUTICALS, INC. ARNA 040047607 6/12/2020 4. To approve the Arena Pharmaceuticals, Inc. 2020 Long-Term Incentive Plan. Issuer Yes For For
ARENA PHARMACEUTICALS, INC. ARNA 040047607 6/12/2020 5.
To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as our independent auditors for the fiscal year ending December 31, 2020. 		Issuer Yes For For
GREENLANE HOLDINGS, INC. GNLN 395330103 6/4/2020 1. DIRECTORS Issuer Yes For For
GREENLANE HOLDINGS, INC. GNLN 395330103 6/4/2020 2. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. Issuer Yes For For
TILRAY INC. TLRY 88688T100 5/28/2020 1. DIRECTORS Issuer Yes For For
TILRAY INC. TLRY 88688T100 5/28/2020 2. To approve the issuance of securities for purposes of Nasdaq Listing Rule 5635(d). Issuer Yes For For
TILRAY INC. TLRY 88688T100 5/28/2020 3. To ratify the selection by the Audit Committee of the Board of Directors of Deloitte LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. Issuer Yes For For
TILRAY INC. TLRY 88688T100 5/28/2020 4. To approve a non-binding advisory resolution on the frequency of future advisory votes on the compensation of named executive officers. Issuer Yes 2 Years For
VILLAGE FARMS INTERNATIONAL, INC. VFF 92707Y108 6/25/2020 1. DIRECTORS Issuer Yes For For
VILLAGE FARMS INTERNATIONAL, INC. VFF 92707Y108 6/25/2020 2. Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. Issuer Yes For For
VILLAGE FARMS INTERNATIONAL, INC. VFF 92707Y108 6/25/2020 3.,Ratify amendments to By-Law of the Company to increase the quorum for any meeting of shareholders of the Company to two persons present at the opening of the meeting who are entitled to vote and who hold or represent not less than 33 1/3% of the outstanding shares entitled to vote. Issuer Yes For For

 

 

 

 

================================ADVISORSHARES VICE ETF===============================

  

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2019- 06/30/2020

REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (FUND): AdvisorShares Vice ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of
Matter Voted On		 Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors Whether Vote Was For or Against Management
CONSTELLATION BRANDS, INC. STZ 21036P108 7/16/2019 1. DIRECTORS Issuer YES For For
CONSTELLATION BRANDS, INC. STZ 21036P108 7/16/2019 2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 29, 2020 Issuer YES For For
CONSTELLATION BRANDS, INC. STZ 21036P108 7/16/2019 3. To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement Issuer YES For For
UNIVERSAL CORP UVV 913456109 8/28/2019 1. DIRECTORS Issuer YES For For
UNIVERSAL CORP UVV 913456109 8/28/2019 2. Approve a non-binding advisory resolution approving the compensation of the named executive officer Issuer YES For For
UNIVERSAL CORP UVV 913456109 8/28/2019 3. Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. Issuer YES For For
UNIVERSAL CORP UVV 913456109 8/28/2019 4. Approve the Universal Corporation Amended and Restated Executive Officer Annual Incentive Plan. Issuer YES For For
DARDEN RESTAURANTS INC DRI 237194105 9/18/2019 1. DIRECTORS Issuer YES For For
DARDEN RESTAURANTS INC DRI 237194105 9/18/2019 2. To obtain advisory approval of the Company's executive compensation. Issuer YES For For
DARDEN RESTAURANTS INC DRI 237194105 9/18/2019 3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2020. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 1. Report and accounts 2019 Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 2. Directors' remuneration report 2019. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 3. Declaration of final dividend. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 4. Election of D Crew as a director. (Audit, Nomination and Remuneration.) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 5. Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 6. Re-election of J Ferrán as a director. (Chairman of Nomination Committee) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 7. Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 8. Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 9. Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 10. Re-election of I Menezes as a director. (chairman of Executive committee) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 11. Re-election of K Mikells as a director. (Executive) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 12. Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 13. Re-appointment of auditor. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 14. Remuneration of auditor. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 15. Authority to make political donations and/or to incur political expenditure. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 16. Authority to allot shares. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 17. Approval of the Irish Sharesave scheme. Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 18. Disapplication of pre-emption rights. (Special resolution) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 19. Authority to purchase own shares. (Special resolution) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 20. Reduced notice of a general meeting other than an AGM. (Special resolution) Issuer YES For For
DIAGEO PLC DEO 25243Q205 9/19/2019 21. Adoption and approval of new articles of association. (Special resolution) Issuer YES For For
RCI HOSPITALITY HOLDINGS INC RICK 74934Q108 9/30/2019 1. DIRECTORS Issuer YES For For
RCI HOSPITALITY HOLDINGS INC RICK 74934Q108 9/30/2019 2. PROPOSAL TO RATIFY THE SELECTION OF FRIEDMAN LLP AS THE COMPANYS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2019. Issuer YES For For
RCI HOSPITALITY HOLDINGS INC RICK 74934Q108 9/30/2019 3. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING. Issuer YES For For
CATALENT, INC. CTLT 148806102 10/30/2019 1. DIRECTORS Issuer YES For For
CATALENT, INC. CTLT 148806102 10/30/2019 2. Ratify the appointment of Ernst & Young LLP as our independent auditor for Fiscal 2020. Issuer YES For For
CATALENT, INC. CTLT 148806102 10/30/2019 3. To approve, by non-binding vote, the compensation of our named executive officers (say-on-pay). Issuer YES For For
SCOTTS MIRACLE-GRO COMPANY SMG 810186106 1/27/2020 1. DIRECTORS Issuer YES For For
SCOTTS MIRACLE-GRO COMPANY SMG 810186106 1/27/2020 2. Approval, on an advisory basis, of the compensation of the Company's named executive officers. Issuer YES For For
SCOTTS MIRACLE-GRO COMPANY SMG 810186106 1/27/2020 3. Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 1. THAT the Annual Report and Accounts for the financial year ended 30 September 2019 be received. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 2. THAT the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) set out on pages 66 to 85 of the Annual Report and Accounts for the financial year ended 30 September 2019 be approved. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 3. THAT a final dividend for the financial year ended 30 September 2019 of 72.01 pence per ordinary share of 10 pence payable on 31 March 2020 to those shareholders on the register at the close of business on 21 February 2020 be declared. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 4. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 5. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 6. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 7. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 8. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 9. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 10. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 11. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 12. DIRECTOR Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 13. THAT Ernst & Young LLP be re-appointed as auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 14. THAT the Audit Committee (for and on behalf of the Board) be authorised to set the remuneration of the auditor. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 15. To consider and, if thought fit, pass resolution 15 as ordinary resolution as set forth in the Company's Notice of Meeting. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 16. To consider and, if thought fit, pass resolution 16 as ordinary resolution as set forth in the Company's Notice of Meeting. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 17. To consider and, if thought fit, pass resolution 17 as special resolution as set forth in the Company's Notice of Meeting. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 18. To consider and, if thought fit, pass resolution 18 as special resolution as set forth in the Company's Notice of Meeting. Issuer YES For For
IMPERIAL BRANDS PLC IMBBY 45262P102 2/5/2020 19. To consider and, if thought fit, pass resolution 19 as special resolution as set forth in the Company's Notice of Meeting. Issuer YES For For
CRAFT BREW ALLIANCE INC BREW 224122101 2/25/2020 1. To consider and vote on a proposal to adopt Agreement & Plan of Merger, (as amended from time to time, "merger agreement), by and among Company, Anheuser-Busch Companies, LLC, a Delaware limited liability company ("Parent"), and Barrel Subsidiary, Inc., a Washington Corp. and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will merge with and into Company (which we refer to as "merger"), with the Company surviving merger as a wholly owned subsidiary of Parent, which we refer to as the "Merger Agreement Proposal. Issuer YES For For
CRAFT BREW ALLIANCE INC BREW 224122101 2/25/2020 2. To consider and vote on one or more proposals to adjourn the special meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement Proposal, which we refer as the "Adjournment Proposal." Issuer YES For For
CRAFT BREW ALLIANCE INC BREW 224122101 2/25/2020 3. To approve, by nonbinding advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger, which we refer as the "Advisory (Nonbinding) Merger-Related Compensation Proposal." Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 1. Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 2. Discharge from Liability of the Members of the Board of Directors and the Executive Committee. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 3. Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 4. Reduction of Share Capital. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 5A. Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 5B. Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 5C. Advisory Vote on the 2019 Compensation Report. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 6. DIRECTOR Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 7. COMPENSATION COMMITTEE Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 8. Re-election of the Statutory Auditor. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 9. Re-election of the Independent Proxy. Issuer YES For For
NOVARTIS AG NVS 66987V109 2/28/2020 10. General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. Issuer YES Abstain For
PERKINELMER, INC. PKI 714046109 4/28/2020 1. DIRECTORS Issuer YES For For
PERKINELMER, INC. PKI 714046109 4/28/2020 2. To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. Issuer YES For For
PERKINELMER, INC. PKI 714046109 4/28/2020 3. To approve, by non-binding advisory vote, our executive compensation. Issuer YES For For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 1. DIRECTORS Issuer YES For For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 2. Ratification of Ernst & Young LLP as Auditors. Issuer YES For For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 3. Say on Pay - An Advisory Vote to Approve Executive Compensation. Issuer YES For For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 4. Shareholder Proposal - Lobbying Disclosure. Sharesholder YES Against For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 5. Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. Sharesholder YES Against For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 6. Shareholder Proposal - Shareholder Voting on By-Law Amendments. Sharesholder YES Against For
ABBOTT LABORATORIES ABT 002824100 4/24/2020 7. Shareholder Proposal - Simple Majority Vote. Sharesholder YES Against For
PHILIP MORRIS INTERNATIONAL PM 718172109 5/5/2020 1. DIRECTORS Issuer YES For For
PHILIP MORRIS INTERNATIONAL PM 718172109 5/5/2020 2. Advisory Vote Approving Executive Compensation Issuer YES For For
PHILIP MORRIS INTERNATIONAL PM 718172109 5/5/2020 3. Ratification of the Selection of Independent Auditors Issuer YES For For
ABBVIE INC. ABBV 00287Y109 5/8/2020 1. DIRECTORS Issuer YES For For
ABBVIE INC. ABBV 00287Y109 5/8/2020 2. Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 Issuer YES For For
ABBVIE INC. ABBV 00287Y109 5/8/2020 3. Say on Pay - An advisory vote on the approval of executive compensation Issuer YES For For
ABBVIE INC. ABBV 00287Y109 5/8/2020 4. Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting Issuer YES For For
ABBVIE INC. ABBV 00287Y109 5/8/2020 5. Stockholder Proposal - to Issue an Annual Report on Lobbying Sharesholder YES Against For
ABBVIE INC. ABBV 00287Y109 5/8/2020 6. Stockholder Proposal - to Adopt a Policy to Require Independent Chairman Sharesholder YES Against For
ABBVIE INC. ABBV 00287Y109 5/8/2020 7. Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing Sharesholder YES Against For
ALTRIA GROUP, INC MO 02209S103 5/14/2020 1. DIRECTORS Issuer YES For For
ALTRIA GROUP, INC MO 02209S103 5/14/2020 2. Ratification of the Selection of Independent Registered Public Accounting Firm Issuer YES For For
ALTRIA GROUP, INC MO 02209S103 5/14/2020 3. Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers Issuer YES For For
ALTRIA GROUP, INC MO 02209S103 5/14/2020 4. Approval of the 2020 Performance Incentive Plan Issuer YES For For
ALTRIA GROUP, INC MO 02209S103 5/14/2020 5. Shareholder Proposal - Disclosure of Lobbying Policies and Practices Sharesholder YES Against For
ALTRIA GROUP, INC MO 02209S103 5/14/2020 6. Shareholder Proposal - Report on the Company's Underage Tobacco Prevention Policies Sharesholder YES Against For
TURNING POINT BRANDS, INC. TPB 90041L105 4/28/2020 1. DIRECTORS Issuer YES For For
TURNING POINT BRANDS, INC. TPB 90041L105 4/28/2020 2. Ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 1 Receipt of the 2019 Annual Report and Accounts Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 2 Approval of the 2019 Directors' remuneration report Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 3 Reappointment of the Auditors Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 4 Authority for the Audit Committee to agree the Auditors' remuneration Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 5 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 6 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 7 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 8 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 9 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 10 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 11 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 12 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 13 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 14 DIRECTOR Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 15 Renewal of the Directors' authority to allot shares Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 16 Renewal of the Directors' authority to disapply pre-emption rights Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 17 Authority for the Company to purchase its own shares Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 18 Approval of the British American Tobacco Restricted Share Plan Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 19 Authority to make donations to political organisations and to incur political expenditure Issuer YES For For
BRITISH AMERICAN TOBACCO P.L.C. BTI 110448107 4/30/2020 20 Notice period for General Meetings Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 1A Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 1B Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 1C Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 5 Approval of the statutory annual accounts Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 6 Discharge to the directors Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 7 Discharge to the statutory auditor Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8A Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8B Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8C Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8E Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8F Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8G Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8I Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal) Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8J Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 8K Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 9 Remuneration policy and remuneration report: Proposed ...(due to space limits, see proxy material for full proposal). Issuer YES For For
ANHEUSER-BUSCH INBEV SA BUD 03524A108 6/4/2020 10 Filings Issuer YES For For
MOLSON COORS BREWING CO. TAP 60871R209 5/20/2020 1. DIRECTORS Issuer YES For For
MOLSON COORS BREWING CO. TAP 60871R209 5/20/2020 2. To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay). Issuer YES For For
THE BOSTON BEER COMPANY SAM 100557107 5/13/2020 1. DIRECTORS Issuer YES For For
THE BOSTON BEER COMPANY SAM 100557107 5/13/2020 2. Advisory vote to approve our Named Executive Officers' executive compensation. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 1. To analyze and approve the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2019. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 2. To decide on the allocation of the net profits for the fiscal year ended December 31, 2019 and ratification of the payment of interest on own capital related to the fiscal year ended December 31, 2019, approved by the Board of Directors at the meeting held on December 2, 2019. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 3. To define the number of members of the Board of Directors. To approve the Board of Directors to be composed of 11 effective members and 2 alternates, for a 3-year term, which will end at the Ordinary Shareholder's Meeting to be held in 2023, pursuant to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 4A. Election of the Board of Directors by a single slate: Controller Slate - Board of Directors: Victorio Carlos De Marchi, Carlos Alves de Brito, Milton Seligman, José Heitor Attilio Gracioso, Vicente Falconi Campos, Luis Felipe Pedreira Dutra Leite, Roberto Moses Thompson Motta, Nelson José Jamel, Cecília Sicupira, Antonio Carlos Augusto Ribeiro Bonchristiano, Marcos de Barros Lisboa, Carlos Eduardo Klutzenschell Lisboa (Alternate), Michel Dimitrios Doukeris (Alternate) Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 4B. If one of the candidates who make up the chosen slate fails to join it, can your votes continue to be cast on the chosen slate? Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 4C. In case the multiple vote election process be adopted, should your votes be distributed in equal percentages among the members of the slate you chose? Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 5A1. Election of the fiscal council. To elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year, which shall end on the Ordinary General Meeting to be held in 2021: Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate). PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 5A2. If one of the candidates that are part of the slate fails to integrate it to accommodate the separate election, your votes may still be given to the chosen slate? PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 5B. Separate Election of the fiscal council - Candidates nominated by minority shareholders: Vinicius Balbino Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate). PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 6. To determine managers' overall compensation for the year of 2020, in the annual amount of up to R$ 111,079,130.00, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 7. To determine the overall compensation of the Fiscal Council's members for the year of 2020, in the annual amount of up to R$ 2,162,700.00, with alternate members' compensation corresponding to half of the amount received by the effective members, in accorda Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E1. To approve the amendment to the heading of article 5 of the Company's bylaws, in order to reflect the capital increases approved by the Board of Directors, within the authorized capital limit until the date of the Shareholders' Meeting, according to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E2. To approve the amendment to article 8 of the Company's bylaws, to make express reference to other possibilities of using the authorized capital limit by the Board of Directors as set forth in Law No 6,404/76, according to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E3. To approve the amendment to articles 11, 15, 16, 17, 18 and 19, of the Company's bylaws, related to the composition of the Board of Directors, to (i) provide for the possibility of having a single Chairman of the Board of Directors, alternatively to the current Co-Chairmen model; (ii) increase the minimum number of members that can compose the Board of Directors from 3 to 5; and (iii) provide the Board of Directors will be composed, in its majority, by external members, according to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E4. To approve the amendment to article 21 of the Company's bylaws, to adjust the competence of the Board of Directors, according to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E5. To approve the amendment to articles 22 to 34 of the Company's bylaws, including the new articles 25 and 34 and renumbering the other articles, to restructure the composition of the Board of Executive Officers of the Company, set the duties of the new positions and change the name of the positions already existent, according to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E6. In view of the proposed amendments to the bylaws described above, to approve the consolidation of the Company's bylaws, in order to reflect the adjustments arising from such changes, renumbering and wording corrections, according to the Management Proposal. Issuer YES For For
AMBEV SA ABEV 02319V103 4/24/2020 E7. To approve the amendment to the current Share-Based Compensation Plan, to increase the global volume of shares representing the Company's share capital that may be delivered to the participants in such plan from 0.3% to 3%. Issuer YES For For
THERMO FISHER SCIENTIFIC INC. TMO 883556102 5/20/2020 1. DIRECTORS Issuer YES For For
THERMO FISHER SCIENTIFIC INC. TMO 883556102 5/20/2020 2. An advisory vote to approve named executive officer compensation. Issuer YES For For
THERMO FISHER SCIENTIFIC INC. TMO 883556102 5/20/2020 3. Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. Issuer YES For For
VECTOR GROUP LTD VGR 92240M108 5/28/2020 1. DIRECTORS Issuer YES For For
VECTOR GROUP LTD VGR 92240M108 5/28/2020 2. Advisory approval of executive compensation (say on pay) Issuer YES For For
VECTOR GROUP LTD VGR 92240M108 5/28/2020 3. Approval of ratification of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2020 Issuer YES For For
VECTOR GROUP LTD VGR 92240M108 5/28/2020 4. Advisory approval of a shareholder proposal regarding the adoption of a shareholder "proxy access" by-law. Shareholder YES Abstain Abstain
CRAFT BREW ALLIANCE INC BREW 224122101 5/29/2020 1. DIRECTORS Issuer YES For For
CRAFT BREW ALLIANCE INC BREW 224122101 5/29/2020 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Issuer YES For For
CRAFT BREW ALLIANCE INC BREW 224122101 5/29/2020 3. ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. Issuer YES For For
DAVE & BUSTER'S ENTERTAINMENT, INC. PLAY 238337109 6/23/2020 1. DIRECTORS Issuer YES For For
DAVE & BUSTER'S ENTERTAINMENT, INC. PLAY 238337109 6/23/2020 2. Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm Issuer YES For For
DAVE & BUSTER'S ENTERTAINMENT, INC. PLAY 238337109 6/23/2020 3. Advisory Approval of Executive Compensation Issuer YES For Abstain
DAVE & BUSTER'S ENTERTAINMENT, INC. PLAY 238337109 6/23/2020 4. Approval of the Company's Amended and Restated 2014 Omnibus Incentive Plan. Issuer YES For For
MGP INGREDIENTS INC MGPI 55303J106 6/30/2020 1. DIRECTORS Issuer YES For For
MGP INGREDIENTS INC MGPI 55303J106 6/30/2020 2. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. Issuer YES For For
MGP INGREDIENTS INC MGPI 55303J106 6/30/2020 3. To adopt an advisory resolution to approve the compensation of our named executive officers. Issuer YES For For
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 6/25/2020 1. DIRECTORS Issuer YES For For
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 6/25/2020 2. To approve the reincorporation of the Company from the State of Washington to the State of Delaware. Issuer YES For Abstain
NEW AGE BEVERAGES CORPORATION NBEV 64157V108 6/25/2020 3. To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 Issuer YES For For

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant AdvisorShares Trust
   
By (Signature and Title)* /s/ Noah Hamman
  Noah Hamman, Chief Executive Officer
  (principal executive officer)
   
Date August 3, 2020

 

*Print the name and title of each signing officer under his or her signature.