UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22110
AdvisorShares Trust
(Exact name of registrant as specified in charter)
4800 Montgomery Lane, Suite 150
Bethesda, Maryland 20814
(Address of principal executive offices) (Zip code)
Dan Ahrens
4800 Montgomery Lane, Suite 150
Bethesda, Maryland 20814
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-877-843-3831
Date of fiscal year end: June 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
Item 1. Proxy Voting Record.
=================ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF=================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=====================ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF====================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=======================ADVISORSHARES DORSEY WRIGHT SHORT ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================== ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================== ADVISORSHARES RANGER EQUITY BEAR ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES SAGE CORE RESERVES ETF =========================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF================
REGISTRANT NAME: AdvisorShares
INVESTMENT COMPANY ACT FILE NUMBER: 811-22110
REPORTING PERIOD: 07/01/2019 - 06/30/2020
REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814
NAME OF SERIES (FUND): Dorsey Wright Alpha Equity Weight ETF
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| WYNDHAM DESTINATIONS INC | WYND | 98310W108 | 5/14/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| WYNDHAM DESTINATIONS INC | WYND | 98310W108 | 5/14/2020 | 2. To vote on a non-binding, advisory resolution to approve our executive compensation program. | Issuer | Yes | For | For |
| WYNDHAM DESTINATIONS INC | WYND | 98310W108 | 5/14/2020 | 3. To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2020. | Issuer | Yes | For | For |
| NVR, INC. | NVR | 62944T105 | 5/5/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| NVR, INC. | NVR | 62944T105 | 5/5/2020 | 2. Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2020. | Issuer | Yes | For | For |
| NVR, INC. | NVR | 62944T105 | 5/5/2020 | 3. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| EVERGY, INC. | EVRG | 30034W106 | 5/5/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| EVERGY, INC. | EVRG | 30034W106 | 5/5/2020 | 2. Approval, on a non-binding advisory basis, the 2019 compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| EVERGY, INC. | EVRG | 30034W106 | 5/5/2020 | 3. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| WEC ENERGY GROUP, INC. | WEC | 92939U106 | 5/6/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| WEC ENERGY GROUP, INC. | WEC | 92939U106 | 5/6/2020 | 2. Advisory Vote to Approve Compensation of the Named Executive Officers. | Issuer | Yes | For | For |
| WEC ENERGY GROUP, INC. | WEC | 92939U106 | 5/6/2020 | 3. Ratification of Deloitte & Touche LLP as Independent Auditors for 2020 | Issuer | Yes | For | For |
| ESSENTIAL UTILITIES INC | WTRG | 29670G102 | 5/6/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| ESSENTIAL UTILITIES INC | WTRG | 29670G102 | 5/6/2020 | 2. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. | Issuer | Yes | For | For |
| ESSENTIAL UTILITIES INC | WTRG | 29670G102 | 5/6/2020 | 3. To approve an advisory vote on the compensation paid to the Company's named executive officers for 2019 | Issuer | Yes | For | For |
| ESSENTIAL UTILITIES INC | WTRG | 29670G102 | 5/6/2020 | 4. To approve an amendment to the Articles of Incorporation to establish a majority voting standard in uncontested director elections. | Issuer | Yes | For | For |
| ESSENTIAL UTILITIES INC | WTRG | 29670G102 | 5/6/2020 | 5. To approve an amendment to the Articles of Incorporation to increase the number of authorized shares of common stock from 300 million to 600 million. | Issuer | Yes | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 5/8/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 5/8/2020 | 2. Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2020. | Issuer | Yes | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 5/8/2020 | 3. Advisory Vote to Approve Named Executive Officer Compensation. | Issuer | Yes | For | For |
| AMERICAN WATER WORKS COMPANY, INC | AWK | 030420103 | 5/13/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| AMERICAN WATER WORKS COMPANY, INC | AWK | 030420103 | 5/13/2020 | 2. Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| AMERICAN WATER WORKS COMPANY, INC | AWK | 030420103 | 5/13/2020 | 3. Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| PNM RESOURCES, INC | PNM | 69349H107 | 5/12/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| PNM RESOURCES, INC | PNM | 69349H107 | 5/12/2020 | 2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| PNM RESOURCES, INC | PNM | 69349H107 | 5/12/2020 | 3. Approve, on an advisory basis, the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Issuer | Yes | For | For |
| PNM RESOURCES, INC | PNM | 69349H107 | 5/12/2020 | 4. Publish a report on coal combustion residual matters at San Juan Generating Station. | Shareholder | Yes | Abstain | Abstain |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | 5/12/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | 5/12/2020 | 2. Ratification of Ernst & Young LLP as independent auditors. | Issuer | Yes | For | For |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | 5/12/2020 | 3. Approval of an advisory resolution on executive compensation. | Issuer | Yes | For | For |
| FISERV, INC. | FISV | 337738108 | 5/14/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| FISERV, INC. | FISV | 337738108 | 5/14/2020 | 2. To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Issuer | Yes | For | For |
| FISERV, INC. | FISV | 337738108 | 5/14/2020 | 3. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. | Issuer | Yes | For | For |
| FISERV, INC. | FISV | 337738108 | 5/14/2020 | 4. A shareholder proposal requesting the company provide political spending disclosure. | Shareholder | Yes | Against | For |
| ROSS STORES, INC. | ROST | 778296103 | 5/20/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| ROSS STORES, INC. | ROST | 778296103 | 5/20/2020 | 2. Advisory vote to approve the resolution on the compensation of the named executive officers. | Issuer | Yes | For | For |
| ROSS STORES, INC. | ROST | 778296103 | 5/20/2020 | 3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Issuer | Yes | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 2. Ratification of the Appointment of KPMG LLP | Issuer | Yes | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 3. Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Issuer | Yes | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 4. Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Yes | Against | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 5. Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Yes | Against | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 6. Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Yes | Against | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 5/21/2020 | 7. Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Yes | Against | For |
| NEXTERA ENERGY INC | NEE | 65339F101 | 5/21/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| NEXTERA ENERGY INC | NEE | 65339F101 | 5/21/2020 | 2. Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 | Issuer | Yes | For | For |
| NEXTERA ENERGY INC | NEE | 65339F101 | 5/21/2020 | 3. Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Issuer | Yes | For | For |
| NEXTERA ENERGY INC | NEE | 65339F101 | 5/21/2020 | 4. A proposal entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Yes | Against | For |
| NEXTERA ENERGY INC | NEE | 65339F101 | 5/21/2020 | 5. A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders | Shareholder | Yes | Against | For |
=========================ADVISORSHARES DORSEY WRIGHT ADR ETF ========================
| Company Name | Ticker | Provider Security ID | Meeting Date | Proponent | Proposal Text | Management Recommendation | Vote Instruction | Voted |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Elect Director John Climax | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Elect Director Steve Cutler | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Elect Director William Hall | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Authorize Board to Fix Remuneration of Auditors | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Authorize Issue of Equity | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Authorize Issue of Equity without Pre-emptive Rights | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Authorize Share Repurchase Program | For | For | Yes |
| ICON plc | ICLR | G4705A100 | 23-Jul-19 | Management | Approve the Price Range for the Reissuance of Shares | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Approve Dividend | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Reelect G V Prasad as Director | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Reelect Sridar Iyengar as Director | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Reelect Kalpana Morparia as Director | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Elect Leo Puri as Director | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Elect Shikha Sharma as Director | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Elect Allan Oberman as Director | For | For | Yes |
| Dr. Reddy's Laboratories Ltd. | 500124 | 256135203 | 30-Jul-19 | Management | Approve Remuneration of Cost Auditors | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect David Kostman as Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect Rimon Ben-Shaoul as Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect Yehoshua (Shuki) Ehrlich as Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect Leo Apotheker as Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect Joseph (Joe) Cowan as Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect Dan Falk as External Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2a, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reelect Yocheved Dvir as External Director | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2b, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Approve Amendments to the Equity-Based Compensation for Executive | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Approve Amendments to the Equity-Based Compensation for Non-Executive Directors | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| NICE Ltd. (Israel) | NICE | 653656108 | 18-Sep-19 | Management | Discuss Financial Statements and the Report of the Board for 2016 | Yes | ||
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Approve Remuneration Report | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Approve Final Dividend | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Elect Debra Crew as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Lord Davies as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Javier Ferran as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Susan Kilsby as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Ho KwonPing as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Nicola Mendelsohn as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Ivan Menezes as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Kathryn Mikells as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Re-elect Alan Stewart as Director | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Authorise EU Political Donations and Expenditure | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Authorise Issue of Equity | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Approve Irish Sharesave Scheme | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| Diageo Plc | DGE | 25243Q205 | 19-Sep-19 | Management | Adopt New Articles of Association | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Ratify Grant Thornton India LLP as Auditors | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Authorize Board to Fix Remuneration of Auditors | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Reelect Adrian T. Dillon as a Director | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Reelect Gareth Williams as a Director | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Reelect Mario P. Vitale as a Director | For | For | Yes |
| WNS (Holdings) Limited | WNS | 92932M101 | 26-Sep-19 | Management | Approve Remuneration of Directors | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Elect Daniel O'Day as Director | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Elect Linda Higgins as Director | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Approve Auditors' Remuneration | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Receive Special Board Report Re: Issuance of Warrants | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Receive Special Auditor Report Re: Issuance of Warrants | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Approve Issuance of Warrants | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Receive Special Board Report Re: Increase of Authorized Capital | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 22-Oct-19 | Management | Renew Authorization to Increase Share Capital by Up to 20 Percent within the Framework of Authorized Capital | For | Against | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Appoint Ernst & Young as Auditor of the Company | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve General Authority to Issue Shares in BHP Group Plc | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve General Authority to Issue Shares in BHP Group Plc for Cash | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve the Repurchase of Shares in BHP Group Plc | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve Remuneration Policy | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve Remuneration Report for UK Law Purposes | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve Remuneration Report for Australian Law Purposes | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Approve the Grant of Awards to Andrew Mackenzie | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Ian Cockerill as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Susan Kilsby as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Terry Bowen as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Malcolm Broomhead as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Anita Frew as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Andrew Mackenzie as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Lindsay Maxsted as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect John Mogford as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Shriti Vadera as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Management | Elect Ken MacKenzie as Director | For | For | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Share Holder | Amend Constitution of BHP Group Limited | Against | Against | Yes |
| BHP Group Limited | BHP | 088606108 | 07-Nov-19 | Share Holder | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | Against | Against | Yes |
| Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 14-Nov-19 | Management | Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 25-Nov-19 | Management | Open Meeting | Yes | ||
| argenx SE | ARGX | 04016X101 | 25-Nov-19 | Management | Amend Articles to Reflect Changes in Capital | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 25-Nov-19 | Management | Amend Argenx Option Plan | For | Against | Yes |
| argenx SE | ARGX | 04016X101 | 25-Nov-19 | Management | Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital | For | Against | Yes |
| argenx SE | ARGX | 04016X101 | 25-Nov-19 | Management | Other Business (Non-Voting) | Yes | ||
| argenx SE | ARGX | 04016X101 | 25-Nov-19 | Management | Close Meeting | Yes | ||
| Dr. Reddy's Laboratories Limited | 500124 | 256135203 | 02-Jan-20 | Management | Approve Scheme of Amalgamation and Arrangement | For | For | Yes |
| Sibanye-Stillwater Ltd. | SGL | 825724206 | 23-Jan-20 | Management | Approve Acquisition of the Scheme Shares by Sibanye-Stillwater | For | For | Yes |
| Sibanye-Stillwater Ltd. | SGL | 825724206 | 23-Jan-20 | Management | Approve Revocation of Special Resolution Number 1 if the Scheme Does Not Become Unconditional and is Not Continued | For | For | Yes |
| Sibanye-Stillwater Ltd. | SGL | 825724206 | 23-Jan-20 | Management | Authorise Ratification of Approved Resolutions | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Approve Discharge of Board and Senior Management | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Approve Allocation of Income and Dividends of CHF 2.95 per Share | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Approve Remuneration of Directors in the Amount of CHF 9 Million | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Approve Remuneration Report | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Joerg Reinhardt as Director and Board Chairman | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Nancy Andrews as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Ton Buechner as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Patrice Bula as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Srikant Datar as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Elizabeth Doherty as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Ann Fudge as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Frans van Houten as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Andreas von Planta as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Charles Sawyers as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect Enrico Vanni as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reelect William Winters as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Elect Bridgette Heller as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Elect Simon Moroney as Director | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reappoint Srikant Datar as Member of the Compensation Committee | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reappoint Enrico Vanni as Member of the Compensation Committee | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Reappoint William Winters as Member of the Compensation Committee | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Appoint Bridgette Heller as Member of the Compensation Committee | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Designate Peter Zahn as Independent Proxy | For | For | Yes |
| Novartis AG | NOVN | 66987V109 | 28-Feb-20 | Management | Transact Other Business (Voting) | For | Against | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Approve Remuneration Policy | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Approve Remuneration Report | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Approve Final Dividend | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Graham Baker as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Vinita Bali as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Baroness Virginia Bottomley as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Roland Diggelmann as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Erik Engstrom as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Robin Freestone as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Marc Owen as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Angie Risley as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Re-elect Roberto Quarta as Director | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Reappoint KPMG LLP as Auditors | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Approve Global Share Plan 2020 | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Authorise Issue of Equity | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| Smith & Nephew Plc | SN | 83175M205 | 09-Apr-20 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Open Meeting | Yes | ||
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Receive Report of Management Board (Non-Voting) | Yes | ||
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Adopt Financial Statements | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Receive Explanation on Company's Reserves and Dividend Policy | Yes | ||
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Approve Discharge of Management Board | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Reelect Paul T. Dacier as Non-Executive Director | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Reelect Richard M. Gradon as Non-Executive Director | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Reelect Robert G. Warden as Non-Executive Director | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Appoint Peter L. Juhas to Represent the Management in Case All Directors are Absent or Prevented from Acting | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Grant Board Authority to Issue Shares | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.a | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Grant Board Authority to Issue Additional Shares | For | Against | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c | For | Against | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Authorize Repurchase of Shares | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Conditional Authorization to Repurchase Additional Shares | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Approve Reduction in Share Capital through Cancellation of Shares | For | For | Yes |
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Allow Questions | Yes | ||
| AerCap Holdings NV | AER | N00985106 | 22-Apr-20 | Management | Close Meeting | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Open Meeting | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Discuss the Company's Business, Financial Situation and Sustainability | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Remuneration Report | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Receive Clarification on Company's Reserves and Dividend Policy | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Dividends of EUR 2.40 Per Share | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Discharge of Management Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Discharge of Supervisory Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Number of Shares for Management Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Certain Adjustments to the Remuneration Policy for Management Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Approve Remuneration Policy for Supervisory Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Announce Vacancies on the Supervisory Board | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Opportunity to Make Recommendations | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Reelect A.P. (Annet) Aris to Supervisory Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Elect D.M. (Mark) Durcan to Supervisory Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Elect D.W.A. (Warren) East to Supervisory Board | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Receive Information on the Composition of the Supervisory Board | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Ratify KPMG as Auditors | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Authorize Cancellation of Repurchased Shares | For | For | Yes |
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Other Business (Non-Voting) | Yes | ||
| ASML Holding NV | ASML | N07059210 | 22-Apr-20 | Management | Close Meeting | Yes | ||
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Approve Final Dividend | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Approve Remuneration Report | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Richie Boucher as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Elect Johan Karlstrom as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Elect Shaun Kelly as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Heather McSharry as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Albert Manifold as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Senan Murphy as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Gillian Platt as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Mary Rhinehart as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Lucinda Riches as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Re-elect Siobhan Talbot as Director | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Ratify Deloitte Ireland LLP as Auditors | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Authorise Issue of Equity | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Authorise Reissuance of Treasury Shares | For | For | Yes |
| CRH Plc | CRH | 12626K203 | 23-Apr-20 | Management | Approve Scrip Dividend | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Approve Remuneration Report | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Approve Discharge of Board and Senior Management | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Approve Allocation of Income and Dividends of CHF 2.70 per Share | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Paul Bulcke as Director and Board Chairman | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Ulf Schneider as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Henri de Castries as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Renato Fassbind as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Ann Veneman as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Eva Cheng as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Patrick Aebischer as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Ursula Burns as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Kasper Rorsted as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Pablo Isla as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Kimberly Ross as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Dick Boer as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Reelect Dinesh Paliwal as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Elect Hanne Jimenez de Mora as Director | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Appoint Patrick Aebischer as Member of the Compensation Committee | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Appoint Ursula Burns as Member of the Compensation Committee | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Appoint Pablo Isla as Member of the Compensation Committee | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Appoint Dick Boer as Member of the Compensation Committee | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Ratify Ernst & Young AG as Auditors | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Designate Hartmann Dreyer as Independent Proxy | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Approve Remuneration of Directors in the Amount of CHF 10 Million | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Yes |
| Nestle SA | NESN | 641069406 | 23-Apr-20 | Management | Transact Other Business (Voting) | Against | Against | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Receive Directors' and Auditors' Reports (Non-Voting) | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Approve Financial Statements and Allocation of Income | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Receive Auditors' Reports (Non-Voting) | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Approve Remuneration Policy | For | Against | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Approve Remuneration Report | For | Against | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Approve Discharge of Directors and Auditor | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Acknowledge Information on Auditors' Remuneration | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Ratify Deloitte as Auditor and Approve Auditors' Remuneration | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Re-elect Mary Kerr as Independent Director | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Elect Elisabeth Svanberg as Independent Director | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Approve Remuneration of Directors | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Approve Offer of 85,000 Subscription Rights | For | Against | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Receive Special Board Report Re: Change Purpose of Company | Yes | ||
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Amend Corporate Purpose | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Amend Articles Re: New Code of Companies and Associations | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Elect Supervisory Board Members | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Authorize Implementation of Approved Resolutions and Coordination of Article | For | For | Yes |
| Galapagos NV | GLPG | 36315X101 | 28-Apr-20 | Management | Authorize Filing of Required Documents/Formalities at Trade Registry | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Approve Dividends | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Leif Johansson as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Pascal Soriot as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Marc Dunoyer as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Genevieve Berger as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Philip Broadley as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Graham Chipchase as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Elect Michel Demare as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Deborah DiSanzo as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Sheri McCoy as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Tony Mok as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Nazneen Rahman as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Re-elect Marcus Wallenberg as Director | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Approve Remuneration Report | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Approve Remuneration Policy | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise EU Political Donations and Expenditure | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise Issue of Equity | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| AstraZeneca Plc | AZN | 046353108 | 29-Apr-20 | Management | Approve Performance Share Plan | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | President's Speech | Yes | ||
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Receive Explanation on Company's Reserves and Dividend Policy | Yes | ||
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Dividends of EUR 0.85 Per Share | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Remuneration Report | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Discharge of Management Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Discharge of Supervisory Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Remuneration Policy for Management Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Long Term Incentive Plan for Management Board Members | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Remuneration Policy for Supervisory Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Reelect N. Dhawan to Supervisory Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Elect F. Sijbesma to Supervisory Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Elect P. Loscher to Supervisory Board | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Grant Board Authority to Issue Shares | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Approve Cancellation of Repurchased Shares | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 30-Apr-20 | Management | Other Business (Non-Voting) | Yes | ||
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Open Meeting | Yes | ||
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Receive Report of Management Board (Non-Voting) | Yes | ||
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Adopt Remuneration Policy | For | Against | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Approve Remuneration Report | For | Against | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Discuss Annual Report for FY 2019 | Yes | ||
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Discussion on Company's Corporate Governance Structure | Yes | ||
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Approve Allocation of Losses to the Retained Earnings of the Company | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Approve Discharge of Directors | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Reelect Pamela Klein as Non-Executive Director | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights | For | Against | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | Against | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Ratify Deloitte as Auditors | For | For | Yes |
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Other Business (Non-Voting) | Yes | ||
| argenx SE | ARGX | 04016X101 | 12-May-20 | Management | Close Meeting | Yes | ||
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Yes | ||
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Allocation of Income and Dividends of EUR 1.58 per Share | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Ratify KPMG AG as Auditors for Fiscal 2020 | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Remuneration Policy for the Management Board | For | For | Yes |
| SAP SE | SAP | 803054204 | 20-May-20 | Management | Approve Remuneration Policy for the Supervisory Board | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Reappoint Ernst & Young Inc as Auditors of the Company with Lance Tomlinson as the Designated Individual Partner | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Elect Elaine Dorward-King as Director | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Elect Vincent Maphai as Director | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Timothy Cumming as Director | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Charl Keyter as Director | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Keith Rayner as Chair of the Audit Committee | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Timothy Cumming as Member of the Audit Committee | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Savannah Danson as Member of the Audit Committee | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Rick Menell as Member of the Audit Committee | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Nkosemntu Nika as Member of the Audit Committee | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Re-elect Susan van der Merwe as Member of the Audit Committee | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Place Authorised but Unissued Shares under Control of Directors | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Authorise Board to Issue Shares for Cash | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Approve Remuneration Policy | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Approve Remuneration Implementation Report | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Approve Remuneration of Non-Executive Directors | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Approve that Lead Independent Director Recompense for Period Since Appointment | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | For | For | Yes |
| Sibanye Stillwater Ltd. | SSW | 82575P107 | 26-May-20 | Management | Authorise Repurchase of Issued Share Capital | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Approve Discharge of Board Members | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Elect Kurt Sievers as Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Peter Bonfield as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Josef Kaeser as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Lena Olving as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Peter Smitham as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Julie Southern as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Jasmin Staiblin as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Gregory Summe as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Reelect Karl-Henrik Sundstrom as Non-Executive Director | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Approve Cancellation of Ordinary Shares | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Ratify Ernst & Young Accountants LLP as Auditors | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Amend Articles to Establish Quorum Requirement | For | For | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| NXP Semiconductors N.V. | NXPI | N6596X109 | 27-May-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director David Thomson | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Steve Hasker | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Kirk E. Arnold | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director David W. Binet | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director W. Edmund Clark | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Michael E. Daniels | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Kirk Koenigsbauer | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Vance K. Opperman | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Kim M. Rivera | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Barry Salzberg | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Peter J. Thomson | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Elect Director Wulf von Schimmelmann | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Management | Advisory Vote on Executive Compensation Approach | For | For | Yes |
| Thomson Reuters Corporation | TRI | 884903709 | 03-Jun-20 | Share Holder | SP 1: Produce a Human Rights Risk Report at Reasonable Cost and Omitting Proprietary Information | Against | Against | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director Kirk S. Hachigian | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director Steven C. Mizell | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director Nicole Parent Haughey | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director David D. Petratis | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director Dean I. Schaffer | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director Charles L. Szews | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Elect Director Martin E. Welch, III | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Renew the Board's Authority to Issue Shares Under Irish Law | For | For | Yes |
| Allegion Plc | ALLE | G0176J109 | 04-Jun-20 | Management | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | For | For | Yes |
| MercadoLibre, Inc. | MELI | 58733R102 | 08-Jun-20 | Management | Elect Director Susan Segal | For | For | Yes |
| MercadoLibre, Inc. | MELI | 58733R102 | 08-Jun-20 | Management | Elect Director Mario Eduardo Vazquez | For | For | Yes |
| MercadoLibre, Inc. | MELI | 58733R102 | 08-Jun-20 | Management | Elect Director Alejandro Nicolas Aguzin | For | For | Yes |
| MercadoLibre, Inc. | MELI | 58733R102 | 08-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| MercadoLibre, Inc. | MELI | 58733R102 | 08-Jun-20 | Management | Ratify Deloitte & Co. S.A. as Auditors | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Re-elect Sipho Pityana as Director | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Re-elect Albert Garner as Director | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Re-elect Rhidwaan Gasant as Director | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Elect Maria Ramos as Director | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Elect Nelisiwe Magubane as Director | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Re-elect Maria Richter as Member of the Audit and Risk Committee | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Re-elect Alan Ferguson as Member of the Audit and Risk Committee | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Elect Jochen Tilk as Member of the Audit and Risk Committee | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Reappoint Ernst & Young Inc as Auditors of the Company with Ernest Botha as the Lead Audit Partner | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Place Authorised but Unissued Shares under Control of Directors | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Approve Remuneration Policy | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Approve Remuneration Implementation Report | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Approve Non-executive Directors' Fees | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Authorise Repurchase of Issued Share Capital | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Authorise Board to Issue Shares for Cash | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Amend Memorandum of Incorporation | For | For | Yes |
| AngloGold Ashanti Ltd. | ANG | 035128206 | 10-Jun-20 | Management | Authorise Ratification of Approved Resolutions | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Approve Annual Report and Financial Statements | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Approve Allocation of Income and Dividends of RUB 20.57 per Share | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Feliks Evtushenkov as Director | None | Against | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Artem Zasurskii as Director | None | Against | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Aleksei Kornia as Director | None | Against | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Regina von Flemming as Director | None | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Shaygan Kheradpir as Director | None | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Thomas Holtrop as Director | None | Against | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Nadia Shouraboura as Director | None | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Konstantin Ernst as Director | None | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Valentin Iumashev as Director | None | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Irina Borisenkova as Member of Audit Commission | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Natalia Mikheeva as Member of Audit Commission | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Elect Andrei Porokh as Member of Audit Commission | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Ratify Auditor | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Approve New Edition of Regulations on Board of Directors | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Approve New Edition of Regulations on Management | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Approve Company's Membership in Russian Union of Industrialists and Entrepreneurs | For | For | Yes |
| Mobile TeleSystems PJSC | MTSS | 607409109 | 24-Jun-20 | Management | Approve Company's Membership in AI-Russia Alliance | For | For | Yes |
| Koninklijke Philips NV | PHIA | 500472303 | 26-Jun-20 | Management | Approve Dividends of EUR 0.85 Per Share | For | For | Yes |
=====================ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF=====================
| Company Name | Ticker | Provider Security ID | Meeting Date | Proponent | Proposal Text | Management Recommendation | Vote Instruction | Voted |
| Impinj, Inc. | PI | 453204109 | 23-Oct-19 | Management | Elect Director Peter van Oppen | For | Withhold | Yes |
| Impinj, Inc. | PI | 453204109 | 23-Oct-19 | Management | Elect Director Theresa Wise | For | Withhold | Yes |
| Impinj, Inc. | PI | 453204109 | 23-Oct-19 | Management | Elect Director Cathal Phelan | For | For | Yes |
| Impinj, Inc. | PI | 453204109 | 23-Oct-19 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director Peter Farrell | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director Joseph E. Payne | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director Andy Sassine | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director James Barlow | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director Edward W. Holmes | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director Magda Marquet | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Elect Director Karah Parschauer | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 25-Oct-19 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Franz Walt | For | For | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Thomas Bologna | For | Withhold | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Frederick Hallsworth | For | Withhold | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Brian McDonough | For | Withhold | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Sarah O'Connor | For | For | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Heino von Prondzynski | For | Withhold | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director Zubeen Shroff | For | Withhold | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Elect Director John Wilkerson | For | For | Yes |
| Quotient Limited | QTNT | G73268107 | 30-Oct-19 | Management | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director Martha Z. Carnes | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director John D. Chandler | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director John W. Gibson | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director John R. Hewitt | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director Liane K. Hinrichs | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director James H. Miller | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Elect Director Jim W. Mogg | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Matrix Service Company | MTRX | 576853105 | 05-Nov-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director John J. Sullivan | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director Gary M. Owens | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director John B. Schmieder | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director Robert V. Dwyer | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director Evan C. Guillemin | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director David M. Kelly | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director David B. Perez | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Elect Director Jennifer S. Alltoft | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Ratify Plante & Moran, PLLC as Auditors | For | For | Yes |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 05-Nov-19 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Eldorado Resorts, Inc. | ERI | 28470R102 | 15-Nov-19 | Management | Issue Shares in Connection with Merger | For | For | Yes |
| Eldorado Resorts, Inc. | ERI | 28470R102 | 15-Nov-19 | Management | Change State of Incorporation from Nevada to Delaware | For | For | Yes |
| Eldorado Resorts, Inc. | ERI | 28470R102 | 15-Nov-19 | Management | Approve the ERI A&R Nevada Charter | For | For | Yes |
| Eldorado Resorts, Inc. | ERI | 28470R102 | 15-Nov-19 | Management | Adjourn Meeting | For | For | Yes |
| Dorian LPG Ltd. | LPG | Y2106R110 | 21-Nov-19 | Management | Elect Director John C. Hadjipateras | For | For | Yes |
| Dorian LPG Ltd. | LPG | Y2106R110 | 21-Nov-19 | Management | Elect Director Malcolm McAvity | For | Withhold | Yes |
| Dorian LPG Ltd. | LPG | Y2106R110 | 21-Nov-19 | Management | Ratify Deloitte Certified Public Accountants S.A. as Auditors | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Elect Director Deborah A. Farrington | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Elect Director Joseph R. Martin | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Elect Director A. J. "Bert" Moyer | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Elect Director Joseph J. Orlando | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Elect Director Bruce A. Stevens | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| Collectors Universe, Inc. | CLCT | 19421R200 | 03-Dec-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Elect Director Michael Klein | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Elect Director Rakesh Patel | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Elect Director Susan Wood | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Elect Director Andy Sassine | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 06-Dec-19 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| Hebron Technology Co., Ltd. | HEBT | G4418R101 | 20-Dec-19 | Management | Elect Anyuan Sun as Director | For | For | Yes |
| Hebron Technology Co., Ltd. | HEBT | G4418R101 | 20-Dec-19 | Management | Elect Xuesong Liu as Director | For | For | Yes |
| Hebron Technology Co., Ltd. | HEBT | G4418R101 | 20-Dec-19 | Management | Elect Haiying Xiang as Director | For | For | Yes |
| Hebron Technology Co., Ltd. | HEBT | G4418R101 | 20-Dec-19 | Management | Approve Appointment of Wei, Wei & Co., LLP as Independent Registered Public Accounting Firm | For | For | Yes |
| Hebron Technology Co., Ltd. | HEBT | G4418R101 | 20-Dec-19 | Management | Approve One Million Share Incentive Plan | For | Against | Yes |
| Hebron Technology Co., Ltd. | HEBT | G4418R101 | 20-Dec-19 | Management | Approve Adjournment Proposal | For | Against | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Elect Director Mark W. Harding | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Elect Director Harrison H. Augur | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Elect Director Patrick J. Beirne | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Elect Director Arthur G. Epker, III | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Elect Director Richard L. Guido | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Elect Director Peter C. Howell | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Ratify Plante & Moran PLLC as Auditors | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Pure Cycle Corporation | PCYO | 746228303 | 15-Jan-20 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Anne H. Chow | For | Withhold | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Clayton M. Christensen | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Michael Fung | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Dennis G. Heiner | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Donald J. McNamara | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Joel C. Peterson | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director E. Kay Stepp | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Derek C.M. van Bever | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Elect Director Robert A. Whitman | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Franklin Covey Co. | FC | 353469109 | 24-Jan-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director Elizabeth S. Acton | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director Laurent Alpert | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director Allan P. Merrill | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director Peter M. Orser | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director Norma A. Provencio | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director Danny R. Shepherd | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director David J. Spitz | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Elect Director C. Christian Winkle | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Beazer Homes USA, Inc. | BZH | 07556Q881 | 05-Feb-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Ingles Markets, Inc. | IMKTA | 457030104 | 11-Feb-20 | Management | Elect Director Ernest E. Ferguson | For | Withhold | Yes |
| Ingles Markets, Inc. | IMKTA | 457030104 | 11-Feb-20 | Management | Elect Director John R. Lowden | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Elect Director Charles T. Munger | For | Withhold | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Elect Director J.P. Guerin | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Elect Director Gerald L. Salzman | For | Withhold | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Elect Director Peter D. Kaufman | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Elect Director Gary L. Wilcox | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Elect Director Mary Conlin | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Ratify Squar Milner LLP as Auditors | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Adopt Majority Voting for Uncontested Election of Directors | For | For | Yes |
| Daily Journal Corporation | DJCO | 233912104 | 12-Feb-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Reelect Eyal Kaplan as Director | For | For | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Reelect Dror Erez as Director | For | For | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Approve Compensation Policy for the Directors and Officers of the Company | For | Against | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Approve Amended Compensation of Non-Executive Directors | For | Against | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Approve Compensation of Eyal Kaplan, Chairman | For | Against | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Approve Employment Terms of Doron Gerstel, CEO | For | For | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Discuss Financial Statements and the Report of the Board | Yes | ||
| Perion Network Ltd. | PERI | M78673114 | 13-Feb-20 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| Powell Industries, Inc. | POWL | 739128106 | 19-Feb-20 | Management | Elect Director Christopher E. Cragg | For | For | Yes |
| Powell Industries, Inc. | POWL | 739128106 | 19-Feb-20 | Management | Elect Director Perry L. Elders | For | For | Yes |
| Powell Industries, Inc. | POWL | 739128106 | 19-Feb-20 | Management | Elect Director Katheryn B. Curtis | For | For | Yes |
| Powell Industries, Inc. | POWL | 739128106 | 19-Feb-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Elect Director Walter S. Woltosz | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Elect Director John K. Paglia | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Elect Director David L. Ralph | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Elect Director Daniel Weiner | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Elect Director Lisa LaVange | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Simulations Plus, Inc. | SLP | 829214105 | 21-Feb-20 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| Kornit Digital Ltd. | KRNT | M6372Q113 | 27-Feb-20 | Management | Approval Renewal of Liability Insurance Policy to Directors/Officers | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director Robert R. Buck | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director Susan F. Davis | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director William C. Griffiths | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director Donald R. Maier | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director Meredith W. Mendes | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director Joseph D. Rupp | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director Curtis M. Stevens | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Elect Director George L. Wilson | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Quanex Building Products Corporation | NX | 747619104 | 27-Feb-20 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| Construction Partners, Inc. | ROAD | 21044C107 | 06-Mar-20 | Management | Elect Director Craig Jennings | For | Withhold | Yes |
| Construction Partners, Inc. | ROAD | 21044C107 | 06-Mar-20 | Management | Elect Director Mark R. Matteson | For | Withhold | Yes |
| Construction Partners, Inc. | ROAD | 21044C107 | 06-Mar-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| Independent Bank Corporation | IBCP | 453838609 | 21-Apr-20 | Management | Elect Director Terance L. Beia | For | For | Yes |
| Independent Bank Corporation | IBCP | 453838609 | 21-Apr-20 | Management | Elect Director Stephen L. Gulis, Jr. | For | For | Yes |
| Independent Bank Corporation | IBCP | 453838609 | 21-Apr-20 | Management | Elect Director William B. Kessel | For | For | Yes |
| Independent Bank Corporation | IBCP | 453838609 | 21-Apr-20 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| Independent Bank Corporation | IBCP | 453838609 | 21-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Independent Bank Corporation | IBCP | 453838609 | 21-Apr-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Elect Director Celestino R. ("Chuck") Pennoni | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Elect Director Vito S. Pantilione | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Elect Director Edward Infantolino | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Elect Director Elizabeth A. Milavsky | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Parke Bancorp, Inc. | PKBK | 700885106 | 21-Apr-20 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| Ares Commercial Real Estate Corporation | ACRE | 04013V108 | 23-Apr-20 | Management | Elect Director William S. Benjamin | For | For | Yes |
| Ares Commercial Real Estate Corporation | ACRE | 04013V108 | 23-Apr-20 | Management | Elect Director Caroline E. Blakely | For | Withhold | Yes |
| Ares Commercial Real Estate Corporation | ACRE | 04013V108 | 23-Apr-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Ares Commercial Real Estate Corporation | ACRE | 04013V108 | 23-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Capital City Bank Group, Inc. | CCBG | 139674105 | 23-Apr-20 | Management | Elect Director Thomas A. Barron | For | For | Yes |
| Capital City Bank Group, Inc. | CCBG | 139674105 | 23-Apr-20 | Management | Elect Director Stanley W. Connally, Jr. | For | For | Yes |
| Capital City Bank Group, Inc. | CCBG | 139674105 | 23-Apr-20 | Management | Elect Director J. Everitt Drew | For | For | Yes |
| Capital City Bank Group, Inc. | CCBG | 139674105 | 23-Apr-20 | Management | Elect Director W. Eric Grant | For | For | Yes |
| Capital City Bank Group, Inc. | CCBG | 139674105 | 23-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Capital City Bank Group, Inc. | CCBG | 139674105 | 23-Apr-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Paul J. Bickel, III | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director J. McCauley Brown | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director David P. Heintzman | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Donna L. Heitzman | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Carl G. Herde | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director James A. Hillebrand | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Richard A. Lechleiter | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Stephen M. Priebe | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director John L. Schutte | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Norman Tasman | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Elect Director Kathy C. Thompson | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Ratify BKD, LLP as Auditor | For | For | Yes |
| Stock Yards Bancorp, Inc. | SYBT | 861025104 | 23-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 28-Apr-20 | Management | Elect Director Bruce Bruckmann | For | Withhold | Yes |
| Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 28-Apr-20 | Management | Elect Director Carmine Falcone | For | Withhold | Yes |
| Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 28-Apr-20 | Management | Elect Director Robert W. Willmschen, Jr. | For | For | Yes |
| Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 28-Apr-20 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 28-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 28-Apr-20 | Management | Other Business | For | Against | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Mark B. Segall | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director David E. Glazek | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Lawrence A. Goodman | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director David R. Haas *Withdrawn Resolution* | Yes | ||
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Kurt C. Hall | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Thomas F. Lesinski | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Lee Roy Mitchell | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Donna Reisman | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Elect Director Renana Teperberg | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Ratify 2019 Equity Grants to Thomas F. Lesinski | For | For | Yes |
| National CineMedia, Inc. | NCMI | 635309107 | 28-Apr-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Ryerson Holding Corporation | RYI | 783754104 | 28-Apr-20 | Management | Elect Director Kirk K. Calhoun | For | For | Yes |
| Ryerson Holding Corporation | RYI | 783754104 | 28-Apr-20 | Management | Elect Director Jacob Kotzubei | For | Withhold | Yes |
| Ryerson Holding Corporation | RYI | 783754104 | 28-Apr-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Robert L. Zerbe | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Alan L. Rubino | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Heidi Hagen | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Steven C. Gilman | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Kevin E. McLaughlin | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Paul K. Wotton | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Elect Director Dominick C. Colangelo | For | Withhold | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Vericel Corporation | VCEL | 92346J108 | 29-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Elect Director John McLernon | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Elect Director James Farrar | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Elect Director William Flatt | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Elect Director Sabah Mirza | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Elect Director Mark Murski | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Elect Director John Sweet | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| City Office REIT, Inc. | CIO | 178587101 | 30-Apr-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Goosehead Insurance, Inc. | GSHD | 38267D109 | 04-May-20 | Management | Elect Director Mark E. Jones | For | Withhold | Yes |
| Goosehead Insurance, Inc. | GSHD | 38267D109 | 04-May-20 | Management | Elect Director Robyn Jones | For | Withhold | Yes |
| Goosehead Insurance, Inc. | GSHD | 38267D109 | 04-May-20 | Management | Elect Director Peter Lane | For | For | Yes |
| Goosehead Insurance, Inc. | GSHD | 38267D109 | 04-May-20 | Management | Elect Director Mark Miller | For | For | Yes |
| Goosehead Insurance, Inc. | GSHD | 38267D109 | 04-May-20 | Management | Elect Director James Reid | For | For | Yes |
| Goosehead Insurance, Inc. | GSHD | 38267D109 | 04-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| The York Water Company | YORW | 987184108 | 04-May-20 | Management | Elect Director Joseph T. Hand | For | For | Yes |
| The York Water Company | YORW | 987184108 | 04-May-20 | Management | Elect Director Erin C. McGlaughlin | For | For | Yes |
| The York Water Company | YORW | 987184108 | 04-May-20 | Management | Elect Director Robert P. Newcomer | For | For | Yes |
| The York Water Company | YORW | 987184108 | 04-May-20 | Management | Elect Director Ernest J. Waters | For | For | Yes |
| The York Water Company | YORW | 987184108 | 04-May-20 | Management | Ratify Baker Tilly Virchow Krause, LLP as Auditors | For | For | Yes |
| The York Water Company | YORW | 987184108 | 04-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Macatawa Bank Corporation | MCBC | 554225102 | 05-May-20 | Management | Elect Director Birgit M. Klohs | For | For | Yes |
| Macatawa Bank Corporation | MCBC | 554225102 | 05-May-20 | Management | Elect Director Thomas P. Rosenbach | For | For | Yes |
| Macatawa Bank Corporation | MCBC | 554225102 | 05-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Macatawa Bank Corporation | MCBC | 554225102 | 05-May-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| Neoleukin Therapeutics, Inc. | NLTX | 64049K104 | 05-May-20 | Management | Elect Director M. Cantey Boyd | For | For | Yes |
| Neoleukin Therapeutics, Inc. | NLTX | 64049K104 | 05-May-20 | Management | Elect Director Todd Simpson | For | For | Yes |
| Neoleukin Therapeutics, Inc. | NLTX | 64049K104 | 05-May-20 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| Neoleukin Therapeutics, Inc. | NLTX | 64049K104 | 05-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Neoleukin Therapeutics, Inc. | NLTX | 64049K104 | 05-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Neoleukin Therapeutics, Inc. | NLTX | 64049K104 | 05-May-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Jerry C. Atkin | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director W. Steve Albrecht | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Russell A. Childs | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Henry J. Eyring | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Meredith S. Madden | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Ronald J. Mittelstaedt | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Andrew C. Roberts | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Keith E. Smith | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director Steven F. Udvar-Hazy | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Elect Director James L. Welch | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| SkyWest, Inc. | SKYW | 830879102 | 05-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Accel Entertainment, Inc. | ACEL | 00436Q106 | 06-May-20 | Management | Elect Director Andrew Rubenstein | For | For | Yes |
| Accel Entertainment, Inc. | ACEL | 00436Q106 | 06-May-20 | Management | Elect Director Karl Peterson | For | Withhold | Yes |
| Accel Entertainment, Inc. | ACEL | 00436Q106 | 06-May-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Ducommun Incorporated | DCO | 264147109 | 06-May-20 | Management | Elect Director Richard A. Baldridge | For | For | Yes |
| Ducommun Incorporated | DCO | 264147109 | 06-May-20 | Management | Elect Director Stephen G. Oswald | For | For | Yes |
| Ducommun Incorporated | DCO | 264147109 | 06-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Ducommun Incorporated | DCO | 264147109 | 06-May-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| Ducommun Incorporated | DCO | 264147109 | 06-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Great Lakes Dredge & Dock Corporation | GLDD | 390607109 | 06-May-20 | Management | Elect Director Elaine J. Dorward-King | For | For | Yes |
| Great Lakes Dredge & Dock Corporation | GLDD | 390607109 | 06-May-20 | Management | Elect Director Ryan J. Levenson | For | For | Yes |
| Great Lakes Dredge & Dock Corporation | GLDD | 390607109 | 06-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Great Lakes Dredge & Dock Corporation | GLDD | 390607109 | 06-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Elect Director Alan Gardner | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Elect Director Claire Gulmi | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Elect Director Robert Hensley | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Elect Director Lawrence Van Horn | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Elect Director Timothy Wallace | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Community Healthcare Trust Incorporated | CHCT | 20369C106 | 07-May-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Gerald Eugene O'Shaughnessy | For | Against | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director James Franklin Park | For | Against | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Juan Cristobal Pavez | For | For | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Carlos Alberto Gulisano | For | Against | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Pedro Enrique Aylwin Chiorrini | For | Against | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Robert A. Bedingfield | For | For | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Jamie Bennett Coulter | For | For | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Elect Director Constantin Papadimitriou | For | For | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Ratify Pistrelli, Henry Martin y Asociados S.R.L. as Auditors | For | For | Yes |
| GeoPark Limited | GPRK | G38327105 | 07-May-20 | Management | Authorize Audit Committee to Fix Remuneration of the Auditors | For | For | Yes |
| Gladstone Commercial Corporation | GOOD | 376536108 | 07-May-20 | Management | Elect Director Michela A. English | For | Withhold | Yes |
| Gladstone Commercial Corporation | GOOD | 376536108 | 07-May-20 | Management | Elect Director Anthony W. Parker | For | Withhold | Yes |
| Gladstone Commercial Corporation | GOOD | 376536108 | 07-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Vectrus, Inc. | VEC | 92242T101 | 07-May-20 | Management | Elect Director William F. Murdy | For | For | Yes |
| Vectrus, Inc. | VEC | 92242T101 | 07-May-20 | Management | Elect Director Melvin F. Parker | For | For | Yes |
| Vectrus, Inc. | VEC | 92242T101 | 07-May-20 | Management | Elect Director Stephen L. Waechter | For | For | Yes |
| Vectrus, Inc. | VEC | 92242T101 | 07-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Vectrus, Inc. | VEC | 92242T101 | 07-May-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Vectrus, Inc. | VEC | 92242T101 | 07-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Zymeworks Inc. | ZYME | 98985W102 | 07-May-20 | Management | Elect Director Hollings C. Renton | For | Withhold | Yes |
| Zymeworks Inc. | ZYME | 98985W102 | 07-May-20 | Management | Elect Director Lota Zoth | For | Withhold | Yes |
| Zymeworks Inc. | ZYME | 98985W102 | 07-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Zymeworks Inc. | ZYME | 98985W102 | 07-May-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Zymeworks Inc. | ZYME | 98985W102 | 07-May-20 | Management | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Elect Director Darren Lampert | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Elect Director Michael Salaman | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Elect Director Stephen Aiello | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Elect Director Sean Stiefel | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Elect Director Paul F. Ciasullo, Jr. | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Ratify Plante & Moran, PLLC as Auditors | For | For | Yes |
| GrowGeneration, Corp. | GRWG | 39986L109 | 11-May-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| Luna Innovations Incorporated | LUNA | 550351100 | 11-May-20 | Management | Elect Director Warren B. Phelps, III | For | For | Yes |
| Luna Innovations Incorporated | LUNA | 550351100 | 11-May-20 | Management | Elect Director Mary Beth Vitale | For | For | Yes |
| Luna Innovations Incorporated | LUNA | 550351100 | 11-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Luna Innovations Incorporated | LUNA | 550351100 | 11-May-20 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| Luna Innovations Incorporated | LUNA | 550351100 | 11-May-20 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Robert B. Atwell | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Rachel Campos-Duffy | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Michael E. Daniels | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director John N. Dykema | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Terrence R. Fulwiler | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Christopher J. Ghidorzi | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Andrew F. Hetzel, Jr. | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Donald J. Long, Jr. | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Dustin J. McClone | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Susan L. Merkatoris | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Oliver Pierce Smith | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Elect Director Robert J. Weyers | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Ratify Wipfli LLP as Auditors | For | For | Yes |
| Nicolet Bankshares, Inc. | NCBS | 65406E102 | 11-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Steven I. Barlow | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Russell A. Colombo | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director James C. Hale | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Robert Heller | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Norma J. Howard | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Kevin R. Kennedy | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director William H. McDevitt, Jr. | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Leslie E. Murphy | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Joel Sklar | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Elect Director Brian M. Sobel | For | Withhold | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Approve Outside Director Stock Awards/Options in Lieu of Cash | For | For | Yes |
| Bank of Marin Bancorp | BMRC | 063425102 | 12-May-20 | Management | Ratify Moss Adams LLP as Auditor | For | For | Yes |
| Ichor Holdings, Ltd. | ICHR | G4740B105 | 12-May-20 | Management | Elect Director Laura Black | For | For | Yes |
| Ichor Holdings, Ltd. | ICHR | G4740B105 | 12-May-20 | Management | Elect Director Iain MacKenzie | For | For | Yes |
| Ichor Holdings, Ltd. | ICHR | G4740B105 | 12-May-20 | Management | Elect Director Thomas Rohrs | For | For | Yes |
| Ichor Holdings, Ltd. | ICHR | G4740B105 | 12-May-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Elect Director J. Bryan King | For | For | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Elect Director Charles D. Hale | For | Withhold | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Declassify the Board of Directors | For | For | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Eliminate Supermajority Vote Requirements to Amend Bylaws | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Eliminate Supermajority Vote Requirement to Remove Directors | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Change Range for Size of the Board | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Eliminate Cumulative Voting | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Amend Articles of Incorporation to Modify Stockholder Proposal Procedures | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Provide Right to Call Special Meeting | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements for Specified Provisions and Opt Out of Section 203 of the Delaware General Corporation Law | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Amend Certificate of Incorporation Regarding Combination Proposals | For | Against | Yes |
| Lawson Products, Inc. | LAWS | 520776105 | 12-May-20 | Management | Amend Articles of Incorporation | For | For | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Elect Director James Dondero | For | For | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Elect Director Brian Mitts | For | For | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Elect Director Edward Constantino | For | Withhold | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Elect Director Scott Kavanaugh | For | Withhold | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Elect Director Arthur Laffer | For | Withhold | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| NexPoint Residential Trust, Inc. | NXRT | 65341D102 | 12-May-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Elect Director Kathy Crusco | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Elect Director Kevin DeNuccio | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Elect Director Michael Everett | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Amend Nonqualified Employee Stock Purchase Plan | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Calix, Inc. | CALX | 13100M509 | 13-May-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Cytokinetics, Incorporated | CYTK | 23282W605 | 13-May-20 | Management | Elect Director L. Patrick Gage | For | For | Yes |
| Cytokinetics, Incorporated | CYTK | 23282W605 | 13-May-20 | Management | Elect Director Edward M. Kaye | For | For | Yes |
| Cytokinetics, Incorporated | CYTK | 23282W605 | 13-May-20 | Management | Elect Director Wendell Wierenga | For | For | Yes |
| Cytokinetics, Incorporated | CYTK | 23282W605 | 13-May-20 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| Cytokinetics, Incorporated | CYTK | 23282W605 | 13-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Cytokinetics, Incorporated | CYTK | 23282W605 | 13-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Elect Director Thomas F. Robards | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Elect Director Lisa Mumford | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Elect Director Laurence Penn | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Elect Director Ronald I. Simon | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Elect Director Edward Resendez | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Ellington Financial Inc. | EFC | 28852N109 | 13-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Elect Director Harlan W. Waksal | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Elect Director Tasos G. Konidaris | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Elect Director Eugene Bauer | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Elect Director Cynthia Schwalm | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Elect Director David E. Cohen | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Elect Director Arthur Kirsch | For | For | Yes |
| Kadmon Holdings, Inc. | KDMN | 48283N106 | 13-May-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| Retail Value Inc. | RVI | 76133Q102 | 13-May-20 | Management | Elect Director Gary N. Boston | For | For | Yes |
| Retail Value Inc. | RVI | 76133Q102 | 13-May-20 | Management | Elect Director Henrie W. Koetter | For | Against | Yes |
| Retail Value Inc. | RVI | 76133Q102 | 13-May-20 | Management | Elect Director David R. Lukes | For | For | Yes |
| Retail Value Inc. | RVI | 76133Q102 | 13-May-20 | Management | Elect Director Scott D. Roulston | For | For | Yes |
| Retail Value Inc. | RVI | 76133Q102 | 13-May-20 | Management | Elect Director Barry A. Sholem | For | Against | Yes |
| Retail Value Inc. | RVI | 76133Q102 | 13-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes |
| Safehold Inc. | SAFE | 78645L100 | 13-May-20 | Management | Elect Director Dean S. Adler | For | Withhold | Yes |
| Safehold Inc. | SAFE | 78645L100 | 13-May-20 | Management | Elect Director Robin Josephs | For | For | Yes |
| Safehold Inc. | SAFE | 78645L100 | 13-May-20 | Management | Elect Director Jay S. Nydick | For | Withhold | Yes |
| Safehold Inc. | SAFE | 78645L100 | 13-May-20 | Management | Elect Director Stefan M. Selig | For | Withhold | Yes |
| Safehold Inc. | SAFE | 78645L100 | 13-May-20 | Management | Elect Director Jay Sugarman | For | For | Yes |
| Safehold Inc. | SAFE | 78645L100 | 13-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Elect Director Craig D. Gates | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Elect Director Subodh Kulkarni | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Elect Director Michael M. Selzer, Jr. | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Elect Director Vivek Mohindra | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Elect Director Cheryl Beranek | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| CyberOptics Corporation | CYBE | 232517102 | 14-May-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| Gladstone Land Corporation | LAND | 376549101 | 14-May-20 | Management | Elect Director David Gladstone | For | For | Yes |
| Gladstone Land Corporation | LAND | 376549101 | 14-May-20 | Management | Elect Director Paul W. Adelgren | For | Withhold | Yes |
| Gladstone Land Corporation | LAND | 376549101 | 14-May-20 | Management | Elect Director John H. Outland | For | Withhold | Yes |
| Gladstone Land Corporation | LAND | 376549101 | 14-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Vinit K. Asar | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Asif Ahmad | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Christopher B. Begley | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director John T. Fox | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Thomas C. Freyman | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Stephen E. Hare | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Cynthia L. Lucchese | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Richard R. Pettingill | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Elect Director Kathryn M. Sullivan | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Hanger, Inc. | HNGR | 41043F208 | 14-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Whitestone REIT | WSR | 966084204 | 14-May-20 | Management | Elect Director Jeffrey A. Jones | For | For | Yes |
| Whitestone REIT | WSR | 966084204 | 14-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Whitestone REIT | WSR | 966084204 | 14-May-20 | Management | Ratify Pannell Kerr Forster of Texas, P.C. as Auditors | For | For | Yes |
| Five9, Inc. | FIVN | 338307101 | 18-May-20 | Management | Elect Director Kimberly Alexy | For | Withhold | Yes |
| Five9, Inc. | FIVN | 338307101 | 18-May-20 | Management | Elect Director Michael Burkland | For | Withhold | Yes |
| Five9, Inc. | FIVN | 338307101 | 18-May-20 | Management | Elect Director Robert Zollars | For | Withhold | Yes |
| Five9, Inc. | FIVN | 338307101 | 18-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Five9, Inc. | FIVN | 338307101 | 18-May-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Tzu-Yin "TY" Chiu | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Richard J. Faubert | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director R. John Fletcher | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Arthur L. George, Jr. | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Joseph P. Keithley | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director John T. Kurtzweil | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Mary G. Puma | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Thomas St. Dennis | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Elect Director Jorge Titinger | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Ratify Ernst & Young LLP as Auditor | For | For | Yes |
| Axcelis Technologies, Inc. | ACLS | 054540208 | 19-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Kevin C. Clark | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director W. Larry Cash | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Thomas C. Dircks | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Gale Fitzgerald | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Darrell S. Freeman, Sr. | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Janice E. Nevin | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Mark Perlberg | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Elect Director Joseph A. Trunfio | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| Cross Country Healthcare, Inc. | CCRN | 227483104 | 19-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Forterra, Inc. | FRTA | 34960W106 | 19-May-20 | Management | Elect Director Maureen Harrell | For | Withhold | Yes |
| Forterra, Inc. | FRTA | 34960W106 | 19-May-20 | Management | Elect Director Chad Lewis | For | Withhold | Yes |
| Forterra, Inc. | FRTA | 34960W106 | 19-May-20 | Management | Elect Director Karl H. Watson, Jr. | For | Withhold | Yes |
| Forterra, Inc. | FRTA | 34960W106 | 19-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Forterra, Inc. | FRTA | 34960W106 | 19-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Middlesex Water Company | MSEX | 596680108 | 19-May-20 | Management | Elect Director James F. Cosgrove, Jr. | For | For | Yes |
| Middlesex Water Company | MSEX | 596680108 | 19-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Middlesex Water Company | MSEX | 596680108 | 19-May-20 | Management | Ratify Baker Tilly Virchow Krause, LLP as Auditor | For | For | Yes |
| South Plains Financial, Inc. | SPFI | 83946P107 | 19-May-20 | Management | Elect Director Richard 'Danny' Campbell | For | Against | Yes |
| South Plains Financial, Inc. | SPFI | 83946P107 | 19-May-20 | Management | Elect Director Cynthia B. 'Cindi' Keith | For | Against | Yes |
| South Plains Financial, Inc. | SPFI | 83946P107 | 19-May-20 | Management | Ratify Weaver and Tidwell, L.L.P. as Auditors | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Elect Director Joseph Ciaffoni | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Elect Director Michael Heffernan | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Elect Director Gino Santini | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Declassify the Board of Directors | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Eliminate Supermajority Vote Requirement to Amend Bylaws | For | For | Yes |
| Collegium Pharmaceutical, Inc. | COLL | 19459J104 | 20-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Elect Director Angela K. Freeman | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Elect Director Dominic A. Romeo | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Elect Director Andrew M. Rooke | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Change Company Name to The Shyft Group, Inc. | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| Spartan Motors, Inc. | SPAR | 846819100 | 20-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Elect Director James R. Neal | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Elect Director W. Denman Van Ness | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Elect Director Joseph M. Limber | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Elect Director Jack L. Wyszomierski | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Elect Director Matthew D. Perry | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Elect Director Barbara Kosacz | For | Withhold | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| XOMA Corporation | XOMA | 98419J206 | 20-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Elect Director Thomas Sandgaard | For | For | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Elect Director Barry D. Michaels | For | For | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Elect Director Michael Cress | For | For | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Elect Director Joshua R. Disbrow | For | Withhold | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| Zynex, Inc. | ZYXI | 98986M103 | 20-May-20 | Management | Ratify Plante & Moran, PLLC as Auditors | For | For | Yes |
| Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 21-May-20 | Management | Elect Director Barry E. Greene | For | For | Yes |
| Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 21-May-20 | Management | Elect Director Mansoor Raza Mirza | For | For | Yes |
| Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 21-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 21-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director George C. Freeman, III | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director John D. Gottwald | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director William M. Gottwald | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director Kenneth R. Newsome | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director Gregory A. Pratt | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director Thomas G. Snead, Jr. | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director John M. Steitz | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director Carl E. Tack, III | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Elect Director Anne G. Waleski | For | For | Yes |
| Tredegar Corporation | TG | 894650100 | 21-May-20 | Management | Ratify KPMG LLP as Auditor | For | For | Yes |
| AppFolio, Inc. | APPF | 03783C100 | 22-May-20 | Management | Elect Director Klaus Schauser | For | Withhold | Yes |
| AppFolio, Inc. | APPF | 03783C100 | 22-May-20 | Management | Elect Director William Rauth | For | Withhold | Yes |
| AppFolio, Inc. | APPF | 03783C100 | 22-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AppFolio, Inc. | APPF | 03783C100 | 22-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director Theodore H. Ashford, III | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director A. Russell Chandler, III | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director William G. Miller | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director William G. Miller, II | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director Richard H. Roberts | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director Leigh Walton | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Elect Director Deborah L. Whitmire | For | For | Yes |
| Miller Industries, Inc. | MLR | 600551204 | 22-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Stephen W. Bershad | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Lonny J. Carpenter | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Deborah DiSanzo | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Matthijs Glastra | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Brian D. King | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Ira J. Lamel | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Maxine L. Mauricio | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Dominic A. Romeo | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Elect Director Thomas N. Secor | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Novanta Inc. | NOVT | 67000B104 | 26-May-20 | Management | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | For | For | Yes |
| Verra Mobility Corporation | VRRM | 92511U102 | 26-May-20 | Management | Elect Director Jay Geldmacher | For | Withhold | Yes |
| Verra Mobility Corporation | VRRM | 92511U102 | 26-May-20 | Management | Elect Director John Rexford | For | Withhold | Yes |
| Verra Mobility Corporation | VRRM | 92511U102 | 26-May-20 | Management | Elect Director David Roberts | For | Withhold | Yes |
| Verra Mobility Corporation | VRRM | 92511U102 | 26-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Verra Mobility Corporation | VRRM | 92511U102 | 26-May-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Verra Mobility Corporation | VRRM | 92511U102 | 26-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| PCTEL, Inc. | PCTI | 69325Q105 | 27-May-20 | Management | Elect Director Steven D. Levy | For | For | Yes |
| PCTEL, Inc. | PCTI | 69325Q105 | 27-May-20 | Management | Elect Director Giacomo Marini | For | For | Yes |
| PCTEL, Inc. | PCTI | 69325Q105 | 27-May-20 | Management | Elect Director David A. Neumann | For | For | Yes |
| PCTEL, Inc. | PCTI | 69325Q105 | 27-May-20 | Management | Reduce Authorized Common Stock | For | For | Yes |
| PCTEL, Inc. | PCTI | 69325Q105 | 27-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| PCTEL, Inc. | PCTI | 69325Q105 | 27-May-20 | Management | Ratify Grant Thornton LLP as Auditor | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Michael C. Feiner | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Joseph G. Flanagan | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director John B. Henneman, III | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Alex J. Mandl | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Neal Moszkowski | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Ian Sacks | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Jill Smith | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Anthony J. Speranzo | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Anthony R. Tersigni | For | For | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Elect Director Albert (Bert) R. Zimmerli | For | Withhold | Yes |
| R1 RCM Inc. | RCM | 749397105 | 27-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director Michael P. Kehoe | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director Steven J. Bensinger | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director Anne C. Kronenberg | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director Robert Lippincott, III | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director James J. Ritchie | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director Frederick L. Russell, Jr. | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Elect Director Gregory M. Share | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Kinsale Capital Group, Inc. | KNSL | 49714P108 | 28-May-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Molecular Templates, Inc. | MTEM | 608550109 | 28-May-20 | Management | Elect Director Eric E. Poma | For | Against | Yes |
| Molecular Templates, Inc. | MTEM | 608550109 | 28-May-20 | Management | Elect Director Harold E. "Barry" Selick | For | Against | Yes |
| Molecular Templates, Inc. | MTEM | 608550109 | 28-May-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Molecular Templates, Inc. | MTEM | 608550109 | 28-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Elect Director Ryan L. Pape | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Elect Director Mark E. Adams | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Elect Director John A. Constantine | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Elect Director Richard K. Crumly | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Elect Director Michael A. Klonne | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Ratify Baker Tilly Virchow Krause, LLP as Auditors | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| XPEL, Inc. | XPEL | 98379L100 | 28-May-20 | Management | Other Business | None | Against | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Elect Director David J. Anderson | For | For | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Elect Director Thomas S. Murley | For | Withhold | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Elect Director Frank V. Wisneski | For | For | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| Ameresco, Inc. | AMRC | 02361E108 | 29-May-20 | Management | Approve Omnibus Stock Plan | For | Against | Yes |
| Krystal Biotech, Inc. | KRYS | 501147102 | 29-May-20 | Management | Elect Director Krish S. Krishnan | For | Withhold | Yes |
| Krystal Biotech, Inc. | KRYS | 501147102 | 29-May-20 | Management | Elect Director Kirti Ganorkar | For | Withhold | Yes |
| Krystal Biotech, Inc. | KRYS | 501147102 | 29-May-20 | Management | Ratify Mayer Hoffman McCann P.C. as Auditors | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Elect Director Clifford De Souza | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Elect Director Robin Josephs | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Elect Director Richard Lieb | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Elect Director Barry W. Ridings | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Elect Director Anita Sands | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Elect Director Jay Sugarman | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| iStar Inc. | STAR | 45031U101 | 01-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Julian S. Inclan | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Jose Rafael Fernandez | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Juan C. Aguayo | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Jorge Colon-Gerena | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Nestor de Jesus | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Susan Harnett | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Pedro Morazzani | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Edwin Perez | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Elect Director Christa Steele | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| OFG Bancorp | OFG | 67103X102 | 01-Jun-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director Howard G. Berger | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director Marvin S. Cadwell | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director John V. Crues, III | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director Laura P. Jacobs | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director Lawrence L. Levitt | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director David L. Swartz | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Elect Director Ruth V. Wilson | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| RadNet, Inc. | RDNT | 750491102 | 01-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Michael M. Tarnow | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Mohammad Azab | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Clarissa Desjardins | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Steven R. Gannon | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Michael R. Hayden | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Frank A. Holler | For | Withhold | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Gary Patou | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Simon N. Pimstone | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Elect Director Dawn A. Svoronos | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Xenon Pharmaceuticals Inc. | XENE | 98420N105 | 01-Jun-20 | Management | Authorize Board to Fix Remuneration of Auditors | For | For | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Elect Director David H. Wang | For | Against | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Elect Director Haiping Dun | For | Against | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Elect Director Chenming C. Hu | For | Against | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Elect Director Tracy Liu | For | Against | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Elect Director Yinan Xiang | For | Against | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Elect Director Zhengfan Yang | For | Against | Yes |
| ACM Research, Inc. | ACMR | 00108J109 | 02-Jun-20 | Management | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | For | For | Yes |
| Casella Waste Systems, Inc. | CWST | 147448104 | 02-Jun-20 | Management | Elect Director Michael L. Battles | For | For | Yes |
| Casella Waste Systems, Inc. | CWST | 147448104 | 02-Jun-20 | Management | Elect Director Joseph G. Doody | For | For | Yes |
| Casella Waste Systems, Inc. | CWST | 147448104 | 02-Jun-20 | Management | Elect Director Emily Nagle Green | For | For | Yes |
| Casella Waste Systems, Inc. | CWST | 147448104 | 02-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Casella Waste Systems, Inc. | CWST | 147448104 | 02-Jun-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Elect Director Ivan Kaufman | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Elect Director Melvin F. Lazar | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Elect Director George Tsunis | For | Withhold | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Elect Director Kenneth J. Bacon | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Arbor Realty Trust, Inc. | ABR | 038923108 | 03-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| Arvinas, Inc. | ARVN | 04335A105 | 03-Jun-20 | Management | Elect Director Leslie V. Norwalk | For | For | Yes |
| Arvinas, Inc. | ARVN | 04335A105 | 03-Jun-20 | Management | Elect Director Liam Ratcliffe | For | Withhold | Yes |
| Arvinas, Inc. | ARVN | 04335A105 | 03-Jun-20 | Management | Elect Director Timothy Shannon | For | Withhold | Yes |
| Arvinas, Inc. | ARVN | 04335A105 | 03-Jun-20 | Management | Ratify Deloitte and Touche LLP as Auditors | For | For | Yes |
| Clarus Corporation | CLAR | 18270P109 | 03-Jun-20 | Management | Elect Director Warren B. Kanders | For | Withhold | Yes |
| Clarus Corporation | CLAR | 18270P109 | 03-Jun-20 | Management | Elect Director Donald L. House | For | Withhold | Yes |
| Clarus Corporation | CLAR | 18270P109 | 03-Jun-20 | Management | Elect Director Nicholas Sokolow | For | Withhold | Yes |
| Clarus Corporation | CLAR | 18270P109 | 03-Jun-20 | Management | Elect Director Michael A. Henning | For | Withhold | Yes |
| Clarus Corporation | CLAR | 18270P109 | 03-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Clarus Corporation | CLAR | 18270P109 | 03-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Omega Flex, Inc. | OFLX | 682095104 | 03-Jun-20 | Management | Elect Director Kevin R. Hoben | For | For | Yes |
| Omega Flex, Inc. | OFLX | 682095104 | 03-Jun-20 | Management | Elect Director Mark F. Albino | For | For | Yes |
| Omega Flex, Inc. | OFLX | 682095104 | 03-Jun-20 | Management | Elect Director James M. Dubin | For | Withhold | Yes |
| Omega Flex, Inc. | OFLX | 682095104 | 03-Jun-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| Omega Flex, Inc. | OFLX | 682095104 | 03-Jun-20 | Share Holder | Require a Majority Vote for the Election of Directors | Against | For | Yes |
| OrthoPediatrics Corp. | KIDS | 68752L100 | 03-Jun-20 | Management | Elect Director David R. Pelizzon | For | Withhold | Yes |
| OrthoPediatrics Corp. | KIDS | 68752L100 | 03-Jun-20 | Management | Elect Director Harald Ruf | For | Withhold | Yes |
| OrthoPediatrics Corp. | KIDS | 68752L100 | 03-Jun-20 | Management | Elect Director Terry D. Schlotterback | For | Withhold | Yes |
| OrthoPediatrics Corp. | KIDS | 68752L100 | 03-Jun-20 | Management | Elect Director Kevin L. Unger | For | Withhold | Yes |
| OrthoPediatrics Corp. | KIDS | 68752L100 | 03-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Elect Director Derek Dubner | For | For | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Elect Director Peter Benz | For | For | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Elect Director Steven Rubin | For | Withhold | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Elect Director Robert Swayman | For | For | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| Red Violet, Inc. | RDVT | 75704L104 | 03-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 03-Jun-20 | Management | Elect Director Gregory P. Hickey | For | For | Yes |
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 03-Jun-20 | Management | Elect Director Jon Barker | For | For | Yes |
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 03-Jun-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 03-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 03-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Zumiez Inc. | ZUMZ | 989817101 | 03-Jun-20 | Management | Elect Director Thomas D. Campion | For | For | Yes |
| Zumiez Inc. | ZUMZ | 989817101 | 03-Jun-20 | Management | Elect Director Sarah (Sally) G. McCoy | For | For | Yes |
| Zumiez Inc. | ZUMZ | 989817101 | 03-Jun-20 | Management | Elect Director Ernest R. Johnson | For | For | Yes |
| Zumiez Inc. | ZUMZ | 989817101 | 03-Jun-20 | Management | Elect Director Liliana Gil Valletta | For | For | Yes |
| Zumiez Inc. | ZUMZ | 989817101 | 03-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Zumiez Inc. | ZUMZ | 989817101 | 03-Jun-20 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| Limelight Networks, Inc. | LLNW | 53261M104 | 04-Jun-20 | Management | Elect Director Walter D. Amaral | For | For | Yes |
| Limelight Networks, Inc. | LLNW | 53261M104 | 04-Jun-20 | Management | Elect Director Scott Genereux | For | For | Yes |
| Limelight Networks, Inc. | LLNW | 53261M104 | 04-Jun-20 | Management | Elect Director Patricia Hadden | For | For | Yes |
| Limelight Networks, Inc. | LLNW | 53261M104 | 04-Jun-20 | Management | Ratify Ernst & Young LLP as Auditor | For | For | Yes |
| Limelight Networks, Inc. | LLNW | 53261M104 | 04-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Northwest Pipe Company | NWPX | 667746101 | 04-Jun-20 | Management | Elect Director Scott Montross | For | For | Yes |
| Northwest Pipe Company | NWPX | 667746101 | 04-Jun-20 | Management | Elect Director John Paschal | For | Withhold | Yes |
| Northwest Pipe Company | NWPX | 667746101 | 04-Jun-20 | Management | Elect Director William Yearsley | For | For | Yes |
| Northwest Pipe Company | NWPX | 667746101 | 04-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Northwest Pipe Company | NWPX | 667746101 | 04-Jun-20 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Elect Director Savneet Singh | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Elect Director Douglas G. Rauch | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Elect Director Cynthia A. Russo | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Elect Director John W. Sammon | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Elect Director James C. Stoffel | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Increase Authorized Common Stock | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| PAR Technology Corporation | PAR | 698884103 | 04-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Yossi Ben Shalom as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Nir Cohen as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Kineret Ya'ari as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Joseph Weiss as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Alon Dumanis as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Guy Zur as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reelect Haim Regev as Director | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Re-approval Employment Terms of Yossi Ben Shalom, Chairman | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Approve Compensation of Joseph Weiss, Director and Business Development Consultant to | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Approve Amended Employment Terms of Dov Sella, CEO | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Approve Amended Compensation Policy for the Directors and Officers of the Company | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Discuss Financial Statements and the Report of the Board | Yes | ||
| Rada Electronic Industries Ltd. | RADA | M81863124 | 04-Jun-20 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director Peter Farrell | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director Joseph E. Payne | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director Andy Sassine | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director James Barlow | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director Edward W. Holmes | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director Magda Marquet | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Elect Director Karah Parschauer | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| Arcturus Therapeutics Holdings Inc. | ARCT | 03969T109 | 05-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Veracyte, Inc. | VCYT | 92337F107 | 05-Jun-20 | Management | Elect Director Bonnie H. Anderson | For | For | Yes |
| Veracyte, Inc. | VCYT | 92337F107 | 05-Jun-20 | Management | Elect Director Robert S. Epstein | For | For | Yes |
| Veracyte, Inc. | VCYT | 92337F107 | 05-Jun-20 | Management | Elect Director Evan Jones | For | For | Yes |
| Veracyte, Inc. | VCYT | 92337F107 | 05-Jun-20 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| Veracyte, Inc. | VCYT | 92337F107 | 05-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Veracyte, Inc. | VCYT | 92337F107 | 05-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Elect Director Donald R. Brisch | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Elect Director Michael P. Dempsey | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Elect Director Robert W. Holmes | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Elect Director Stephen E. Johnson | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Elect Director David R. Sachse | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Ratify Dixon Hughes Goodman, LLP as Auditors | For | For | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Approve Omnibus Stock Plan | For | Against | Yes |
| Bank First Corporation | BFC | 06211J100 | 08-Jun-20 | Management | Other Business | For | Against | Yes |
| Kodiak Sciences Inc. | KOD | 50015M109 | 08-Jun-20 | Management | Elect Director Taiyin Yang | For | For | Yes |
| Kodiak Sciences Inc. | KOD | 50015M109 | 08-Jun-20 | Management | Elect Director Bassil I. Dahiyat | For | Withhold | Yes |
| Kodiak Sciences Inc. | KOD | 50015M109 | 08-Jun-20 | Management | Elect Director Charles A. Bancroft | For | For | Yes |
| Kodiak Sciences Inc. | KOD | 50015M109 | 08-Jun-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| Ardelyx, Inc. | ARDX | 039697107 | 09-Jun-20 | Management | Elect Director Robert Bazemore | For | Withhold | Yes |
| Ardelyx, Inc. | ARDX | 039697107 | 09-Jun-20 | Management | Elect Director Gordon Ringold | For | Withhold | Yes |
| Ardelyx, Inc. | ARDX | 039697107 | 09-Jun-20 | Management | Elect Director Richard Rodgers | For | Withhold | Yes |
| Ardelyx, Inc. | ARDX | 039697107 | 09-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Ardelyx, Inc. | ARDX | 039697107 | 09-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Ardelyx, Inc. | ARDX | 039697107 | 09-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Calithera Biosciences, Inc. | CALA | 13089P101 | 09-Jun-20 | Management | Elect Director Susan M. Molineaux | For | Withhold | Yes |
| Calithera Biosciences, Inc. | CALA | 13089P101 | 09-Jun-20 | Management | Elect Director Blake Wise | For | Withhold | Yes |
| Calithera Biosciences, Inc. | CALA | 13089P101 | 09-Jun-20 | Management | Elect Director H. Ward Wolff | For | Withhold | Yes |
| Calithera Biosciences, Inc. | CALA | 13089P101 | 09-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Calithera Biosciences, Inc. | CALA | 13089P101 | 09-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Calithera Biosciences, Inc. | CALA | 13089P101 | 09-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Elect Director Byron L. Boston | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Elect Director Michael R. Hughes | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Elect Director Barry A. Igdaloff | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Elect Director Robert A. Salcetti | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Elect Director David H. Stevens | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| Dynex Capital, Inc. | DX | 26817Q886 | 09-Jun-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| IVERIC bio, Inc. | ISEE | 46583P102 | 09-Jun-20 | Management | Elect Director Jane P. Henderson | For | For | Yes |
| IVERIC bio, Inc. | ISEE | 46583P102 | 09-Jun-20 | Management | Elect Director Glenn P. Sblendorio | For | For | Yes |
| IVERIC bio, Inc. | ISEE | 46583P102 | 09-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| IVERIC bio, Inc. | ISEE | 46583P102 | 09-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | 09-Jun-20 | Management | Elect Director Fabrice Egros | For | Withhold | Yes |
| Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | 09-Jun-20 | Management | Elect Director Pierre Legault | For | Withhold | Yes |
| Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | 09-Jun-20 | Management | Elect Director Michael A. Metzger | For | For | Yes |
| Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | 09-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| TechTarget, Inc. | TTGT | 87874R100 | 09-Jun-20 | Management | Elect Director Michael Cotoia | For | For | Yes |
| TechTarget, Inc. | TTGT | 87874R100 | 09-Jun-20 | Management | Elect Director Roger M. Marino | For | For | Yes |
| TechTarget, Inc. | TTGT | 87874R100 | 09-Jun-20 | Management | Elect Director Christina G. Van Houten | For | For | Yes |
| TechTarget, Inc. | TTGT | 87874R100 | 09-Jun-20 | Management | Ratify Stowe & Degon, LLC as Auditors | For | For | Yes |
| TechTarget, Inc. | TTGT | 87874R100 | 09-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director Paul D. Arling | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director Satjiv S. Chahil | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director Sue Ann R. Hamilton | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director William C. Mulligan | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director J.C. Sparkman | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director Gregory P. Stapleton | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director Carl E. Vogel | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Elect Director Edward K. Zinser | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Universal Electronics Inc. | UEIC | 913483103 | 09-Jun-20 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Ofer Elyakim | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Thomas A. Lacey | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Cynthia Paul | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Gabi Seligsohn | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Yair Seroussi | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Norman P. Taffe | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Elect Director Kenneth H. Traub | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Ratify Kost Forer Gabbay & Kasierer as Auditor | For | For | Yes |
| DSP Group, Inc. | DSPG | 23332B106 | 10-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director Patrick J. Harshman | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director Patrick Gallagher | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director Deborah L. Clifford | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director David Krall | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director Mitzi Reaugh | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director Susan G. Swenson | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Elect Director Nikos Theodosopoulos | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| Harmonic Inc. | HLIT | 413160102 | 10-Jun-20 | Management | Ratify Armanino LLP as Auditors | For | For | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director Patrick Soon-Shiong | For | For | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director Barry J. Simon | For | For | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director Steve Gorlin | For | Withhold | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director Michael D. Blaszyk | For | Withhold | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director Frederick W. Driscoll | For | For | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director John C. Thomas, Jr. | For | For | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Elect Director Cheryl L. Cohen | For | Withhold | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| NantKwest, Inc. | NK | 63016Q102 | 10-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director M. Scott Ashbrook | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director R. Blake Chatelain | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director Kirk D. Cooper | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director F. William Hackmeyer, Jr. | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director Barry D. Hines | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director Robert A. Nichols | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director Willie P. Obey | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director Teddy R. Price | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director John C. Simpson | For | Withhold | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director Don L. Thompson | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Elect Director H. Lindsey Torbett | For | For | Yes |
| Red River Bancshares, Inc. | RRBI | 75686R202 | 10-Jun-20 | Management | Ratify Postlethwaite & Netterville, APAC as Auditors | For | For | Yes |
| UFP Technologies, Inc. | UFPT | 902673102 | 10-Jun-20 | Management | Elect Director Robert W. Pierce, Jr. | For | For | Yes |
| UFP Technologies, Inc. | UFPT | 902673102 | 10-Jun-20 | Management | Elect Director Daniel C. Croteau | For | For | Yes |
| UFP Technologies, Inc. | UFPT | 902673102 | 10-Jun-20 | Management | Elect Director Cynthia L. Feldmann | For | For | Yes |
| UFP Technologies, Inc. | UFPT | 902673102 | 10-Jun-20 | Management | Declassify the Board of Directors | For | For | Yes |
| UFP Technologies, Inc. | UFPT | 902673102 | 10-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| UFP Technologies, Inc. | UFPT | 902673102 | 10-Jun-20 | Management | Ratify Grant Thornton LLP as Auditor | For | For | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director David Blundin | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director Sanju Bansal | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director Seth Birnbaum | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director Paul Deninger | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director John Lunny | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director George Neble | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director John Shields | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Elect Director Mira Wilczek | For | Withhold | Yes |
| EverQuote, Inc. | EVER | 30041R108 | 11-Jun-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Elect Director John F. Barr | For | For | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Elect Director Brian R. Boal | For | For | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Elect Director John W. McCullough | For | Withhold | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Elect Director Marisa A. Shockley | For | For | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Ratify Baker Tilly Virchow Krause, LLP as Auditors | For | For | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Share Holder | Elect Director Michael J. Driscoll | For | Do Not Vote | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Share Holder | Elect Director Lisa Narrell-Mead | For | Do Not Vote | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Share Holder | Elect Director Ethan C. Elzen | For | Do Not Vote | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Share Holder | Management Nominee Marisa A. Shockley | For | Do Not Vote | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Do Not Vote | Yes |
| First United Corporation | FUNC | 33741H107 | 11-Jun-20 | Management | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Against | Do Not Vote | Yes |
| UMH Properties, Inc. | UMH | 903002103 | 11-Jun-20 | Management | Elect Director Jeffrey A. Carus | For | Withhold | Yes |
| UMH Properties, Inc. | UMH | 903002103 | 11-Jun-20 | Management | Elect Director Matthew I. Hirsch | For | Withhold | Yes |
| UMH Properties, Inc. | UMH | 903002103 | 11-Jun-20 | Management | Elect Director Kenneth K. Quigley, Jr. | For | Withhold | Yes |
| UMH Properties, Inc. | UMH | 903002103 | 11-Jun-20 | Management | Ratify PKF O'Connor Davies, LLP as Auditors | For | For | Yes |
| UMH Properties, Inc. | UMH | 903002103 | 11-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Elect Director Roger Susi | For | Withhold | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Elect Director Leslie McDonnell - Withdrawn | Yes | ||
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Elect Director James Hawkins | For | For | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Elect Director Monty Allen | For | For | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Elect Director Anthony Vuoto | For | For | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| IRadimed Corporation | IRMD | 46266A109 | 12-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Mersana Therapeutics, Inc. | MRSN | 59045L106 | 12-Jun-20 | Management | Elect Director David Mott | For | Withhold | Yes |
| Mersana Therapeutics, Inc. | MRSN | 59045L106 | 12-Jun-20 | Management | Elect Director Anna Protopapas | For | Withhold | Yes |
| Mersana Therapeutics, Inc. | MRSN | 59045L106 | 12-Jun-20 | Management | Elect Director Lawrence M. Alleva | For | Withhold | Yes |
| Mersana Therapeutics, Inc. | MRSN | 59045L106 | 12-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Newtek Business Services Corp. | NEWT | 652526203 | 12-Jun-20 | Management | Elect Director Richard J. Salute | For | For | Yes |
| Newtek Business Services Corp. | NEWT | 652526203 | 12-Jun-20 | Management | Elect Director Salvatore F. Mulia | For | For | Yes |
| Newtek Business Services Corp. | NEWT | 652526203 | 12-Jun-20 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| Newtek Business Services Corp. | NEWT | 652526203 | 12-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Aspen Aerogels, Inc. | ASPN | 04523Y105 | 18-Jun-20 | Management | Elect Director Steven R. Mitchell | For | Withhold | Yes |
| Aspen Aerogels, Inc. | ASPN | 04523Y105 | 18-Jun-20 | Management | Elect Director Richard F. Reilly | For | Withhold | Yes |
| Aspen Aerogels, Inc. | ASPN | 04523Y105 | 18-Jun-20 | Management | Elect Director Donald R. Young | For | Withhold | Yes |
| Aspen Aerogels, Inc. | ASPN | 04523Y105 | 18-Jun-20 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| Aspen Aerogels, Inc. | ASPN | 04523Y105 | 18-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Aspen Aerogels, Inc. | ASPN | 04523Y105 | 18-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Minerva Neurosciences, Inc. | NERV | 603380106 | 19-Jun-20 | Management | Elect Director David Kupfer | For | Withhold | Yes |
| Minerva Neurosciences, Inc. | NERV | 603380106 | 19-Jun-20 | Management | Elect Director Jan van Heek | For | Withhold | Yes |
| Minerva Neurosciences, Inc. | NERV | 603380106 | 19-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| Minerva Neurosciences, Inc. | NERV | 603380106 | 19-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Minerva Neurosciences, Inc. | NERV | 603380106 | 19-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Minerva Neurosciences, Inc. | NERV | 603380106 | 19-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Adverum Biotechnologies, Inc. | ADVM | 00773U108 | 23-Jun-20 | Management | Elect Director Mehdi Gasmi | For | For | Yes |
| Adverum Biotechnologies, Inc. | ADVM | 00773U108 | 23-Jun-20 | Management | Elect Director Mark Lupher | For | Withhold | Yes |
| Adverum Biotechnologies, Inc. | ADVM | 00773U108 | 23-Jun-20 | Management | Elect Director Scott M. Whitcup | For | For | Yes |
| Adverum Biotechnologies, Inc. | ADVM | 00773U108 | 23-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Adverum Biotechnologies, Inc. | ADVM | 00773U108 | 23-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Adverum Biotechnologies, Inc. | ADVM | 00773U108 | 23-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director Lawrence "Larry" Mendelsohn | For | For | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director Russell Schaub | For | For | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director Steven L. Begleiter | For | For | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director John C. Condas | For | For | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director Jonathan Bradford Handley, Jr. | For | Withhold | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director Paul Friedman | For | For | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Elect Director J. Kirk Ogren, Jr. | For | Withhold | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| Great Ajax Corp. | AJX | 38983D300 | 23-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Elect Director Joseph R. Bronson | For | For | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Elect Director Marco Iansiti | For | For | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Ratify BPM LLP as Auditors | For | For | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Amend Qualified Employee Stock Purchase Plan | For | Against | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Amend the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against | Yes |
| PDF Solutions, Inc. | PDFS | 693282105 | 23-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| Sculptor Capital Management, Inc. | SCU | 811246107 | 24-Jun-20 | Management | Elect Director Robert S. Shafir | For | For | Yes |
| Sculptor Capital Management, Inc. | SCU | 811246107 | 24-Jun-20 | Management | Elect Director James S. Levin | For | For | Yes |
| Sculptor Capital Management, Inc. | SCU | 811246107 | 24-Jun-20 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| Sculptor Capital Management, Inc. | SCU | 811246107 | 24-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Kala Pharmaceuticals, Inc. | KALA | 483119103 | 25-Jun-20 | Management | Elect Director Robert Paull | For | Withhold | Yes |
| Kala Pharmaceuticals, Inc. | KALA | 483119103 | 25-Jun-20 | Management | Elect Director Howard B. Rosen | For | Withhold | Yes |
| Kala Pharmaceuticals, Inc. | KALA | 483119103 | 25-Jun-20 | Management | Elect Director Rajeev Shah | For | Withhold | Yes |
| Kala Pharmaceuticals, Inc. | KALA | 483119103 | 25-Jun-20 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| Kala Pharmaceuticals, Inc. | KALA | 483119103 | 25-Jun-20 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| Ocular Therapeutix, Inc. | OCUL | 67576A100 | 25-Jun-20 | Management | Elect Director Jeffrey S. Heier | For | Withhold | Yes |
| Ocular Therapeutix, Inc. | OCUL | 67576A100 | 25-Jun-20 | Management | Elect Director Bruce A. Peacock | For | Withhold | Yes |
| Ocular Therapeutix, Inc. | OCUL | 67576A100 | 25-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| Ocular Therapeutix, Inc. | OCUL | 67576A100 | 25-Jun-20 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| Ocular Therapeutix, Inc. | OCUL | 67576A100 | 25-Jun-20 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Allocation of Income and Omission of Dividends | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Discharge of Board and Senior Management | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Fixed Remuneration of Directors in the Amount of CHF 565,000 | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Equity Remuneration of Directors in the Amount of CHF 635,000 | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 2.8 Million | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Variable Remuneration of Executive Committee in the Amount of CHF 1.1 Million | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Equity Remuneration of Executive Committee in the Amount of CHF 3.5 Million | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Remuneration Report | For | Against | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Douglas Williams as Director and Board Chairman | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Martin Velasco as Director and Vice Chairman | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Peter Bollmann as Director | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Andrea Pfeifer as Director | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Tom Graney as Director | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Werner Lanthaler as Director | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reelect Roy Twyman as Director | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reappoint Douglas Williams as Member of the Compensation, Nomination and Corporate Governance Committee | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reappoint Martin Velasco as Member of the Compensation, Nomination and Corporate Governance Committee | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Reappoint Tom Graney as Member of the Compensation, Nomination and Corporate Governance Committee | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Ratify PricewaterhouseCoopers SA as Auditors | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Designate Reymond & Associes as Independent Proxy | For | For | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Creation of CHF 290,000 Pool of Capital without Preemptive Rights | For | Against | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Approve Creation of CHF 91,561 Pool of Conditional Capital for Bonds or Similar Debt Instruments | For | Against | Yes |
| AC Immune SA | ACIU | H00263105 | 26-Jun-20 | Management | Transact Other Business (Voting) | For | Against | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Elect Director Michael Klein | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Elect Director Nathaniel Dalton | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Elect Director Rakesh Patel | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Elect Director Andy Sassine | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Elect Director Susan Wood | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Increase Authorized Common Stock | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| iCAD, Inc. | ICAD | 44934S206 | 26-Jun-20 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| BRT Apartments Corp. | BRT | 055645303 | 30-Jun-20 | Management | Elect Director Fredric H. Gould | For | For | Yes |
| BRT Apartments Corp. | BRT | 055645303 | 30-Jun-20 | Management | Elect Director Gary Hurand | For | Against | Yes |
| BRT Apartments Corp. | BRT | 055645303 | 30-Jun-20 | Management | Elect Director Elie Weiss | For | For | Yes |
| BRT Apartments Corp. | BRT | 055645303 | 30-Jun-20 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| BRT Apartments Corp. | BRT | 055645303 | 30-Jun-20 | Management | Approve Omnibus Stock Plan | For | Against | Yes |
======================ADVISORSHARES DOUBLELINE VALUE EQUITY ETF=====================
| Company Name | Meeting Date | Ticker | Security ID | Agenda Item Description | Management or Shareholder Proposal | Management Recommendation | Fund Vote |
| Company Name as it appeared on the ballot | ISO Date Format (yyyymmdd) | Cusip, isin, or sedol as it appears on the ballot. | As it appears on the ballot | Identify MGMT or Sharehold - any item not defined will be assumed management | As it appears on the ballot | FOR, AGAINST, ABSTAIN, WITHHOLD, etc | |
| Alcon AG | 20200506 | ALC | H01301128 | Accounts and Reports | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Ratification of Board and Management Acts | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Allocation of Profits | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Compensation Report | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Board Compensation | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Executive Compensation | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect F. Michael Ball as Board Chair | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Lynn D. Bleil | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Arthur Cummings | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect David Endicott | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Thomas Glanzmann | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect D. Keith Grossman | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Scott H. Maw | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Karen J. May | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Ines Poschel | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Dieter Spalti | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Thomas Glanzmann as Compensation Committee Member | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect D. Keith Grossman as Compensation Committee Member | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Karen J. May as Compensation Committee Member | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Elect Ines Poschel as Compensation Committee Member | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Appointment of Independent Proxy | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Appointment of Auditor | MGMT | For | TNA |
| Alcon AG | 20200506 | ALC | H01301128 | Additional or Amended Proposals | MGMT | N/A | TNA |
| Alibaba Group Holding Limited | 20190715 | BABA | 01609W102 | Share Subdivision | MGMT | For | For |
| Alibaba Group Holding Limited | 20190715 | BABA | 01609W102 | Elect Daniel Yong ZHANG | MGMT | For | For |
| Alibaba Group Holding Limited | 20190715 | BABA | 01609W102 | Elect Chee Hwa Tung | MGMT | For | For |
| Alibaba Group Holding Limited | 20190715 | BABA | 01609W102 | Elect Jerry YANG Chih-Yuan | MGMT | For | For |
| Alibaba Group Holding Limited | 20190715 | BABA | 01609W102 | Elect Wan Ling Martello | MGMT | For | For |
| Alibaba Group Holding Limited | 20190715 | BABA | 01609W102 | Ratification of Auditor | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Larry Page | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Sergey Brin | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Sundar Pichai | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect John L. Hennessy | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Frances H. Arnold | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect L. John Doerr | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Roger W. Ferguson, Jr. | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Ann Mather | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Alan R. Mulally | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect K. Ram Shriram | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Elect Robin L. Washington | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Ratification of Auditor | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Amendment to the 2012 Stock Plan | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Recapitalization | Sharehold | Against | For |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Report on Government Takedown Requests | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Sharehold | Against | Against |
| Alphabet Inc. | 20200603 | GOOGL | 02079K305 | Shareholder Proposal Regarding Report on Whistleblower Policies | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Jeffrey P. Bezos | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Rosalind G. Brewer | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Jamie S. Gorelick | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Daniel P. Huttenlocher | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Judith A. McGrath | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Indra K. Nooyi | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Jonathan J. Rubinstein | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Thomas O. Ryder | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Patricia Q. Stonesifer | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Elect Wendell P. Weeks | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Ratification of Auditor | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | MGMT | For | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Report on Food Waste | Sharehold | Against | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Report on Customer Due Diligence | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | Sharehold | Against | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Report on Community Impacts | Sharehold | Against | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Report on Promotion Data | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Human Rights Impact Assessment | Sharehold | Against | Against |
| Amazon.com, Inc. | 20200527 | AMZN | 023135106 | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Nicholas K. Akins | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect David J. Anderson | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect J. Barnie Beasley, Jr. | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Ralph D. Crosby, Jr. | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Art A. Garcia | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Linda A. Goodspeed | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Thomas E. Hoaglin | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Sandra Beach Lin | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Margaret M. McCarthy | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Richard C. Notebaert | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Stephen S. Rasmussen | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Oliver G. Richard, III | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Elect Sara Martinez Tucker | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Ratification of Auditor | MGMT | For | For |
| American Electric Power Company, Inc. | 20200421 | AEP | 025537101 | Advisory Vote on Executive Compensation | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Thomas Bartlett | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Raymond P. Dolan | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Robert D. Hormats | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Gustavo Lara Cantu | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Grace D. Lieblein | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Craig Macnab | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect JoAnn A. Reed | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Pamela D.A. Reeve | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect David E. Sharbutt | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Bruce L. Tanner | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Elect Samme L. Thompson | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Ratification of Auditor | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Sharehold | Against | For |
| American Tower Corporation | 20200518 | AMT | 03027X100 | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For |
| Anadarko Petroleum Corporation | 20190808 | APC | 032511107 | Merger | MGMT | For | For |
| Anadarko Petroleum Corporation | 20190808 | APC | 032511107 | Advisory Vote on Golden Parachutes | MGMT | For | Against |
| Anthem, Inc. | 20200521 | ANTM | 036752103 | Elect Gail K. Boudreaux | MGMT | For | For |
| Anthem, Inc. | 20200521 | ANTM | 036752103 | Elect R. Kerry Clark | MGMT | For | For |
| Anthem, Inc. | 20200521 | ANTM | 036752103 | Elect Robert L. Dixon, Jr. | MGMT | For | For |
| Anthem, Inc. | 20200521 | ANTM | 036752103 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Anthem, Inc. | 20200521 | ANTM | 036752103 | Ratification of Auditor | MGMT | For | For |
| Anthem, Inc. | 20200521 | ANTM | 036752103 | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Accounts and Reports | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Allocation of Profits/Dividends | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Appointment of Auditor | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authority to Set Auditor's Fees | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Leif Johansson | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Pascal Soriot | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Marc Dunoyer | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Genevieve B. Berger | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Philip Broadley | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Graham A. Chipchase | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Michel Demare | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Deborah DiSanzo Eldracher | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Sheri McCoy | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Tony SK MOK | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Nazneen Rahman | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Elect Marcus Wallenberg | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Remuneration Report (Advisory) | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Remuneration Policy (Binding) | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authorisation of Political Donations | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authority to Issue Shares w/ Preemptive Rights | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authority to Issue Shares w/o Preemptive Rights | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authority to Repurchase Shares | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | Authority to Set General Meeting Notice Period at 14 Days | MGMT | For | For |
| Astrazeneca plc | 20200429 | AZN | 046353108 | 2020 Performance Share Plan | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Sharon L. Allen | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Susan S. Bies | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Jack O. Bovender, Jr. | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Frank P. Bramble, Sr. | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Pierre J. P. de Weck | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Arnold W. Donald | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Linda P. Hudson | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Monica C. Lozano | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Thomas J. May | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Brian T. Moynihan | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Lionel L. Nowell, III | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Denise L. Ramos | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Clayton S. Rose | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Michael D. White | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Thomas D. Woods | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect R. David Yost | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Elect Maria T. Zuber | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Ratification of Auditor | MGMT | For | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Sharehold | Against | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Shareholder Proposal Regarding Right to Act by Written Consent | Sharehold | Against | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Sharehold | Against | For |
| Bank of America Corporation | 20200422 | BAC | 060505104 | Shareholder Proposal Regarding Purpose of a Corporation | Sharehold | Against | Against |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Wanda M. Austin | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect John B. Frank | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Alice P. Gast | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Enrique Hernandez, Jr. | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Charles W. Moorman IV | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Dambisa F. Moyo | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Debra L. Reed-Klages | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Ronald D. Sugar | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect D. James Umpleby III | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Elect Michael K. Wirth | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Ratification of Auditor | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Formation of Climate Change Committee | Sharehold | Against | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Sharehold | Against | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Sharehold | Against | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Report on Human Rights Risks | Sharehold | Against | Against |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For |
| Chevron Corporation | 20200527 | CVX | 166764100 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| Chubb Limited | 20200520 | CB | H1467J104 | Accounts and Reports | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Allocation of Profits | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Dividend from Reserves | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Ratification of Board Acts | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Election of Statutory Auditor | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Appointment of Auditor | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Appointment of Special Auditor | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Evan G. Greenberg | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Michael G. Atieh | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Sheila P. Burke | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect James I. Cash, Jr. | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Mary A. Cirillo | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Michael P. Connors | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect John A. Edwardson | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Robert J. Hugin | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Robert W. Scully | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Eugene B. Shanks, Jr. | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Theodore E. Shasta | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect David H. Sidwell | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Olivier Steimer | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Frances F. Townsend | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Election of Board Chair Evan G. Greenberg | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Michael P. Connors | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Mary A. Cirillo | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect John A. Edwardson | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Elect Frances F. Townsend | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Appointment of Independent Proxy (Switzerland) | MGMT | For | Against |
| Chubb Limited | 20200520 | CB | H1467J104 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Cancellation of Shares and Reduction in Share Capital | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Board Compensation | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Executive Compensation | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Chubb Limited | 20200520 | CB | H1467J104 | Additional or Amended Proposals | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect David M. Cordani | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect William J. DeLaney | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Eric J. Foss | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Elder Granger | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Isaiah Harris, Jr. | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Roman Martinez IV | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Kathleen M. Mazzarella | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Mark B. McClellan | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect John M. Partridge | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect William L. Roper | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Eric C. Wiseman | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Elect Donna F. Zarcone | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Ratification of Auditor | MGMT | For | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For |
| Cigna Corporation | 20200422 | CI | 125523100 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Sharehold | Against | Against |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Kenneth J. Bacon | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Madeline S. Bell | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Naomi M. Bergman | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Edward D. Breen | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Gerald L. Hassell | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Jeffrey A. Honickman | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Maritza Gomez Montiel | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Asuka Nakahara | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect David C. Novak | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Elect Brian L. Roberts | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Ratification of Auditor | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Amendment to the 2003 Stock Option Plan | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Amendment to the 2002 Restricted Stock Plan | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Advisory vote on executive compensation | MGMT | For | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| Comcast Corporation | 20200603 | CMCSA | 20030N101 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | Sharehold | Against | For |
| Concho Resources Inc. | 20200427 | CXO | 20605P101 | Elect Timothy A. Leach | MGMT | For | For |
| Concho Resources Inc. | 20200427 | CXO | 20605P101 | Elect William H. Easter III | MGMT | For | For |
| Concho Resources Inc. | 20200427 | CXO | 20605P101 | Ratification of Auditor | MGMT | For | For |
| Concho Resources Inc. | 20200427 | CXO | 20605P101 | Advisory Vote on Executive Compensation | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Fernando Aguirre | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect C. David Brown II | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Alecia A. DeCoudreaux | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Nancy-Ann M. DeParle | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect David W. Dorman | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Roger N. Farah | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Anne M. Finucane | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Edward J. Ludwig | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Larry J. Merlo | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Jean-Pierre Millon | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Mary L. Schapiro | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect William C. Weldon | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Elect Tony L. White | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Ratification of Auditor | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Amendment to the 2017 Incentive Compensation Plan | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Amendment to the 2007 Employee Stock Purchase Plan | MGMT | For | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Sharehold | Against | For |
| CVS Health Corporation | 20200514 | CVS | 126650100 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Warren F. Bryant | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Michael M. Calbert | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Sandra B. Cochran | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Patricia D. Fili-Krushel | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Timothy I. McGuire | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect William C. Rhodes, III | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Debra A. Sandler | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Ralph E. Santana | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elect Todd J. Vasos | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Ratification of Auditor | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elimination of Supermajority Requirement to amend the Company's Charter | MGMT | For | For |
| Dollar General Corporation | 20200527 | DG | 256677105 | Elimination of Supermajority Requirement to amend the Company's Bylaws | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect Janet F. Clark | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect Charles R. Crisp | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect Robert P. Daniels | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect James C. Day | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect C. Christopher Gaut | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect Julie J. Robertson | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect Donald F. Textor | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Elect William R. Thomas | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Ratification of Auditor | MGMT | For | For |
| EOG Resources, Inc. | 20200430 | EOG | 26875P101 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Peggy Alford | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Marc L. Andreessen | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Andrew W. Houston | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Nancy Killefer | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Robert M. Kimmitt | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Sheryl K. Sandberg | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Peter A. Thiel | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Tracey T. Travis | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Elect Mark Zuckerberg | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Ratification of Auditor | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Director Compensation Policy | MGMT | For | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Recapitalization | Sharehold | Against | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Sharehold | Against | Against |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Report on Political Advertising | Sharehold | Against | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Sharehold | Against | Against |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks | Sharehold | Against | Against |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Report on Online Child Exploitation | Sharehold | Against | For |
| Facebook, Inc. | 20200527 | FB | 30303M102 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Sharehold | Against | Against |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect John A. Edwardson | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Marvin R. Ellison | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Susan Patricia Griffith | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect John Chris Inglis | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Kimberly A. Jabal | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Shirley Ann Jackson | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect R. Brad Martin | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Joshua Cooper Ramo | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Susan C. Schwab | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Frederick W. Smith | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect David P. Steiner | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Elect Paul S. Walsh | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Advisory Vote on Executive Compensation | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Approval of the 2019 Omnibus Stock Incentive Plan | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Ratification of Auditor | MGMT | For | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For |
| FedEx Corporation | 20190923 | FDX | 31428X106 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Sharehold | Against | Against |
| Fidelity National Information Services Inc. | 20190724 | FIS | 31620M106 | Stock Issuance for Merger | MGMT | For | For |
| Fidelity National Information Services Inc. | 20190724 | FIS | 31620M106 | Increase of Authorized Common Stock | MGMT | For | For |
| Fidelity National Information Services Inc. | 20190724 | FIS | 31620M106 | Right to Adjourn Meeting | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Lee Adrean | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Ellen R. Alemany | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Lisa A. Hook | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Keith W. Hughes | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Gary L. Lauer | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Gary A. Norcross | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Louise M. Parent | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Brian T. Shea | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect James B. Stallings, Jr. | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Elect Jeffrey E. Stiefler | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Fidelity National Information Services, Inc. | 20200528 | FIS | 31620M106 | Ratification of Auditor | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect Lance Uggla | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect John Browne | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect Ruann F. Ernst | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect William E. Ford | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect Jean-Paul L. Montupet | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect Deborah Keiko Orida | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Elect James A. Rosenthal | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Advisory Vote on Executive Compensation | MGMT | For | For |
| IHS Markit Ltd. | 20200416 | INFO | G47567105 | Ratification of Auditor | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Sharon Y. Bowen | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Charles R. Crisp | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Duriya M. Farooqui | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Jean-Marc Forneri | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Lord Hague of Richmond | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Fred W. Hatfield | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Thomas E. Noonan | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Frederic V. Salerno | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Jeffrey C. Sprecher | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Judith A. Sprieser | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Elect Vincent S. Tese | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Intercontinental Exchange, Inc. | 20200515 | ICE | 45866F104 | Ratification of Auditor | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Linda B. Bammann | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Stephen B. Burke | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Todd A. Combs | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect James S. Crown | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect James Dimon | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Timothy P. Flynn | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Mellody Hobson | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Michael A. Neal | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Lee R. Raymond | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Elect Virginia M. Rometty | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Ratification of Auditor | MGMT | For | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | Sharehold | Against | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Sharehold | Against | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Sharehold | Against | For |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Sharehold | Against | Against |
| JPMorgan Chase & Co. | 20200519 | JPM | 46625H100 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Sharehold | Against | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect William H. Gates III | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Reid G. Hoffman | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Hugh F. Johnston | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Teri L. List-Stoll | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Satya Nadella | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Sandra E. Peterson | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Penny S. Pritzker | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Charles W. Scharf | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Arne M. Sorenson | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect John W. Stanton | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect John W. Thompson | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Emma N. Walmsley | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Elect Padmasree Warrior | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Ratification of Auditor | MGMT | For | For |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Sharehold | Against | Against |
| Microsoft Corporation | 20191204 | MSFT | 594918104 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Sharehold | Against | Against |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Gregory Q. Brown | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Kenneth D. Denman | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Egon Durban | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Clayton M. Jones | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Judy C. Lewent | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Gregory K. Mondre | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Anne R. Pramaggiore | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Elect Joseph M. Tucci | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Ratification of Auditor | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Motorola Solutions, Inc. | 20200511 | MSI | 620076307 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Sharehold | Against | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Kathy J Warden | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Marianne C. Brown | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Donald E. Felsinger | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Ann M. Fudge | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Bruce S. Gordon | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect William H. Hernandez | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Madeleine A. Kleiner | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Karl J. Krapek | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Gary Roughead | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Thomas M. Schoewe | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect James S. Turley | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Elect Mark A. Welsh III | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Ratification of Auditor | MGMT | For | For |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | Sharehold | Against | Against |
| Northrop Grumman Corporation | 20200520 | NOC | 666807102 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Sharehold | Against | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Accounts and Reports | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Ratification of Board and Management Acts | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Allocation of Profits/Dividends | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Cancellation of Shares and Reduction in Share Capital | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Board Compensation | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Executive Compensation | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Compensation Report | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Jorg Reinhardt as Board Chair | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Nancy C. Andrews | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Ton Buchner | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Patrice Bula | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Srikant M. Datar | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Elizabeth Doherty | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Ann M. Fudge | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Frans van Houten | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Andreas von Planta | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Charles L. Sawyers | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Enrico Vanni | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect William T. Winters | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Bridgette P. Heller | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Simon Moroney | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Patrice Bula as Compensation Committee Member |
MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Srikant M. Datar as Compensation Committee Member |
MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Enrico Vanni as Compensation Committee Member |
MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect William T. Winters as Compensation Committee Member |
MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Elect Bridgette P. Heller as Compensation Committee Member |
MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Appointment of Auditor | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Appointment of Independent Proxy | MGMT | For | For |
| Novartis AG | 20200228 | NOVN | 66987V109 | Additional or Amended Proposals | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Andre Calantzopoulos | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Louis C. Camilleri | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Werner Geissler | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Lisa A. Hook | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Jennifer Xin-Zhe Li | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Jun Makihara | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Kalpana Morparia | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Lucio A. Noto | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Frederik Paulsen | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Elect Robert B. Polet | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Philip Morris International Inc. | 20200506 | PM | 718172109 | Ratification of Auditor | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Lloyd J. Austin, III | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Gregory J. Hayes | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Marshall O. Larsen | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Robert K. Ortberg | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Margaret L. O'Sullivan | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Denise L. Ramos | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Fredric G. Reynolds | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Elect Brian C. Rogers | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Ratification of Auditor | MGMT | For | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Shareholder Proposal Regarding Simple Majority Vote | Sharehold | Against | For |
| Raytheon Technologies Corporation | 20200427 | RTX | 913017109 | Shareholder Proposal Regarding Report on Plant Closures | Sharehold | Against | Against |
| Sanofi | 20200428 | SAN | 80105N105 | Accounts and Reports; Non-Tax Deductible Expenses | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Consolidated Accounts and Reports | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Allocation of Profits/Dividends | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Special Auditors Report on Regulated Agreements | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Ratification of the Co-option of Paul Hudson | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Elect Laurent Attal | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Elect Carole Piwnica | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Elect Diane Souza | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Elect Thomas Sudhof | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Elect Rachel Duan | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Elect Lise Kingo | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Directors' fees | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration Policy (Board of Directors) | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration Policy (Chair) | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration Policy (CEO) | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration Report | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration of Serge Weinberg, Chair | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration of Paul Hudson, CEO | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Remuneration of Olivier Brandicourt, Former CEO | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Authority to Repurchase and Reissue Shares | MGMT | For | For |
| Sanofi | 20200428 | SAN | 80105N105 | Authorisation of Legal Formalities | MGMT | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 20200609 | 2330 | 874039100 | Accounts and Reports | MGMT | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 20200609 | 2330 | 874039100 | Amendments to Procedural Rules-Capital Loans | MGMT | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 20200609 | 2330 | 874039100 | Elect Yancey HAI | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Douglas M. Baker, Jr. | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect George S. Barrett | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Brian C. Cornell | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Calvin Darden | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Robert L. Edwards | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Melanie L. Healey | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Donald R. Knauss | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Monica C. Lozano | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Mary E. Minnick | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Kenneth L. Salazar | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Elect Dmitri L. Stockton | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Ratification of Auditor | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Target Corporation | 20200610 | TGT | 87612E106 | Approval of the 2020 Long-Term Incentive Plan | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Mark A. Blinn | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Todd M. Bluedorn | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Janet F. Clark | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Carrie S. Cox | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Martin S. Craighead | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Jean M. Hobby | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Michael D. Hsu | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Ronald Kirk | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Pamela H. Patsley | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Robert E. Sanchez | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Elect Richard K. Templeton | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Texas Instruments Incorporated | 20200423 | TXN | 882508104 | Ratification of Auditor | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Linda Z. Cook | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Joseph J. Echevarria | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Thomas P. Gibbons | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Jeffrey A. Goldstein | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Edmund F. Kelly | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Jennifer B. Morgan | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Elizabeth E. Robinson | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Samuel C. Scott III | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Frederick O. Terrell | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Elect Alfred W. Zollar | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Ratification of Auditor | MGMT | For | For |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Sharehold | Against | Against |
| The Bank of New York Mellon Corporation | 20200415 | BK | 064058100 | Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments | Sharehold | Against | Against |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Robert A. Bradway | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect David L. Calhoun | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Arthur D. Collins, Jr. | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Edmund P. Giambastiani, Jr. | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Lynn J. Good | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Nikki R Haley | MGMT | N/A | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Akhil Johri | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Lawrence W. Kellner | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Caroline B. Kennedy | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Steven M. Mollenkopf | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect John M. Richardson | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Susan C. Schwab | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Elect Ronald A. Williams | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Advisory Vote on Executive Compensation | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Ratification of Auditor | MGMT | For | For |
| The Boeing Company | 20200427 | BA | 097023105 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Sharehold | Against | Against |
| The Boeing Company | 20200427 | BA | 097023105 | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For |
| The Boeing Company | 20200427 | BA | 097023105 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against |
| The Boeing Company | 20200427 | BA | 097023105 | Shareholder Proposal Regarding Right to Act by Written Consent | Sharehold | Against | For |
| The Boeing Company | 20200427 | BA | 097023105 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Sharehold | Against | Against |
| The Boeing Company | 20200427 | BA | 097023105 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | Sharehold | Against | Against |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect M. Michele Burns | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Drew G. Faust | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Mark Flaherty | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Ellen J. Kullman | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Lakshmi N. Mittal | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Adebayo O. Ogunlesi | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Peter Oppenheimer | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect David M. Solomon | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Jan E. Tighe | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect David A. Viniar | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Elect Mark O. Winkelman | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Ratification of Auditor | MGMT | For | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Shareholder Proposal Regarding Right to Act by Written Consent | Sharehold | Against | For |
| The Goldman Sachs Group, Inc. | 20200430 | GS | 38141G104 | Shareholder Proposal Regarding Purpose of Corporation | Sharehold | Against | Against |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Joseph Alvarado | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Charles E. Bunch | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Debra A. Cafaro | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Marjorie Rodgers Cheshire | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect William S. Demchak | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Andrew T. Feldstein | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Richard J. Harshman | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Daniel R. Hesse | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Linda R. Medler | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Martin Pfinsgraff | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Toni Townes-Whitley | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Elect Michael J. Ward | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Ratification of Auditor | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Advisory Vote on Executive Compensation | MGMT | For | For |
| The PNC Financial Services Group, Inc. | 20200428 | PNC | 693475105 | Approval of The 2020 Employee Stock Purchase Plan | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Zein Abdalla | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Alan M. Bennett | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Rosemary T. Berkery | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect David T. Ching | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Ernie Herrman | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Michael F. Hines | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Amy B. Lane | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Carol Meyrowitz | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Jackwyn L. Nemerov | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect John F. O'Brien | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Elect Willow B. Shire | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Ratification of Auditor | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Advisory Vote on Executive Compensation | MGMT | For | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Shareholder Proposal Regarding Report on Chemicals | Sharehold | Against | For |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Shareholder Proposal Regarding Report on Animal Welfare | Sharehold | Against | Against |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Sharehold | Against | Against |
| The TJX Companies, Inc. | 20200609 | TJX | 872540109 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | Sharehold | Against | Against |
| United Technologies Corporation | 20191011 | UTX | 913017109 | Stock Issuance for Merger with Raytheon | MGMT | For | For |
| United Technologies Corporation | 20191011 | UTX | 913017109 | Right to Adjourn Meeting | MGMT | For | For |
| US Foods Holding Corp. | 20200513 | USFD | 912008109 | Elect Court D. Carruthers | MGMT | For | For |
| US Foods Holding Corp. | 20200513 | USFD | 912008109 | Elect David M. Tehle | MGMT | For | For |
| US Foods Holding Corp. | 20200513 | USFD | 912008109 | Elect Ann E. Ziegler | MGMT | For | For |
| US Foods Holding Corp. | 20200513 | USFD | 912008109 | Advisory Vote on Executive Compensation | MGMT | For | For |
| US Foods Holding Corp. | 20200513 | USFD | 912008109 | Ratification of Auditor | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Shellye L. Archambeau | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Mark T. Bertolini | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Vittorio Colao | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Melanie L. Healey | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Clarence Otis, Jr. | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Daniel H. Schulman | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Rodney E. Slater | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Hans Vestberg | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Elect Gregory G. Weaver | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Ratification of Auditor | MGMT | For | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Shareholder Proposal Regarding Executive Deferral Plan | Sharehold | Against | Against |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Shareholder Proposal Regarding Linking Executive Pay to Data Privacy | Sharehold | Against | Against |
| Verizon Communications Inc. | 20200507 | VZ | 92343V104 | Shareholder Proposal Regarding Severance Approval Policy | Sharehold | Against | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Cesar Conde | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Timothy P. Flynn | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Sarah J. Friar | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Carla A. Harris | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Thomas W. Horton | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Marissa A. Mayer | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect C. Douglas McMillon | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Gregory B. Penner | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Steven S Reinemund | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect S. Robson Walton | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Elect Steuart Walton | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Ratification of Auditor | MGMT | For | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Amendment to the ASDA Sharesave Plan 2000 | MGMT | For | Against |
| Walmart Inc. | 20200603 | WMT | 931142103 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | Sharehold | Against | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Shareholder Proposal Regarding Use of Antibiotics | Sharehold | Against | For |
| Walmart Inc. | 20200603 | WMT | 931142103 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Sharehold | Against | Against |
| Walmart Inc. | 20200603 | WMT | 931142103 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Sharehold | Against | Against |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Anna C. Catalano | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Victor F. Ganzi | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect John J. Haley | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Wendy E. Lane | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Brendan R. O'Neill | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Jaymin B. Patel | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Linda D. Rabbitt | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Paul D. Thomas | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Elect Wilhelm Zeller | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Ratification of Auditor | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Authority to Issue Shares w/ Preemptive Rights | MGMT | For | For |
| Willis Towers Watson Public Limited Company | 20200610 | WLTW | G96629103 | Authority to Issue Shares w/o Preemptive Rights | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Lynn Casey | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Benjamin G.S. Fowke III | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Netha Johnson | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect George Kehl | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Richard T. O'Brien | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect David K. Owens | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Christopher J. Policinski | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect James T. Prokopanko | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect A. Patricia Sampson | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect James J. Sheppard | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect David A. Westerlund | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Kim Williams | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Timothy V. Wolf | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Elect Daniel Yohannes | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Advisory Vote on Executive Compensation | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Ratification of Auditor | MGMT | For | For |
| Xcel Energy Inc. | 20200522 | XEL | 98389B100 | Shareholder Proposal Regarding Report on Climate-related Activities | Sharehold | Against | For |
===========================ADVISORSHARES FOCUSED EQUITY ETF==========================
| REGISTRANT NAME: | AdvisorShares |
| INVESTMENT COMPANY ACT FILE NUMBER: | 811-22110 |
| REPORTING PERIOD: | 07/01/2019 - 06/30/2020 |
| REGISTRANT ADDRESS: | 4800 Montgomery Lane, STE 150, Bethesda, MD 20814 |
| NAME OF SERIES (FUND): | Focused Equity ETF |
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On |
Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 8/14/19 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 8/14/19 | 2. Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 8/14/19 | 3. Advisory approval of the Company's executive compensation. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RPM | 749685103 | 10/3/19 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RPM | 749685103 | 10/3/19 | 2. Approve the Company's executive compensation | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RPM | 749685103 | 10/3/19 | 3. Approve the amendment of the 2014 Omnibus Plan. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RPM | 749685103 | 10/3/19 | 4. Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RTN | 755111507 | 10/11/19 | 1. Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RTN | 755111507 | 10/11/19 | 2. Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | RTN | 755111507 | 10/11/19 | 3. Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BR | 11133T103 | 11/14/19 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BR | 11133T103 | 11/14/19 | 2. Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BR | 11133T103 | 11/14/19 | 3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | FDS | 303075105 | 12/19/19 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | FDS | 303075105 | 12/19/19 | 2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2020. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | FDS | 303075105 | 12/19/19 | 3. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BDX | 075887109 | 1/28/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BDX | 075887109 | 1/28/20 | 2. Ratification of selection of independent registered public accounting firm. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BDX | 075887109 | 1/28/20 | 3. Advisory vote to approve named executive officer compensation. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BDX | 075887109 | 1/28/20 | 4. Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BDX | 075887109 | 1/28/20 | 5. Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan | Issuer | Yes | For | For |
| THE J. M. SMUCKER COMPANY | BDX | 075887109 | 1/28/20 | 6. Shareholder proposal regarding special shareholder meetings. | Issuer | Yes | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/20 | 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Issuer | Yes | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/20 | 3. To approve the advisory resolution on executive compensation. | Issuer | Yes | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/20 | 4. To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. |
Issuer | Yes | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/20 | 5. Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Sharesholder | Yes | Against | For |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 4/22/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 4/22/20 | 2. Advisory approval of the compensation of the named executives. | Issuer | Yes | For | For |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 4/22/20 | 3. Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| MOODY'S CORPORATION | MCO | 615369105 | 4/21/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| MOODY'S CORPORATION | MCO | 615369105 | 4/21/20 | 2A. Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Issuer | Yes | For | For |
| MOODY'S CORPORATION | MCO | 615369105 | 4/21/20 | 2B. Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Issuer | Yes | For | For |
| MOODY'S CORPORATION | MCO | 615369105 | 4/21/20 | 2C. Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Issuer | Yes | For | For |
| MOODY'S CORPORATION | MCO | 615369105 | 4/21/20 | 3. Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Issuer | Yes | For | For |
| MOODY'S CORPORATION | MCO | 615369105 | 4/21/20 | 4. Advisory resolution approving executive compensation. | Issuer | Yes | For | For |
| TREX COMPANY, INC | TREX | 89531P105 | 4/29/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| TREX COMPANY, INC | TREX | 89531P105 | 4/29/20 | 2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Issuer | Yes | For | For |
| TREX COMPANY, INC | TREX | 89531P105 | 4/29/20 | 3. To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. | Issuer | Yes | For | For |
| TREX COMPANY, INC | TREX | 89531P105 | 4/29/20 | 4. To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. | Issuer | Yes | For | For |
| AFLAC INCORPORATED | AFL | 001055102 | 5/3/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| AFLAC INCORPORATED | AFL | 001055102 | 5/3/20 | 2. To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2020 Annual Meeting of Shareholders and Proxy Statement" | Issuer | Yes | For | For |
| AFLAC INCORPORATED | AFL | 001055102 | 5/3/20 | 3. To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2020 | Issuer | Yes | For | For |
| GLOBE LIFE INC. | GL | 37959E102 | 4/30/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| GLOBE LIFE INC. | GL | 37959E102 | 4/30/20 | 2. Ratification of Auditors. | Issuer | Yes | For | For |
| GLOBE LIFE INC. | GL | 37959E102 | 4/30/20 | 3. Approval of 2019 Executive Compensation. | Issuer | Yes | For | For |
| STEPAN COMPANY | SCL | 858586100 | 4/21/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| STEPAN COMPANY | SCL | 858586100 | 4/21/20 | 2. Advisory vote to approve named executive officer compensation. | Issuer | Yes | For | For |
| STEPAN COMPANY | SCL | 858586100 | 4/21/20 | 3. Ratify the appointment of Deloitte & Touche LLP as Stepan Company's independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| CHURCH & DWIGHT CO | CHD | 171340102 | 4/30/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| CHURCH & DWIGHT CO | CHD | 171340102 | 4/30/20 | 2. An advisory vote to approve compensation of our named executive officers. | Issuer | Yes | For | For |
| CHURCH & DWIGHT CO | CHD | 171340102 | 4/30/20 | 3. Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Issuer | Yes | For | For |
| CHURCH & DWIGHT CO | CHD | 171340102 | 4/30/20 | 4. Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Issuer | Yes | For | For |
| CHURCH & DWIGHT CO | CHD | 171340102 | 4/30/20 | 5. Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Issuer | Yes | For | For |
| CHURCH & DWIGHT CO | CHD | 171340102 | 4/30/20 | 6. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. |
Issuer | Yes | For | For |
| DANAHER CORP | DHR | 235851102 | 5/5/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| DANAHER CORP | DHR | 235851102 | 5/5/20 | 2. To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | Issuer | Yes | For | For |
| DANAHER CORP | DHR | 235851102 | 5/5/20 | 3. To approve on an advisory basis the Company's named executive officer compensation | Issuer | Yes | For | For |
| DANAHER CORP | DHR | 235851102 | 5/5/20 | 4. To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | Sharesholder | Yes | Against | For |
| HERSHEY | HSY | 427866108 | 5/12/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| HERSHEY | HSY | 427866108 | 5/12/20 | 2. Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. | Issuer | Yes | For | For |
| HERSHEY | HSY | 427866108 | 5/12/20 | 3. Approve named executive officer compensation on a non-binding advisory basis. | Issuer | Yes | For | For |
| FISERV INC | FISV | 337738108 | 5/14/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| FISERV INC | FISV | 337738108 | 5/14/20 | 2. To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Issuer | Yes | For | For |
| FISERV INC | FISV | 337738108 | 5/14/20 | 3. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. | Issuer | Yes | For | For |
| FISERV INC | FISV | 337738108 | 5/14/20 | 4. A shareholder proposal requesting the company provide political spending disclosure. | Sharesholder | Yes | Against | For |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/15/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/15/20 | 2. To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Issuer | Yes | For | For |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/15/20 | 3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Issuer | Yes | For | For |
| ROSS STORES | ROST | 778296103 | 5/20/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| ROSS STORES | ROST | 778296103 | 5/20/20 | 2. Advisory vote to approve the resolution on the compensation of the named executive officers. | Issuer | Yes | For | For |
| ROSS STORES | ROST | 778296103 | 5/20/20 | 3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Issuer | Yes | For | For |
| CERNER CORPORATION | CERN | 156782104 | 5/22/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| CERNER CORPORATION | CERN | 156782104 | 5/22/20 | 2. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020. | Issuer | Yes | For | For |
| CERNER CORPORATION | CERN | 156782104 | 5/22/20 | 3. Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Issuer | Yes | For | For |
| CERNER CORPORATION | CERN | 156782104 | 5/22/20 | 4. Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors. | Issuer | Yes | For | For |
| CERNER CORPORATION | CERN | 156782104 | 5/22/20 | 5. Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations. | Issuer | Yes | For | For |
| EAGLE BANCORP, INC | EGBN | 268948106 | 5/21/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| EAGLE BANCORP, INC | EGBN | 268948106 | 5/21/20 | 2. To ratify the appointment of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm to audit the consolidated financial statements of the Company for the year ended December 31, 2020. | Issuer | Yes | For | For |
| EAGLE BANCORP, INC | EGBN | 268948106 | 5/21/20 | 3. To vote on a non-binding, advisory resolution approving the compensation of our named executive officers | Issuer | Yes | For | For |
| ANSYS, INC | ANSS | 03662Q105 | 5/15/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| ANSYS, INC | ANSS | 03662Q105 | 5/15/20 | 2. The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Issuer | Yes | For | For |
| ANSYS, INC | ANSS | 03662Q105 | 5/15/20 | 3. The advisory vote to approve compensation of our named executive officers. | Issuer | Yes | For | For |
| SILGAN HOLDINGS INC. | SLGN | 827048109 | 6/8/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| SILGAN HOLDINGS INC. | SLGN | 827048109 | 6/8/20 | 2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Issuer | Yes | For | For |
| SILGAN HOLDINGS INC. | SLGN | 827048109 | 6/8/20 | 3. Advisory vote to approve the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 6/8/20 | 1. DIRECTORS | Issuer | Yes | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 6/8/20 | 2. Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 2, 2021 | Issuer | Yes | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 6/8/20 | 3. Approval, by an advisory vote, of the 2019 compensation of the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("SEC") | Issuer | Yes | For | For |
============================ADVISORSHARES PURE CANNABIS ETF==========================
REGISTRANT NAME: AdvisorShares
INVESTMENT COMPANY ACT FILE NUMBER: 811-22110
REPORTING PERIOD: 07/01/2019 - 06/30/2020
REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814
NAME OF SERIES (FUND): Pure Cannabis ETF
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| PYXUS INTERNATIONAL, INC | PYX | 74737V106 | 8/15/2019 | 1. DIRECTOR | Issuer | Yes | For | For |
| PYXUS INTERNATIONAL, INC | PYX | 74737V106 | 8/15/2019 | 2. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditors for the fiscal year ending March 31, 2020. | Issuer | Yes | For | For |
| PYXUS INTERNATIONAL, INC | PYX | 74737V106 | 8/15/2019 | 3. Adoption of a resolution approving, on an advisory basis, the compensation paid to the Company's named executive officers. | Issuer | Yes | For | For |
| PYXUS INTERNATIONAL, INC | PYX | 74737V106 | 8/15/2019 | 4. Approval of the proposed amendment and restatement of the 2016 Incentive Plan. | Issuer | Yes | For | For |
| NEPTUNE WELLNESS SOLUTIONS | NEPT | 64079L105 | 8/14/2019 | 1. DIRECTOR | Issuer | Yes | For | For |
| NEPTUNE WELLNESS SOLUTIONS | NEPT | 64079L105 | 8/14/2019 | 2. Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For |
| NEPTUNE WELLNESS SOLUTIONS | NEPT | 64079L105 | 8/14/2019 | 3. To consider and, if deemed appropriate, to pass, with or without variation, an ordinary resolution approving certain amendments to the Corporation's stock option plan and equity incentive plan, and ratifying and confirming the grant of 7,800,000 options to purchase common shares of the Corporation to Michael Cammarata, as more particularly described in the circular. | Issuer | Yes | For | For |
| CANOPY GROWTH CORPORATION | CGC | 138035100 | 9/17/2019 | 1. DIRECTOR | Issuer | Yes | For | For |
| CANOPY GROWTH CORPORATION | CGC | 138035100 | 9/17/2019 | 2. Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For |
| AURORA CANNABIS INC | ACB | 05156X108 | 11/9/2019 | 1. To Set the Number of Directors at Eight (8) | Issuer | Yes | For | For |
| AURORA CANNABIS INC | ACB | 05156X108 | 11/9/2019 | 2. DIRECTORS | Issuer | Yes | For | For |
| AURORA CANNABIS INC | ACB | 05156X108 | 11/9/2019 | 3. Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year. | Issuer | Yes | For | For |
| AURORA CANNABIS INC | ACB | 05156X108 | 11/9/2019 | 4. To consider and, if deemed appropriate, to pass with or without variation, a non-binding advisory resolution on executive compensation, as more particularly described in the accompanying Information Circular. | Issuer | Yes | For | For |
| APHRIA INC. | APHA | 03765K104 | 11/14/2019 | 1. DIRECTORS | Issuer | Yes | For | For |
| APHRIA INC. | APHA | 03765K104 | 11/14/2019 | 2. Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For |
| INTEC PHARMA LTD | NTEC | M53644106 | 12/2/2019 | 1. DIRECTORS | Issuer | Yes | For | For |
| INTEC PHARMA LTD | NTEC | M53644106 | 12/2/2019 | 2. To approve the terms of Dr. Kozarich as Chairman of the Company. | Issuer | Yes | For | For |
| INTEC PHARMA LTD | NTEC | M53644106 | 12/2/2019 | 3. To approve an amendment to the Company's 2015 Equity Incentive Plan, or the Plan, to increase the aggregate number of ordinary shares authorized for issuance under the Plan by 1,000,000 ordinary shares. | Issuer | Yes | For | For |
| INTEC PHARMA LTD | NTEC | M53644106 | 12/2/2019 | 4. To approve and ratify the re-appointment of Kesselman & Kesselman, Certified Public Accountant (Isr.), independent registered public accounting firm, a member of PricewaterhouseCoopers International Limited as the independent auditors of the Company for the period ending at the close of the next annual general meeting. | Issuer | Yes | For | For |
| TILRAY INC | TLRY | 88688T100 | 12/6/2019 | 1. To consider and vote upon a proposal to approve and adopt the Agreement and Plan of Merger and Reorganization, dated as of September 9, 2019 ("Merger Agreement") by and among Company, Privateer Holdings, Inc. ("Privateer"), and Down River Merger Sub, LLC, a copy of which is attached as Annex A to the proxy statement/prospectus/information statement, and the transactions contemplated thereby, including the merger, the issuance of shares of Company's Class 1 common stock & Class 2 common stock to Privateer's stockholders and option holders. | Issuer | Yes | For | For |
| TILRAY INC | TLRY | 88688T100 | 12/6/2019 | 2. To approve the amended and restated certificate of incorporation of the Company in the form attached as Annex B to the proxy statement/prospectus/information statement. | Issuer | Yes | For | For |
| TILRAY INC | TLRY | 88688T100 | 12/6/2019 | 3. To consider and, if necessary, vote upon an adjournment of the Company's Special Meeting of Stockholders to solicit additional proxies if there are not sufficient votes in favor of Proposal Nos. 1 and 2. | Issuer | Yes | For | For |
| HEXO CORP | HEXO | 428304109 | 1/15/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| HEXO CORP | HEXO | 428304109 | 1/15/2020 | 2. Appointment of MNP LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For |
| GROWGENERATION CORP | GRWG | 39986L109 | 5/11/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| GROWGENERATION CORP | GRWG | 39986L109 | 5/11/2020 | 2. To approve and ratify the appointment of Plante & Moran, PLLC as the Company's independent registered public accounting firm to audit the Company's financial statements as of December 31, 2020 and for the fiscal years then ending. | Issuer | Yes | For | For |
| GROWGENERATION CORP | GRWG | 39986L109 | 5/11/2020 | 3. To approve and ratify the amendment and restatement of the Company's 2018 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,500,000 to 5,000,000. |
Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 1. To re-elect Dr. Geoffrey W. Guy as a Director | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 2. To re-elect Cabot Brown as a Director | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 3. To approve the 2020 Long Term Incentive Plan | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 4. To approve the Directors' Remuneration Report | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 5. To approve the compensation of the Company's named executive officers | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 6. To ratify the appointment of Deloitte and Touche LLP as the Company's US public accounting firm | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 7. To re-appoint Deloitte LLP as the UK Auditor | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 8. To authorise the Directors to determine the Auditors' remuneration | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 9. To receive, consider and adopt the Directors' and Auditors' Reports and Statement of Accounts for the 12-month period ended 31 December 2019 and note that the Directors do not recommend the payment of a dividend | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 10. To authorise the Directors to allot shares pursuant to Section 551 of the Companies Act 2006 (the "2006 Act") such authority to be valid up to 26 May 2021 | Issuer | Yes | For | For |
| GW PHARMACEUTICALS PLC | GWPH | 36197T103 | 5/26/2020 | 11. Subject to the passing of Resolution 10, to authorise the Directors to allot equity securities, under Section 570 of the 2006 Act as if Section 561(1) of the 2006 Act did not apply to such allotment | Issuer | Yes | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. | CRBP | 21833P103 | 5/19/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. | CRBP | 21833P104 | 5/19/2020 | 2. Ratification of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Issuer | Yes | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. | CRBP | 21833P105 | 5/19/2020 | 3. Approval, on an advisory basis, of the executive compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. | CRBP | 21833P106 | 5/19/2020 | 4. To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensation. | Issuer | Yes | For | For |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 6/2/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 6/2/2020 | 2. Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Issuer | Yes | For | For |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 6/2/2020 | 3. Approval of an amendment to the Company's charter to provide stockholders the ability to alter, amend or repeal the Company's bylaws and adopt new bylaws. | Issuer | Yes | For | For |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 6/2/2020 | 4. Approval on a non-binding advisory basis of the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 6/2/2020 | 5. To recommend, by non-binding advisory vote, the frequency of stockholder non-binding advisory votes relating to the Company's executive compensation. | Issuer | Yes | For | For |
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 6/4/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 6/4/2020 | 2. Advisory vote to approve the compensation of our named executive officers. | Issuer | Yes | For | For |
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 6/4/2020 | 3. Advisory vote to approve the frequency of future non-binding advisory votes to approve the compensation of our named executive officers | Issuer | Yes | 1 Year | For |
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 6/4/2020 | 4. Ratification of the appointment of Ernst & Young LLP as the registered public accounting firm for the fiscal year ending December 31, 2020. | Issuer | Yes | For | For |
| ZYNERBA PHARMACEUTICALS, INC. | ZYNE | 98986X109 | 6/10/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| ZYNERBA PHARMACEUTICALS, INC. | ZYNE | 98986X109 | 6/10/2020 | 2. Ratification of appointment of KPMG LLP as Independent Registered Public Accounting Firm for the 2020 Fiscal Year. | Issuer | Yes | For | For |
| ARENA PHARMACEUTICALS, INC. | ARNA | 040047607 | 6/12/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| ARENA PHARMACEUTICALS, INC. | ARNA | 040047607 | 6/12/2020 | 2. To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. | Issuer | Yes | For | For |
| ARENA PHARMACEUTICALS, INC. | ARNA | 040047607 | 6/12/2020 | 3. To approve an amendment to our Amended and Restated Certificate of Incorporation to effect an increase in the total number of authorized shares of our common stock. | Issuer | Yes | For | For |
| ARENA PHARMACEUTICALS, INC. | ARNA | 040047607 | 6/12/2020 | 4. To approve the Arena Pharmaceuticals, Inc. 2020 Long-Term Incentive Plan. | Issuer | Yes | For | For |
| ARENA PHARMACEUTICALS, INC. | ARNA | 040047607 | 6/12/2020 | 5. To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as our independent auditors for the fiscal year ending December 31, 2020. |
Issuer | Yes | For | For |
| GREENLANE HOLDINGS, INC. | GNLN | 395330103 | 6/4/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| GREENLANE HOLDINGS, INC. | GNLN | 395330103 | 6/4/2020 | 2. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Issuer | Yes | For | For |
| TILRAY INC. | TLRY | 88688T100 | 5/28/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| TILRAY INC. | TLRY | 88688T100 | 5/28/2020 | 2. To approve the issuance of securities for purposes of Nasdaq Listing Rule 5635(d). | Issuer | Yes | For | For |
| TILRAY INC. | TLRY | 88688T100 | 5/28/2020 | 3. To ratify the selection by the Audit Committee of the Board of Directors of Deloitte LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | Issuer | Yes | For | For |
| TILRAY INC. | TLRY | 88688T100 | 5/28/2020 | 4. To approve a non-binding advisory resolution on the frequency of future advisory votes on the compensation of named executive officers. | Issuer | Yes | 2 Years | For |
| VILLAGE FARMS INTERNATIONAL, INC. | VFF | 92707Y108 | 6/25/2020 | 1. DIRECTORS | Issuer | Yes | For | For |
| VILLAGE FARMS INTERNATIONAL, INC. | VFF | 92707Y108 | 6/25/2020 | 2. Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For |
| VILLAGE FARMS INTERNATIONAL, INC. | VFF | 92707Y108 | 6/25/2020 | 3.,Ratify amendments to By-Law of the Company to increase the quorum for any meeting of shareholders of the Company to two persons present at the opening of the meeting who are entitled to vote and who hold or represent not less than 33 1/3% of the outstanding shares entitled to vote. | Issuer | Yes | For | For |
================================ADVISORSHARES VICE ETF===============================
REGISTRANT NAME: AdvisorShares
INVESTMENT COMPANY ACT FILE NUMBER: 811-22110
REPORTING PERIOD: 07/01/2019- 06/30/2020
REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814
NAME OF SERIES (FUND): AdvisorShares Vice ETF
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On |
Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/16/2019 | 1. DIRECTORS | Issuer | YES | For | For |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/16/2019 | 2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Issuer | YES | For | For |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/16/2019 | 3. To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | Issuer | YES | For | For |
| UNIVERSAL CORP | UVV | 913456109 | 8/28/2019 | 1. DIRECTORS | Issuer | YES | For | For |
| UNIVERSAL CORP | UVV | 913456109 | 8/28/2019 | 2. Approve a non-binding advisory resolution approving the compensation of the named executive officer | Issuer | YES | For | For |
| UNIVERSAL CORP | UVV | 913456109 | 8/28/2019 | 3. Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Issuer | YES | For | For |
| UNIVERSAL CORP | UVV | 913456109 | 8/28/2019 | 4. Approve the Universal Corporation Amended and Restated Executive Officer Annual Incentive Plan. | Issuer | YES | For | For |
| DARDEN RESTAURANTS INC | DRI | 237194105 | 9/18/2019 | 1. DIRECTORS | Issuer | YES | For | For |
| DARDEN RESTAURANTS INC | DRI | 237194105 | 9/18/2019 | 2. To obtain advisory approval of the Company's executive compensation. | Issuer | YES | For | For |
| DARDEN RESTAURANTS INC | DRI | 237194105 | 9/18/2019 | 3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2020. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 1. Report and accounts 2019 | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 2. Directors' remuneration report 2019. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 3. Declaration of final dividend. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 4. Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 5. Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 6. Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 7. Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 8. Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 9. Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 10. Re-election of I Menezes as a director. (chairman of Executive committee) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 11. Re-election of K Mikells as a director. (Executive) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 12. Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 13. Re-appointment of auditor. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 14. Remuneration of auditor. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 15. Authority to make political donations and/or to incur political expenditure. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 16. Authority to allot shares. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 17. Approval of the Irish Sharesave scheme. | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 18. Disapplication of pre-emption rights. (Special resolution) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 19. Authority to purchase own shares. (Special resolution) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 20. Reduced notice of a general meeting other than an AGM. (Special resolution) | Issuer | YES | For | For |
| DIAGEO PLC | DEO | 25243Q205 | 9/19/2019 | 21. Adoption and approval of new articles of association. (Special resolution) | Issuer | YES | For | For |
| RCI HOSPITALITY HOLDINGS INC | RICK | 74934Q108 | 9/30/2019 | 1. DIRECTORS | Issuer | YES | For | For |
| RCI HOSPITALITY HOLDINGS INC | RICK | 74934Q108 | 9/30/2019 | 2. PROPOSAL TO RATIFY THE SELECTION OF FRIEDMAN LLP AS THE COMPANYS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2019. | Issuer | YES | For | For |
| RCI HOSPITALITY HOLDINGS INC | RICK | 74934Q108 | 9/30/2019 | 3. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING. | Issuer | YES | For | For |
| CATALENT, INC. | CTLT | 148806102 | 10/30/2019 | 1. DIRECTORS | Issuer | YES | For | For |
| CATALENT, INC. | CTLT | 148806102 | 10/30/2019 | 2. Ratify the appointment of Ernst & Young LLP as our independent auditor for Fiscal 2020. | Issuer | YES | For | For |
| CATALENT, INC. | CTLT | 148806102 | 10/30/2019 | 3. To approve, by non-binding vote, the compensation of our named executive officers (say-on-pay). | Issuer | YES | For | For |
| SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 1/27/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 1/27/2020 | 2. Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Issuer | YES | For | For |
| SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 1/27/2020 | 3. Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 1. THAT the Annual Report and Accounts for the financial year ended 30 September 2019 be received. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 2. THAT the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) set out on pages 66 to 85 of the Annual Report and Accounts for the financial year ended 30 September 2019 be approved. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 3. THAT a final dividend for the financial year ended 30 September 2019 of 72.01 pence per ordinary share of 10 pence payable on 31 March 2020 to those shareholders on the register at the close of business on 21 February 2020 be declared. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 4. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 5. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 6. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 7. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 8. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 9. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 10. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 11. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 12. DIRECTOR | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 13. THAT Ernst & Young LLP be re-appointed as auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 14. THAT the Audit Committee (for and on behalf of the Board) be authorised to set the remuneration of the auditor. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 15. To consider and, if thought fit, pass resolution 15 as ordinary resolution as set forth in the Company's Notice of Meeting. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 16. To consider and, if thought fit, pass resolution 16 as ordinary resolution as set forth in the Company's Notice of Meeting. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 17. To consider and, if thought fit, pass resolution 17 as special resolution as set forth in the Company's Notice of Meeting. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 18. To consider and, if thought fit, pass resolution 18 as special resolution as set forth in the Company's Notice of Meeting. | Issuer | YES | For | For |
| IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 2/5/2020 | 19. To consider and, if thought fit, pass resolution 19 as special resolution as set forth in the Company's Notice of Meeting. | Issuer | YES | For | For |
| CRAFT BREW ALLIANCE INC | BREW | 224122101 | 2/25/2020 | 1. To consider and vote on a proposal to adopt Agreement & Plan of Merger, (as amended from time to time, "merger agreement), by and among Company, Anheuser-Busch Companies, LLC, a Delaware limited liability company ("Parent"), and Barrel Subsidiary, Inc., a Washington Corp. and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will merge with and into Company (which we refer to as "merger"), with the Company surviving merger as a wholly owned subsidiary of Parent, which we refer to as the "Merger Agreement Proposal. | Issuer | YES | For | For |
| CRAFT BREW ALLIANCE INC | BREW | 224122101 | 2/25/2020 | 2. To consider and vote on one or more proposals to adjourn the special meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement Proposal, which we refer as the "Adjournment Proposal." | Issuer | YES | For | For |
| CRAFT BREW ALLIANCE INC | BREW | 224122101 | 2/25/2020 | 3. To approve, by nonbinding advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger, which we refer as the "Advisory (Nonbinding) Merger-Related Compensation Proposal." | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 1. Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 2. Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 3. Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 4. Reduction of Share Capital. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 5A. Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 5B. Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 5C. Advisory Vote on the 2019 Compensation Report. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 6. DIRECTOR | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 7. COMPENSATION COMMITTEE | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 8. Re-election of the Statutory Auditor. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 9. Re-election of the Independent Proxy. | Issuer | YES | For | For |
| NOVARTIS AG | NVS | 66987V109 | 2/28/2020 | 10. General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Issuer | YES | Abstain | For |
| PERKINELMER, INC. | PKI | 714046109 | 4/28/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| PERKINELMER, INC. | PKI | 714046109 | 4/28/2020 | 2. To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | Issuer | YES | For | For |
| PERKINELMER, INC. | PKI | 714046109 | 4/28/2020 | 3. To approve, by non-binding advisory vote, our executive compensation. | Issuer | YES | For | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 2. Ratification of Ernst & Young LLP as Auditors. | Issuer | YES | For | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 3. Say on Pay - An Advisory Vote to Approve Executive Compensation. | Issuer | YES | For | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 4. Shareholder Proposal - Lobbying Disclosure. | Sharesholder | YES | Against | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 5. Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | Sharesholder | YES | Against | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 6. Shareholder Proposal - Shareholder Voting on By-Law Amendments. | Sharesholder | YES | Against | For |
| ABBOTT LABORATORIES | ABT | 002824100 | 4/24/2020 | 7. Shareholder Proposal - Simple Majority Vote. | Sharesholder | YES | Against | For |
| PHILIP MORRIS INTERNATIONAL | PM | 718172109 | 5/5/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| PHILIP MORRIS INTERNATIONAL | PM | 718172109 | 5/5/2020 | 2. Advisory Vote Approving Executive Compensation | Issuer | YES | For | For |
| PHILIP MORRIS INTERNATIONAL | PM | 718172109 | 5/5/2020 | 3. Ratification of the Selection of Independent Auditors | Issuer | YES | For | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 2. Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 | Issuer | YES | For | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 3. Say on Pay - An advisory vote on the approval of executive compensation | Issuer | YES | For | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 4. Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Issuer | YES | For | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 5. Stockholder Proposal - to Issue an Annual Report on Lobbying | Sharesholder | YES | Against | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 6. Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Sharesholder | YES | Against | For |
| ABBVIE INC. | ABBV | 00287Y109 | 5/8/2020 | 7. Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Sharesholder | YES | Against | For |
| ALTRIA GROUP, INC | MO | 02209S103 | 5/14/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| ALTRIA GROUP, INC | MO | 02209S103 | 5/14/2020 | 2. Ratification of the Selection of Independent Registered Public Accounting Firm | Issuer | YES | For | For |
| ALTRIA GROUP, INC | MO | 02209S103 | 5/14/2020 | 3. Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | Issuer | YES | For | For |
| ALTRIA GROUP, INC | MO | 02209S103 | 5/14/2020 | 4. Approval of the 2020 Performance Incentive Plan | Issuer | YES | For | For |
| ALTRIA GROUP, INC | MO | 02209S103 | 5/14/2020 | 5. Shareholder Proposal - Disclosure of Lobbying Policies and Practices | Sharesholder | YES | Against | For |
| ALTRIA GROUP, INC | MO | 02209S103 | 5/14/2020 | 6. Shareholder Proposal - Report on the Company's Underage Tobacco Prevention Policies | Sharesholder | YES | Against | For |
| TURNING POINT BRANDS, INC. | TPB | 90041L105 | 4/28/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| TURNING POINT BRANDS, INC. | TPB | 90041L105 | 4/28/2020 | 2. Ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 1 Receipt of the 2019 Annual Report and Accounts | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 2 Approval of the 2019 Directors' remuneration report | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 3 Reappointment of the Auditors | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 4 Authority for the Audit Committee to agree the Auditors' remuneration | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 5 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 6 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 7 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 8 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 9 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 10 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 11 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 12 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 13 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 14 DIRECTOR | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 15 Renewal of the Directors' authority to allot shares | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 16 Renewal of the Directors' authority to disapply pre-emption rights | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 17 Authority for the Company to purchase its own shares | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 18 Approval of the British American Tobacco Restricted Share Plan | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 19 Authority to make donations to political organisations and to incur political expenditure | Issuer | YES | For | For |
| BRITISH AMERICAN TOBACCO P.L.C. | BTI | 110448107 | 4/30/2020 | 20 Notice period for General Meetings | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 1A Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 1B Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 1C Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 5 Approval of the statutory annual accounts | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 6 Discharge to the directors | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 7 Discharge to the statutory auditor | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8A Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8B Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8C Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8E Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8F Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8G Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8I Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal) | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8J Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 8K Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 9 Remuneration policy and remuneration report: Proposed ...(due to space limits, see proxy material for full proposal). | Issuer | YES | For | For |
| ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 6/4/2020 | 10 Filings | Issuer | YES | For | For |
| MOLSON COORS BREWING CO. | TAP | 60871R209 | 5/20/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| MOLSON COORS BREWING CO. | TAP | 60871R209 | 5/20/2020 | 2. To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay). | Issuer | YES | For | For |
| THE BOSTON BEER COMPANY | SAM | 100557107 | 5/13/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| THE BOSTON BEER COMPANY | SAM | 100557107 | 5/13/2020 | 2. Advisory vote to approve our Named Executive Officers' executive compensation. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 1. To analyze and approve the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2019. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 2. To decide on the allocation of the net profits for the fiscal year ended December 31, 2019 and ratification of the payment of interest on own capital related to the fiscal year ended December 31, 2019, approved by the Board of Directors at the meeting held on December 2, 2019. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 3. To define the number of members of the Board of Directors. To approve the Board of Directors to be composed of 11 effective members and 2 alternates, for a 3-year term, which will end at the Ordinary Shareholder's Meeting to be held in 2023, pursuant to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 4A. Election of the Board of Directors by a single slate: Controller Slate - Board of Directors: Victorio Carlos De Marchi, Carlos Alves de Brito, Milton Seligman, José Heitor Attilio Gracioso, Vicente Falconi Campos, Luis Felipe Pedreira Dutra Leite, Roberto Moses Thompson Motta, Nelson José Jamel, Cecília Sicupira, Antonio Carlos Augusto Ribeiro Bonchristiano, Marcos de Barros Lisboa, Carlos Eduardo Klutzenschell Lisboa (Alternate), Michel Dimitrios Doukeris (Alternate) | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 4B. If one of the candidates who make up the chosen slate fails to join it, can your votes continue to be cast on the chosen slate? | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 4C. In case the multiple vote election process be adopted, should your votes be distributed in equal percentages among the members of the slate you chose? | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 5A1. Election of the fiscal council. To elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year, which shall end on the Ordinary General Meeting to be held in 2021: Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate). PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 5A2. If one of the candidates that are part of the slate fails to integrate it to accommodate the separate election, your votes may still be given to the chosen slate? PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 5B. Separate Election of the fiscal council - Candidates nominated by minority shareholders: Vinicius Balbino Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate). PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 6. To determine managers' overall compensation for the year of 2020, in the annual amount of up to R$ 111,079,130.00, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | 7. To determine the overall compensation of the Fiscal Council's members for the year of 2020, in the annual amount of up to R$ 2,162,700.00, with alternate members' compensation corresponding to half of the amount received by the effective members, in accorda | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E1. To approve the amendment to the heading of article 5 of the Company's bylaws, in order to reflect the capital increases approved by the Board of Directors, within the authorized capital limit until the date of the Shareholders' Meeting, according to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E2. To approve the amendment to article 8 of the Company's bylaws, to make express reference to other possibilities of using the authorized capital limit by the Board of Directors as set forth in Law No 6,404/76, according to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E3. To approve the amendment to articles 11, 15, 16, 17, 18 and 19, of the Company's bylaws, related to the composition of the Board of Directors, to (i) provide for the possibility of having a single Chairman of the Board of Directors, alternatively to the current Co-Chairmen model; (ii) increase the minimum number of members that can compose the Board of Directors from 3 to 5; and (iii) provide the Board of Directors will be composed, in its majority, by external members, according to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E4. To approve the amendment to article 21 of the Company's bylaws, to adjust the competence of the Board of Directors, according to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E5. To approve the amendment to articles 22 to 34 of the Company's bylaws, including the new articles 25 and 34 and renumbering the other articles, to restructure the composition of the Board of Executive Officers of the Company, set the duties of the new positions and change the name of the positions already existent, according to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E6. In view of the proposed amendments to the bylaws described above, to approve the consolidation of the Company's bylaws, in order to reflect the adjustments arising from such changes, renumbering and wording corrections, according to the Management Proposal. | Issuer | YES | For | For |
| AMBEV SA | ABEV | 02319V103 | 4/24/2020 | E7. To approve the amendment to the current Share-Based Compensation Plan, to increase the global volume of shares representing the Company's share capital that may be delivered to the participants in such plan from 0.3% to 3%. | Issuer | YES | For | For |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 5/20/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 5/20/2020 | 2. An advisory vote to approve named executive officer compensation. | Issuer | YES | For | For |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 5/20/2020 | 3. Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. | Issuer | YES | For | For |
| VECTOR GROUP LTD | VGR | 92240M108 | 5/28/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| VECTOR GROUP LTD | VGR | 92240M108 | 5/28/2020 | 2. Advisory approval of executive compensation (say on pay) | Issuer | YES | For | For |
| VECTOR GROUP LTD | VGR | 92240M108 | 5/28/2020 | 3. Approval of ratification of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2020 | Issuer | YES | For | For |
| VECTOR GROUP LTD | VGR | 92240M108 | 5/28/2020 | 4. Advisory approval of a shareholder proposal regarding the adoption of a shareholder "proxy access" by-law. | Shareholder | YES | Abstain | Abstain |
| CRAFT BREW ALLIANCE INC | BREW | 224122101 | 5/29/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| CRAFT BREW ALLIANCE INC | BREW | 224122101 | 5/29/2020 | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | YES | For | For |
| CRAFT BREW ALLIANCE INC | BREW | 224122101 | 5/29/2020 | 3. ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer | YES | For | For |
| DAVE & BUSTER'S ENTERTAINMENT, INC. | PLAY | 238337109 | 6/23/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| DAVE & BUSTER'S ENTERTAINMENT, INC. | PLAY | 238337109 | 6/23/2020 | 2. Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm | Issuer | YES | For | For |
| DAVE & BUSTER'S ENTERTAINMENT, INC. | PLAY | 238337109 | 6/23/2020 | 3. Advisory Approval of Executive Compensation | Issuer | YES | For | Abstain |
| DAVE & BUSTER'S ENTERTAINMENT, INC. | PLAY | 238337109 | 6/23/2020 | 4. Approval of the Company's Amended and Restated 2014 Omnibus Incentive Plan. | Issuer | YES | For | For |
| MGP INGREDIENTS INC | MGPI | 55303J106 | 6/30/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| MGP INGREDIENTS INC | MGPI | 55303J106 | 6/30/2020 | 2. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. | Issuer | YES | For | For |
| MGP INGREDIENTS INC | MGPI | 55303J106 | 6/30/2020 | 3. To adopt an advisory resolution to approve the compensation of our named executive officers. | Issuer | YES | For | For |
| NEW AGE BEVERAGES CORPORATION | NBEV | 64157V108 | 6/25/2020 | 1. DIRECTORS | Issuer | YES | For | For |
| NEW AGE BEVERAGES CORPORATION | NBEV | 64157V108 | 6/25/2020 | 2. To approve the reincorporation of the Company from the State of Washington to the State of Delaware. | Issuer | YES | For | Abstain |
| NEW AGE BEVERAGES CORPORATION | NBEV | 64157V108 | 6/25/2020 | 3. To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Issuer | YES | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | AdvisorShares Trust |
| By (Signature and Title)* | /s/ Noah Hamman |
| Noah Hamman, Chief Executive Officer | |
| (principal executive officer) | |
| Date | August 3, 2020 |
*Print the name and title of each signing officer under his or her signature.